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Kleinman Adam M Create: Alert

All | News | Filings
Date FiledTypeDescription
09/27/2023 4 Kleinman Adam M (President) has filed a Form 4 on Great Elm Group, Inc.
Txns: Granted 60,386 shares @ $0
09/20/2022 4 Kleinman Adam M (President) has filed a Form 4 on Great Elm Group, Inc.
Txns: Granted 49,230 shares @ $0
Granted 100,000 shares @ $0
06/17/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/28/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
01/26/2021 4 Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.
Txns: Granted 1,795 shares @ $0
12/23/2020 4 Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.
Txns: Granted 1,646 shares @ $0
11/24/2020 4 Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.
Txns: Granted 2,291 shares @ $0
10/23/2020 4 Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.
Txns: Granted 1,011 shares @ $0
10/01/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/23/2020 4 Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.
Txns: Granted 669 shares @ $0
08/25/2020 4 Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.
Txns: Granted 640 shares @ $0
07/17/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
06/17/2020 4 Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.
Txns: Granted 657 shares @ $0
05/19/2020 4 Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.
Txns: Granted 842 shares @ $0
11/21/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/03/2019 4 Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.
Txns: Bought 350 shares @ $8.17, valued at $2.9k
Bought 369 shares @ $8.25, valued at $3k
08/07/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
06/06/2019 4 Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.
Txns: Bought 10,000 shares @ $8.5, valued at $85k
11/21/2018 4 Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.
Txns: Bought 6,000 shares @ $8.05, valued at $48.3k
11/19/2018 4 Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.
Txns: Bought 9,000 shares @ $8.06, valued at $72.5k
05/25/2018 4 Kleinman Adam M (See Remarks) has filed a Form 4 on Great Elm Capital Group, Inc.
Txns: Bought 20,000 shares @ $3.8, valued at $76k
11/22/2017 4 Kleinman Adam M (See Remarks) has filed a Form 4 on Great Elm Capital Group, Inc.
Txns: Bought 10,000 shares @ $3.75, valued at $37.5k
11/15/2017 4 Kleinman Adam M (See Remarks) has filed a Form 4 on Great Elm Capital Group, Inc.
Txns: Bought 20,000 shares @ $3.65, valued at $73k
11/13/2017 4 Kleinman Adam M (See Remarks) has filed a Form 4 on Great Elm Capital Group, Inc.
Txns: Bought 10,000 shares @ $3.65, valued at $36.5k
Bought 20,000 shares @ $3.65, valued at $73k
10/16/2017 3/A Form 3/A - Initial statement of beneficial ownership of securities: [Amend]
10/16/2017 3/A Form 3/A - Initial statement of beneficial ownership of securities: [Amend]
10/16/2017 3/A Form 3/A - Initial statement of beneficial ownership of securities: [Amend]
09/25/2017 4 Kleinman Adam M (See Remarks) has filed a Form 4 on Great Elm Capital Group, Inc.
Txns: Granted 213,000 options to buy @ $3.6, valued at $766.8k
Granted 194,175 options to buy @ $3.6, valued at $699k
09/25/2017 3 Form 3 - Initial statement of beneficial ownership of securities:

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