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Ener-Core, Inc. (ENCR) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/08/2019 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
07/09/2019 8-K Termination of a Material Definitive Agreement, Other Events
06/28/2019 8-K Quarterly results
06/07/2019 8-K Entry into a Material Definitive Agreement
05/03/2019 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Form of 2015 Amendment Agreement, effective as of April 30, 2019",
"Form of 2016 Amendment Agreement, effective as of April 30, 2019",
"Form of Bridge Notes Amendment Agreement, effective as of April 30, 2019",
"Form of June 2018 Notes Amendment Agreement, effective as of April 30, 2019"
04/02/2019 8-K Entry into a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of...
Docs: "Form of 2015 Amendment Agreement, effective as of March 28, 2019",
"Form of 2016 Amendment Agreement, effective as of March 28, 2019",
"Form of Bridge Notes Amendment Agreement, effective as of March 28, 2019",
"Form of June 2018 Notes Amendment Agreement, effective as of March 28, 2019"
03/01/2019 8-K Quarterly results
02/01/2019 8-K Quarterly results
01/25/2019 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "Form of Convertible Senior Secured Promissory Note",
"Form of Warrant",
"Form of Fourth Amendment to Convertible Unsecured Promissory Notes issued in September 2016, effective as of January 18, 2019",
"Form of Securities Purchase Agreement, by and among Ener-Core, Inc. and certain investors set forth therein, including the form of Guaranty of Ener-Core Power, Inc",
"Form of Fourth Amendment to Subordination and Intercreditor Agreement, by and among Ener-Core, Inc., Ener-Core Power, Inc., Longboard Capital Advisors LLC, Anthony Tang and Empery Tax Efficient, LP, effective as of January 18, 2019",
"Form of Fifth Amendment to Pledge and Security Agreement, by and among Ener-Core, Inc., Ener-Core Power, Inc. and Empery Tax Efficient, LP, effective as of January 18, 2019"
01/03/2019 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Form of 2015 Amendment Agreement, effective as of December 31, 2018",
"Form of 2016 Amendment Agreement, effective as of December 31, 2018",
"Form of Bridge Notes Amendment Agreement, effective as of December 31, 2018",
"Form of June 2018 Notes Amendment Agreement, effective as of December 31, 2018"
07/03/2018 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Form of 2015 Amendment Agreement, effective as of June 30, 2018",
"Form of 2016 Amendment Agreement, effective as of June 30, 2018",
"Form of Bridge Notes Amendment Agreement, effective as of June 30, 2018",
"Form of Convertible Notes Amendment Agreement, effective as of June 30, 2018"
06/20/2018 8-K Quarterly results
06/06/2018 8-K Quarterly results
05/07/2018 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
03/27/2018 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "Form of Additional Convertible Senior Secured Promissory Note",
"Form of Additional Warrant",
"Form of 2015 Waiver, effective as of March 26, 2018",
"Form of 2016 Waiver, effective as of March 26, 2018",
"Form of Fourth Amended and Restated Securities Purchase Agreement, by and among Ener-Core, Inc. and certain investors set forth therein"
01/26/2018 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "Form of Additional Convertible Senior Secured Promissory Note",
"Form of Additional Warrant",
"Form of Third Amended and Restated Securities Purchase Agreement, by and among Ener-Core, Inc. and certain investors set forth therein"
12/28/2017 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Form of 2015 Amendment Agreement, effective as of December 28, 2017",
"Form of 2016 Amendment Agreement, effective as of December 28, 2017",
"Form of First Amendment to 2017 Notes, effective as of December 28, 2017"
12/21/2017 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "Form of Additional Convertible Senior Secured Promissory Note",
"Form of Additional Warrant",
"Form of 2015 Waiver, effective as of December 20, 2017",
"Form of 2016 Waiver, effective as of December 20, 2017",
"Form of Second Amended and Restated Securities Purchase Agreement, by and among Ener-Core, Inc. and certain investors set forth therein"
12/19/2017 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Separation Agreement and General Release of All Claims, effective as of December 25, 2017, by and between the Company and Alain J. Castro, including a form of Severance Agreement and General Release of All Claims",
"Ener-Core Announces Strategic Progress and Transition of Executive Leadership"
11/02/2017 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "Form of Additional Convertible Senior Secured Promissory Note",
"Form of Additional Warrant",
"Form of 2015 Waiver, effective as of November 1, 2017",
"Form of 2016 Waiver, effective as of November 1, 2017",
"Form of Amended and Restated Securities Purchase Agreement, by and among Ener-Core, Inc. and certain investors set forth therein"
09/20/2017 8-K Quarterly results
06/06/2017 8-K Form 8-K - Current report
05/08/2017 8-K Form 8-K - Current report
05/01/2017 8-K Form 8-K - Current report
04/19/2017 8-K Form 8-K - Current report
04/17/2017 8-K Form 8-K - Current report
04/12/2017 8-K Form 8-K - Current report
03/24/2017 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Ener-Core to Host Conference Call on Thursday, April 13, 2017 at 4:30 p.m. ET"
02/06/2017 8-K Form 8-K - Current report
12/14/2016 8-K Form 8-K - Current report
12/08/2016 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Slide Presentation of Ener-Core, Inc., December 6, 2016"
12/02/2016 8-K Form 8-K - Current report
11/25/2016 8-K Form 8-K - Current report
10/24/2016 8-K Form 8-K - Current report
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