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First Foundation Inc. (FFWM) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/15/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "EMPLOYMENT AGREEMENT   This EMPLOYMENT AGREEMENT , by and between First Foundation Inc. , a Delaware corporation, and James Britton , is made and entered into as of August 14, 2023.   WHEREAS, First Foundation Bank is a bank chartered by the Department of Financial Protection and Innovation of the State of California and conducts a banking business; First Foundation Advisors , a California corporation, is engaged in the business of providing investment management, wealth management, and advisory services primarily to high net worth individuals; and both FFB and FFA are wholly-owned subsidiaries of the Employer, which, through its subsidiaries , provides commercial banking, investment management, wealth management, advisory services, trust services, and other financial ser...",
"CHANGE IN CONTROL SEVERANCE COMPENSATION AGREEMENT   This CHANGE IN CONTROL SEVERANCE COMPENSATION AGREEMENT , dated as of August 14, 2023 , is made by and between First Foundation Inc., a Delaware corporation , and James Britton , with reference to the following facts and circumstances:   R E C I T A L S :   A.           The Company’ s Board of Directors previously determined that it is appropriate and in the Company’ s best interests to reinforce and encourage the continued attention and dedication of key members of the management of the Company and its material subsidiaries, who include the Executive, to their assigned duties without distraction in potentially disturbing circumstances that would ar...",
"FIRST AMENDMENT TO EMPLOYMENT AGREEMENT"
08/10/2023 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Regulation FD Disclosure...
Docs: "First Foundation Inc. Announces Transfer of Common Stock Listing to the New York Stock Exchange"
08/03/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "First Foundation Inc. Appoints James Britton as Chief Financial Officer"
07/27/2023 8-K Investor presentation
Docs: "Copyright © 2023 First Foundation Inc. All Rights Reserved This report includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995, including forward-looking statements regarding our expectations and beliefs about our future financial performance and financial condition, as well as trends in our business and markets. Forward-looking statements often include words such as "believe," "expect," "anticipate," "intend," "plan," "estimate," "project," "outlook," or words of similar meaning, or future or conditional verbs such as "will," "would," "should," "could," or "may." The forward-looking statements in this report are based on current information and on assumptions that we make about future..."
07/27/2023 8-K Quarterly results
Docs: "FIRST FOUNDATION INC. REPORTS SECOND QUARTER 2023"
06/30/2023 8-K Submission of Matters to a Vote of Security Holders  Interactive Data
06/29/2023 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits  ...
Docs: "FIRST FOUNDATION INC. A Delaware Corporation"
04/28/2023 8-K Regulation FD Disclosure, Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "RECITALS",
"First Foundation Announces Litigation Settlement with Driver Management"
04/27/2023 8-K Quarterly results
04/27/2023 8-K Quarterly results
04/26/2023 8-K Quarterly results
03/15/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Letter, from C. Zieminski to J. Christensen"
03/13/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
02/24/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Letter, and sent to First Foundation Inc. on February 15, 2023, from Driver Management Company LLC",
"Letter, from Driver Management Company LLC to First Foundation Inc",
"Letter, from J. Dean of Sheppard, Mullin, Richter & Hampton LLP to A. Freedman of Olshan Frome Wolosky LLP"
02/23/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "Letter, from First Foundation Inc. to Driver Management Company LLC",
"Letter, from First Foundation Inc. to Driver Management Company LLC",
"Letter, from Driver Management Company LLC to First Foundation Inc",
"Letter, from First Foundation Inc. to Driver Management Company LLC",
"Letter, from Driver Management Company LLC to First Foundation Inc"
02/08/2023 8-K Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "By Email and Federal Express",
"Soundview Plaza 1266 East Main Street, Suite 700R Stamford, CT 06902",
"By Email and Federal Express",
"Soundview Plaza 1266 East Main Street, Suite 700R Stamford, CT 06902",
"By Email and Federal Express"
02/02/2023 8-K Quarterly results
01/26/2023 8-K Investor presentation
Docs: "Company Slide Presentation – January 2023"
01/26/2023 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits  Interactive Data
Docs: "FIRST FOUNDATION INC. REPORTS FOURTH QUARTER AND FULL YEAR 2022"
12/22/2022 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "EMPLOYMENT AGREEMENT"
12/06/2022 8-K Quarterly results
11/21/2022 8-K Quarterly results
11/08/2022 8-K Quarterly results
10/25/2022 8-K Quarterly results
10/25/2022 8-K Quarterly results
07/26/2022 8-K Investor presentation
Docs: "Company Slide Presentation – July 2022"
07/26/2022 8-K Quarterly results
Docs: "FIRST FOUNDATION INC. REPORTS SECOND QUARTER 2022"
06/10/2022 8-K Quarterly results
04/26/2022 8-K Investor presentation
Docs: "Company Slide Presentation – April 2022"
04/26/2022 8-K Quarterly results
Docs: "FIRST FOUNDATION INC. REPORTS FIRST QUARTER 2022"
03/24/2022 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
01/31/2022 8-K Investor presentation
Docs: "Company Slide Presentation – January 2022"
01/31/2022 8-K Results of Operations and Financial Condition, Financial Statements and Exhibits  Interactive Data
Docs: "FIRST FOUNDATION INC. REPORTS FOURTH QUARTER AND FULL YEAR 2021"
01/24/2022 8-K Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Even...
Docs: "FIRST FOUNDATION INC. TO U.S. BANK NATIONAL ASSOCIATION, Trustee Indenture Dated as of January 24, 2022 SUBORDINATED DEBT SECURITIES CERTAIN SECTIONS OF THIS INDENTURE RELATING TO SECTIONS 3.10 THROUGH 3.18, INCLUSIVE, OF THE TRUST INDENTURE ACT OF 1939:",
"FIRST FOUNDATION INC., as Issuer and U.S. BANK NATIONAL ASSOCIATION, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of January 24, 2022 to INDENTURE Dated as of January 24, 2022 3.50% Fixed-to-Floating Rate Subordinated Notes Due 2032",
"Letter re: First Foundation Inc.-Prospectus Supplement to Shelf Registration Statement on Form S-3",
"First Foundation Inc. Announces Closing of Subordinated Debt Offering DALLAS, TX – January 24, 2022 – First Foundation Inc. , a financial services company with two wholly-owned operating subsidiaries, First Foundation Advisors and First Foundation Bank, announced today that it has completed a $150 million offering of its 3.50% fixed-to-floating rate subordinated notes due 2032 . First Foundation plans to use the net proceeds from the Notes offering for general corporate purposes, which may include, without limitation, providing capital to support its organic growth or growth through strategic acquisitions, financing investments, capital expenditures, investments in First Foundation Bank to support regulatory capital, and repaying up to $30 million of indebtedness. “We are pleased to announ..."
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