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ALJ REGIONAL HOLDINGS INC (ALJJ) Create: Alert

All | News | Filings
Date FiledTypeDescription
10/03/2022 15-12G Form 15-12G - Securities registration termination [Section 12(g)]:
09/08/2022 4 Montgomery William (10% Owner) has filed a Form 4 on ALJ REGIONAL HOLDINGS INC
Txns: Bought 44,717 shares @ $1.5122, valued at $67.6k
Bought 50,000 shares @ $1.5532, valued at $77.7k
Bought 326 shares @ $1.59, valued at $518.3
09/01/2022 25 Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities:
08/31/2022 4/A Borofsky Michael C. (Director) has filed a Form 4 on ALJ REGIONAL HOLDINGS INC
Txns: Granted 20,618 shares @ $0
08/30/2022 4 Scheel John (Director) has filed a Form 4 on ALJ REGIONAL HOLDINGS INC
Txns: Granted 20,618 shares @ $0
08/30/2022 4 Borofsky Michael C. (Director) has filed a Form 4 on ALJ REGIONAL HOLDINGS INC
Txns: Granted 20,618 shares @ $0
08/24/2022 4 Montgomery William (10% Owner) has filed a Form 4 on ALJ REGIONAL HOLDINGS INC
Txns: Bought 20,000 shares @ $1.735, valued at $34.7k
Bought 90,000 shares @ $1.502, valued at $135.2k
Bought 20,000 shares @ $1.5, valued at $30k
08/24/2022 3 Montgomery William (10% Owner) has filed a Form 3 on ALJ REGIONAL HOLDINGS INC
08/22/2022 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Departure of Directors o...
Docs: "ALJ Regional Holdings, Inc. Announces Voluntary NASDAQ Delisting and SEC Deregistration"
08/18/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/11/2022 10-Q Quarterly Report for the period ended June 30, 2022
08/11/2022 8-K Quarterly results
07/15/2022 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
07/15/2022 DEF 14A Form DEF 14A - Other definitive proxy statements:
06/16/2022 8-K Quarterly results
05/16/2022 10-Q Quarterly Report for the period ended March 31, 2022
05/16/2022 8-K Quarterly results
04/19/2022 4 Borofsky Michael C. (Director) has filed a Form 4 on ALJ REGIONAL HOLDINGS INC
Txns: Gifted 80,000 shares @ $0
04/18/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Sale Bonus Release Agreement, by and between ALJ Regional Holdings, Inc. and Jess Ravich"
04/14/2022 8-K Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Completion of Acquisition or Disp...
Docs: "Amendment to Stock Purchase Agreement, by and among ALJ Regional Holdings, Inc., Phoenix Color Corp. and LSC Communications Book LLC",
"Novation Agreement, by and among Phoenix Color Corp., ALJ Regional Holdings, Inc. and Marc Reisch",
"Sale Bonus Release Agreement, by and between ALJ Regional Holdings, Inc. and Marc Reisch",
"ALJ REGIONAL HOLDINGS, INC. COMPLETES SALE OF PHOENIX COLOR CORP.",
"Unaudited pro forma condensed consolidated financial information"
04/04/2022 8-K Regulation FD Disclosure, Financial Statements and Exhibits  Interactive Data
Docs: "ALJ REGIONAL HOLDINGS, INC. COMPLETES SALE OF TOLLING AND TRANSPORTATION AND HEALTH BENEFIT EXCHANGE VERTICALS OF FANEUIL, INC."
04/01/2022 8-K Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Completion of Acquisition or Disp...
Docs: "Amendment to Asset Purchase Agreement, by and among ALJ Regional Holdings, Inc., Faneuil, Inc., TTEC Government Solutions LLC and TTEC Holdings, Inc",
"Direct Costs” shall comprise those items set forth on Exhibit D",
"Letter Agreement, by and between Faneuil, Inc. and Anna Van Buren",
"First Amendment to Amended and Restated Financing Agreement, by and among ALJ Regional Holdings, Inc., Faneuil Inc., and Phoenix Color Corp., as Borrowers, each subsidiary of ALJ Regional Holdings, Inc. listed as a guarantor on the signature pages, as Guarantors, the lenders from time to time, as Lenders, and PNC Bank, National Association, as Collateral Agent and Administrative Agent",
"Unaudited pro forma condensed consolidated financial information"
03/17/2022 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
03/17/2022 DEFM14A Form DEFM14A - Definitive proxy statement relating to merger or acquisition:
03/04/2022 PREM14A Form PREM14A - Preliminary proxy statements relating to merger or acquisition:
02/11/2022 10-Q Quarterly Report for the period ended December 31, 2021
02/11/2022 8-K Quarterly results
02/09/2022 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/08/2022 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
02/04/2022 8-K Quarterly results
12/23/2021 8-K Acquisition/merger/asset purchase announced
Docs: "Asset Purchase Agreement, by and among ALJ Regional Holdings, Inc., Faneuil, Inc., TTEC Government Solutions, LLC and TTEC Holdings, Inc",
"ALJ REGIONAL HOLDINGS, INC. ENTERS INTO DEFINITIVE AGREEMENT TO SELL TOLLING AND TRANSPORTATION AND HEALTH BENEFIT EXCHANGE VERTICALS OF FANEUIL, INC."
12/20/2021 10-K Annual Report for the period ended September 30, 2021
12/20/2021 8-K Asset disposition, Quarterly results
Docs: "ALJ"
10/25/2021 8-K Amended existing or entered into new employment agreement with an officer
Docs: "Amended and Restated Employment Agreement, by and between Faneuil, Inc. and Anna Van Buren"
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