EX-99.1 2 ex99-1.htm APPENDIX 4A OF THE COMPANY, DATED JUNE 7, 2023
Exhibit 99.1

This appendix is available as an online form
 
Only use this form if the online version is not available
+Rule 4.11

Appendix 4A

Statement of CDIs on issue

Information and documents given to ASX become ASX’s property and may be made public.

*Denotes minimum information required for first lodgement of this form.

Part 1 – Entity and announcement details

Question no
Question
Answer
1.1
*Name of entity
We (the entity named above) provide the following information about our issued capital.1
LIGHT & WONDER INC.
1.2
*Registration type and number
Please supply your ABN, ARSN, ARBN, ACN or another registration type and number (if you supply another registration type, please specify both the type of registration and the registration number).
666710836
1.3
*ASX issuer code
LNW
1.4
*The announcement is
Tick whichever is applicable.
☒          New announcement
          Update/amendment to previous announcement
          Cancellation of previous announcement
1.4a
*Reason for update
Mandatory only if “Update” ticked in Q1.4 above. A reason must be provided for an update.
N/A
1.4b
*Date of previous announcement to this update
Mandatory only if “Update” ticked in Q1.4 above.
N/A
1.4c
*Reason for cancellation
Mandatory only if “Cancellation” ticked in Q1.4 above.
N/A
1.4d
*Date of previous announcement to this cancellation
Mandatory only if “Cancellation” ticked in Q1.4 above.
N/A
1.5
*Date of this announcement
07/06/2023




1  Listing rule 4.11 requires an entity that has a dual listing on ASX and an overseas exchange and has CDIs issued over quoted securities, to complete an Appendix 4A and give it to ASX within 5 business days of the end of each month. An entity that has a dual listing on ASX and an overseas exchange and that is proposing to issue new equity securities and to have quoted CDIs over some or all of them, should notify ASX of the proposed issue of the underlying securities using an Appendix 3B and apply for the CDIs to be quoted using an Appendix 2A.


+ See chapter 19 for defined terms
 
1 December 2019
Page 1



This appendix is available as an online form
Appendix 4A
 
Statement of CDIs on issue

Part 2 – Details of CDIs and other securities on issue

Question No.
Question
Answer
2.1
*Statement for month and year
Appendix 4A should be provided within 5 business days of the calendar month end, regardless of whether there is a change or not.
Month: May
 
Year: 2023
 
2.2
*Number and class of all ASX quoted CDIs on issue:
Repeat the following information for each class of CDIs quoted on ASX
 
   
ASX security code:
 
Security description:
 
CDI ratio2:
 
 
   
LNW: CDI 1
 
1 FOREIGN EXEMPT XNGS
 
1:1
 
 
   
Total number of CDIs quoted on ASX at end of statement month (A):
 
Total number of CDIs quoted on ASX at end of previous month (B):
 
Net difference3 (A-B):
 
 
   
1,005,000
1,000,000
5,000
 
 
 
If the total number of CDIs quoted on ASX at the end of the statement month (A), is greater than the total number of CDIs for which the entity has previously paid an initial listing fee or an additional listing fee under Table 1A and 1C of Guidance Note 15A (C), the entity hereby applies for +quotation of the difference (A – C) and agrees to the matters set out in Appendix 2A of the ASX Listing Rules.
 
Reason for Change:
Net Transfers of securities between CDIs and Common Stock as quoted / held on NASDAQ.
2.3
*Number and class of all issued securities not represented by CDIs quoted on ASX:
Repeat the following table for each class of issued securities not represented (in whole or in part) by CDIs quoted on ASX
 
   
ASX security code:
 
Security description:
 
   
   
LNWAA
 
COMMON STOCK
 
   
   
Total number of securities at end of statement month (A):
 
Total number of securities at end of previous month (B):
 
Net difference (A-B):
 
 
   
90,121,033
90,133,311
-12,278
 
 
 
Reason for Change: Transfer of Securities between CDIs and shares of Common Stock and adjustments for tax withholdings in connection with RSU vestings.




2          This is the ratio at which CDIs can be transmuted into the underlying security (e.g. 4:1 means 4 CDIs represent 1 underlying security whereas 1:4 means 1 CDI represents 4 underlying securities).
3          The net difference should equal the number of underlying securities transmuted into CDIs during the month less the number of CDIs transmuted into underlying securities during the month


+ See chapter 19 for defined terms
 
1 December 2019
Page 2



This appendix is available as an online form
Appendix 4A
 
Statement of CDIs on issue

Introduced 01/12/19










+ See chapter 19 for defined terms
 
1 December 2019
Page 3