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Duff & Phelps Corp (DUF) Create: Alert

All | News | Filings
Date FiledTypeDescription
02/13/2014 SC 13G BARROW HANLEY MEWHINNEY & STRAUSS LLC reports a 12% stake in Duff & Phelps Corp. Cl A
05/03/2013 15-12B Form 15-12B - Securities registration termination [Section 12(b)]
04/25/2013 4 LOVELL JEFFREY (Director) has filed a Form 4 on Duff & Phelps Corp
Txns: Disposed of 18,714 shares @ $15.55, valued at $291k
Disposed of 1,822,273 shares @ $15.55, valued at $28.3M
04/25/2013 4 BELKE ROBERT (Director) has filed a Form 4 on Duff & Phelps Corp
Txns: Disposed of 18,714 shares @ $15.55, valued at $291k
Disposed of 1,822,273 shares @ $15.55, valued at $28.3M
04/25/2013 4 Calamari Peter (Director) has filed a Form 4 on Duff & Phelps Corp
Txns: Disposed of 19,714 shares @ $15.55, valued at $306.6k
04/25/2013 4 Form 4 - Statement of changes in beneficial ownership of securities
04/25/2013 4 KRITZMACHER JOHN A (Director) has filed a Form 4 on Duff & Phelps Corp
04/25/2013 4 MATTHEWS NORMAN S (Director) has filed a Form 4 on Duff & Phelps Corp
Txns: Disposed of 3,089 shares @ $15.55, valued at $48k
04/25/2013 4 PARIS GORDON A (Director) has filed a Form 4 on Duff & Phelps Corp
Txns: Disposed of 5,603 shares @ $15.55, valued at $87.1k
04/25/2013 4 KRUEGER HARVEY M (Director) has filed a Form 4 on Duff & Phelps Corp
04/25/2013 4 Levy Sander M. (Director) has filed a Form 4 on Duff & Phelps Corp
04/25/2013 4 SILVERMAN JACOB (Executive VP - Corp. Dev.) has filed a Form 4 on Duff & Phelps Corp
04/25/2013 4 Forman Edward (Executive VP, Gen. Cnsl., Sec.) has filed a Form 4 on Duff & Phelps Corp
04/25/2013 4 MARSCHKE BRETT (Executive VP and COO) has filed a Form 4 on Duff & Phelps Corp
04/25/2013 4 Gottdiener Noah (CEO and President) has filed a Form 4 on Duff & Phelps Corp
04/25/2013 EFFECT Form EFFECT - Notice of Effectiveness
04/23/2013 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
04/23/2013 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
04/23/2013 S-8 POS Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments
04/23/2013 POS AM Form POS AM - Post-Effective amendments for registration statement
04/23/2013 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
04/23/2013 8-K Quarterly results
04/23/2013 10-K/A Annual Report for the period ended December 31, 2012 [amend]
04/22/2013 8-K Submission of Matters to a Vote of Security Holders
04/10/2013 SC 13G/A FMR LLC reports a 0% stake in DUFF & PHELPS CORP NEW
04/08/2013 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
03/21/2013 DEFM14A Form DEFM14A - Definitive proxy statement relating to merger or acquisition
03/20/2013 DEF 14A Form DEF 14A - Other definitive proxy statements
03/20/2013 PRER14A Form PRER14A - Preliminary Proxy Soliciting materials
03/12/2013 4 Puzzuoli Patrick Michael (EVP and CFO) has filed a Form 4 on Duff & Phelps Corp
03/12/2013 4 SILVERMAN JACOB (Executive VP - Corp. Dev.) has filed a Form 4 on Duff & Phelps Corp
03/12/2013 4 MARSCHKE BRETT (Executive VP and COO) has filed a Form 4 on Duff & Phelps Corp
03/12/2013 4 Gottdiener Noah (CEO and President) has filed a Form 4 on Duff & Phelps Corp
03/12/2013 4 Forman Edward (Executive VP, Gen. Cnsl., Sec.) has filed a Form 4 on Duff & Phelps Corp
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