| Date Filed | Type | Description |
| 02/16/2016 |
SC 13G/A
| RIVERNORTH CAPITAL MANAGEMENT, LLC reports a 0% stake in First Opportunity Fund, Inc. |
| 08/13/2015 |
SC 13G/A
| FIRST OPPORTUNITY FUND INC reports a 0% stake in Third Century Bancorp |
| 08/13/2015 |
SC 13G/A
| FIRST OPPORTUNITY FUND INC reports a 0% stake in Redwood Financial Inc. |
| 08/13/2015 |
SC 13G/A
| FIRST OPPORTUNITY FUND INC reports a 0% stake in Redwood Financial Inc. |
| 03/30/2015 |
SC 13D/A
| LOLA BROWN TRUST 1B reports a 0% stake in First Opportunity Fund, Inc. |
| 03/11/2015 |
40-17G/A
| Form 40-17G/A - Fidelity Bond [Rule 17G-1(g)] [Amend] |
| 02/17/2015 |
SC 13G/A
| RIVERNORTH CAPITAL MANAGEMENT, LLC reports a 5.8% stake in First Opportunity Fund, Inc. |
| 02/11/2015 |
SC 13G/A
| FIRST OPPORTUNITY FUND INC reports a 3.6% stake in River Valley Bancorp |
| 09/04/2014 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 09/04/2014 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 05/28/2014 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 05/28/2014 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 04/04/2014 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)] |
| 02/14/2014 |
SC 13G/A
| RIVERNORTH CAPITAL MANAGEMENT, LLC reports a 4.6% stake in First Opportunity Fund, Inc. |
| 12/03/2013 |
N-CSRS
| Form N-CSRS - Certified Shareholder Report, Semi-Annual |
| 11/26/2013 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 11/26/2013 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 11/04/2013 |
425
| Form 425 - Prospectuses and communications, business combinations |
| 06/07/2013 |
N-CSR
| Form N-CSR - Certified Shareholder Report |
| 05/30/2013 |
NSAR-B
| Form NSAR-B - Annual report for management companies |
| 05/10/2013 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 03/07/2013 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)] |
| 02/14/2013 |
SC 13G/A
| FIRST OPPORTUNITY FUND INC reports a 7.8% stake in Third Century Bancorp |
| 02/14/2013 |
SC 13G/A
| FIRST OPPORTUNITY FUND INC reports a 9.3% stake in Redwood Financial Inc. |
| 02/14/2013 |
SC 13G/A
| FIRST OPPORTUNITY FUND INC reports a 5.9% stake in River Valley Bancorp |
| 02/14/2013 |
SC 13G/A
| RIVERNORTH CAPITAL MANAGEMENT, LLC reports a 5.5% stake in First Opportunity Fund, Inc. |
| 12/06/2012 |
N-CSRS
| Form N-CSRS - Certified Shareholder Report, Semi-Annual |
| 11/29/2012 |
NSAR-A
| Form NSAR-A - Semi-annual report for management companies |
| 08/29/2012 |
N-Q
| Form N-Q - Quarterly Schedule of portfolio holdings of management investment companies |
| 06/07/2012 |
N-CSR
| Form N-CSR - Certified Shareholder Report |
| 05/30/2012 |
NSAR-B
| Form NSAR-B - Annual report for management companies |
| 05/11/2012 |
5
| ADAMS NICHOLAS C (Officer of Investment Adviser) has filed a Form 5 on FIRST OPPORTUNITY FUND INC |
| 03/28/2012 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 03/28/2012 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)] |
|