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Appointed director
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Ener-Core, Inc. (ENCR)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 02/08/2022 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/09/2021 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 01/29/2021 |
SC 13G/A
| INTRACOASTAL CAPITAL, LLC reports a 1.3% stake in Ener-Core, Inc. |
| 02/11/2020 |
SC 13G/A
| INTRACOASTAL CAPITAL, LLC reports a 7.3% stake in Ener-Core, Inc. |
| 01/15/2020 |
SC 13G/A
| Empery Asset Management, LP reports a 5% stake in Ener-Core, Inc. |
| 08/08/2019 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 07/09/2019 |
8-K
| Termination of a Material Definitive Agreement, Other Events |
| 06/28/2019 |
8-K
| Quarterly results |
| 06/07/2019 |
8-K
| Entry into a Material Definitive Agreement |
| 05/03/2019 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits|
Docs:
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"Form of 2015 Amendment Agreement, effective as of April 30, 2019",
"Form of 2016 Amendment Agreement, effective as of April 30, 2019",
"Form of Bridge Notes Amendment Agreement, effective as of April 30, 2019",
"Form of June 2018 Notes Amendment Agreement, effective as of April 30, 2019" |
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| 04/02/2019 |
8-K
| Entry into a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of...|
Docs:
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"Form of 2015 Amendment Agreement, effective as of March 28, 2019",
"Form of 2016 Amendment Agreement, effective as of March 28, 2019",
"Form of Bridge Notes Amendment Agreement, effective as of March 28, 2019",
"Form of June 2018 Notes Amendment Agreement, effective as of March 28, 2019" |
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| 04/01/2019 |
NT 10-K
| Form NT 10-K - Notification of inability to timely file Form 10-K 405, 10-K, 10-KSB 405, 10-KSB, 10-KT, or 10-KT405: |
| 03/01/2019 |
8-K
| Quarterly results |
| 02/08/2019 |
SC 13G/A
| INTRACOASTAL CAPITAL, LLC reports a 8.8% stake in Ener-Core, Inc. |
| 02/04/2019 |
SC 13G/A
| Brio Capital Master Fund Ltd. reports a 9.9% stake in ENER-CORE, INC. |
| 02/01/2019 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 02/01/2019 |
8-K
| Quarterly results |
| 01/31/2019 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 01/25/2019 |
8-K
| Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits|
Docs:
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"Form of Convertible Senior Secured Promissory Note",
"Form of Warrant",
"Form of Fourth Amendment to Convertible Unsecured Promissory Notes issued in September 2016, effective as of January 18, 2019",
"Form of Securities Purchase Agreement, by and among Ener-Core, Inc. and certain investors set forth therein, including the form of Guaranty of Ener-Core Power, Inc",
"Form of Fourth Amendment to Subordination and Intercreditor Agreement, by and among Ener-Core, Inc., Ener-Core Power, Inc., Longboard Capital Advisors LLC, Anthony Tang and Empery Tax Efficient, LP, effective as of January 18, 2019",
"Form of Fifth Amendment to Pledge and Security Agreement, by and among Ener-Core, Inc., Ener-Core Power, Inc. and Empery Tax Efficient, LP, effective as of January 18, 2019" |
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| 01/03/2019 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits|
Docs:
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"Form of 2015 Amendment Agreement, effective as of December 31, 2018",
"Form of 2016 Amendment Agreement, effective as of December 31, 2018",
"Form of Bridge Notes Amendment Agreement, effective as of December 31, 2018",
"Form of June 2018 Notes Amendment Agreement, effective as of December 31, 2018" |
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| 11/20/2018 |
10-Q
| Quarterly Report for the period ended September 30, 2018 |
| 08/20/2018 |
10-Q
| Quarterly Report for the period ended June 30, 2018 |
| 08/14/2018 |
NT 10-Q
| Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB: |
| 07/10/2018 |
SC 13G
| INTRACOASTAL CAPITAL, LLC reports a 10% stake in Ener-Core, Inc. |
| 07/03/2018 |
8-K
| Entry into a Material Definitive Agreement, Financial Statements and Exhibits|
Docs:
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"Form of 2015 Amendment Agreement, effective as of June 30, 2018",
"Form of 2016 Amendment Agreement, effective as of June 30, 2018",
"Form of Bridge Notes Amendment Agreement, effective as of June 30, 2018",
"Form of Convertible Notes Amendment Agreement, effective as of June 30, 2018" |
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| 06/20/2018 |
8-K
| Quarterly results |
| 06/19/2018 |
D
| Form D - Notice of Exempt Offering of Securities: |
| 06/15/2018 |
4
| HAMMONS MICHAEL J (Director) has filed a Form 4 on Ener-Core, Inc.|
Txns:
| Bought options to buy
@ $0.25, valued at
$0
Bought 55,556 options to buy
@ $0.3, valued at
$16.7k
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| 06/06/2018 |
8-K
| Quarterly results |
| 05/21/2018 |
10-Q
| Quarterly Report for the period ended March 31, 2018 |
| 05/18/2018 |
SC 13G/A
| Like Capital Ltd reports a 0% stake in ENER-CORE, INC. |
| 05/07/2018 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 04/16/2018 |
10-K
| Annual Report for the period ended December 31, 2017 |
| 04/05/2018 |
D/A
| Form D/A - Notice of Exempt Offering of Securities: [Amend] |
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