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SIEBERT FINANCIAL CORP (SIEB) Create: Alert

All | News | Filings
Date FiledTypeDescription
03/17/2020 8-K/A Financial Statements and Exhibits
Docs: "Audited financial statements and the accompanying notes of StockCross for the years ended December 31, 2019 and 2018",
"Unaudited pro forma financial statements and the accompanying notes for the year ended December 31, 2019"
02/14/2020 8-K/A Quarterly results
04/08/2019 8-K/A Financial Statements and Exhibits
Docs: "Changes in Level 3 Equity Assets 01/01/2018 - 12/31/2018 Balance - January 1, 2018 $ - Unrealized loss - Balance - December 31, 2018 $ - The following represents financial instruments in which the ending balance as of December 31, 2018 is not carried at fair value in the Statement of Financial Condition: Short-term financial instruments: The carrying value of short-term financial instruments, including cash and securities segregated pursuant to federal regulations are recorded at amounts that approximate the fair value of these instruments. These financial instruments generally expose the Company to limited credit risk and have no stated maturities or have short-term maturities and carry interest rates that approximate market rates. Cash and cash segregated under federal and other regulati...",
"Siebert Financial Corp. Pro Forma Adjustments Pro Forma Balance ASSETS Cash and cash equivalents $ 7,229,000 $ $ 3,563,000 Receivables from clearing and other brokers 2,030,000 — 2,030,000 Receivable from related party 1,000,000 — 1,000,000 Receivable from lessors 171,000 — 171,000 Other receivables 96,000 — 96,000 Prepaid expenses and other assets 470,000 — 470,000 Furniture, equipment and leasehold improvements, net 468,000 — 468,000 Software, net 1,137,000 — 1,137,000 Deferred tax assets 5,576,000 — 5,576,000 Investment in related party — 3,666,000 3,666,000 $ 18,177,000 $ — $ 18,177,000 LIABILITIES AND STOCKHOLDERS’ EQUITY Liabilities Accounts payable and accrued liabilities $ 699,000 $ — $ 699,000 Lease incentive obligation 171,000 — 171,000 Due to clearing brokers and related parties..."
03/19/2018 8-K/A Financial Statements and Exhibits
Docs: "Audited financial statements and the accompanying notes of the Target Business for the years ended December 31, 2016 and 2015",
"Unaudited financial statements and the accompanying notes of the Target Business for the nine month periods ended September 30, 2017 and September 30, 2016",
"Unaudited pro forma financial statements and the accompanying notes for the nine months ended September 30, 2017 and the fiscal year ended December 31, 2016"
12/27/2016 8-K/A Form 8-K/A - Current report [Amend]

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