| Date Filed | Type | Description |
| 08/05/2015 |
SC 13D
| Relative Value Partners, LLC reports a 0% stake in WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| 06/23/2015 |
SC 13D/A
| Relative Value Partners, LLC reports a 26.4% stake in WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| 06/08/2015 |
SC 13D/A
| Relative Value Partners, LLC reports a 25.4% stake in WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| 06/08/2015 |
SC 13G
| Relative Value Partners, LLC reports a 10.3% stake in TCW STRATEGIC INCOME FUND INC |
| 05/21/2015 |
SC 13D
| Relative Value Partners, LLC reports a 25% stake in WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| 02/13/2015 |
SC 13G
| Relative Value Partners, LLC reports a 10.1% stake in MFS GOVERNMENT MARKETS INCOME TRUST |
| 02/13/2015 |
SC 13G
| Relative Value Partners, LLC reports a 8% stake in Eaton Vance Short Duration Diversified Income Fund |
| 02/13/2015 |
SC 13G
| Relative Value Partners, LLC reports a 7.3% stake in Diversified Real Asset Income Fund |
| 02/13/2015 |
SC 13G
| Relative Value Partners, LLC reports a 7.1% stake in ZWEIG TOTAL RETURN FUND INC |
| 02/13/2015 |
SC 13G
| Relative Value Partners, LLC reports a 6.5% stake in Blackstone / GSO Global Floating Rate Fund |
| 02/13/2015 |
SC 13G
| Relative Value Partners, LLC reports a 6.5% stake in TCW STRATEGIC INCOME FUND INC |
| 02/13/2015 |
SC 13G
| Relative Value Partners, LLC reports a 5.4% stake in BlackRock Enhanced Government Fund, Inc. |
| 02/13/2015 |
SC 13G
| Relative Value Partners, LLC reports a 5.7% stake in BlackRock Defined Opportunity Credit Trust |
| 02/13/2015 |
SC 13G
| Relative Value Partners, LLC reports a 24.2% stake in SPECIAL OPPORTUNITIES FUND, INC. |
| 02/13/2015 |
SC 13G
| Relative Value Partners, LLC reports a 20.5% stake in WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| 02/13/2015 |
SC 13G
| Relative Value Partners, LLC reports a 5.2% stake in MFS CHARTER INCOME TRUST |
| 12/04/2014 |
SC 13G
| Relative Value Partners, LLC reports a 20% stake in WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| 11/10/2014 |
SC 13G
| Relative Value Partners, LLC reports a 10.1% stake in MFS GOVERNMENT MARKETS INCOME TRUST |
| 09/19/2014 |
SC 13G
| Relative Value Partners, LLC reports a 11.1% stake in WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| 02/12/2014 |
SC 13G
| Relative Value Partners, LLC reports a 6.3% stake in WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. |
| 02/12/2014 |
SC 13G
| Relative Value Partners, LLC reports a 19.6% stake in SPECIAL OPPORTUNITIES FUND INC. |
| 02/12/2014 |
SC 13G
| Relative Value Partners, LLC reports a 10.6% stake in WESTERN ASSET INFLATION MANAGEMENT FUND INC. |
| 02/12/2014 |
SC 13G
| Relative Value Partners, LLC reports a 7.5% stake in MFS GOVERNMENT MARKETS INCOME TRUST |
| 02/12/2014 |
SC 13G
| Relative Value Partners, LLC reports a 6.5% stake in ZWEIG TOTAL RETURN FUND INC. |
| 10/24/2013 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 02/13/2012 |
SC 13G
| Relative Value Partners, LLC reports a 17.6% stake in SPECIAL OPPORTUNITIES FUND INC. |
| 02/13/2012 |
SC 13G
| Relative Value Partners, LLC reports a 5.2% stake in LMP CAPITAL AND INCOME FUND, INC |
| 02/13/2012 |
SC 13G
| Relative Value Partners, LLC reports a 5.3% stake in LIBERTY ALL STAR GROWTH FUND |
| 02/11/2011 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals |
| 02/11/2011 |
SC 13G
| ELLSWORTH FUND LTD reports a 6.1% stake in ELLSWORTH FUND LTD. |
| 02/11/2010 |
SC 13G
| Eaton Vance Credit Opportunities Fund II reports a 5.1% stake in EATON VANCE CREDIT OPPORTUNITIES FUND |
| 02/11/2010 |
SC 13G
| ELLSWORTH FUND LTD reports a 9.9% stake in ELLSWORTH FUND LTD. |
| 02/10/2009 |
SC 13G/A
| Form SC 13G/A -- Statement of acquisition of beneficial ownership by individuals [amend] |
| 02/10/2009 |
SC 13G/A
| Form SC 13G/A -- Statement of acquisition of beneficial ownership by individuals [amend] |