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Liquid Holdings Group, Inc. (LIQDQ)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 07/09/2018 |
SC 13G/A
| KCG AMERICAS LLC reports a 1.5% stake in Liquid Holdings Group, Inc. |
| 02/07/2018 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 06/21/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 05/25/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 05/23/2016 |
4
| Francescani David (FORMER DIRECTOR) has filed a Form 4 on Liquid Holdings Group, Inc. |
| 05/23/2016 |
4
| Cooper Bruce P (FORMER OFFICER) has filed a Form 4 on Liquid Holdings Group, Inc. |
| 04/11/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 03/17/2016 |
4
| Ibietatorremendia Jose (FORMER OFFICER) has filed a Form 4 on Liquid Holdings Group, Inc. |
| 02/19/2016 |
8-K
| Quarterly results |
| 02/17/2016 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities |
| 02/11/2016 |
8-K
| Bankruptcy or Receivership, Cost Associated with Exit or Disposal Activities |
| 02/08/2016 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/02/2016 |
8-K
| Bankruptcy or Receivership, Regulation FD Disclosure, Financial Statements and Exhibits |
| 12/01/2015 |
8-K
| Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits |
| 10/27/2015 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Regulation FD Disclosure...|
Docs:
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"Liquid to Delist From NASDAQ Stock Market and Explore Strategic Alternatives HOBOKEN, N.J., Oct. 27, 2015 -- Liquid Holdings Group, Inc. , a SaaS provider of investment management solutions for the buy side, announced that trading of the Company's common stock on The Nasdaq Capital Market will be suspended at the open of business on Wednesday, October 28, 2015, and Nasdaq will file a Form 25, Notification of Delisting, with the Securities and Exchange Commission. Liquid has withdrawn its pending appeal of the September 21, 2015 delisting notice issued by the Nasdaq Listing Qualifications Staff. Additionally, the Company has retained SenaHill Advisors, LLC to explore strategic alternatives. Such strategic alternatives may include, but are not limited to, a merger or other business combinati..." |
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| 10/08/2015 |
8-K
| Asset disposition|
Docs:
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"INFORMATION EXPLANATORY NOTE Liquid Holdings Group, Inc. is providing this unaudited, unreviewed financial information in order to make publicly available the information that will be used to amend and restate the Company’ s Quarterly Report on Form 10-Q for the period ended September 30, 2014, which was filed with the Securities and Exchange Commission on November 14, 2014. This Ex. 99.1 contains the following information: · Item 1. Financial Statements; and · Item 2. Management’ s Discussion and Analysis of Financial Condition and Results of Operations. As previously reported, the Audit Committee of the Company’ s Board of Directors , with the assistance of outside legal counsel, has conducted an investigation into certain issues raised by counsel to one of the Company’ s s...",
"2014 INFORMATION EXPLANATORY NOTE Liquid Holdings Group, Inc. is providing this unaudited, unreviewed financial information as of, and for the year ended, December 31, 2014 in order to make publicly available the information that will be used to prepare and file the following items in the Company’ s Annual Report on Form 10-K for the year ended December 31, 2014: · Item 8. Financial Statements; · Item 1A. Risk Factors; · Item 3. Legal Proceedings; and · Item 7. Management’ s Discussion and Analysis of Financial Condition and Results of Operations. Cautionary Statement Regarding the Following Information The Company cautions not to place undue reliance upon the information contained in this Ex. 99.2, which is limited in scope and does not include all information ...",
"INFORMATION EXPLANATORY NOTE Liquid Holdings Group, Inc. is providing this unaudited, unreviewed financial information in order to make publicly available the information that will be used to prepare and file the following items in the Company’ s Quarterly Report on Form 10-Q for the period ended March 31, 2015: · Item 1. Financial Statements; and · Item 2. Management’ s Discussion and Analysis of Financial Condition and Results of Operations. Cautionary Statement Regarding the Following Information The Company cautions not to place undue reliance upon the information contained in this Ex. 99.3, which is limited in scope and does not include all information required to be disclosed in periodic reports pursuant to the SEC rules and regulations. The information was not audited ..." |
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| 09/29/2015 |
8-K/A
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Changes in Registrant's ... |
| 09/24/2015 |
8-K
| Cost Associated with Exit or Disposal Activities, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Stand... |
| 09/16/2015 |
8-K
| Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
| 09/09/2015 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 08/24/2015 |
8-K
| Other Events |
| 07/23/2015 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and... |
| 07/10/2015 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits |
| 05/14/2015 |
8-K
| Entry into a Material Definitive Agreement, Results of Operations and Financial Condition, Financial Statements and Exhibits |
| 04/22/2015 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and... |
| 03/17/2015 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits |
| 03/03/2015 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 02/25/2015 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 01/26/2015 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and... |
| 01/08/2015 |
8-K
| Results of Operations and Financial Condition, Other Events |
| 12/23/2014 |
8-K
| Termination of a Material Definitive Agreement, Other Events |
| 12/12/2014 |
8-K
| Entry into a Material Definitive Agreement, Material Modifications to Rights of Security Holders, Amendments to Articles of I... |
| 11/14/2014 |
10-Q
| Quarterly Report for the period ended September 30, 2014 |
| 10/30/2014 |
8-K
| Quarterly results, Appointed a new director |
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