SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Paloma Partners Management Co

(Last) (First) (Middle)
TWO AMERICAN LANE

(Street)
GREENWICH CT 06836

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
EATON VANCE LTD DURATION INCOME FUND [ EVV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/21/2023
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Series A Auction Preferred Shares 02/21/2023 S 194 D $21,750 0 I See Explanation of Responses(1)(2)
Series B Auction Preferred Shares 02/21/2023 S 164 D $21,750 0 I See Explanation of Responses(1)(2)
Series C Auction Preferred Shares 02/21/2023 S 366 D $21,750 0 I See Explanation of Responses(1)(2)
Series D Auction Preferred Shares 02/21/2023 S 154 D $21,750 0 I See Explanation of Responses(1)(2)
Series E Auction Preferred Shares 02/21/2023 S 134 D $21,750 0 I See Explanation of Responses(1)(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Paloma Partners Management Co

(Last) (First) (Middle)
TWO AMERICAN LANE

(Street)
GREENWICH CT 06836

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Sunrise Partners Limited Partnership

(Last) (First) (Middle)
MAPLES CORPORATE SERVICES LIMITED
P.O. BOX 309, UGLAND HOUSE

(Street)
GRAND CAYMAN E9 KY1-1104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
PALOMA INTERNATIONAL L P

(Last) (First) (Middle)
MAPLES CORPORATE SERVICES LIMITED
P.O. BOX 309, UGLAND HOUSE

(Street)
GRAND CAYMAN E9 KY1-1104

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Paloma Partners Advisors LP

(Last) (First) (Middle)
888 E. LAS OLAS BLVD.

(Street)
FORT LAUDERDALE FL 33301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
PALOMA PARTNERS ADVISORS, INC.

(Last) (First) (Middle)
C/O PALOMA PARTNERS ADVISORS LP
888 E. LAS OLAS BLVD.

(Street)
FORT LAUDERDALE FL 33301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Hayt Gregory S.

(Last) (First) (Middle)
C/O PALOMA PARTNERS MANAGEMENT COMPANY
TWO AMERICAN LANE

(Street)
GREENWICH CT 06836

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
SUSSMAN S DONALD

(Last) (First) (Middle)
C/O PALOMA PARTNERS ADVISORS LP
888 E. LAS OLAS BLVD.

(Street)
FT. LAUDERDALE FL 33301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. These Auction Preferred Shares are held directly by Sunrise Partners Limited Partnership ("Sunrise"). Paloma International, L.P. is the parent of Sunrise. Each of Paloma Partners Management Company and Paloma Partners Advisors LP serves as general partner of Paloma International, L.P. Paloma Partners Advisors, Inc. serves as general partner of Paloma Partners Advisors LP. Donald Sussman serves as President of Paloma Partners Advisors, Inc. Donald Sussman and Gregory Hayt serve as Directors of Paloma Partners Management Company.
2. Each of Paloma International, L.P., Paloma Partners Management Company, Paloma Partners Advisors LP, Paloma Partners Advisors, Inc., Donald Sussman and Gregory Hayt disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Paloma Partners Management Company, By: /s/ Douglas W. Ambrose, Executive Vice President 02/23/2023
Sunrise Partners Limited Partnership, By: Paloma International, L.P., parent holder, By: Paloma Partners Management Company, general partner, By: /s/ Douglas W. Ambrose, Executive Vice President 02/23/2023
Paloma International, L.P., By: Paloma Partners Management Company, general partner, By: /s/ Douglas W. Ambrose, Executive Vice President 02/23/2023
Paloma Partners Advisors LP, By: Paloma Partners Advisors, Inc., General Partner, By: /s/ Donald S. Sussman, President 02/23/2023
Paloma Partners Advisors, Inc., By: /s/ Donald S. Sussman, President 02/23/2023
/s/ Gregory Hayt 02/23/2023
/s/ Donald S. Sussman 02/23/2023
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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