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8-K
3,4,5
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CC transcript
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KBW, INC. (KBW)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 02/19/2013 |
8-K
| Quarterly results |
| 02/12/2013 |
8-K
| Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits |
| 01/04/2013 |
8-K
| Other Events, Financial Statements and Exhibits |
| 12/21/2012 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 12/14/2012 |
8-K
| Form 8-K - Current report |
| 11/29/2012 |
8-K
| Other Events, Financial Statements and Exhibits |
| 11/09/2012 |
8-K
| Entry into a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of...|
Docs:
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"Agreement and Plan of Merger dated November 5, 2012, between KBW, Inc. and Stifel Financial Corp. (the schedules and exhibits have been omitted pursuant to Item 601(b)(2) of Regulation S-K)",
"Waiver Agreement between KBW, Inc. and Thomas Michaud",
"Waiver Agreement between KBW, Inc. and Andrew Senchak",
"Waiver Agreement between KBW, Inc. and John Duffy",
"Terms Agreement between KBW, Inc., Stifel Financial Corp. and Robert Giambrone",
"Terms Agreement between KBW, Inc., Stifel Financial Corp. and Mitchell Kleinman",
"Form of Restricted Stock Award Agreement for Transition Stock Grant to Mr. Michaud",
"Form of Restricted Stock Award Agreement for Transition Stock Grants to Messrs. Senchak and Duffy",
"Form of Restricted Stock Award Agreement for Retention Stock Grant to Mr. Michaud" |
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| 11/05/2012 |
8-K
| Quarterly results |
| 08/02/2012 |
8-K
| Quarterly results |
| 06/13/2012 |
8-K
| Form 8-K - Current report |
| 04/26/2012 |
8-K
| Quarterly results |
| 03/02/2012 |
8-K
| Form 8-K - Current report |
| 02/23/2012 |
8-K
| Quarterly results |
| 01/27/2012 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...|
Docs:
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"Letter Notice by and between John G. Duffy and KBW, Inc., pertaining to Employment Agreement entered into by and between such parties on February 1, 2010",
"Letter Notice by and between Andrew M. Senchak and KBW, Inc., pertaining to Employment Agreement entered into by and between such parties on February 1, 2010",
"Employment Agreement, by and between KBW, Inc. and Robert Giambrone",
"Employment Agreement, by and between KBW, Inc. and Mitchell B. Kleinman" |
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| 10/27/2011 |
8-K
| Form 8-K - Current report |
| 07/29/2011 |
8-K
| Form 8-K - Current report |
| 06/15/2011 |
8-K
| Submission of Matters to a Vote of Security Holders, Regulation FD Disclosure |
| 04/28/2011 |
8-K
| Form 8-K - Current report |
| 03/24/2011 |
8-K
| Form 8-K - Current report |
| 02/17/2011 |
8-K
| Form 8-K - Current report |
| 02/08/2011 |
8-K
| Form 8-K - Current report |
| 12/07/2010 |
8-K
| Form 8-K - Current report |
| 10/28/2010 |
8-K
| Form 8-K - Current report |
| 07/29/2010 |
8-K
| Form 8-K - Current report |
| 06/15/2010 |
8-K
| Form 8-K - Current report |
| 04/29/2010 |
8-K
| Quarterly results |
| 02/18/2010 |
8-K
| Form 8-K - Current report |
| 02/05/2010 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits|
Docs:
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"Form of Restricted Stock Award Agreement, by and between KBW, Inc. and each Named Executive Officer",
"Employment Agreement, by and between KBW, Inc. and John G. Duffy",
"Employment Agreement, by and between KBW, Inc. and Thomas B. Michaud",
"Employment Agreement, by and between KBW, Inc. and Andrew M. Senchak" |
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| 10/29/2009 |
8-K
| Form 8-K - Current report |
| 07/30/2009 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits |
| 06/10/2009 |
8-K
| Form 8-K - Current report |
| 04/23/2009 |
8-K
| Form 8-K -- Current report |
| 02/11/2009 |
8-K
| Form 8-K -- Current report |
| 10/22/2008 |
8-K
| Quarterly results |
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