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MIZUHO SECURITIES USA LLC Create: Alert

All | News | Filings
Date FiledTypeDescription
08/22/2023 4 MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 4 on byNordic Acquisition Corp
Txns: Sold 184,000 shares @ $10.67, valued at $2M
08/22/2023 3 MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 3 on byNordic Acquisition Corp
08/18/2023 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/18/2023 3 Form 3 - Initial statement of beneficial ownership of securities:
08/14/2023 3 MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 3 on Global System Dynamics, Inc.
08/14/2023 4 MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 4 on Global System Dynamics, Inc.
Txns: Sold 60,190 shares @ $10.9488, valued at $659k
11/30/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
11/30/2022 3 Form 3 - Initial statement of beneficial ownership of securities:
10/07/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
10/07/2022 3 Form 3 - Initial statement of beneficial ownership of securities:
08/23/2022 4 Form 4 - Statement of changes in beneficial ownership of securities:
08/23/2022 3 Form 3 - Initial statement of beneficial ownership of securities:
05/31/2022 X-17A-5 Form X-17A-5 - FOCUS Report:
06/01/2021 X-17A-5 Form X-17A-5 - FOCUS Report:
04/06/2021 4 MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 4 on AGBA Acquisition Ltd
Txns: Sold 35,000 shares @ $10.53, valued at $368.6k
04/06/2021 3 MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 3 on AGBA Acquisition Ltd
06/02/2020 X-17A-5 Form X-17A-5 - FOCUS Report:
05/20/2020 4 MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 4 on Tottenham Acquisition I Ltd
Txns: Sold 75,000 shares @ $10.64, valued at $798k
05/20/2020 3 MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 3 on Tottenham Acquisition I Ltd
05/15/2020 4 MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 4 on Tenzing Acquisition Corp.
Txns: Sold 51,000 shares @ $10.62, valued at $541.6k
05/15/2020 3 MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 3 on Tenzing Acquisition Corp.
03/12/2020 4 Form 4 - Statement of changes in beneficial ownership of securities:
03/12/2020 3 Form 3 - Initial statement of beneficial ownership of securities:
11/19/2019 3 Form 3 - Initial statement of beneficial ownership of securities:
11/19/2019 3 Form 3 - Initial statement of beneficial ownership of securities:
11/08/2019 X-17A-5 Form X-17A-5 - FOCUS Report:
10/21/2019 3 Form 3 - Initial statement of beneficial ownership of securities:
10/03/2019 3 Form 3 - Initial statement of beneficial ownership of securities:
09/18/2019 3 MIZUHO SECURITIES USA LLC (See Remarks) has filed a Form 3 on TELEPHONE & DATA SYSTEMS INC /DE/
09/09/2019 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
09/06/2019 3 MIZUHO SECURITIES USA LLC (See Remarks) has filed a Form 3 on Piedmont Office Realty Trust, Inc.
08/20/2019 4 MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 4 on KBL MERGER CORP. IV
Txns: Sold 200,000 shares @ $10.48, valued at $2.1M
08/20/2019 3 MIZUHO SECURITIES USA LLC (10% Owner) has filed a Form 3 on KBL MERGER CORP. IV
07/09/2019 X-17A-5 Form X-17A-5 - FOCUS Report:
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