-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QzwJYkENOZaP04tC3RIz7ED3vu1pzvyGQjdOBGJR6SnMMq7pZQ9bwWaG/jXQ3y5B In7HXhUMkLzeuY+bMt9vww== 0001056466-08-000025.txt : 20081029 0001056466-08-000025.hdr.sgml : 20081029 20081029114130 ACCESSION NUMBER: 0001056466-08-000025 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20081029 DATE AS OF CHANGE: 20081029 EFFECTIVENESS DATE: 20081029 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLARK ESTATES INC/NY CENTRAL INDEX KEY: 0001056466 IRS NUMBER: 135524538 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06760 FILM NUMBER: 081146822 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA 31ST FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2129776900 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA 31ST FL CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR/A 1 form13fa09_04.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ X ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Clark Estates, Inc. Address: One Rockefeller Plaza 31st Floor New York, NY 10020 13F File Number: 028-06760 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Richard C. Vanison Title: Treasurer Phone: 212-977-6900 Signature, Place and date of Signing: Richard C. Vanison New York, New York 10/29/2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 87 Form 13F Information Table Value Total (x$1000): $576,534 List of Other Included Managers: No. 13F File Number Name
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 16093 379900 SH SOLE 379900 0 0 ALTRIA GROUP INC COM 02209S103 279 5925 SH SOLE 5925 0 0 AMERICAN ELEC PWR COM 025537101 6 200 SH SOLE 200 0 0 AMERICAN INTL GROUP INC COM 026874107 20 287 SH SOLE 287 0 0 AMGEN INC COM 031162100 15 262 SH SOLE 262 0 0 AON CORP COM 037389103 13752 478500 SH SOLE 478500 0 0 BP AMOCO P L C COM 055622104 668 11620 SH SOLE 11620 0 0 BANK OF AMERICA CORPORATION COM 060505104 27 632 SH SOLE 632 0 0 BANK NEW YORK INC COM 064057102 14128 484333 SH SOLE 484333 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 173 2 SH SOLE 2 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 8847 373760 SH SOLE 373760 0 0 CIGNA CORP COM 125509109 10431 149800 SH SOLE 149800 0 0 CASUAL MALE RETAIL GRP, INC COM 148711104 11538 2201865 SH SOLE 2201865 0 0 CENDANT CORP COM 151313103 11316 523868 SH SOLE 523868 0 0 CHEVRON TEXACO CORP COM 166764100 150 2800 SH SOLE 2800 0 0 CHUBB CORP COM 171232101 12071 171755 SH SOLE 171755 0 0 CITIGROUP INC COM 172967101 27988 634359 SH SOLE 634359 0 0 COGNIZANT TECHNOLOGY SOLUTIO COM 192446102 27 882 SH SOLE 882 0 0 CONVERGYS CORP COM 212485106 9573 712800 SH SOLE 712800 0 0 CROWN HOLDINGS INC COM 228368106 19664 1907300 SH SOLE 1907300 0 0 CYBERONICS INC COM 23251P102 14795 723133 SH SOLE 723133 0 0 DEL MONTE FOODS COM 24522P103 7343 700000 SH SOLE 700000 0 0 DONNELLEY RR + SONS CO COM 257867101 17657 563767 SH SOLE 563767 0 0 DUPONT E I DE NEMOURS & CO COM 263534109 8 185 SH SOLE 185 0 0 DUCOMMUN INC DEL COM 264147109 10568 472855 SH SOLE 472855 0 0 DUCOMMUN INC DEL COM 264147109 23933 1070846 SH SOLE 1070846 0 0 EASYLINK SVCS CORP COM 27784T200 6562 5561248 SH SOLE 5561248 0 0 EMERSON ELEC CO COM 291011104 25 400 SH SOLE 400 0 0 EXXON-MOBIL CORP COM 30231G102 18888 390818 SH SOLE 390818 0 0 FEDERAL NATL MTG ASSN COM 313586109 87 1375 SH SOLE 1375 0 0 FIRST DATA CORP COM 319963104 14455 332288 SH SOLE 332288 0 0 FLUOR CORP NEW COM 343412102 7261 163100 SH SOLE 163100 0 0 FOSTER L B CO COM 350060109 34 4000 SH SOLE 4000 0 0 GARTNER GROUP INC NEW COM 366651206 3 293 SH SOLE 293 0 0 GENERAL ELEC CO COM 369604103 1028 30600 SH SOLE 30600 0 0 GYMBOREE CORP COM 403777105 9109 632600 SH SOLE 632600 0 0 HANOVER COMPRESSOR CO COM 410768105 3801 282600 SH SOLE 282600 0 0 HEALTH CARE PPTY INVS INC COM 421915109 36 1400 SH SOLE 1400 0 0 HEWLETT PACKARD CO COM 428236103 14813 790000 SH SOLE 790000 0 0 HOME DEPOT INC COM 437076102 129 3288 SH SOLE 3288 0 0 HOSPIRA INC COM 441060100 1162 37990 SH SOLE 37990 0 0 IMS HEALTH INC COM 449934108 19 803 SH SOLE 803 0 0 INGRAM MICRO COM 457153104 14430 896300 SH SOLE 896300 0 0 INTEL CORP COM 458140100 8123 404940 SH SOLE 404940 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 257 3000 SH SOLE 3000 0 0 INTERNATIONAL RECTIFIER CORP COM 460254105 7532 219600 SH SOLE 219600 0 0 INTERPUBLIC GRP COM 460690100 8154 770000 SH SOLE 770000 0 0 IOMEGA CORP COM 462030305 6236 1341100 SH SOLE 1341100 0 0 JOHNSON & JOHNSON COM 478160104 319 5655 SH SOLE 5655 0 0 KIMBERLY CLARK CORP COM 494368103 5355 82900 SH SOLE 82900 0 0 KROGER CO COM 501044101 20 1280 SH SOLE 1280 0 0 LEXMARK INTL GROUP INC COM 529771107 102 1215 SH SOLE 1215 0 0 LILLY ELI & CO COM 532457108 231 3840 SH SOLE 3840 0 0 LUMINEX CORP DEL COM 55027E102 3956 554899 SH SOLE 554899 0 0 MATTEL INC COM 577081102 14926 823300 SH SOLE 823300 0 0 MERCK & CO INC COM 589331107 7 200 SH SOLE 200 0 0 MICROSOFT CORP COM 594918104 10372 375100 SH SOLE 375100 0 0 MILLENIUM PHARMACEUTICALS INC COM 599902103 2452 179384 SH SOLE 179384 0 0 NAUTILUS GROUP INC COM 63910B102 14168 627200 SH SOLE 627200 0 0 NOBLE ENERGY INC COM 655044105 0 0 SH SOLE 0 0 0 PRG-SCHULTZ INTERNATIONAL INC COM 69357C107 8593 1497000 SH SOLE 1497000 0 0 PALL CORP COM 696429307 8289 338600 SH SOLE 338600 0 0 PHOENIX TECHNOLOGY LTD COM 719153108 6282 1258835 SH SOLE 1258835 0 0 RAYTHEON CO COM 755111507 8 200 SH SOLE 200 0 0 REGISTER COM INC COM 75914G101 9717 1796100 SH SOLE 1796100 0 0 SPX CORPORATION COM 784635104 11576 327000 SH SOLE 327000 0 0 SARA LEE COM 803111103 6815 298100 SH SOLE 298100 0 0 SCHERING PLOUGH CORP COM 806605101 12604 661300 SH SOLE 661300 0 0 SERVICE CORP INTL COM 817565104 4681 753842 SH SOLE 753842 0 0 SILICON GRAPHICS INC COM 827056102 7567 5254700 SH SOLE 5254700 0 0 SIMON PPTY GROUP INC NEW COM 828806109 12 231 SH SOLE 231 0 0 SMITHFIELD FOODS INC COM 832248108 2000 80000 SH SOLE 80000 0 0 TRC COS INC COM 872625108 13315 709350 SH SOLE 709350 0 0 THE STREET.COM COM 88368Q103 12452 3320625 SH SOLE 3320625 0 0 3-D SYS CORP DEL COM NEW 88554D205 11199 933272 SH SOLE 933272 0 0 TIME WARNER INC COM 887317105 9758 604600 SH SOLE 604600 0 0 TOYS 'R' US INC COM 892335100 16434 926400 SH SOLE 926400 0 0 UNION PAC CORP COM 907818108 117 2000 SH SOLE 2000 0 0 VERTEX INTERACTIVE, INC. COM 925322109 0 0 SH SOLE 0 0 0 VIEWPOINT CORP COM 92672P108 15630 6795435 SH SOLE 6795435 0 0 WACHOVIA CORP 2ND NEW COM 929903102 23 500 SH SOLE 500 0 0 WAL MART STORES INC COM 931142103 13 250 SH SOLE 250 0 0 WATSON WYATT + CO HLDGS COM 942712100 2270 86300 SH SOLE 86300 0 0 WYETH COM 983024100 11968 320000 SH SOLE 320000 0 0 ZIMMER HOLDINGS INC COM 98956P102 28 356 SH SOLE 356 0 0 NOBLE CORP COM G65422100 45 1000 SH SOLE 1000 0 0 ORIENT-EXPRESS HOTELS LTD CL A G67743107 16 1000 SH SOLE 1000 0 0
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