| Date Filed | Type | Description |
| 10/02/2023 |
POS 8C
| Form POS 8C - Post-effective amendments filed by certain investment companies [Section 8(c)]: |
| 08/23/2023 |
N-PX
| Form N-PX - Annual Report of proxy voting record of management investment companies: |
| 08/22/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 03/10/2023 |
N-CSRS
| Form N-CSRS - Certified Shareholder Report, Semi-Annual: |
| 03/06/2023 |
N-23C3A
| Form N-23C3A - Notification of periodic repurchase offer [Rule 23c-3(b) only]: |
| 03/06/2023 |
SC 13G
| SIT INVESTMENT ASSOCIATES INC reports a 19.6% stake in RiverNorth Capital & Income Fund, Inc. |
| 02/08/2023 |
4
| Galley Patrick W. (Portfolio Manager) has filed a Form 4 on RiverNorth Capital & Income Fund, Inc.|
Txns:
| Bought 7,926 shares
@ $15.84, valued at
$125.5k
Bought 18,421 shares
@ $15.84, valued at
$291.8k
Bought 16,211 shares
@ $15.84, valued at
$256.8k
|
|
| 01/31/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/31/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 01/31/2023 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 01/30/2023 |
497AD
| Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]: |
| 01/06/2023 |
POS EX
| Form POS EX - Post-effective amendment adding exhibits to registration statement [Rule 462(d)]: |
| 01/03/2023 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 12/23/2022 |
4
| Galley Patrick W. (President) has filed a Form 4 on RiverNorth Capital & Income Fund, Inc.|
Txns:
| Sold 182 shares
@ $24.9, valued at
$4.5k
Sold 45 shares
@ $24.88, valued at
$1.1k
Sold 598 shares
@ $24.87, valued at
$14.9k
Sold 21 shares
@ $24.85, valued at
$521.9
Sold 1,676 shares
@ $24.83, valued at
$41.6k
Sold 3,976 shares
@ $24.82, valued at
$98.7k
Sold 595 shares
@ $24.81, valued at
$14.8k
|
|
| 12/21/2022 |
497AD
| Form 497AD - Filing by certain investment companies of Rule 482 advertising [Rule 497 and 482(c)]: |
| 12/12/2022 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 12/07/2022 |
N-2/A
| Form N-2/A - Registration statement for closed-end investment companies: [Amend] |
| 12/05/2022 |
N-23C3A
| Form N-23C3A - Notification of periodic repurchase offer [Rule 23c-3(b) only]: |
| 11/10/2022 |
3
| Mougin Lisa Bruckert (Director) has filed a Form 3 on RiverNorth Specialty Finance Corp |
| 09/13/2022 |
N-CEN
| Form N-CEN - Annual Report for Registered Investment Companies: |
| 09/09/2022 |
N-CSR/A
| Form N-CSR/A - Certified Shareholder Report: [Amend] |
| 09/08/2022 |
N-CSR
| Form N-CSR - Certified Shareholder Report: |
| 09/06/2022 |
N-23C3A
| Form N-23C3A - Notification of periodic repurchase offer [Rule 23c-3(b) only]: |
| 08/31/2022 |
N-PX
| Form N-PX - Annual Report of proxy voting record of management investment companies: |
| 08/29/2022 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 08/16/2022 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 08/09/2022 |
N-2
| Form N-2 - Registration statement for closed-end investment companies: |
| 07/15/2022 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)]: |
| 06/06/2022 |
N-23C3A
| Form N-23C3A - Notification of periodic repurchase offer [Rule 23c-3(b) only]: |
| 05/27/2022 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 03/11/2022 |
N-CSRS
| Form N-CSRS - Certified Shareholder Report, Semi-Annual: |
| 03/08/2022 |
N-23C3A
| Form N-23C3A - Notification of periodic repurchase offer [Rule 23c-3(b) only]: |
| 02/28/2022 |
NPORT-P
| Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public): |
| 02/14/2022 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
|