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LUCID INC (LCDX) Create: Alert

All | News | Filings
Date FiledTypeDescription
07/08/2014 8-K Form 8-K - Current report
06/09/2014 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "Subscription Agreement"
05/14/2014 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Company Contact: Richard Christopher Chief Financial Officer"
04/30/2014 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Form of Convertible Promissory Note",
"2014 Spring Investor Presentation"
03/20/2014 8-K Mine Safety - Reporting of Shutdowns and Patterns of Violations, Creation of a Direct Financial Obligation or an Obligation u...
Docs: "Separation Agreement, by and between Lucid, Inc. and Richard C. Christopher",
"Company Contact: Richard Christopher Chief Financial Officer"
01/13/2014 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Public Relations Contacts: Dian Griesel Int’ l. Susan Forman or Laura Radocaj 825-3210"
10/11/2013 8-K Form 8-K - Current report
10/03/2013 8-K/A Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "Form of Common Stock Purchase Warrant"
08/27/2013 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "Letter agreement by and between Lucid, Inc. and H.C. Wainwright & Co., LLC"
06/06/2013 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
05/29/2013 8-K Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial ...
03/05/2013 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
10/05/2012 8-K/A Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Employment Agreement, by and between Lucid, Inc. and L. Michael Hone",
"Employment Agreement, by and between Lucid, Inc. and Richard J. Pulsifer",
"Code of Business Conduct and Ethics, as amended on October 1, 2012"
07/13/2012 8-K Form 8-K - Current report
07/11/2012 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Loan and Security Agreement, between Lucid, Inc. and Northeast LCD Capital, LLC"
05/11/2012 8-K Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance S...
Docs: "Secured Demand Promissory Note, issued by Lucid, Inc. to Northeast LCD Capital, LLC",
"Security Agreement, by and between Lucid, Inc. and Northeast LCD Capital, LLC",
"Guaranty, by L. Michael Hone in favor of Northeast LCD Capital, LLC"
05/04/2012 8-K Entry into a Material Definitive Agreement, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an...
Docs: "First Amendment to Forbearance Agreement and Second Amendment to Loan and Security Agreement, by and between Lucid, Inc. and Square 1 Bank"
04/05/2012 8-K Form 8-K - Current report
03/02/2012 8-K Form 8-K - Current report
01/17/2012 8-K Form 8-K - Current report
01/04/2012 8-K Entry into a Material Definitive Agreement, Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Underwriting Agreement, between Lucid, Inc. and Roth Capital Partners, LLC, as representative of the underwriters named therein",
"Warrant Agreement dated December 30, 2011, between Lucid, Inc. and American Stock Transfer & Trust Company, LLC, as warrant agent",
"Unit Purchase Option between Lucid, Inc. and Roth Capital Partners, LLC",
"Unit Purchase Option between Lucid, Inc. and Maxim Partners LLC",
"Lucid, Inc. Announces Closing of Public Offering ROCHESTER, N.Y. December 30, 2011 — Lucid, Inc. today announced that it has closed its previously announced underwritten public offering of 1,388,000 units, with each unit consisting of one share of common stock and one warrant to purchase one share of common stock. Net proceeds received by Lucid were approximately $5.30 million, after deducting the underwriting discount and corporate finance fee, but before taking into account estimated offering expenses. The Company has granted the underwriters a 45 day option to purchase an additional 208,200 units to cover over-allotments, if any. The Company will use the net proceeds to repay certain indebtedness and to fund its continuing operations. Roth Capital Partners acted as the sole book-running..."

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