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Chart Acquisition Corp. (CACG) Create: Alert

All | News | Filings
Date FiledTypeDescription
02/16/2016 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/16/2016 SC 13G/A Form SC 13G - Statement of acquisition of beneficial ownership by individuals [amend]
08/03/2015 8-K Quarterly results
07/31/2015 4 Form 4 - Statement of changes in beneficial ownership of securities
07/20/2015 DEFM14A Form DEFM14A - Definitive proxy statement relating to merger or acquisition:
06/19/2015 8-K Other Events, Financial Statements and Exhibits
Docs: "Third Amended and Restated Escrow Agreement, by and between Chart Acquisition Group, LLC, Joseph Wright, Cowen Investments LLC, Continental Stock Transfer & Trust Company, Deutsche Bank Securities, Inc. and Cowen and Company, LLC"
06/19/2015 425 Form 425 - Prospectuses and communications, business combinations
06/19/2015 4 BlueMountain Capital Management, LLC (10% Owner) has filed a Form 4 on Chart Acquisition Corp.
Txns: Disposed of 75,768 shares @ $10, valued at $757.7k
Disposed of 75,768 shares @ $10, valued at $757.7k
Disposed of 75,768 options to buy @ $11.5, valued at $871.3k
Disposed of 75,768 options to buy @ $11.5, valued at $871.3k
06/12/2015 8-K Entry into a Material Definitive Agreement, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submiss...
Docs: "Amended and Restated Certificate of Incorporation, as filed with the State of Delaware on June 12, 2015",
"Third Amended and Restated Investment Management Trust Agreement, by and between Chart Acquisition Corp. and Continental Stock Transfer & Trust Company",
"Third Amended and Restated Warrant Agreement, by and between Chart Acquisition Corp. and Continental Stock Transfer & Trust Company",
"Form of Letter Agreement",
"Form of Third Amended and Restated Letter Agreement, by and among Chart Acquisition Corp., certain of Chart Acquisition Corp.’ s security holders and the officers and directors of Chart Acquisition Corp., Deutsche Bank Securities, Inc. and Cowen Investments, LLC"
06/12/2015 425 Form 425 - Prospectuses and communications, business combinations
06/10/2015 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Form of Certificate of Designations for Series A Convertible Preferred Stock of Tempus Applied Solutions Holdings, Inc",
"Form of Series A-1 Warrant of Tempus Applied Solutions Holdings, Inc",
"Form of Series A-2 Warrant of Tempus Applied Solutions Holdings, Inc",
"Form of Series B-1 Warrant of Tempus Applied Solutions Holdings, Inc",
"Form of Series B-2 Warrant of Tempus Applied Solutions Holdings, Inc",
"Second Amendment to the Agreement and Plan of Merger, by and among Tempus Applied Solutions, LLC, the Members of Tempus Applied Solutions, LLC, the Members’ Representative, Chart Acquisition Corp., Tempus Applied Solutions Holdings, Inc., Chart Merger Sub Inc., TAS Merger Sub LLC, Chart Financing Sub Inc., TAS Financing Sub Inc., the Chart Representative and the Warrant Offerors+",
"Form of Purchase and Exchange Agreement by and among Chart Acquisition Corp., Tempus Applied Solutions, LLC, Tempus Applied Solutions Holdings, Inc., Chart Financing Sub Inc. and each New Investor+",
"Form of Purchase and Exchange Agreement by and among Chart Acquisition Corp., Tempus Applied Solutions, LLC, Tempus Applied Solutions Holdings, Inc., Chart Financing Sub Inc. and TAS Financing Sub Inc.+",
"Form of Purchase and Exchange Agreement by and among Chart Acquisition Corp., Tempus Applied Solutions, LLC, Tempus Applied Solutions Holdings, Inc., Chart Financing Sub Inc. and each Affiliate Investor+",
"Form of Registration Rights Agreement by and among Tempus Applied Solutions Holdings, Inc. and the stockholders of Tempus Applied Solutions Holdings, Inc. named therein+"
06/10/2015 425 Form 425 - Prospectuses and communications, business combinations
06/02/2015 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Form of Promissory Note"
05/26/2015 DEF 14A Form DEF 14A - Other definitive proxy statements
05/11/2015 10-Q Quarterly Report for the period ended March 31, 2015
04/29/2015 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
04/14/2015 10-K/A Annual Report for the period ended December 31, 2014 [amend]
03/26/2015 8-K Regulation FD Disclosure, Other Events, Financial Statements and Exhibits
Docs: "Investor Presentation"
03/26/2015 425 Form 425 - Prospectuses and communications, business combinations
03/23/2015 8-K Regulation FD Disclosure, Other Events, Financial Statements and Exhibits
Docs: "Investor Presentation"
03/23/2015 425 Form 425 - Prospectuses and communications, business combinations
03/20/2015 8-K Investor presentation
Docs: "First Amendment to the Agreement and Plan of Merger, by and among Tempus Applied Solutions, LLC, the Members of Tempus Applied Solutions, LLC, the Members’ Representative, Chart Acquisition Corp., Tempus Applied Solutions Holdings, Inc., Chart Merger Sub Inc., TAS Merger Sub LLC, the Chart Representative and the Warrant Offerors",
"Investor Presentation dated March 2015"
03/20/2015 425 Form 425 - Prospectuses and communications, business combinations
03/17/2015 4 Brady Christopher D. (PRESIDENT) has filed a Form 4 on Chart Acquisition Corp.
03/17/2015 4 WRIGHT JOSEPH R JR (CEO) has filed a Form 4 on Chart Acquisition Corp.
Txns: Bought 21,583 warrants @ $11.5, valued at $248.2k
03/13/2015 8-K Entry into a Material Definitive Agreement, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submiss...
Docs: "Amended and Restated Certificate of Incorporation, as filed with the State of Delaware on March 12, 2015",
"Second Amended and Restated Investment Management Trust Agreement, by and between Chart Acquisition Corp. and Continental Stock Transfer & Trust Company",
"Second Amended and Restated Warrant Agreement, by and between Chart Acquisition Corp. and Continental Stock Transfer & Trust Company",
"Form of Letter Agreement",
"Form of Second Amended and Restated Letter Agreement, by and among Chart Acquisition Corp., certain of Chart Acquisition Corp.’ s security holders and the officers and directors of Chart Acquisition Corp., Deutsche Bank Securities, Inc. and Cowen Investments, LLC",
"Second Amended and Restated Escrow Agreement, by and between Chart Acquisition Group, LLC, Joseph Wright, and Cowen Investments LLC, Continental Stock Transfer & Trust Company, and Deutsche Bank Securities, Inc. and Cowen and Company, LLC"
03/13/2015 425 Form 425 - Prospectuses and communications, business combinations
03/10/2015 10-K Annual Report for the period ended December 31, 2014
03/05/2015 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Other Events, Financial ...
Docs: "Chart Acquisition Corp. Securities Trading Shifts to OTCQB; Company Intends to Appeal NASDAQ Delisting Determination NEW YORK, March 5, 2015 /PRNewswire/ -- Chart Acquisition Corp. today announced that on March 2, 2015, the Company received notice from The NASDAQ Stock Market LLC indicating that the Listing Qualifications Panel had determined to delist the Company’ s securities from The NASDAQ Capital Market due to the Company’ s non-compliance with the minimum shareholder requirements by March 4, 2015, and to suspend trading in the Company’ s securities effective with the open of business on Thursday, March 5, 2015. The Company is continuing to move forward with its proposed business combination with Tempus Applied Solutions, LLC , which the Company believes will create a business that c..."
03/05/2015 425 Form 425 - Prospectuses and communications, business combinations
02/17/2015 DEF 14A Form DEF 14A - Other definitive proxy statements
02/13/2015 8-K Regulation FD Disclosure, Other Events, Financial Statements and Exhibits
Docs: "Investor Presentation, dated February 2015"
02/13/2015 425 Form 425 - Prospectuses and communications, business combinations
02/05/2015 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Form of Promissory Note"
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