6-K 1 d467670d6k.htm FORM 6-K Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of March 2023

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F      X            Form 40-F              

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.
Date: March 14, 2023   By:  

/s/ Yoshifumi Kishida

    Yoshifumi Kishida
    Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from February 1, 2023 to February 28, 2023 filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on March 14, 2023]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of February 28, 2023

 

     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (April 26, 2022)

(Period of repurchase: from May 17, 2022 to March 31, 2023 (excluding the ten business days following the announcement of each quarterly financial results))

        50,000,000        30,000,000,000  

Repurchases during this reporting month (Date of repurchase)

     

 (Date)

—  

  

 

     —          —    
    

 

 

     

 

 

  

Total

      —         —          —    
    

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

                                50,000,000        24,719,191,700  
    

 

 

     

 

 

  

Progress of share repurchase (%)

        100.0        82.4  

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2.

Status of disposition

as of February 28, 2023

 

     Number of shares disposed in the
reporting month		      Aggregate amount
of disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Treasury shares canceled

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Treasury shares transferred upon merger, share exchange, share delivery or demerger

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)

February 3

     50        26,085  
    

 

 

     

 

 

  

Subtotal

    —       50        26,085  
    

 

 

     

 

 

  

Other (exercise of stock acquisition rights)

    (Date)

February 1

February 2

February 3

February 6

February 7

February 8

February 9

February 10

February 13

February 15

February 16

February 17

February 20

February 21

February 22

February 24

February 27

February 28

    

 10,000

5,200

65,600

170,200

54,600

7,700

166,100

70,700

2,900

9,300

20,000

21,900

12,000

2,000

17,900

190,300

21,800

39,100

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 10,000

5,200

65,600

170,200

54,600

7,700

166,100

70,700

2,900

9,300

20,000

21,900

12,000

2,000

17,900

190,300

21,800

39,100

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

    

 

 

     

 

 

  

Subtotal

    —       887,300        887,300  
    

 

 

     

 

 

  

Other (delivery of shares under Restricted Stock Units plan)

    (Date)

—  

     —          —    
    

 

 

     

 

 

  

Subtotal

    —       —          —    
    

 

 

     

 

 

  

Total

    —               887,350        913,385  
    

 

 

     

 

 

  

 

3.

Status of shares held in treasury

as of February 28, 2023

 

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,233,562,601  

Number of shares held in treasury

      230,375,494  

Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or before February 28, 2023.