| Date Filed | Type | Description |
| 10/11/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/16/2023 |
4
| COHEN RICHARD M (Director) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Bought 2,612 shares
@ $9.4749, valued at
$24.7k
|
|
| 05/23/2023 |
4
| Great Elm Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Disposed of 37,268 shares
@ $0 |
|
| 05/16/2023 |
4
| Kuperschmid Mark (Director) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Bought 2,000 shares
@ $8.01, valued at
$16k
Bought 300 shares
@ $8.01, valued at
$2.4k
Bought 2,700 shares
@ $8.0199, valued at
$21.7k
|
|
| 03/31/2023 |
4
| Davis Keri (CFO) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Acquired 5,894 shares
@ $0
Acquired 23 shares
@ $0 |
|
| 03/14/2023 |
4
| Kaplan Matthew D (CEO and President) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Bought 1,100 shares
@ $9.29, valued at
$10.2k
|
|
| 03/09/2023 |
4
| Kaplan Matthew D (CEO and President) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Bought 5,020 shares
@ $9.13, valued at
$45.8k
Bought 2,201 shares
@ $9.46, valued at
$20.8k
Bought 1,679 shares
@ $9.41, valued at
$15.8k
|
|
| 01/24/2023 |
4
| Great Elm Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Disposed of 50,000 shares
@ $12.19, valued at
$609.5k
Disposed of 9,947 shares
@ $10.18, valued at
$101.3k
Disposed of 10,116 shares
@ $8.66, valued at
$87.6k
Disposed of 200,000 shares
@ $10, valued at
$2M
Disposed of 1,866 shares
@ $8.31, valued at
$15.5k
|
|
| 01/03/2023 |
4
| Great Elm Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Disposed of 372,495 shares
@ $0
Disposed of 73,176 shares
@ $0 |
|
| 06/27/2022 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 06/17/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/17/2022 |
4
| Kaplan Matthew D (CEO and President) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Exercised 1,000 rights
@ $12.5, valued at
$12.5k
|
|
| 06/17/2022 |
4
| Great Elm Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Acquired 185,889 shares
@ $12.5, valued at
$2.3M
Acquired 399,990 shares
@ $12.5, valued at
$5M
Exercised 1,000,000 rights
@ $12.5, valued at
$12.5M
Exercised 400,000 rights
@ $12.5, valued at
$5M
|
|
| 06/17/2022 |
4
| Kuperschmid Mark (Director) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Exercised 5,986 rights
@ $12.5, valued at
$74.8k
|
|
| 06/17/2022 |
4
| Kleinman Adam M (CCO and Secretary) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Exercised 4,000 rights
@ $12.5, valued at
$50k
|
|
| 05/27/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/12/2022 |
4
| Great Elm Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Disposed of 100,000 shares
@ $12.5, valued at
$1.3M
|
|
| 03/16/2022 |
3
| Perry Chad (Director) has filed a Form 3 on Great Elm Capital Corp. |
| 03/11/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/11/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 03/11/2022 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 03/11/2022 |
3
| COHEN RICHARD M (Director) has filed a Form 3 on Great Elm Capital Corp. |
| 03/10/2022 |
4
| Kaplan Matthew D (CEO and President) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Bought 1,000 shares
@ $14, valued at
$14k
|
|
| 03/10/2022 |
3
| Kaplan Matthew D (CEO and President) has filed a Form 3 on Great Elm Capital Corp. |
| 10/13/2021 |
3
| Lenders Funding LLC /California (10% Owner) has filed a Form 3 on Great Elm Capital Corp. |
| 09/28/2021 |
4
| Kleinman Adam M (Chief Compliance Officer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Acquired 79,411 shares
@ $0 |
|
| 09/28/2021 |
4
| Reed Peter A (President and CEO) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Acquired 87,132 shares
@ $0 |
|
| 09/28/2021 |
4
| Great Elm Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Disposed of 220,217 shares
@ $0 |
|
| 09/28/2021 |
4
| Davis Keri (CFO and Treasurer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Acquired 5,147 shares
@ $0 |
|
| 03/25/2021 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 02/09/2021 |
4
| Great Elm Group, Inc. (10% Owner) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Disposed of 11,254 shares
@ $0 |
|
| 02/09/2021 |
4
| Davis Keri (CFO and Treasurer) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Granted 11,254 shares
@ $0 |
|
| 01/26/2021 |
4
| STUART JOHN EDWARD (Director) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Granted 330 shares
@ $0
Granted 97 shares
@ $0
Granted 40 shares
@ $0
Granted 18 shares
@ $0 |
|
| 01/26/2021 |
4
| Speller Michael C (Director) has filed a Form 4 on Great Elm Capital Corp.|
Txns:
| Granted 614 shares
@ $0 |
|
|