| Date Filed | Type | Description |
| 12/12/2018 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 12/12/2018 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 12/12/2018 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 12/12/2018 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 12/10/2018 |
15-12B
| Form 15-12B - Securities registration termination [Section 12(b)]: |
| 12/07/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 12/07/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 12/07/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 12/07/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 12/07/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 12/07/2018 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 12/07/2018 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 12/07/2018 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 12/07/2018 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 12/07/2018 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 11/26/2018 |
25
| Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities: |
| 11/14/2018 |
8-K
| Quarterly results |
| 11/14/2018 |
10-Q
| Quarterly Report for the period ended September 30, 2018 |
| 10/18/2018 |
8-K
| Quarterly results |
| 10/16/2018 |
4
| Golden Stephen John (Chief Technology Officer) has filed a Form 4 on CDTI ADVANCED MATERIALS, INC.|
Txns:
| Granted 9,000 options to buy
@ $1.5, valued at
$13.5k
|
|
| 10/16/2018 |
4
| Beale Matthew (CEO) has filed a Form 4 on CDTI ADVANCED MATERIALS, INC.|
Txns:
| Granted 12,000 options to buy
@ $1.5, valued at
$18k
|
|
| 10/16/2018 |
4
| Kern Tracy A (CFO and Secretary) has filed a Form 4 on CDTI ADVANCED MATERIALS, INC.|
Txns:
| Granted 9,000 options to buy
@ $1.5, valued at
$13.5k
|
|
| 10/16/2018 |
4
| Chase Peter James (COO) has filed a Form 4 on CDTI ADVANCED MATERIALS, INC.|
Txns:
| Granted 12,000 options to buy
@ $1.5, valued at
$18k
|
|
| 09/25/2018 |
8-K
| Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits |
| 08/29/2018 |
8-K
| Submission of Matters to a Vote of Security Holders, Other Events |
| 08/28/2018 |
4
| Ching Bob Li-Shyng (Director) has filed a Form 4 on CDTI ADVANCED MATERIALS, INC.|
Txns:
| Granted 76,923 restricted stock units
@ $0 |
|
| 08/28/2018 |
3
| Ching Bob Li-Shyng (Director) has filed a Form 3 on CDTI ADVANCED MATERIALS, INC. |
| 08/28/2018 |
4
| MCDERMUT MARTIN S (Director) has filed a Form 4 on CDTI ADVANCED MATERIALS, INC.|
Txns:
| Granted 76,923 restricted stock units
@ $0 |
|
| 08/28/2018 |
3
| MCDERMUT MARTIN S (Director) has filed a Form 3 on CDTI ADVANCED MATERIALS, INC. |
| 08/28/2018 |
4
| BELL LON E (Director) has filed a Form 4 on CDTI ADVANCED MATERIALS, INC.|
Txns:
| Granted 76,923 restricted stock units
@ $0 |
|
| 08/14/2018 |
10-Q
| Quarterly Report for the period ended June 30, 2018 |
| 08/14/2018 |
8-K
| Quarterly results |
| 07/27/2018 |
4
| Beale Matthew (CEO) has filed a Form 4 on CDTI ADVANCED MATERIALS, INC.|
Txns:
| Bought 27,436 shares
@ $0.5, valued at
$13.7k
|
|
| 07/27/2018 |
4
| Kern Tracy A (CFO and Secretary) has filed a Form 4 on CDTI ADVANCED MATERIALS, INC.|
Txns:
| Bought 10,000 shares
@ $0.5, valued at
$5k
|
|
|