The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AST SPACEMOBILE INC | COM CL A | 00217D100 | 8,316,770 | 1,725,471 | SH | DFND | 1 | 1,725,471 | 0 | 0 | ||
| ALGOMA STL GROUP INC | *W EXP 10/19/202 | 015658115 | 23,971 | 20,754 | SH | DFND | 1 | 20,754 | 0 | 0 | ||
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 65,681,306 | 4,979,629 | SH | DFND | 4,979,629 | 0 | 0 | |||
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 13,468,757 | 1,021,134 | SH | DFND | 1 | 1,021,134 | 0 | 0 | ||
| THE ARENA GROUP HOLDINGS INC | COM | 040044109 | 36,429,774 | 3,433,532 | SH | DFND | 3,433,532 | 0 | 0 | |||
| THE ARENA GROUP HOLDINGS INC | COM | 040044109 | 12,299,759 | 1,159,261 | SH | DFND | 1 | 1,159,261 | 0 | 0 | ||
| ARROWROOT ACQUISITION CORP | *W EXP 03/02/202 | 04282M110 | 249 | 42,940 | SH | DFND | 1 | 42,940 | 0 | 0 | ||
| AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 22,500 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | ||
| B RILEY PRIN 250 MERGER CORP | UNIT 04/06/2026 | 05602L203 | 5,982,000 | 600,000 | SH | DFND | 600,000 | 0 | 0 | |||
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 88,028,505 | 15,256,240 | SH | DFND | 15,256,240 | 0 | 0 | |||
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 69,426,942 | 12,032,399 | SH | DFND | 1 | 12,032,399 | 0 | 0 | ||
| BEYOND MEAT INC | NOTE 3/1 | 08862EAB5 | 7,590 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
| CHARAH SOLUTIONS INC | COM | 15957P105 | 15,600,001 | 2,888,889 | SH | DFND | 1 | 2,888,889 | 0 | 0 | ||
| CHEGG INC | NOTE 0.125% 3/1 | 163092AD1 | 46,538 | 51,000 | SH | DFND | 1 | 51,000 | 0 | 0 | ||
| CHEGG INC | NOTE 9/0 | 163092AF6 | 21,179 | 27,000 | SH | DFND | 1 | 27,000 | 0 | 0 | ||
| COLOMBIER ACQUISITION CORP | *W EXP 99/99/999 | 19533H116 | 11,106 | 146,714 | SH | DFND | 1 | 146,714 | 0 | 0 | ||
| D AND Z MEDIA ACQUISITION CO | *W EXP 01/27/202 | 23305Q114 | 5,140 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | ||
| DEEP MEDICINE ACQUISITION CO | RIGHT 09/30/2028 | 243733110 | 2,856 | 47,599 | SH | DFND | 1 | 47,599 | 0 | 0 | ||
| DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 32,122,869 | 3,801,523 | SH | DFND | 3,801,523 | 0 | 0 | |||
| DOUBLEDOWN INTERACTIVE CO LT | ADS | 25862B109 | 631,164 | 74,694 | SH | DFND | 1 | 74,694 | 0 | 0 | ||
| EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 78,000 | 325,000 | SH | DFND | 325,000 | 0 | 0 | |||
| EPIPHANY TECHNOLOGY ACQUISIT | COM CL A | 29429X109 | 733,006 | 73,264 | SH | DFND | 1 | 73,264 | 0 | 0 | ||
| FAZE HOLDINGS INC | COMMON STOCK | 31423J102 | 20,402,079 | 11,028,151 | SH | DFND | 11,028,151 | 0 | 0 | |||
| FAZE HOLDINGS INC | *W EXP 03/01/202 | 31423J110 | 20,280 | 156,001 | SH | DFND | 156,001 | 0 | 0 | |||
| GARRETT MOTION INC | PFD CONV SER A | 366505204 | 261,000 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | ||
| HARROW HEALTH INC | COM | 415858109 | 2,299,977 | 155,825 | SH | DFND | 1 | 155,825 | 0 | 0 | ||
| IMEDIA BRANDS INC | COM CL A | 452465206 | 58,823 | 91,911 | SH | DFND | 1 | 91,911 | 0 | 0 | ||
| INSEEGO CORP | NOTE 3.250% 5/0 | 45782BAD6 | 10,800 | 18,000 | SH | DFND | 1 | 18,000 | 0 | 0 | ||
| INNOVATE CORP | COM | 45784J105 | 42,830 | 22,904 | SH | DFND | 22,904 | 0 | 0 | |||
| INNOVATE CORP | COM | 45784J105 | 5,261,595 | 2,813,687 | SH | DFND | 1 | 2,813,687 | 0 | 0 | ||
| JOURNEY MED CORP | COM | 48115J109 | 1,660,214 | 864,695 | SH | DFND | 1 | 864,695 | 0 | 0 | ||
| KLUDEIN I ACQUISITION CORP | CL A | 49878L109 | 2,069,391 | 202,089 | SH | DFND | 1 | 202,089 | 0 | 0 | ||
| LAZYDAYS HLDGS INC | COM | 52110H100 | 3,361,194 | 281,507 | SH | DFND | 1 | 281,507 | 0 | 0 | ||
| LIBERTY LATIN AMERICA LTD | NOTE 2.000% 7/1 | 53069QAB5 | 33,725 | 38,000 | SH | DFND | 1 | 38,000 | 0 | 0 | ||
| LIFEMD INC | COM | 53216B104 | 2,098,521 | 1,081,712 | SH | DFND | 1 | 1,081,712 | 0 | 0 | ||
| THE LION ELECTRIC COMPANY | COMMON STOCK | 536221104 | 1,029,284 | 459,502 | SH | DFND | 1 | 459,502 | 0 | 0 | ||
| THE LION ELECTRIC COMPANY | *W EXP 12/16/202 | 536221120 | 482,829 | 689,755 | SH | DFND | 1 | 689,755 | 0 | 0 | ||
| LOGISTICS INNOVTN TECHNLGS C | *W EXP 06/15/202 | 54141L118 | 373 | 12,432 | SH | DFND | 1 | 12,432 | 0 | 0 | ||
| MSP RECOVERY INC | *W EXP 05/20/202 | 553745126 | 1,510 | 60,146 | SH | DFND | 1 | 60,146 | 0 | 0 | ||
| MARCHEX INC | CL B | 56624R108 | 4,827,994 | 3,017,496 | SH | DFND | 1 | 3,017,496 | 0 | 0 | ||
| MINIM INC | COM | 60365W102 | 294,288 | 1,565,364 | SH | DFND | 1 | 1,565,364 | 0 | 0 | ||
| NEOGENOMICS INC | NOTE 0.250% 1/1 | 64049MAB6 | 21,328 | 33,000 | SH | DFND | 1 | 33,000 | 0 | 0 | ||
| NEXTNAV INC | COMMON STOCK | 65345N106 | 1,666,924 | 568,916 | SH | DFND | 568,916 | 0 | 0 | |||
| NEXTNAV INC | COMMON STOCK | 65345N106 | 7,377,377 | 2,517,876 | SH | DFND | 1 | 2,517,876 | 0 | 0 | ||
| NEXTNAV INC | *W EXP 10/28/202 | 65345N114 | 20,850 | 55,974 | SH | DFND | 1 | 55,974 | 0 | 0 | ||
| NUSTAR ENERGY LP | UNIT COM | 67058H102 | 224,000 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | ||
| PELOTON INTERACTIVE INC | NOTE 2/1 | 70614WAB6 | 354,410 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | ||
| PERPETUA RESOURCES CORP | COM | 714266103 | 7,389,472 | 2,530,641 | SH | DFND | 1 | 2,530,641 | 0 | 0 | ||
| PLAYAGS INC | COM | 72814N104 | 4,286,703 | 840,530 | SH | DFND | 1 | 840,530 | 0 | 0 | ||
| QUANTUM CORP | COM NEW | 747906501 | 4,169,044 | 3,824,811 | SH | DFND | 1 | 3,824,811 | 0 | 0 | ||
| RUMBLEON INC | COM CL B | 781386305 | 404,511 | 62,521 | SH | DFND | 1 | 62,521 | 0 | 0 | ||
| SEAPORT GLOBAL ACQUISITION I | CLASS A COM | 81221H105 | 764,250 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | ||
| SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323207 | 1,242,663 | 374,296 | SH | DFND | 1 | 374,296 | 0 | 0 | ||
| SHOPIFY INC | NOTE 0.125%11/0 | 82509LAA5 | 102,450 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | ||
| SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 4,621,598 | 5,216,250 | SH | DFND | 1 | 5,216,250 | 0 | 0 | ||
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 4,555,147 | 7,369,596 | SH | DFND | 7,369,596 | 0 | 0 | |||
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 2,919,789 | 4,710,903 | SH | DFND | 1 | 4,710,903 | 0 | 0 | ||
| TEEKAY CORPORATION | NOTE 5.000% 1/1 | 87900YAE3 | 15,002 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | ||
| TRANSACT TECHNOLOGIES INC | COM | 892918103 | 7,031,841 | 1,112,633 | SH | DFND | 1 | 1,112,633 | 0 | 0 | ||
| WAYFAIR INC | NOTE 1.000% 8/1 | 94419LAF8 | 23,785 | 42,000 | SH | DFND | 1 | 42,000 | 0 | 0 | ||
| YOTTA ACQUISITION CORPORATIO | *W EXP 03/15/202 | 98741Y111 | 3,000 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | ||
| YOTTA ACQUISITION CORPORATIO | RIGHT 03/15/2027 | 98741Y129 | 13,214 | 81,368 | SH | DFND | 1 | 81,368 | 0 | 0 | ||
| ALSP ORCHID ACQUISITION CORP | *W EXP 11/03/202 | G0231L123 | 1,104 | 36,800 | SH | DFND | 1 | 36,800 | 0 | 0 | ||
| BLUE SAFARI GRP ACQUISITN CO | RIGHT 09/24/2026 | G1195R130 | 1,218 | 10,339 | SH | DFND | 1 | 10,339 | 0 | 0 | ||
| BLUERIVER ACQUISITION CORP | *W EXP 01/04/202 | G1261Q115 | 150 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | ||
| ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 | 4,272 | 43,550 | SH | DFND | 1 | 43,550 | 0 | 0 | ||
| ARES ACQUISITION CORPORATION | COM CL A | G33032106 | 824,834 | 81,910 | SH | DFND | 1 | 81,910 | 0 | 0 | ||
| GENIUS SPORTS LIMITED | SHARES CL A | G3934V109 | 71,000 | 19,888 | SH | DFND | 1 | 19,888 | 0 | 0 | ||
| INFINT ACQUISITION CORP | *W EXP 99/99/999 | G47862126 | 8,000 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | ||
| KISMET ACQUISITION TWO CORP | *W EXP 06/30/202 | G52807115 | 90 | 29,909 | SH | DFND | 1 | 29,909 | 0 | 0 | ||
| SWVL HOLDINGS CORP | CLASS A COM | G86302109 | 2,740 | 20,000 | SH | DFND | 20,000 | 0 | 0 | |||
| VAHANNA TECH EDGE ACQSTN I C | *W EXP 11/30/202 | G9320Z117 | 1,677 | 159,670 | SH | DFND | 1 | 159,670 | 0 | 0 | ||
| LILIUM N V | CLASS A ORD SHS | N52586109 | 18,388,386 | 16,130,163 | SH | DFND | 1 | 16,130,163 | 0 | 0 | ||