6-K 1 bmo6knomrd.htm REPORT OF FOREIGN PRIVATE ISSUER FOR THE MONTH OF: JANUARY, 2023 Filed by e3 Filing, Computershare 1-800-973-3274 - Bank of Montreal - Form 6-K

FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934

For the month of: January, 2023 Commission File Number: 001-13354

BANK OF MONTREAL
(Name of Registrant)

100 King Street West 129 rue Saint-Jacques
1 First Canadian Place Montreal, Quebec
Toronto, Ontario Canada, H2Y 1L6
Canada, M5X 1A1  
(Executive Offices) (Head Office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F [   ] Form 40-F  [ X ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ____

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ____

INCORPORATION BY REFERENCE

The information contained in this Form 6-K and any exhibits hereto shall be deemed filed with the Securities and Exchange Commission (“SEC”) solely for purposes of incorporation by reference into and as part of the following registration statements of the registrant on file with and declared effective by the SEC:

1. Registration Statement – Form F-3 – File No. 333-214934
2. Registration Statement – Form F-3 – File No. 333-264388
3. Registration Statement – Form S-8 – File No. 333-191591
4. Registration Statement – Form S-8 – File No. 333-180968
5. Registration Statement – Form S-8 – File No. 333-177579
6. Registration Statement – Form S-8 – File No. 333-177568
7. Registration Statement – Form S-8 – File No. 333-176479
8. Registration Statement – Form S-8 – File No. 333-175413
9. Registration Statement – Form S-8 – File No. 333-175412
10. Registration Statement – Form S-8 – File No. 333-113096

 





11. Registration Statement – Form S-8 – File No. 333-14260
12. Registration Statement – Form S-8 – File No. 33-92112
13. Registration Statement – Form S-8 – File No. 333-207739
14. Registration Statement – Form S-8 – File No. 333-237522

 





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

BANK OF MONTREAL
 
By: /s/ Tayfun Tuzun
 
Name: Tayfun Tuzun
Title: Chief Financial Officer
 
By: /s/ Paul V. Noble
 
Name: Paul V. Noble
Title: Corporate Secretary

Date: January 9, 2023





EXHIBIT INDEX

Exhibit

Description of Exhibit

99.1 Notice of Meeting and Record Date
 
  (Filed in form required by Canadian National Instrument 54-101 – Communication with Beneficial Owners of Securities of a Reporting Issuer.)