| Date Filed | Type | Description |
| 04/15/2021 |
15-12G
| Form 15-12G - Securities registration termination [Section 12(g)]: |
| 04/08/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 04/08/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 04/08/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 04/08/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 04/08/2021 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 04/07/2021 |
4
| Waterfield John Randall (Director) has filed a Form 4 on SMTC CORP|
Txns:
| Disposed/sold 1,019,791 shares
@ $6.044, valued at
$6.2M
Disposed/sold 20,230 options to buy
@ $1.8, valued at
$36.4k
|
|
| 04/06/2021 |
4
| WASZAK STEVEN M (CFO) has filed a Form 4 on SMTC CORP|
Txns:
| Disposed/sold 33,214 shares
@ $6.044, valued at
$200.7k
Disposed/sold 335,929 options to buy
@ $2.07, valued at
$695.4k
Disposed/sold 200,000 options to buy
@ $3.67, valued at
$734k
|
|
| 04/06/2021 |
4
| Sandberg David (10% Owner) has filed a Form 4 on SMTC CORP|
Txns:
| Disposed/sold 1,060,920 shares
@ $6.044, valued at
$6.4M
Disposed/sold 980,926 shares
@ $6.044, valued at
$5.9M
Disposed/sold 2,339,595 shares
@ $6.044, valued at
$14.1M
Disposed/sold 1,820,182 shares
@ $6.044, valued at
$11M
|
|
| 04/06/2021 |
4
| SMITH EDWARD J (President & CEO) has filed a Form 4 on SMTC CORP|
Txns:
| Disposed/sold 461,228 shares
@ $6.044, valued at
$2.8M
Disposed/sold 490,358 options to buy
@ $1.23, valued at
$603.1k
Disposed/sold 250,000 options to buy
@ $3.67, valued at
$917.5k
|
|
| 04/06/2021 |
4
| Wasserman Frederick Gerald (Director) has filed a Form 4 on SMTC CORP|
Txns:
| Disposed/sold 80,320 shares
@ $6.044, valued at
$485.5k
Disposed/sold 20,230 options to buy
@ $1.8, valued at
$36.4k
|
|
| 04/06/2021 |
4
| BAILEY CLARKE H (Director) has filed a Form 4 on SMTC CORP|
Txns:
| Disposed/sold 477,573 shares
@ $6.044, valued at
$2.9M
Disposed/sold 50,576 options to buy
@ $1.8, valued at
$91k
|
|
| 04/06/2021 |
4
| FITZGERALD RICHARD E (COO) has filed a Form 4 on SMTC CORP|
Txns:
| Disposed/sold 256,482 shares
@ $6.044, valued at
$1.6M
Disposed/sold 134,371 options to buy
@ $1.26, valued at
$169.3k
Disposed/sold 200,000 options to buy
@ $3.67, valued at
$734k
|
|
| 04/06/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 04/06/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 04/06/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 04/06/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 04/06/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 04/06/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 04/06/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 04/06/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 04/06/2021 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 04/06/2021 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 04/05/2021 |
25-NSE
| Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities: |
| 04/05/2021 |
8-K
| Termination of a Material Definitive Agreement, Completion of Acquisition or Disposition of Assets, Notice of Delisting or Fa... |
| 03/31/2021 |
8-K
| Submission of Matters to a Vote of Security Holders, Regulation FD Disclosure, Financial Statements and Exhibits &... |
| 03/31/2021 |
GN
| Stockholders Approve SMTC Corporation's Definitive Merger Agreement and Investment by H.I.G. Capital |
| 03/17/2021 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 03/17/2021 |
8-K
| Results of Operations and Financial Condition, Financial Statements and Exhibits Interactive Data |
| 03/17/2021 |
10-K
| Annual Report for the period ended January 3, 2021 |
| 03/17/2021 |
GN
| SMTC Corporation Announces Fourth Quarter and Full Year 2020 Financial Results |
| 03/02/2021 |
GN
| Aqua Metals Announces Two New Appointments to Board of Directors |
| 02/25/2021 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 02/25/2021 |
8-K
| Quarterly results |
|