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Ares Corporate Opportunities Fund IV, L.P. Create: Alert

All | News | Filings
Date FiledTypeDescription
07/12/2023 40-APP Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
06/12/2023 4 Ares Corporate Opportunities Fund IV, L.P. (Director) has filed a Form 4 on AZEK Co Inc.
Txns: Exercised (in-or-at-the-money) 1,050,000 shares @ $24.36, valued at $25.6M
Sold 4,886,250 shares @ $25.7, valued at $125.6M
Exercised (in-or-at-the-money) 1,050,000 options to buy @ $0
06/09/2023 144/A Form 144/A - Report of proposed sale of securities: [Amend]
06/09/2023 144 Form 144 - Report of proposed sale of securities:
05/18/2023 4 Ares Corporate Opportunities Fund IV, L.P. (Director) has filed a Form 4 on AZEK Co Inc.
Txns: Sold 7,000,000 shares @ $24.36, valued at $170.5M
09/01/2022 40-APP/A Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
07/15/2022 40-APP Form 40-APP - Application for exemption and other relief filed under the Investment Company Act of 1940:
06/03/2021 4 Form 4 - Statement of changes in beneficial ownership of securities:
01/27/2021 4 Ares Corporate Opportunities Fund IV, L.P. (10% Owner) has filed a Form 4 on AZEK Co Inc.
Txns: Sold 11,500,000 shares @ $40, valued at $460M
09/15/2020 4 Ares Corporate Opportunities Fund IV, L.P. (10% Owner) has filed a Form 4 on AZEK Co Inc.
Txns: Sold 14,091,817 shares @ $33.25, valued at $468.6M
06/11/2020 3 Ares Corporate Opportunities Fund IV, L.P. (10% Owner) has filed a Form 3 on AZEK Co Inc.
06/20/2019 4 ARES CORPORATE OPPORTUNITIES FUND III LP (10% Owner) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Unknown transaction of 44,218,762 shares @ $6.5, valued at $287.4M
04/24/2015 4 ARES CORPORATE OPPORTUNITIES FUND III LP (10% Owner) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Sold 898,450 shares @ $18.5, valued at $16.6M
04/20/2015 4 ARES CORPORATE OPPORTUNITIES FUND III LP (10% Owner) has filed a Form 4 on Smart & Final Stores, Inc.
Txns: Sold 9,982,788 shares @ $18.5, valued at $184.7M
08/24/2012 D/A Form D - Notice of Exempt Offering of Securities [amend]
05/01/2012 D Form D - Notice of Exempt Offering of Securities

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