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Rafael Holdings, Inc. (RFL) Create: Alert

All | News | Filings
Date FiledTypeDescription
06/16/2022 4 JONAS HOWARD S (Chairman of the Board) has filed a Form 4 on Rafael Holdings, Inc.
Txns: Granted 132,980 shares @ $1.88, valued at $250k
Granted 319,150 shares @ $1.88, valued at $600k
06/14/2022 10-Q Quarterly Report for the period ended April 30, 2022
06/14/2022 8-K Quarterly results
05/31/2022 8-K Quarterly results
05/09/2022 8-K Quarterly results
04/12/2022 4 MALLIK AMEET (Director) has filed a Form 4 on Rafael Holdings, Inc.
Txns: Disposed/sold 908,497 shares @ $0
03/17/2022 10-Q Quarterly Report for the period ended January 31, 2022
03/17/2022 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits  Interactive Data
Docs: "Rafael Holdings Reports Second Quarter Fiscal 2022 Financial Results"
03/08/2022 EFFECT Form EFFECT - Notice of Effectiveness:
03/02/2022 S-3/A Form S-3/A - Registration statement under Securities Act of 1933: [Amend]
02/28/2022 8-K Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review &nbsp...
02/24/2022 RW Form RW - Registration Withdrawal Request:
02/15/2022 S-3 Form S-3 - Registration statement under Securities Act of 1933:
02/08/2022 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/03/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/03/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/02/2022 8-K Quarterly results
01/21/2022 4 WEISS MICHAEL J (Director) has filed a Form 4 on Rafael Holdings, Inc.
Txns: Granted 7,512 shares @ $5.39, valued at $40.5k
01/21/2022 4 GREENBERG STEPHEN M (Director) has filed a Form 4 on Rafael Holdings, Inc.
Txns: Granted 7,512 shares @ $5.39, valued at $40.5k
01/21/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "VIA EMAIL William Conkling 110 Woods End Drive Basking Ridge, NJ 07920 [email protected] Dear Bill, It is our pleasure to offer you continued employment at Rafael Holdings, Inc. in accordance with the terms and conditions provided herein. Effective February 1, 2022 , the Employment Agreement between you and the Company dated as of March 7, 2021 shall terminate and be of no further force and effect and shall be superseded and replaced in its entirety by this letter agreement , which outlines the terms of your continued employment at the Company as follows: 1. Position and Duties : From and after the Effective Date, you will be employed as the Chief Executive Officer of the Company , which shall be an executive officer position with the Company, and in that role you will ov...",
"# # #"
01/19/2022 S-8 Form S-8 - Securities to be offered to employees in employee benefit plans:
01/05/2022 4 PASCHE BORIS C (Director) has filed a Form 4 on Rafael Holdings, Inc.
Txns: Granted 7,512 shares @ $5.39, valued at $40.5k
01/05/2022 4 McCamish Mark Anthony (Director) has filed a Form 4 on Rafael Holdings, Inc.
Txns: Granted 5,412 shares @ $5.39, valued at $29.2k
01/05/2022 4 Klinger Shannon Thyme (Director) has filed a Form 4 on Rafael Holdings, Inc.
Txns: Granted 5,412 shares @ $5.39, valued at $29.2k
12/15/2021 10-Q Quarterly Report for the period ended October 31, 2021
12/15/2021 8-K Quarterly results
11/24/2021 DEF 14A Form DEF 14A - Other definitive proxy statements:
11/22/2021 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "VIA EMAIL Patrick Fabbio [email protected] Dear Pat, As you are aware, you and Rafael Holdings, Inc. entered into a letter agreement dated September 10, 2021 related to your employment by the Company. The purpose of this letter is to amend the Letter Agreement and your terms of employment, effective as of November 21, 2021 , as follows: 1. As of the Effective Date, you will be the President and Chief Financial Officer of the Company, which shall be an executive officer position with the Company, and in that role you will be responsible for business and financial aspects of the operations of the company and its subsidiaries and controlled affiliates. 2. The third sentence of Section 5 of the Letter Agreement shall be amended to read in its entirety: The vesting schedule shal...",
"# # #"
10/28/2021 8-K Regulation FD Disclosure, Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Rafael Holdings Provides Update on Rafael Pharmaceuticals’ Two Phase 3 Trials of CPI-613 , AVENGER 500 in Metastatic Pancreatic Cancer and ARMADA 2000 in Relapsed or Refractory Acute Myeloid Leukemia"
10/19/2021 4 HUIZINGA MARY MARGARET (Chief Devel. & Medical Officer) has filed a Form 4 on Rafael Holdings, Inc.
Txns: Granted 122,341 options to buy @ $30.54, valued at $3.7M
10/18/2021 10-K Annual Report for the period ended July 31, 2021
10/18/2021 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits  Interactive Data
Docs: "RAFAEL HOLDINGS, INC. CONSOLIDATED BALANCE SHEETS July 31, July 31, 2021 2020 ASSETS CURRENT ASSETS Cash and cash equivalents $ 7,854 $ 6,206 Restricted cash 5,000 - Trade accounts receivable, net of allowance for doubtful accounts of $193 and $218 at July 31, 2021 and 2020, respectively 235 267 Due from Rafael Pharmaceuticals 600 118 Prepaid expenses and other current assets 1,075 273 Assets held for sale 0 2,968 Total current assets 14,764 9,832 Property and equipment, net 43,238 44,433 Equity investment – RP Finance 575 192 Due from RP Finance LLC 7,500 - Investments – Rafael Pharmaceuticals 79,141 70,018 Investments – Other Pharmaceuticals 477 1,201 Investments – Hedge Funds 5,268 7,510 Deferred income tax assets, net 0 6 In-process research and development and patents 1,575 1,575 Othe..."
10/18/2021 3 HUIZINGA MARY MARGARET (Chief Devel. & Medical Officer) has filed a Form 3 on Rafael Holdings, Inc.
10/05/2021 8-K Other Events  Interactive Data
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