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PROSPECT GLOBAL RESOURCES INC. (PGRX) Create: Alert

All | News | Filings
Date FiledTypeDescription
07/29/2019 REVOKED Form REVOKED - Commission order revoking Exchange Act registration [Section 12(j)]:
02/07/2018 SC 13G/A KCG AMERICAS LLC reports a 7.2% stake in Prospect Global Resources Inc.
02/08/2017 SC 13G KCG AMERICAS LLC reports a 6.4% stake in Prospect Global Resources Inc.
06/03/2014 8-K/A Quarterly results
05/30/2014 8-K Other Events
05/21/2014 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Fifteenth Amendment to Senior First Priority Secured Promissory Note",
"Reaffirmation of Loan Documents",
"Amendment No. 1 to Seventh Extension Agreement"
05/13/2014 8-K Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Even...
Docs: "Third Amendment to Senior Unsecured Debt Agreement"
05/02/2014 8-K Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregister...
Docs: "Form of Warrant to be issued to The Karlsson Group",
"Seventh Extension Agreement with The Karlsson Group",
"Fourteenth Amendment to The Karlsson Group Senior First Priority Secured Promissory Note",
"Amendment No. 2 to The Karlsson Group Additional Consideration Agreement",
"Form of The Karlsson Group Mutual Release of Claims",
"Royalty Agreement with The Karlsson Group (American West Potash)",
"Royalty Agreement with The Karlsson Group (Apache)",
"Form of Amendment No. 3 to Karlsson Group Registration Rights Agreement",
"Form of Third Amendment to Karlsson Group Supplemental Payment Agreement",
"Waivers of Application of Series A Warrant Anti-Dilution Protection by Very Hungry LLC and Scott Reiman 1991 Trust"
05/01/2014 8-K Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial ...
Docs: "Thirteenth Amendment to Senior First Priority Secured Promissory Note",
"Reaffirmation of Loan Documents",
"Amendment No. 2 to Sixth Extension Agreement"
05/01/2014 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
04/24/2014 8-K Other Events, Financial Statements and Exhibits
Docs: "Twelfth Amendment to Senior First Priority Secured Promissory Note",
"Reaffirmation of Loan Documents",
"Amendment No. 1 to Sixth Extension Agreement"
04/21/2014 8-K Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial ...
Docs: "Second Amendment to Senior Unsecured Debt Agreement"
04/10/2014 8-K Material Modifications to Rights of Security Holders, Other Events, Financial Statements and Exhibits
Docs: "Form of Series A Warrant Exchange Agreement"
04/09/2014 8-K Other Events
04/08/2014 S-1/A Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend]
04/04/2014 8-K Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregister...
Docs: "Form of Warrant to be issued to The Karlsson Group",
"Sixth Extension Agreement with The Karlsson Group",
"Eleventh Amendment to Karlsson Group Senior First Priority Secured Promissory Note",
"Amendment No. 2 to Karlsson Group Registration Rights Agreement",
"Form of Amendment No. 3 to Karlsson Group Registration Rights Agreement",
"Form of Amendment No. 2 to Karlsson Group Additional Consideration Agreement",
"Form of Mutual Release of Claims with The Karlsson Group",
"Form of Royalty Agreement with The Karlsson Group (American West Potash)",
"Form of Royalty Agreement with The Karlsson Group (Apache)",
"PGRX REDUCES CASH AMOUNT NEEDED TO EXTINGUISH SENIOR DEBT DENVER, CO, April 3, 2014 — Prospect Global Resources Inc. is pleased to announce it has signed an agreement that reduces the cash amount needed to extinguish its senior secured debt from $25,000,000 to $15,000,000. Prospect Global has filed a registration statement with the Securities and Exchange Commission for a public offering intended in part to fund this payment. The Company has until April 23, 2014 to raise the capital to extinguish the debt. The senior secured lender will maintain all of its existing rights related to the debt until extinguishment. The Company has approximately $153.1 million of obligations outstanding to it senior secured lender with a maturity in July 2015. This amount will be extinguished with the $15 mi..."
04/03/2014 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and...
Docs: "Trading in PGRX Common Stock To Move from NASDAQ to OTCQB Market DENVER, CO, April 3, 2014 — Prospect Global Resources Inc. has been advised that its common stock will be eligible for trading and quotation on the OTCQB market, under the symbol “PGRX,” effective at the open of the market on Monday, April 7th. The Company has been notified today by The NASDAQ Stock Market LLC that its common stock will be suspended from trading on The NASDAQ Stock Market effective at the open of business on Monday, April 7, 2014 because Prospect Global has not achieved compliance with a NASDAQ listing rule that requires a minimum market value of listed common stock of $35 million. The OTCQB market is operated by OTC Markets Group Inc. , which operates the world's largest electronic marketplace for broker-dea..."
03/31/2014 DEF 14A Form DEF 14A - Other definitive proxy statements:
03/31/2014 10-K/A Annual Report for the period ended March 31, 2013 [amend]
03/24/2014 S-1/A Form S-1/A - General form for registration of securities under the Securities Act of 1933 [Amend]
03/13/2014 8-K Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Docs: "Amendment No. 3 to May 30, 2012 Karlsson Group Warrant",
"Amendment No. 2 to June 26, 2013 Karlsson Group Warrant",
"Form of Warrant to be issued to The Karlsson Group",
"Fifth Extension Agreement with The Karlsson Group",
"Tenth Amendment to Karlsson Group Senior First Priority Secured Promissory Note",
"First Amendment to Senior Unsecured Debt Agreement"
03/10/2014 8-K Other Events, Financial Statements and Exhibits
Docs: "Ninth Amendment to Senior First Priority Secured Promissory Note",
"Reaffirmation of Loan Documents"
02/27/2014 S-1 Form S-1 - General form for registration of securities under the Securities Act of 1933
02/25/2014 S-1/A Form S-1/A - General form for registration of securities under the Securities Act of 1933 [Amend]
02/25/2014 8-K/A Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
02/20/2014 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Other Events
02/14/2014 424B3 Form 424B3 - Prospectus [Rule 424(b)(3)]
02/14/2014 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/14/2014 10-Q Quarterly Report for the period ended December 31, 2013
02/12/2014 10-Q/A Quarterly Report for the period ended September 30, 2013 [amend]
02/12/2014 10-Q/A Quarterly Report for the period ended June 30, 2013 [amend]
02/12/2014 10-K/A Annual Report for the period ended March 31, 2013 [amend]
02/12/2014 8-K Material Modifications to Rights of Security Holders, Financial Statements and Exhibits
Docs: "Form of Series A Warrant Exercise Agreement"
02/06/2014 8-K Other Events, Financial Statements and Exhibits
Docs: "Eighth Amendment to Senior First Priority Secured Promissory Note",
"Reaffirmation of Loan Documents"
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