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Duff & Phelps Corp (DUF) Create: Alert

All | News | Filings
Date FiledTypeDescription
02/13/2014 SC 13G BARROW HANLEY MEWHINNEY & STRAUSS LLC reports a 12% stake in Duff & Phelps Corp. Cl A
05/03/2013 15-12B Form 15-12B - Securities registration termination [Section 12(b)]
04/25/2013 EFFECT Form EFFECT - Notice of Effectiveness
04/23/2013 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
04/23/2013 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
04/23/2013 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
04/23/2013 POS AM Form POS AM - Post-Effective amendments for registration statement
04/23/2013 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
04/23/2013 8-K Quarterly results
04/23/2013 10-K/A Annual Report for the period ended December 31, 2012 [amend]
04/22/2013 8-K Submission of Matters to a Vote of Security Holders
04/10/2013 SC 13G/A FMR LLC reports a 0% stake in DUFF & PHELPS CORP NEW
04/08/2013 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
03/21/2013 DEFM14A Form DEFM14A - Definitive proxy statement relating to merger or acquisition
03/20/2013 DEF 14A Form DEF 14A - Other definitive proxy statements
03/20/2013 PRER14A Form PRER14A - Preliminary Proxy Soliciting materials
02/25/2013 10-K Annual Report for the period ended December 31, 2012
02/25/2013 8-K Quarterly results
Docs: "DUFF & PHELPS REPORTS 2012 FOURTH QUARTER RESULTS, AND DECLARES QUARTERLY DIVIDEND FOURTH QUARTER HIGHLIGHTS:"
02/20/2013 SC 13G/A Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
02/12/2013 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
02/11/2013 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals
12/31/2012 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material
10/29/2012 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "EXHIBIT"
10/26/2012 10-Q Quarterly Report for the period ended September 30, 2012
10/25/2012 8-K Quarterly results
Docs: "EXHIBIT"
10/22/2012 8-K Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "EXHIBIT"
10/10/2012 SC 13G/A Form SC 13G - Statement of acquisition of beneficial ownership by individuals [amend]
08/13/2012 SC 13D/A Form SC 13D - General statement of acquisition of beneficial ownership [amend]
08/13/2012 8-K Credit agreement amendment
Docs: "Fifth Amendment to Credit Agreement, among Duff & Phelps, LLC, as borrower, Duff & Phelps Acquisitions, LLC, Chanin Capital Partners LLC, and Rash & Associates, L.P., as guarantors, Bank of America, N.A., as administrative agent and letter of credit issuer, and each other lender party thereto, related to the Credit Agreement, among Duff & Phelps, LLC, each agent and lender from time to time party thereto and Bank of America, N.A., as administrative agent"
08/09/2012 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Underwriting Agreement",
"Opinion of Skadden, Arps, Slate, Meagher & Flom LLP"
08/08/2012 424B5 Form 424B5 - Prospectus [Rule 424(b)(5)]
08/06/2012 FWP Form FWP - Filing under Securities Act Rules 163/433 of free writing prospectuses
07/25/2012 10-Q Quarterly Report for the period ended June 30, 2012
07/24/2012 8-K Form 8-K - Current report
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