UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Emerging growth company
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| ITEM 5.05 (a). | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics |
As part of its periodic review of the Policy on Ethics and Business Conduct, amended and restated effective as of February 20, 2020 (the “Code”), of FTI Consulting, Inc. (“FTI Consulting”), which applies to all of the directors, officers and employees of FTI Consulting, on June 7, 2023, the Board of Directors of FTI Consulting approved the further amendment and restatement of the Code, effective as of June 8, 2023, which amends, restates and replaces the Code in its entirety (the “Restated Code”). The revisions contained in the Restated Code were made, among other things, to update for (1) changes to FTI Consulting’s gifts and entertainment policy, (ii) provisions relating to sanctions compliance, and (iii) other non-substantive administrative, stylistic and typographical changes.
The foregoing summary description of the principal changes contained in the Restated Code is qualified in its entirety by reference to the Restated Code, a copy of which is filed herewith as Exhibit 14.1 to this Current Report on Form 8-K, and incorporated by reference herein. FTI Consulting has posted the Restated Code in the section of its corporate website accessed at “About FTI – Governance.”
| Item 9.01 (d). | Financial Statements and Exhibits. |
(d) Exhibits
| Exhibit |
Description | |
| 14.1 | FTI Consulting, Inc. Code of Ethics and Business Conduct, Amended and Restated Effective as of June 8, 2023 | |
| 104 | The Cover Page from FTI Consulting’s Current Report on Form 8-K dated June 7, 2023, formatted in Inline XBRL. | |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, FTI Consulting, Inc. has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| FTI CONSULTING, INC. | ||||||
| Dated: June 12, 2023 | By: | /S/ CURTIS P. LU | ||||
| Curtis P. Lu | ||||||
| General Counsel | ||||||
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