UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant
to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
| (State
or Other Jurisdiction of Incorporation) |
(Commission File Number) | (I.R.S.
Employer Identification No.) |
(Address of Principal Executive Offices) (Zip Code)
(
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name
of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.07 Submission to a Vote of Security Holders.
On November 4, 2022, Fresh Vine Wine, Inc. (the “Company”) held its 2022 annual meeting of stockholders (the “Annual Meeting”). The items voted on at the Annual Meeting and the results of such voting are set forth below:
| (1) | The stockholders elected six directors to serve as members of the Company’s Board of Directors until the next annual meeting of shareholders. The stockholders present in person or by proxy cast the following numbers of votes in connection with the election of directors, resulting in the election of all director nominees: |
| Nominee | Votes For | Votes Withheld | ||||||
| Damian Novak | 5,466,163 | 130,981 | ||||||
| Rick Nechio | 3,039,334 | 2,557,810 | ||||||
| Eric Doan | 5,507,794 | 89,350 | ||||||
| Michael Pruitt | 5,523,532 | 73,612 | ||||||
| Brad Yacullo | 5,507,774 | 89,370 | ||||||
| David Yacullo | 5,507,442 | 89,702 | ||||||
| (2) | The stockholders ratified the appointment of Wipfli LLP as the Company’s independent registered public accounting firm for fiscal year 2022. There were 6,632,716 votes cast for the proposal; 55,250 votes were cast against the proposal; 75,004 votes abstained; and there were no broker non-votes. |
No other items were presented for shareholder approval at the Annual Meeting.
1
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| FRESH VINE WINE, INC. | ||
| Date: November 7, 2022 | By: | /s/ Rick Nechio |
| Rick Nechio | ||
| Interim Chief Executive Officer | ||
2