-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KWGakqem+fA5BLzC0gznoXzZOz7s64/yAbhufBwvdTk4rHCqSTvKkt6Su/4HiTzE RPMUKe78fnQmg6/NEbfe2g== 0000897069-08-001564.txt : 20081015 0000897069-08-001564.hdr.sgml : 20081015 20081015141845 ACCESSION NUMBER: 0000897069-08-001564 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20081015 DATE AS OF CHANGE: 20081015 EFFECTIVENESS DATE: 20081015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HENNESSY ADVISORS INC CENTRAL INDEX KEY: 0001145255 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 680176227 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-06715 FILM NUMBER: 081124688 BUSINESS ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 BUSINESS PHONE: 415-899-1555 MAIL ADDRESS: STREET 1: 7250 REDWOOD BLVD. STREET 2: SUITE 200 CITY: NOVATO STATE: CA ZIP: 94945 13F-HR/A 1 cmw3793.txt AMENDMENT NO. 1 --------------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response ............. 22.6 --------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2007 ------------------ Check here if Amendment [X]; Amendment Number: 1 ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hennessy Advisors, Inc. Address: 7250 Redwood Boulevard, Suite 200 Novato, CA 94945 Form 13F File Number: 028-06715 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Teresa M. Nilsen Title: Executive Vice President and Chief Financial Officer Phone: (415) 899-1555 Signature, Place, and Date of Signing: /s/ Teresa M. Nilsen Novato, CA October 14, 2008 - -------------------------------------------------------------------------------- Teresa M. Nilsen City, State Date This Amendment No. 1 to the Form 13F filed for the quarter ended December 31, 2007 is being filed solely to correct the holdings listed on the following Information Table. Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------- Form 13F Information Table Entry Total: 1 ---------------------- Form 13F Information Table Value Total: $2,481 ---------------------- (thousands) List of Other Included Managers: NONE Page 1 of 1 12/31/2007 FORM 13F INFORMATION TABLE Name of Reporting Manager: Hennessy Advisors, Inc.
Column Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Mgrs. Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared Shared PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VSE CORP COMMON 918284100 2,481 50,800 SH SOLE 50,800 0 - ------------------------------------------------------------------------------------------------------------------------------------ TOTAL 2,481 - ------------------------------------------------------------------------------------------------------------------------------------
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