Rocket


News + Filings
Transactions
Holdings





All
13F
13D/G
Other



ESW Capital, LLC Create: Alert

All | News | Filings
Date FiledTypeDescription
01/15/2020 4 ESW Capital, LLC (10% Owner) has filed a Form 4 on BROADVISION INC
Txns: Bought 144,689 shares @ $2.7791, valued at $402.1k
01/06/2020 4 ESW Capital, LLC (10% Owner) has filed a Form 4 on BROADVISION INC
Txns: Bought 4,904 shares @ $2.4998, valued at $12.3k
11/27/2019 4 ESW Capital, LLC (10% Owner) has filed a Form 4 on BROADVISION INC
Txns: Bought 7,350 shares @ $2.5, valued at $18.4k
11/22/2019 4 ESW Capital, LLC (10% Owner) has filed a Form 4 on BROADVISION INC
Txns: Bought 7,371 shares @ $2.5, valued at $18.4k
11/14/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/20/2019 4 ESW Capital, LLC (10% Owner) has filed a Form 4 on BROADVISION INC
Txns: Bought 46,088 shares @ $1.3301, valued at $61.3k
09/11/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/28/2019 4 ESW Capital, LLC (10% Owner) has filed a Form 4 on BROADVISION INC
Txns: Bought 10,143 shares @ $1.36, valued at $13.8k
Bought 1,011 shares @ $1.36, valued at $1.4k
08/21/2019 4 ESW Capital, LLC (10% Owner) has filed a Form 4 on BROADVISION INC
Txns: Bought 1,025 shares @ $1.371, valued at $1.4k
Bought 210 shares @ $1.38, valued at $289.8
08/14/2019 4 ESW Capital, LLC (10% Owner) has filed a Form 4 on BROADVISION INC
Txns: Bought 393 shares @ $1.37, valued at $538.4
Bought 5,953 shares @ $1.37, valued at $8.2k
08/09/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/06/2019 4 Form 4 - Statement of changes in beneficial ownership of securities:
12/28/2018 4 ESW Capital, LLC (10% Owner) has filed a Form 4 on MARIN SOFTWARE INC
Txns: Sold 244,990 shares @ $7.3306, valued at $1.8M
Sold 11,703 shares @ $8.0297, valued at $94k
Sold 301,607 shares @ $7.3188, valued at $2.2M
Sold 66,828 shares @ $7.0298, valued at $469.8k
12/28/2018 4 ESW Capital, LLC (10% Owner) has filed a Form 4 on FALCONSTOR SOFTWARE INC
Txns: Exercised (in-or-at-the-money) 122,214,132 warrants @ $0.001, valued at $122.2k
10/12/2018 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/28/2018 4 EPM Live, Inc. (Member of 10% owner group) has filed a Form 4 on Upland Software, Inc.
Txns: Sold 5,000 shares @ $35.4102, valued at $177.1k
Sold 854,400 shares @ $34.8504, valued at $29.8M
08/23/2018 4 EPM Live, Inc. (Member of 10% owner group) has filed a Form 4 on Upland Software, Inc.
Txns: Sold 7,500 shares @ $34.93, valued at $262k
Sold 7,153 shares @ $35.002, valued at $250.4k
08/20/2018 4 EPM Live, Inc. (Member of 10% owner group) has filed a Form 4 on Upland Software, Inc.
Txns: Sold 45,377 shares @ $35.4375, valued at $1.6M
Sold 25,469 shares @ $36.0296, valued at $917.6k
08/13/2018 4 EPM Live, Inc. (Member of 10% owner group) has filed a Form 4 on Upland Software, Inc.
Txns: Sold 8,021 shares @ $34.973, valued at $280.5k
Sold 37,579 shares @ $36.9432, valued at $1.4M
Sold 1 shares @ $38, valued at $38
Sold 4,123 shares @ $35.0051, valued at $144.3k
Sold 5,377 shares @ $35.0106, valued at $188.3k
12/18/2017 4 WAVE SYSTEMS CORP (10% Owner) has filed a Form 4 on Upland Software, Inc.
Txns: Sold 1,460,862 shares @ $22, valued at $32.1M
Sold 301,166 shares @ $22.0165, valued at $6.6M
Sold 360,000 shares @ $22.0004, valued at $7.9M
10/30/2017 4 ESW Capital, LLC (10% Owner) has filed a Form 4 on MARIN SOFTWARE INC
Txns: Bought 361,172 shares @ $12.5, valued at $4.5M
10/24/2017 4 ESW Capital, LLC (10% Owner) has filed a Form 4 on MARIN SOFTWARE INC
Txns: Bought 42,088 shares @ $13.9999, valued at $589.2k
10/19/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/13/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/06/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/04/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/29/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/19/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/15/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/13/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/11/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
09/11/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/30/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/28/2017 4 Form 4 - Statement of changes in beneficial ownership of securities:
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy