LUPO SECURITIES, LLC [Rocket]

Date Filed	Type	Description
08/12/2020	X-17A-5	Form X-17A-5 - FOCUS Report:
05/10/2019	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
05/07/2019	X-17A-5	Form X-17A-5 - FOCUS Report:
03/15/2018	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers:
03/14/2018	X-17A-5	Form X-17A-5 - FOCUS Report:
03/20/2017	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
03/16/2017	X-17A-5	Form X-17A-5 - FOCUS Report
03/03/2016	X-17A-5	Form X-17A-5 - FOCUS Report
11/13/2015	13F-HR	Form 13F-HR - Quarterly report filed by institutional managers, Holdings:
08/14/2015	13F-HR	Form 13F-HR - Quarterly report filed by institutional managers, Holdings
05/15/2015	13F-HR	Form 13F-HR - Quarterly report filed by institutional managers, Holdings
02/18/2015	13F-HR	Form 13F-HR - Quarterly report filed by institutional managers, Holdings
03/22/2013	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
03/12/2013	X-17A-5	Form X-17A-5 - FOCUS Report
03/21/2012	FOCUSN	Form FOCUSN - Non-public annual audit reports filed by brokers or dealers
03/16/2012	X-17A-5	Form X-17A-5 - FOCUS Report
04/07/2011	FOCUSN	Form FOCUSN -
03/29/2011	X-17A-5	Form X-17A-5 - FOCUS Report
03/03/2010	FOCUSN	Form FOCUSN -
03/03/2010	X-17A-5	Form X-17A-5 - FOCUS Report