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XTERA COMMUNICATIONS, INC. (XCOM) Create: Alert

All | News | Filings
Date FiledTypeDescription
11/10/2016 25-NSE Form 25-NSE - Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
11/04/2016 8-K Quarterly results
10/06/2016 8-K Form 8-K - Current report
10/04/2016 SC 13D/A Form SC 13D/A - General statement of acquisition of beneficial ownership: [Amend]
09/30/2016 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
09/27/2016 D Form D - Notice of Exempt Offering of Securities
09/14/2016 8-K Unregistered Sales of Equity Securities, Financial Statements and Exhibits
Docs: "Form of Note",
"Form of Warrant",
"Security Agreement, by and among Xtera Communications, Inc. and the investors named therein",
"Subordination Agreement, by and among Pacific Western Bank and the investors named therein",
"Subordination Agreement, by and among Horizon Technology Finance Corporation and the investors named therein"
09/07/2016 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Limited Waiver and Seventh Amendment to Loan Agreement by and among Pacific Western Bank, the Company, Azea Networks, Inc., Neovus, Inc. and Xtera Asia Holdings, LLC",
"Limited Waiver and Eleventh Amendment of Venture Loan and Security Agreement, by and between the Company and Horizon Technology Finance Corporation"
09/02/2016 SC 13G/A XTERA COMMUNICATIONS, INC. reports a 0% stake in Xtera Communications, Inc.
08/22/2016 8-K Termination of a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standar...
08/15/2016 8-K Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits
Docs: "Letter from Grant Thornton LLP"
08/11/2016 10-Q Quarterly Report for the period ended June 30, 2016
08/11/2016 8-K Quarterly results
Docs: "Xtera Announces Fiscal Third Quarter Financial Results"
07/07/2016 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
Docs: "Limited Waiver and Fifth Amendment to Loan Agreement by and among Pacific Western Bank, the Company, Azea Networks, Inc., Neovus, Inc. and Xtera Asia Holdings, LLC",
"Limited Waiver and Ninth Amendment of Venture Loan and Security Agreement, by and between the Company and Horizon Technology Finance Corporation"
06/03/2016 8-K Form 8-K - Current report
05/16/2016 10-Q Quarterly Report for the period ended March 31, 2016
03/11/2016 8-K Submission of Matters to a Vote of Security Holders
02/11/2016 10-Q Quarterly Report for the period ended December 31, 2015
02/05/2016 SC 13G Form SC 13G - Statement of acquisition of beneficial ownership by individuals
01/25/2016 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
01/25/2016 DEF 14A Form DEF 14A - Other definitive proxy statements
12/16/2015 10-K Annual Report for the period ended September 30, 2015
11/13/2015 424B4 Form 424B4 - Prospectus [Rule 424(b)(4)]
11/12/2015 S-1/A Form S-1/A - General form for registration of securities under the Securities Act of 1933: [Amend]
10/26/2015 S-1/A Form S-1/A - General form for registration of securities under the Securities Act of 1933 [Amend]
10/05/2015 S-1 Form S-1 - General form for registration of securities under the Securities Act of 1933
10/04/2011 D Form D - Notice of Exempt Offering of Securities
11/10/2009 D/A Form D - Notice of Exempt Offering of Securities [amend]
05/14/2009 D Form D -- Notice of Exempt Offering of Securities

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