| Date Filed | Type | Description |
| 11/15/2022 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 3,050 shares
@ $6.67, valued at
$20.3k
|
|
| 11/14/2022 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 891 shares
@ $6.63, valued at
$5.9k
Bought 754 shares
@ $6.64, valued at
$5k
Bought 355 shares
@ $6.65, valued at
$2.4k
|
|
| 11/04/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/17/2021 |
5
| Form 5 - Annual statement of changes in beneficial ownership of securities: |
| 12/14/2021 |
3/A
| Form 3/A - Initial statement of beneficial ownership of securities: [Amend] |
| 12/10/2021 |
3
| Brombach Theodore J (10% Owner) has filed a Form 3 on Power & Digital Infrastructure Acquisition II Corp. |
| 12/09/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 07/22/2021 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 29,500 shares of beneficial interest
@ $8.5, valued at
$250.8k
|
|
| 02/09/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 02/09/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 03/18/2020 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/14/2020 |
4/A
| Brombach Theodore J (President&CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 609 shares of beneficial interest
@ $8.2, valued at
$5k
Bought 612 shares of beneficial interest
@ $8.17, valued at
$5k
|
|
| 01/13/2020 |
4
| Brombach Theodore J (President&CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Bought 609 shares of beneficial interest
@ $8.2, valued at
$5k
Bought 612 shares of beneficial interest
@ $8.17, valued at
$5k
|
|
| 10/12/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/11/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/09/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/05/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/04/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/03/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/02/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/01/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/28/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/26/2018 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 09/21/2018 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 200 shares of beneficial interest
@ $9.8, valued at
$2k
|
|
| 09/20/2018 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 300 shares of beneficial interest
@ $9.82, valued at
$2.9k
|
|
| 09/19/2018 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 300 shares of beneficial interest
@ $9.83, valued at
$2.9k
|
|
| 09/18/2018 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 200 shares of beneficial interest
@ $9.815, valued at
$2k
|
|
| 09/17/2018 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 900 shares of beneficial interest
@ $9.8706, valued at
$8.9k
|
|
| 09/14/2018 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 2,900 shares of beneficial interest
@ $9.8705, valued at
$28.6k
|
|
| 09/13/2018 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 1,000 shares of beneficial interest
@ $9.871, valued at
$9.9k
|
|
| 09/12/2018 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 300 shares of beneficial interest
@ $9.87, valued at
$3k
|
|
| 09/11/2018 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 300 shares of beneficial interest
@ $9.87, valued at
$3k
|
|
| 09/10/2018 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 300 shares of beneficial interest
@ $9.8533, valued at
$3k
|
|
| 09/07/2018 |
4
| Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust|
Txns:
| Sold 1,000 shares of beneficial interest
@ $9.883, valued at
$9.9k
|
|
|