| Date Filed | Type | Description |
| 11/08/2016 |
3/A
| Form 3/A - Initial statement of beneficial ownership of securities [Amend] |
| 11/07/2016 |
3
| BAIN CAPITAL CREDIT MEMBER, LLC (10% Owner) has filed a Form 3 on Yuma Energy, Inc. |
| 11/07/2016 |
3
| Form 3 - Initial statement of beneficial ownership of securities |
| 10/20/2016 |
4
| CHRISTMAS JAMES W (Director) has filed a Form 4 on Yuma Energy, Inc. |
| 10/20/2016 |
4
| MORRIS BEN T (Director) has filed a Form 4 on Yuma Energy, Inc. |
| 10/20/2016 |
4
| STONEBURNER RICHARD K (Director) has filed a Form 4 on Yuma Energy, Inc. |
| 10/20/2016 |
4
| McKinney Paul D. (EVP and COO) has filed a Form 4 on Yuma Energy, Inc. |
| 10/20/2016 |
4
| Lodzinski Frank Alan (Director) has filed a Form 4 on Yuma Energy, Inc. |
| 10/20/2016 |
4
| Jacobs James J (CFO) has filed a Form 4 on Yuma Energy, Inc. |
| 10/20/2016 |
4
| Banks Sam L. (President and CEO) has filed a Form 4 on Yuma Energy, Inc. |
| 10/19/2016 |
4
| McKinney Paul D. (EVP and COO) has filed a Form 4 on Yuma Energy, Inc. |
| 07/15/2016 |
4
| Jacobs James J (CFO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Paid exercise price by delivering 10,858 shares
@ $0.28, valued at
$3k
|
|
| 07/12/2016 |
4
| Jacobs James J (CFO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Paid exercise price by delivering 39,810 shares
@ $0.26, valued at
$10.4k
|
|
| 07/12/2016 |
4
| McKinney Paul D. (EVP and COO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Paid exercise price by delivering 56,935 shares
@ $0.26, valued at
$14.8k
|
|
| 07/12/2016 |
4
| Banks Sam L. (President and CEO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Paid exercise price by delivering 86,752 shares
@ $0.26, valued at
$22.6k
|
|
| 10/07/2015 |
4
| Banks Sam L. (President and CEO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Granted 127,345 shares
@ $0 |
|
| 10/07/2015 |
4
| Sprunger Kirk F. (CFO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Granted 70,060 shares
@ $0 |
|
| 08/20/2015 |
4
| Banks Sam L. (President and CEO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Granted 569,455 shares
@ $0
Granted 570,595 rights
@ $0.605, valued at
$345.2k
|
|
| 08/20/2015 |
4
| McKinney Paul D. (EVP and COO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Granted 468,595 shares
@ $0
Granted 469,534 rights
@ $0.605, valued at
$284.1k
|
|
| 08/20/2015 |
4
| Sprunger Kirk F. (CFO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Granted 313,289 shares
@ $0
Granted 313,917 rights
@ $0.605, valued at
$189.9k
|
|
| 05/22/2015 |
4
| Banks Sam L. (President and CEO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Paid exercise price by delivering 10,357 shares
@ $0.85, valued at
$8.8k
|
|
| 05/22/2015 |
4
| Sprunger Kirk F. (CFO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Paid exercise price by delivering 3,866 shares
@ $0.85, valued at
$3.3k
|
|
| 05/20/2015 |
4
| Banks Sam L. (President and CEO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Disposed/sold 30,740 shares
@ $0.92, valued at
$28.3k
|
|
| 05/20/2015 |
4
| Sprunger Kirk F. (CFO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Disposed/sold 66,263 shares
@ $0.92, valued at
$61k
|
|
| 03/16/2015 |
4
| McKinney Paul D. (EVP and COO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Granted 146,240 shares
@ $0 |
|
| 09/25/2014 |
4
| Conlon Michael F. (President and COO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Sold 24,000 shares
@ $3.99, valued at
$95.8k
|
|
| 09/22/2014 |
4
| Conlon Michael F. (President and COO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Granted 45,440 shares
@ $0
Granted 355,192 shares
@ $0 |
|
| 09/22/2014 |
4
| Sprunger Kirk F. (CFO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Granted 35,594 shares
@ $0
Granted 318,083 shares
@ $0 |
|
| 09/22/2014 |
4
| Banks Sam L. (CEO) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Granted 40,871,229 shares
@ $0
Granted 282,488 shares
@ $0
Granted 40,871,229 shares
@ $0
Granted 282,488 shares
@ $0 |
|
| 09/22/2014 |
4
| STONEBURNER RICHARD K (Director) has filed a Form 4 on Yuma Energy, Inc. |
| 09/22/2014 |
4
| Volk Richard W. (Director) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Granted 178,731 shares
@ $0
Granted 178,731 shares
@ $0 |
|
| 09/22/2014 |
4
| MORRIS BENJAMIN T (Director) has filed a Form 4 on Yuma Energy, Inc. |
| 09/22/2014 |
4
| CHRISTMAS JAMES W (Director) has filed a Form 4 on Yuma Energy, Inc. |
| 09/22/2014 |
4
| Lodzinski Frank Alan (Director) has filed a Form 4 on Yuma Energy, Inc.|
Txns:
| Granted 62,348 shares
@ $0
Granted 8,330 shares
@ $0 |
|
|