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HUDSON HOLDING CORP (HDHL) Create: Alert

All | News | Filings
Date FiledTypeDescription
04/13/2011 SC 13D/A PASTERNAK KENNETH D reports a 0% stake in Hudson Holding Corporation
04/12/2011 15-12G Form 15-12G - Securities registration termination [Section 12(g)]
04/12/2011 4 SANFILIPPO ANTHONY M (CEO) has filed a Form 4 on HUDSON HOLDING CORP
Txns: Disposed/sold 4,605,000 shares @ $0
04/12/2011 4 MASCONE JOHN W. (10% Owner) has filed a Form 4 on HUDSON HOLDING CORP
Txns: Disposed/sold 1,031,722 shares @ $0
04/12/2011 4 SHAW JOHN C JR (10% Owner) has filed a Form 4 on HUDSON HOLDING CORP
Txns: Disposed/sold 1,031,722 shares @ $0
04/11/2011 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
04/11/2011 4 Knox Keith Robert (President and Secretary) has filed a Form 4 on HUDSON HOLDING CORP
Txns: Disposed/sold 3,353,565 shares @ $0
04/11/2011 4 Drazka Frank J (10% Owner) has filed a Form 4 on HUDSON HOLDING CORP
Txns: Disposed/sold 800,000 shares @ $0
04/11/2011 4 ZUGSCHWERT PETER J (10% Owner) has filed a Form 4 on HUDSON HOLDING CORP
Txns: Disposed/sold 831,344 shares @ $0
04/11/2011 4 PASTERNAK KENNETH D (10% Owner) has filed a Form 4 on HUDSON HOLDING CORP
Txns: Disposed/sold 15,130,176 shares @ $0
Disposed/sold 550,000 shares @ $0
Disposed/sold 833,335 warrants @ $0.85, valued at $708.3k
04/11/2011 4 Sareen Ajay (10% Owner) has filed a Form 4 on HUDSON HOLDING CORP
Txns: Disposed/sold 750,000 shares @ $0
04/11/2011 EFFECT Form EFFECT - Notice of Effectiveness
04/08/2011 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
04/08/2011 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
04/06/2011 8-K Quarterly results
04/06/2011 425 Form 425 - Prospectuses and communications, business combinations
02/22/2011 10-Q Quarterly Report for the period ended December 31, 2010
02/15/2011 NT 10-Q Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB
01/31/2011 8-K Form 8-K - Current report
01/25/2011 3 Drazka Frank J (10% Owner) has filed a Form 3 on HUDSON HOLDING CORP
01/25/2011 3 Sareen Ajay (10% Owner) has filed a Form 3 on HUDSON HOLDING CORP
01/18/2011 SC 13D/A Meagher Michael J reports a 19.8% stake in Hudson Holding Corporation
01/14/2011 SC 13D/A Form SC 13D - General statement of acquisition of beneficial ownership [amend]
01/14/2011 SC 13D/A HUDSON HOLDING CORP reports a 56.8% stake in Hudson Holding Corporation
01/10/2011 8-K Form 8-K - Current report
01/05/2011 425 Form 425 - Prospectuses and communications, business combinations
01/05/2011 425 Form 425 - Prospectuses and communications, business combinations
01/05/2011 8-K Acquisition/merger/asset purchase announced
Docs: "Agreement and Plan of Merger, among Rodman & Renshaw Capital Group, Inc., HHC Acquisition, Inc. and Hudson Holding Corporation",
"Form of Voting Agreement",
"RODMAN & RENSHAW CAPITAL GROUP, INC. AND HUDSON HOLDING CORPORATION ANNOUNCE STRATEGIC MERGER Combination will expand and diversify Rodman's product and service offerings strengthening its position as a leading investment bank for growth companies"
01/05/2011 425 Form 425 - Prospectuses and communications, business combinations
01/04/2011 4 PASTERNAK KENNETH D (10% Owner) has filed a Form 4 on HUDSON HOLDING CORP
01/04/2011 4 ZUGSCHWERT PETER J (Director) has filed a Form 4 on HUDSON HOLDING CORP
01/04/2011 4 SHAW JOHN C JR (Director) has filed a Form 4 on HUDSON HOLDING CORP
01/04/2011 4 MASCONE JOHN W. (Director) has filed a Form 4 on HUDSON HOLDING CORP
11/29/2010 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
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