Rocket


News + Filings
Transactions
Holdings





All
13F
13D/G
Other


Brafman Lester Raymond Create: Alert

All | News | Filings
Date FiledTypeDescription
02/02/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/20/2022 4 Brafman Lester Raymond (CEO) has filed a Form 4 on Cohen & Co Inc.
Txns: Granted 211,000 options to buy @ $0
12/05/2022 SC 13D/A Brafman Lester Raymond reports a 11.4% stake in COHEN & COMPANY INC.
12/20/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/03/2021 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
10/29/2021 4 Brafman Lester Raymond (CEO) has filed a Form 4 on Cohen & Co Inc.
Txns: Granted 2,000,000 options to buy @ $0
02/16/2021 SC 13D Form SC 13D - General statement of acquisition of beneficial ownership:
02/04/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/03/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/23/2020 4 Brafman Lester Raymond (CEO) has filed a Form 4 on Cohen & Co Inc.
Txns: Granted 200,000 shares @ $0
08/17/2020 4 Brafman Lester Raymond (CEO) has filed a Form 4 on Cohen & Co Inc.
Txns: Bought 1,000 shares @ $20.01, valued at $20k
02/13/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/03/2020 4 Brafman Lester Raymond (CEO) has filed a Form 4 on Cohen & Co Inc.
Txns: Paid exercise price by delivering 10,252 shares @ $3.5, valued at $35.9k
02/14/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
02/05/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/03/2018 SC 13D/A Brafman Lester Raymond reports a 4.1% stake in COHEN & COMPANY INC.
02/23/2018 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
02/23/2018 4 Brafman Lester Raymond (CEO) has filed a Form 4 on Cohen & Co Inc.
Txns: Granted 19,139 shares @ $0
02/21/2017 4 Form 4 - Statement of changes in beneficial ownership of securities
02/02/2017 4 Form 4 - Statement of changes in beneficial ownership of securities
10/03/2016 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
02/16/2016 4 Form 4 - Statement of changes in beneficial ownership of securities
12/03/2013 4 Brafman Lester Raymond (CEO) has filed a Form 4 on INSTITUTIONAL FINANCIAL MARKETS, INC.
Txns: Granted 500,000 options to buy @ $3, valued at $1.5M
06/06/2013 3 Brafman Lester Raymond (President) has filed a Form 3 on INSTITUTIONAL FINANCIAL MARKETS, INC.

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy