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HIGHBURY FINANCIAL INC (HBRF) Create: Alert

All | News | Filings
Date FiledTypeDescription
04/15/2010 8-K Quarterly results
03/29/2010 8-K Form 8-K - Current report
01/28/2010 8-K Form 8-K - Current report
01/22/2010 8-K Other Events, Financial Statements and Exhibits
Docs: "Highbury Financial Inc. Announces Suspension of Units and Warrants DENVER, CO, January 22, 2010 - Highbury Financial Inc. today announced that it has been advised by the Financial Industry Regulatory Authority that the Highbury units , each consisting of one share of common stock of Highbury and two warrants, each warrant to purchase one share of common stock of Highbury , and the Warrants have been suspended from the OTCBB. The Units and Warrants have been suspended from the OTCBB due to the expiration of the Warrants which will occur at 5 p.m. New York City time on January 25, 2010. As a result, there will be no purchases of Units after such suspension and any beneficial owner of Units seeking to execute a sale transaction must instruct his or her broker to instruct the record owner of ..."
12/21/2009 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits
Docs: "Agreement, among Highbury Financial Inc., Peerless Systems Corporation and Timothy E. Brog",
"Highbury Financial Inc. Announces End of Proxy Contest; Peerless to Vote in Favor of Merger with AMG DENVER, CO, December 21, 2009 - Highbury Financial Inc. announced today that it has entered into an agreement with Peerless Systems Corporation and Timothy E. Brog which will end Peerless’ proxy contest to elect Timothy Brog to Highbury’s board of directors at the 2009 annual meeting of Highbury stockholders and will end Peerless’ support of two non-binding stockholder resolutions. Peerless owns 3,070,355 shares of Highbury common stock, representing 20.4% of the outstanding shares. Under the agreement, Peerless and Mr. Brog will cease all of their proxy solicitation efforts with respect to the 2009 annual meeting of Highbury stockholders, will not vote any proxies obtained by them at the ..."
12/14/2009 8-K Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modifications to Rights ...
Docs: "Agreement and Plan of Merger, among Affiliated Managers Group, Inc., Manor LLC and Highbury Financial Inc",
"Severance Agreement, between Highbury Financial Inc. and Richard S. Foote",
"Severance Agreement, between Highbury Financial Inc. and R. Bradley Forth",
"Termination Agreement, between Highbury Financial Inc. and Berkshire Capital Securities LLC",
"Termination Agreement, between Highbury Financial Inc., Aston Asset Management LLC, and the investors and management stockholders named therein",
"Amendment Number One to Rights Agreement, effective as of December 12, 2009, by and between Highbury Financial Inc. and Continental Stock Transfer & Trust Company",
"Highbury Financial Inc. Announces Definitive Merger Agreement with Affiliated Managers Group, Inc. DENVER, CO, December 14, 2009 - Highbury Financial Inc. and Affiliated Managers Group, Inc. have entered into a definitive merger agreement whereby AMG will acquire Highbury. Under the terms of the agreement, AMG would issue an aggregate of up to 1,748,879 shares of AMG common stock in exchange for all of the outstanding equity of Highbury. In addition, shortly before the closing, which is expected to occur in the second quarter of 2010, Highbury expects to pay a special cash dividend to its common and preferred stockholders in an aggregate amount equal to its working capital in excess of $5 million. Assuming an April 30, 2010 closing, this special dividend is estimated to be in the range o..."
12/02/2009 8-K Form 8-K - Current report
10/08/2009 8-K Other Events, Financial Statements and Exhibits
Docs: "Highbury Financial Inc. Announces Updated Capitalization Information"
10/08/2009 8-K Form 8-K - Current report
09/17/2009 8-K Other Events, Financial Statements and Exhibits
Docs: "Highbury Financial Inc. Announces Regular Quarterly Dividend of $0.05 Per Share And Special Dividend of $1.50 Per Share"
09/14/2009 8-K Entry into a Material Definitive Agreement, Material Modifications to Rights of Security Holders, Departure of Directors or C...
Docs: "Exchange Agreement, by and among Highbury Financial Inc. and the investors named therein",
"Amended and Restated Investor Rights Agreement, by and among Highbury Financial Inc., the management stockholders named therein and the investors named therein",
"EXHIBIT 99.1"
08/11/2009 8-K Form 8-K - Current report
08/11/2009 8-K Entry into a Material Definitive Agreement, Material Modifications to Rights of Security Holders, Departure of Directors or C...
Docs: "Certificate of Designation of Series A Junior Participating Preferred Stock (included as Exhibit A to Rights Agreement filed herewith)",
"Amendment No. 1 to Amended and Restated By-Laws",
"Rights Agreement, between Highbury Financial Inc. and Continental Stock Transfer & Trust Company, as Rights Agent",
"Form of Indemnification Agreement",
"Highbury Financial Inc. to Explore and Evaluate Strategic Alternatives Aimed at Enhancing Shareholder Value Forms Special Committee of Independent Directors Declares Dividend Distribution of Preferred Stock Purchase Rights Amends By-Laws to Permit Amendment by Majority Vote Elects Three New Directors DENVER, CO, August 10, 2009 -- Highbury Financial Inc. announced today several measures intended to enhance shareholder value and strengthen its corporate governance. The Highbury Board of Directors has formed a Special Committee consisting of Highbury’s three independent directors, Hoyt Ammidon Jr., Theodore M. Leary Jr. and Aidan J. Riordan, to explore and evaluate strategic alternatives aimed at enhancing shareholder value. Mr. Ammidon serves as Chairman of the Special Committee, which ha..."
08/11/2009 8-K Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Material Modifications to Rights of Secu...
Docs: "Certificate of Designation of Series B Convertible Preferred Stock",
"Exchange Agreement, among Highbury Financial Inc., the management stockholders named therein and the investors named therein",
"Investor Rights Agreement, among Highbury Financial Inc., the management stockholders named therein and the investors named therein",
"Management Agreement, among Highbury Financial Inc., Aston Asset Management LLC and the management stockholders named therein",
"Second Amended and Restated Limited Liability Company Agreement of Aston Asset Management LLC",
"Investor Presentation"
07/02/2009 8-K Form 8-K -- Current report
06/29/2009 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Highbury Financial Inc. Investor Information Package"
06/26/2009 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits
Docs: "Amended and Restated By-Laws"
06/17/2009 8-K Other Events, Financial Statements and Exhibits
Docs: "Highbury Financial Inc. Reports Expected Financial and Operating Results for the Second Quarter and First Six Months of 2009 Company Expects Basic and Diluted EPS of $0.08 and Basic and Diluted Cash EPS of $0.11 for the Second Quarter of 2009 Company Expects Basic and Diluted EPS of $0.13 and Basic and Diluted Cash EPS of $0.18 for the First Six Months of 2009 Driven by Net Client Inflows of $960 Million in the First Five Months of 2009, Assets Under Management Totaled $4.9 Billion as of May 31, 2009 Denver, Colorado, June 17, 2009 – Highbury Financial Inc. today reported its expected financial and operating results for the three and six months ended June 30, 2009. Net income for the second quarter of 2009 is expected to be approximately $0.7 million compared to net income of approximately..."
06/17/2009 8-K Other Events, Financial Statements and Exhibits
Docs: "Highbury Financial Inc. Announces Regular Quarterly Dividend of $0.05 Per Share"
04/29/2009 8-K Form 8-K -- Current report
04/15/2009 8-K Form 8-K -- Current report
03/18/2009 8-K Form 8-K -- Current report
03/04/2009 8-K Quarterly results
Docs: "Highbury Financial Inc. Reports Financial and Operating Results for the Fourth Quarter and Full Year of 2008 Company Reports Basic and Diluted EPS of $ and Basic and Diluted Cash EPS of $ for the Fourth Quarter Company Reports Basic and Diluted EPS of $0.05 and Basic and Diluted Cash EPS of $0.32 for the Full Year Denver, Colorado, March 4, 2009 — Highbury Financial Inc. today reported its financial and operating results for the three months and full year ended December 31, 2008. Net loss for the fourth quarter of 2008 was $1,680,157 compared to a net loss of $1,942,083 for the fourth quarter of 2007. Cash Net Income was $ for the three months ended December 31, 2008, compared to $904,641 for the three months ended December 31, 2007. Basic and diluted Cash Net Income per share for the four...",
"Updated Investor Presentation"
01/21/2009 8-K Form 8-K -- Current report
12/24/2008 8-K Form 8-K -- Current report
11/06/2008 8-K Quarterly results
Docs: "Highbury Financial Inc. Reports Financial and Operating Results for the Third Quarter and First Nine Months of 2008",
"Updated Investor Presentation"
10/06/2008 8-K Form 8-K -- Current report
09/18/2008 8-K Other Events, Financial Statements and Exhibits
Docs: "Highbury Financial Inc. Announces Date of Annual Meeting"
08/26/2008 8-K Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Highbury Financial Inc.’s President and Chief Executive Officer to Present at Kaufman Bros. 11th Annual Investor Conference"
07/31/2008 8-K Results of Operations and Financial Condition, Regulation FD Disclosure, Financial Statements and Exhibits
Docs: "Highbury Financial Inc. Reports Financial and Operating Results for the Second Quarter and First Six Months of 2008",
"Updated Investor Presentation"
05/02/2008 8-K Quarterly results
Docs: "Highbury Financial Inc. Reports Financial and Operating Results for the First Quarter of 2008 Company Reports Basic and Diluted EPS of $0.07 and Basic and Diluted Cash EPS of $0.10 Denver, Colorado, May 2, 2008 — Highbury Financial Inc. today reported its financial and operating results for the quarter ended March 31, 2008. Net income for the first quarter of 2008 was $624,279 compared to net income of $974,899 for the first quarter of 2007. Cash Net Income was $906,601 for the first three months of 2008, compared to $1,234,731 for the first three months of 2007. Basic and diluted Cash Net Income per share for the first quarter of 2008 were $0.10 and $0.10, respectively, compared to $0.13 and $0.11, respectively, for the first quarter of 2007. Basic and diluted earnings per share for the f...",
"Updated Investor Presentation"
03/28/2008 8-K Quarterly results
Docs: "Highbury Financial Inc. Reports Financial and Operating Results for Fourth Quarter and Fiscal Year 2007 Company Reports Basic EPS of $0.09 and Basic Cash EPS of $0.48; Diluted EPS of $0.08 and Diluted Cash EPS of $0.42 for Fiscal Year 2007 Company Reports Basic EPS of and Basic Cash EPS of $0.09; Diluted EPS of and Diluted Cash EPS of $0.08 for Fourth Quarter 2007 Denver, Colorado, March 27, 2008 — Highbury Financial Inc. today reported its financial and operating results for the quarter and fiscal year ended December 31, 2007. Net Income for 2007 was $852,892, compared to a net loss of $12,463,206 for 2006. Cash Net Income was $4,536,499 for 2007, compared to $1,121,783 for 2006. Basic and diluted Cash Net Income per share for 2007 were $0.48 and $0.42, respectively, compared to $0.12 and...",
"Updated Investor Presentation"
02/14/2008 8-K Material Impairments, Financial Statements and Exhibits
02/01/2008 8-K Entry into a Material Definitive Agreement, Financial Statements and Exhibits
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