| Date Filed | Type | Description |
| 09/26/2023 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)]: |
| 08/23/2023 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 06/07/2023 |
8-K
| Other Events |
| 03/31/2023 |
4
| GOLDSTEIN PHILLIP (Chairman and Secretary) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Bought 675 shares
@ $10.74, valued at
$7.2k
Bought 1,568 shares
@ $10.85, valued at
$17k
|
|
| 03/07/2023 |
N-CEN
| Form N-CEN - Annual Report for Registered Investment Companies: |
| 03/06/2023 |
N-CSR
| Form N-CSR - Certified Shareholder Report: |
| 02/24/2023 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 02/07/2023 |
4
| GOLDSTEIN PHILLIP (Chairman and Secretary) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Bought 2,000 shares
@ $11.85, valued at
$23.7k
|
|
| 02/02/2023 |
SC 13G
| Relative Value Partners Group, LLC reports a 59.3% stake in SPECIAL OPPORTUNITIES FUND, INC |
| 02/02/2023 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 02/01/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/14/2022 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 11/09/2022 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 09/26/2022 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)]: |
| 09/07/2022 |
N-CSRS
| Form N-CSRS - Certified Shareholder Report, Semi-Annual: |
| 08/15/2022 |
N-PX
| Form N-PX - Annual Report of proxy voting record of management investment companies: |
| 08/11/2022 |
SC 13G
| Relative Value Partners Group, LLC reports a 19.8% stake in SPECIAL OPPORTUNITIES FUND, INC |
| 08/11/2022 |
SC 13G
| Relative Value Partners Group, LLC reports a 62.7% stake in SPECIAL OPPORTUNITIES FUND, INC |
| 07/21/2022 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 05/11/2022 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 04/08/2022 |
4
| Das Rajeev P (Vice President) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Disposed/sold 513 shares
@ $15.69, valued at
$8k
|
|
| 04/07/2022 |
4
| WALDEN CHARLES C (Director) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Disposed/sold 5,014 shares
@ $15.69, valued at
$78.7k
|
|
| 04/07/2022 |
4
| GOLDSTEIN PHILLIP (Chairman and Secretary) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Disposed/sold 3,534 shares
@ $15.69, valued at
$55.4k
|
|
| 04/07/2022 |
4
| HELLERMAN GERALD (Director) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Disposed/sold 5,333 shares
@ $15.69, valued at
$83.7k
Bought 1,500 shares
@ $14.94, valued at
$22.4k
Bought 2,000 shares
@ $14.77, valued at
$29.5k
Bought 1,000 shares
@ $14.73, valued at
$14.7k
Bought 100 shares
@ $14.65, valued at
$1.5k
Bought 1,000 shares
@ $14.66, valued at
$14.7k
|
|
| 04/07/2022 |
4
| Dakos Andrew (President) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Disposed/sold 2,016 shares
@ $15.69, valued at
$31.6k
Disposed/sold 968 shares
@ $15.69, valued at
$15.2k
Disposed/sold 154 shares
@ $15.69, valued at
$2.4k
|
|
| 03/08/2022 |
N-CEN
| Form N-CEN - Annual Report for Registered Investment Companies: |
| 03/04/2022 |
SC TO-I
| Form SC TO-I - Tender offer statement by Issuer: |
| 03/03/2022 |
N-CSR
| Form N-CSR - Certified Shareholder Report: |
| 02/14/2022 |
SC 13G
| RIVERNORTH CAPITAL MANAGEMENT, LLC reports a 7% stake in Special Opportunities Fund, Inc. |
| 02/11/2022 |
SC 13G
| Relative Value Partners Group, LLC reports a 25.2% stake in SPECIAL OPPORTUNITIES FUND, INC |
| 02/11/2022 |
SC 13G
| Relative Value Partners Group, LLC reports a 25.8% stake in SPECIAL OPPORTUNITIES FUND, INC |
| 02/09/2022 |
4
| GOLDSTEIN PHILLIP (Chairman and Secretary) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Bought 2,000 shares
@ $14.755, valued at
$29.5k
|
|
| 01/28/2022 |
4
| Dakos Andrew (President) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Exercised (in-or-at-the-money) 200 options to buy
@ $0 |
|
| 01/28/2022 |
4
| Lunder Marc (Director) has filed a Form 4 on SPECIAL OPPORTUNITIES FUND, INC.|
Txns:
| Exercised (in-or-at-the-money) 1,000 options to buy
@ $0 |
|
|