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X-17A-5
X-17A-5/A
Brombach Theodore J
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Filings
Date Filed
Type
Description
01/14/2020
4/A
Brombach Theodore J (President&CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns:
Bought 609 shares of beneficial interest @ $8.2, valued at $5k
Bought 612 shares of beneficial interest @ $8.17, valued at $5k
03/22/2018
4/A
Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns:
Bought 300 shares of beneficial interest @ $9.5657, valued at $2.9k
03/22/2018
4/A
Brombach Theodore J (President & CEO) has filed a Form 4 on XAI Octagon Floating Rate & Alternative Income Term Trust
Txns:
Bought 300 shares of beneficial interest @ $9.5657, valued at $2.9k
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