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Credit agrmnt [a]
CC transcript
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NETLIST INC (NLST)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 08/18/2023 |
8-K
| Quarterly results |
| 08/15/2023 |
4
| SASAKI GAIL M (Vice President and CFO) has filed a Form 4 on NETLIST INC|
Txns:
| Sold 8,820 shares
@ $3.2392, valued at
$28.6k
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| 08/15/2023 |
8-K
| Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits Interactive Data|
Docs:
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"FORM 8-K",
"Form of Warrant",
"Opinion of Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C",
"SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement is dated as of August 14, 2023, between Netlist, Inc., a Delaware corporation , and each purchaser identified on the signature pages hereto . WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an effective registration statement under the Securities Act of 1933, as amended , the Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires to purchase from the Company, securities of the Company as more fully described in this Agreement. NOW, THEREFORE, IN CONSIDERATION of the mutual covenants contained in this Agreement, and for other good and valuable consideration the receipt and adequacy of which are hereby acknowledged, the Company and eac...",
"PLACEMENT AGENCY AGREEMENT",
"Form of Lock-Up Agreement",
"Netlist Announces $30 Million Registered Direct Offering" |
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| 08/15/2023 |
424B5
| Form 424B5 - Prospectus [Rule 424(b)(5)]: |
| 08/14/2023 |
8-K
| Other Events, Financial Statements and Exhibits Interactive Data |
| 08/11/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 08/08/2023 |
10-Q
| Quarterly Report for the period ended July 1, 2023 |
| 08/01/2023 |
8-K
| Quarterly results |
| 07/17/2023 |
4
| SASAKI GAIL M (Vice President and CFO) has filed a Form 4 on NETLIST INC|
Txns:
| Sold 4,364 shares
@ $3.2702, valued at
$14.3k
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| 07/13/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 06/30/2023 |
ARS
| Form ARS - Annual Report to Security Holders: |
| 06/30/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 05/23/2023 |
SD
| Form SD - Specialized disclosure report: |
| 05/10/2023 |
10-Q
| Quarterly Report for the period ended April 1, 2023 |
| 04/26/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/26/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 04/25/2023 |
8-K
| Quarterly results |
| 04/24/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 04/24/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 03/23/2023 |
4
| Hong Chun K (President, CEO and Chairman) has filed a Form 4 on NETLIST INC|
Txns:
| Sold 41,366 shares
@ $4, valued at
$165.5k
Sold 208,634 shares
@ $4.0037, valued at
$835.3k
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| 03/17/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/17/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/14/2023 |
4
| Hong Chun K (President, CEO and Chairman) has filed a Form 4 on NETLIST INC|
Txns:
| Sold 46,000 shares
@ $2.8237, valued at
$129.9k
Sold 138,703 shares
@ $2.8237, valued at
$391.7k
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| 03/09/2023 |
4
| SASAKI GAIL M (Vice President and CFO) has filed a Form 4 on NETLIST INC|
Txns:
| Sold 3,875 shares
@ $2.88, valued at
$11.2k
Sold 28,854 shares
@ $3, valued at
$86.6k
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| 03/02/2023 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 03/02/2023 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 03/02/2023 |
S-8
| Form S-8 - Securities to be offered to employees in employee benefit plans: |
| 02/28/2023 |
10-K
| Annual Report for the period ended December 31, 2022 |
| 02/13/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/18/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/19/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/02/2022 |
10-Q
| Quarterly Report for the period ended October 1, 2022 |
| 10/27/2022 |
8-K
| Quarterly results |
| 09/21/2022 |
4
| SASAKI GAIL M (Vice President and CFO) has filed a Form 4 on NETLIST INC|
Txns:
| Paid exercise price by delivering 26,944 shares
@ $2.675, valued at
$72.1k
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