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Appointed director

Beneficient Create: Alert

All | News | Filings
Date FiledTypeDescription
08/02/2023 8-K Unregistered Sales of Equity Securities, Material Modifications to Rights of Security Holders, Amendments to Articles of Inco...
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549",
"Certificate of Designation of Series B-1 Resettable Convertible Preferred Stock",
"Beneficient Closes $38 Million Liquidity Transaction with Customer DALLAS, Aug. 02, 2023 — Beneficient , a technology-enabled platform providing liquidity and related trust and custody services to holders of alternative assets, today announced that it has consummated the financing of a liquidity transaction for a customer with respect to multi-family real estate alternative assets with a net asset value of approximately $38 million. Pursuant to the terms, Ben now holds a fiduciary loan with an initial principal balance of approximately $38 million to certain of the trusts of which its affiliate serves as trustee, which acquired alternative assets in exchange for 3,768,995 shares of Beneficient's Series B-1 Resettable Convertible Preferred Stock at a price of $10.00 of NAV per share . Each ..."
06/08/2023 8-K Appointed a new director
Docs: "EX-3.1(1)",
"EX-3.1(2)",
"Bylaws of Beneficient",
"EX-4.1(2)",
"First Amended and Restated Limited Liability Company Agreement of Beneficient Company Group, L.L.C.",
"Stockholders Agreement dated June 6, 2023, by and among Beneficient, Beneficient Holdings Inc., Hicks Holdings Operating, LLC and Bruce W. Schnitzer",
"Exchange Agreement dated June 7, 2023, by and among Beneficient, Beneficient Company Group, L.L.C. and Beneficient Company Holdings, L.P",
"Registration Rights Agreement, Beneficient, Beneficient Holdings Inc., Hicks Holdings Operating, LLC and Bruce W. Schnitzer, Avalon Acquisition Holdings, LLC",
"Eighth Amended and Restated Limited Partnership Agreement of Beneficient Company Holdings, L.P.",
"Amendment No. 6 to Second Amended and Restated Credit Agreement, by and among Beneficient Company Holdings, L.P., The Beneficient Company Group, L.P. and HCLP Nominees, L.L.C"

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