Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | U.S. Bancorp Fund Services LLC |
b. Street 1 | 615 East Michigan Street |
Street 2 | |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | U.S. Bank National Association |
b. Street 1 | 1555 N. Rivercenter Drive |
Street 2 | Suite 302 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53212 |
g. Telephone number (including country code if foreign) | 8336121912 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Quasar Distributors, LLC |
b. Street 1 | 111 E Kilbourn Ave |
Street 2 | Suite 2200 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | 8883629248 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for certain Series within the Registrant. |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | ClearShares LLC |
b. Street 1 | 606 Bald Eagle Drive |
Street 2 | Suite 608 |
c. City | Marco Island |
d. State, if applicable |
FLORIDA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 34145 |
g. Telephone number (including country code if foreign) | 2122920959 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OCIO, OPER and PIFI only. |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | Vident Investment Advisory, LLC |
b. Street 1 | 1125 Sanctuary Parkway |
Street 2 | Suite 515 |
c. City | Alpharetta |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 30009 |
g. Telephone number (including country code if foreign) | 4044871961 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for certain Series within the Registrant. |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | Vident Advisory, LLC |
b. Street 1 | 1125 Sanctuary Parkway |
Street 2 | Suite 515 |
c. City | Alpharetta |
d. State, if applicable |
GEORGIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 30009 |
g. Telephone number (including country code if foreign) | 4045274220 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for PPTY, VIDI, VUSE and VBND only. |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | Little Harbor Advisors, LLC |
b. Street 1 | 30 Doaks Lane |
Street 2 | |
c. City | Marblehead |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 01945 |
g. Telephone number (including country code if foreign) | 7816393000 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for MSVX, MSTB, and MSTQ only. |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | Exchange Traded Concepts, LLC |
b. Street 1 | 10900 Hefner Pointe Drive |
Street 2 | Suite 400 |
c. City | Oklahoma City |
d. State, if applicable |
OKLAHOMA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 73120 |
g. Telephone number (including country code if foreign) | 4057788377 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for BNE, DEEP, CNCR, RITA, KARB, CHNA, PSYK, DIP, and NETL only. |
Location books Record:
9 |
a. Name of person (e.g., a custodian of records) | AlphaMark Advisors, LLC |
b. Street 1 | 810 Wright's Summit Pkwy |
Street 2 | Suite 100 |
c. City | Fort Wright |
d. State, if applicable |
KENTUCKY
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 41011 |
g. Telephone number (including country code if foreign) | 8599571803 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for SMCP only. |
Location books Record:
10 |
a. Name of person (e.g., a custodian of records) | Penserra Capital Management LLC |
b. Street 1 | 4 Orinda Way |
Street 2 | Suite 100-A |
c. City | Orinda |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94563 |
g. Telephone number (including country code if foreign) | 8004568850 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for certain Series within the Registrant. |
Location books Record:
11 |
a. Name of person (e.g., a custodian of records) | Nationwide Fund Advisors |
b. Street 1 | One Nationwide Plaza |
Street 2 | |
c. City | Columbus |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 43215 |
g. Telephone number (including country code if foreign) | 8776696877 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for NUSI, NDJI, NTKI, and NSPI only. |
Location books Record:
12 |
a. Name of person (e.g., a custodian of records) | Defiance ETFs, LLC |
b. Street 1 | 78 SW 7th Street |
Street 2 | 9th Floor |
c. City | Miami |
d. State, if applicable |
FLORIDA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 33130 |
g. Telephone number (including country code if foreign) | 8333339383 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for FIVG, QTUM, NFTZ, HDRO, IBIT, and CRUZ only. |
Location books Record:
13 |
a. Name of person (e.g., a custodian of records) | Toroso Investments, LLC |
b. Street 1 | 898 N Broadway St. |
Street 2 | Suite 2 |
c. City | Massapequa |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 11758 |
g. Telephone number (including country code if foreign) | 8449867676 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for ZIG only. |
Location books Record:
14 |
a. Name of person (e.g., a custodian of records) | Advisors Asset Management, Inc. |
b. Street 1 | 18925 Base Camp Road |
Street 2 | Suite 203 |
c. City | Monument |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80132 |
g. Telephone number (including country code if foreign) | 7194889956 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for SPDV, EEMD, DMDV, PFLD, TRFM and SMIG only. |
Location books Record:
15 |
a. Name of person (e.g., a custodian of records) | U.S. Global Investors, Inc. |
b. Street 1 | 7900 Callaghan Road |
Street 2 | |
c. City | San Antonio |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 78229 |
g. Telephone number (including country code if foreign) | 2103081294 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for JETS, GOAU and SEA only. |
Location books Record:
16 |
a. Name of person (e.g., a custodian of records) | Acquirers Funds, LLC |
b. Street 1 | 609 Deep Valley Drive |
Street 2 | Suite 200 |
c. City | Rolling Hills |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 90274 |
g. Telephone number (including country code if foreign) | 6465358629 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for ZIG only. |
Location books Record:
17 |
a. Name of person (e.g., a custodian of records) | Point Bridge Capital, LLC |
b. Street 1 | 300 Throckmorton Street |
Street 2 | Suite 1550 |
c. City | Fort Worth |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 76102 |
g. Telephone number (including country code if foreign) | 8175294600 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for MAGA only. |
Location books Record:
18 |
a. Name of person (e.g., a custodian of records) | Foreside Fund Services, LLC |
b. Street 1 | Three Canal Plaza |
Street 2 | |
c. City | Portland |
d. State, if applicable |
MAINE
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 04101 |
g. Telephone number (including country code if foreign) | 8662516920 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 Act for certain Series within the Registrant. |
Location books Record:
19 |
a. Name of person (e.g., a custodian of records) | Aptus Capital Advisors, LLC |
b. Street 1 | 265 Young Street |
Street 2 | |
c. City | Fairhope |
d. State, if applicable |
ALABAMA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 36532 |
g. Telephone number (including country code if foreign) | 2515177198 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OSCV, ADME, DRSK, IDME, MSMR, JUCY, and ACIO only. |
Location books Record:
20 |
a. Name of person (e.g., a custodian of records) | Distillate Capital Partners LLC |
b. Street 1 | 53 West Jackson Blvd |
Street 2 | Suite 530 |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60604 |
g. Telephone number (including country code if foreign) | 8006170004 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for DSTL, DSTX, and DSMC only. |
Location books Record:
21 |
a. Name of person (e.g., a custodian of records) | Hoya Capital Real Estate LLC |
b. Street 1 | 137 Rowayton Avenue |
Street 2 | Suite 430 |
c. City | Rowayton |
d. State, if applicable |
CONNECTICUT
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 06853 |
g. Telephone number (including country code if foreign) | 8334692227 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for HOMZ and RIET only. |
Location books Record:
22 |
a. Name of person (e.g., a custodian of records) | Beyond Investing LLC |
b. Street 1 | 14391 Spring Hill Drive |
Street 2 | Suite 301 |
c. City | Spring Hill |
d. State, if applicable |
FLORIDA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 34609 |
g. Telephone number (including country code if foreign) | 8443299300 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for VEGN only. |
Location books Record:
23 |
a. Name of person (e.g., a custodian of records) | Harvest Volatility Management, LLC |
b. Street 1 | 420 Lexington Avenue |
Street 2 | Suite 2620 |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10170 |
g. Telephone number (including country code if foreign) | 2126827822 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31a of the Investment Company Act of 1940 for NUSI, NDJI, NTKI, and NSPI only. |
Location books Record:
24 |
a. Name of person (e.g., a custodian of records) | ALPS Distributors, Inc |
b. Street 1 | 1290 Broadway |
Street 2 | Suite 1000 |
c. City | Denver |
d. State, if applicable |
COLORADO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 80203 |
g. Telephone number (including country code if foreign) | 3036232577 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for PPTY, VIDI, VUSE and VBND only. |
Location books Record:
25 |
a. Name of person (e.g., a custodian of records) | Bahl & Gaynor, Inc. |
b. Street 1 | 255 East Fifth Street |
Street 2 | |
c. City | Cincinnati |
d. State, if applicable |
OHIO
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 45202 |
g. Telephone number (including country code if foreign) | 5132876100 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for SMIG only. |
Location books Record:
26 |
a. Name of person (e.g., a custodian of records) | McElhenny Sheffield Capital Management LLC |
b. Street 1 | 4701 W. Lovers Lane |
Street 2 | |
c. City | Dallas |
d. State, if applicable |
TEXAS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 75209 |
g. Telephone number (including country code if foreign) | 2149229200 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for MSMR only. |
Location books Record:
27 |
a. Name of person (e.g., a custodian of records) | Inherent Wealth Fund LLC |
b. Street 1 | Four Embarcadero Center, Suite 1400 |
Street 2 | |
c. City | San Francisco |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 94111 |
g. Telephone number (including country code if foreign) | 19339102700 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for IBET only. |
Location books Record:
28 |
a. Name of person (e.g., a custodian of records) | Blueprint Investment Partners LLC |
b. Street 1 | 1250 Revolution Mill Drive |
Street 2 | Suite 150 |
c. City | Greensboro |
d. State, if applicable |
NORTH CAROLINA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 27405 |
g. Telephone number (including country code if foreign) | 8002457339 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OCIO only. |
Location books Record:
29 |
a. Name of person (e.g., a custodian of records) | Piton Investment Management, L.P. |
b. Street 1 | 401 Franklin Avenue |
Street 2 | Suite 202B |
c. City | Garden City |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 11530 |
g. Telephone number (including country code if foreign) | 6465182800 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for OPER and PIFI only. |
Location books Record:
30 |
a. Name of person (e.g., a custodian of records) | Grayscale Advisors, LLC |
b. Street 1 | 290 Harbor Drive |
Street 2 | 4th Floor |
c. City | Stamford |
d. State, if applicable |
CONNECTICUT
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 06902 |
g. Telephone number (including country code if foreign) | 2126681427 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for GFOF only. |
Location books Record:
31 |
a. Name of person (e.g., a custodian of records) | Kaiju ETF Advisors |
b. Street 1 | 33 N. LaSalle Street |
Street 2 | Suite 2210 |
c. City | Chicago |
d. State, if applicable |
ILLINOIS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 60602 |
g. Telephone number (including country code if foreign) | 3125780690 |
h. Briefly describe the books and records kept at this location:
| The books and records required to be maintained by Section 31(a) of the Investment Company Act of 1940 for DIP only. |
a. Open-end management investment company registered under the
Act on Form N-1A
i. Total number of Series of the Registrant | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
1 |
i. Name of the Series | Change Finance U.S. Large Cap Fossil Fuel Free ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
2 |
i. Name of the Series | Defiance Next Gen Big Data ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
3 |
i. Name of the Series | Nationwide Maximum Diversification U.S. Core Equity ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
4 |
i. Name of the Series | Nationwide Risk-Based International Equity ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
5 |
i. Name of the Series | Nationwide Risk-Based U.S. Equity ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
6 |
i. Name of the Series | AI Powered International Equity ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
7 |
i. Name of the Series | |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
8 |
i. Name of the Series | Defiance Next Gen Altered Experience ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
9 |
i. Name of the Series | Defiance Next Gen SPAC Derived ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
10 |
i. Name of the Series | AlphaClone Alternative Alpha ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
ii. If a Series of the Registrant with a fiscal year end covered by the report was terminated during the reporting period, provide the following information:
|
Terminated Organization Record:
11 |
i. Name of the Series | Premise Capital Diversified Tactical ETF |
ii. Series identification number | |
iii. Date of termination (month/year) | |
b. Closed-end management investment company registered under
the Act on Form N-2
c. Separate account offering variable annuity contracts which
is registered under the Act as a management investment company on
Form N-3
d. Separate account offering variable annuity contracts which
is registered under the Act as a unit investment trust on Form
N-4
e. Small business investment company registered under the Act
on Form N-5
f. Separate account offering variable insurance contracts
which is registered under the Act as a unit investment trust on
Form N-6
g. Unit investment trust registered under the Act on Form
N-8B-2