| Date Filed | Type | Description |
| 08/16/2023 |
144
| Form 144 - Report of proposed sale of securities: |
| 08/09/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
| 06/08/2023 |
4
| Watson Michael T (CRO & EVP Sales and Marketing) has filed a Form 4 on SOBR Safe, Inc.|
Txns:
| Granted 83,334 options
@ $2.39, valued at
$199.2k
Granted 75,000 restricted stock units
@ $0 |
|
| 06/08/2023 |
3
| Watson Michael T (CRO & EVP Sales and Marketing) has filed a Form 3 on SOBR Safe, Inc. |
| 04/28/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 04/28/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 04/24/2023 |
424B2
| Form 424B2 - Prospectus [Rule 424(b)(2)]: |
| 04/24/2023 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 04/20/2023 |
8-K
| Quarterly results |
| 04/13/2023 |
S-1
| Form S-1 - General form for registration of securities under the Securities Act of 1933: |
| 04/06/2023 |
PRE 14A
| Form PRE 14A - Other preliminary proxy statements: |
| 03/31/2023 |
10-K
| Annual Report for the period ended December 31, 2022 |
| 03/13/2023 |
8-K
| Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Regulation FD Disclosure, Financial Stat...|
Docs:
|
"Securities Purchase Agreement by and between SOBR Safe, Inc. and Purchasers",
"Registration Rights Agreement by and between SOBR Safe, Inc. and Purchasers",
"Form of Note Agreement by and between SOBR Safe, Inc. and Purchasers",
"Form of Warrant Agreement by and between SOBR Safe, Inc. and Purchasers",
"SOBRsafe Completes Strategic Refinance of Maturing Debt DENVER, CO / ACCESSWIRE / March 9, 2023" |
|
| 02/24/2023 |
4
| Wenzel Gerard (CFO) has filed a Form 4 on SOBR Safe, Inc.|
Txns:
| Exercised 16,667 options to buy
@ $1.45, valued at
$24.2k
Granted 75,000 options to buy
@ $0 |
|
| 02/03/2023 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 11/14/2022 |
10-Q
| Quarterly Report for the period ended September 30, 2022 |
| 11/14/2022 |
424B3
| Form 424B3 - Prospectus [Rule 424(b)(3)]: |
| 11/01/2022 |
S-1/A
| Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend] |
| 10/14/2022 |
S-1
| Form S-1 - General form for registration of securities under the Securities Act of 1933: |
| 10/14/2022 |
8-K/A
| Financial Statements and Exhibits Interactive Data |
| 10/06/2022 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 10/05/2022 |
8-K
| Quarterly results |
| 10/03/2022 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 09/30/2022 |
8-K
| Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Other Events, Financial Statements and E...|
Docs:
|
"Securities Purchase Agreement by and between SOBR Safe, Inc. and Aegis Capital Corp.",
"Registration Rights Agreement by and between SOBR Safe, Inc. and Purchasers",
"Form of Pre-Funded Warrant Agreement by and between SOBR Safe, Inc. and Purchasers",
"Form of Warrant Agreement by and between SOBR Safe, Inc. and Purchasers",
"SOBR Safe, Inc. Announces Closing of $6 Million Private Placement Priced At-the-Market DENVER, CO / ACCESSWIRE / September 30, 2022 / SOBR Safe, Inc. , providers of industry-leading alcohol screening solutions, today closed its previously announced private placement pursuant to a securities purchase agreement with institutional investors for aggregate gross proceeds of approximately $6 million, before deducting fees to the placement agent and other expenses payable by the Company. In connection with the private placement, the Company issued 1,925,677 units and 2,128,378 pre-funded units at a purchase price of $1.48 per unit priced at-the-market under Nasdaq rules. The pre-funded units were sold at the same price less the pre-funded warrant exercise price of $0.001. Each unit and pre-funded..." |
|
| 09/30/2022 |
8-K
| Quarterly results |
| 09/16/2022 |
S-1
| Form S-1 - General form for registration of securities under the Securities Act of 1933: |
| 09/15/2022 |
4
| Watson Michael T (EVP Sales and Marketing) has filed a Form 4 on SOBR Safe, Inc.|
Txns:
| Acquired 17,645 shares
@ $4, valued at
$70.6k
Acquired 35,290 warrants
@ $4.25, valued at
$150k
|
|
| 09/15/2022 |
4
| Beabout J. Steven (Director) has filed a Form 4 on SOBR Safe, Inc.|
Txns:
| Bought 100 shares
@ $1.17, valued at
$117
Bought 6,253 shares
@ $1.2, valued at
$7.5k
Bought 28,304 shares
@ $1.14, valued at
$32.3k
Bought 767 shares
@ $1.12, valued at
$859
Bought 10,000 shares
@ $1.1, valued at
$11k
|
|
| 08/15/2022 |
10-Q
| Quarterly Report for the period ended June 30, 2022 |
| 07/27/2022 |
8-K
| Quarterly results |
| 06/21/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/15/2022 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
| 06/13/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 06/13/2022 |
3
| Form 3 - Initial statement of beneficial ownership of securities: |
|