The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AES CORP | COM | 00130H105 | 504 | 24,000 | SH | DFND | 3 | 24,000 | 0 | 0 | |
AKOUSTIS TECHNOLOGIES INC | COM | 00973N102 | 449 | 121,441 | SH | SOLE | 0 | 0 | 121,441 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 411 | 2,821 | SH | SOLE | 0 | 0 | 2,821 | ||
AMERESCO INC | CL A | 02361E108 | 473 | 10,371 | SH | DFND | 3 | 10,371 | 0 | 0 | |
AMERICAN TOWER CORP NEW | COM | 03027X100 | 4,734 | 18,523 | SH | SOLE | 18,523 | 0 | 0 | ||
ARRAY TECHNOLOGIES INC | COM SHS | 04271T100 | 1,892 | 171,877 | SH | DFND | 3 | 169,212 | 0 | 2,665 | |
ATLANTICA SUSTAINABLE INFR P | SHS | G0751N103 | 7,426 | 230,200 | SH | DFND | 3 | 230,200 | 0 | 0 | |
AZURE PWR GLOBAL LTD | SHS | V0393H103 | 4,199 | 368,347 | SH | SOLE | 3 | 368,347 | 0 | 0 | |
BLOOM ENERGY CORP | COM CL A | 093712107 | 479 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
CHARGEPOINT HOLDINGS INC | COM CL A | 15961R105 | 931 | 68,000 | SH | DFND | 3 | 68,000 | 0 | 0 | |
CHART INDS INC | COM | 16115Q308 | 749 | 4,477 | SH | SOLE | 4,045 | 0 | 432 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 78,864 | 592,830 | SH | DFND | 1 2 | 592,165 | 0 | 665 | |
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 2,396 | 53,394 | SH | SOLE | 53,394 | 0 | 0 | ||
CHINDATA GROUP HLDGS LTD | ADS | 16955F107 | 112 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
CLEARWAY ENERGY INC | CL C | 18539C204 | 26,721 | 766,691 | SH | DFND | 1 3 | 766,691 | 0 | 280 | |
CRESCENT ENERGY COMPANY | CL A COM | 44952J104 | 517 | 41,395 | SH | SOLE | 41,395 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 16,235 | 674,215 | SH | DFND | 1 2 | 673,125 | 0 | 1,090 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 2,979 | 17,695 | SH | SOLE | 17,695 | 0 | 0 | ||
CYTOSORBENTS CORP | COM NEW | 23283X206 | 25 | 11,464 | SH | SOLE | 0 | 0 | 11,464 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 22,807 | 771,020 | SH | DFND | 1 2 | 770,050 | 0 | 970 | |
DELEK LOGISTICS PARTNERS LP | COM UNT RP INT | 24664T103 | 2,922 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 4,985 | 38,400 | SH | SOLE | 38,400 | 0 | 0 | ||
DT MIDSTREAM INC | COMMON STOCK | 23345M107 | 14,569 | 297,200 | SH | DFND | 1 2 | 296,810 | 0 | 390 | |
ENBRIDGE INC | COM | 29250N105 | 37,610 | 889,965 | SH | DFND | 1 2 | 888,885 | 0 | 1,080 | |
ENERGY RECOVERY INC | COM | 29270J100 | 217 | 11,178 | SH | DFND | 3 | 11,178 | 0 | 0 | |
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 74,642 | 7,479,171 | SH | SOLE | 1 2 | 7,471,126 | 0 | 8,045 | |
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 1,996 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 19,411 | 2,283,669 | SH | DFND | 1 2 | 2,281,554 | 0 | 2,115 | |
ENPHASE ENERGY INC | COM | 29355A107 | 4,321 | 22,130 | SH | DFND | 3 | 22,130 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 37,028 | 1,519,415 | SH | DFND | 1 2 | 1,516,975 | 0 | 2,440 | |
EOG RES INC | COM | 26875P101 | 828 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 21,540 | 3,386,747 | SH | DFND | 1 2 | 3,382,249 | 0 | 4,498 | |
EVGO INC | CL A COM | 30052F100 | 417 | 69,339 | SH | DFND | 3 | 69,339 | 0 | 0 | |
EVOQUA WATER TECHNOLOGIES CO | COM | 30057T105 | 360 | 11,080 | SH | DFND | 3 | 10,345 | 0 | 735 | |
EXACT SCIENCES CORP | COM | 30063P105 | 406 | 10,311 | SH | SOLE | 0 | 0 | 10,311 | ||
FIRST SOLAR INC | COM | 336433107 | 263 | 3,864 | SH | DFND | 3 | 3,864 | 0 | 0 | |
FLUENCE ENERGY INC | COM CL A | 34379V103 | 2,169 | 228,812 | SH | DFND | 3 | 228,812 | 0 | 0 | |
FTC SOLAR INC | COM | 30320C103 | 261 | 72,161 | SH | DFND | 3 | 72,161 | 0 | 0 | |
FUELCELL ENERGY INC | COM | 35952H601 | 143 | 38,029 | SH | DFND | 3 | 38,029 | 0 | 0 | |
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 3,133 | 93,823 | SH | SOLE | 93,823 | 0 | 0 | ||
GENERAC HLDGS INC | COM | 368736104 | 246 | 1,167 | SH | DFND | 3 | 1,167 | 0 | 0 | |
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 212 | 26,440 | SH | DFND | 2 | 25,455 | 0 | 985 | |
HESS MIDSTREAM LP | CL A SHS | 428103105 | 25,983 | 927,965 | SH | DFND | 1 2 | 927,295 | 0 | 670 | |
HUBSPOT INC | COM | 443573100 | 434 | 1,444 | SH | SOLE | 0 | 0 | 1,444 | ||
INFRA AND ENERGY ALTRNTIVE I | COM | 45686J104 | 442 | 55,000 | SH | DFND | 3 | 55,000 | 0 | 0 | |
INTRA-CELLULAR THERAPIES INC | COM | 46116X101 | 756 | 13,248 | SH | SOLE | 0 | 0 | 13,248 | ||
ITRON INC | COM | 465741106 | 252 | 5,089 | SH | DFND | 3 | 5,089 | 0 | 0 | |
KIMBELL RTY PARTNERS LP | UNIT | 49435R102 | 3,136 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 41,662 | 2,485,820 | SH | DFND | 1 2 | 2,483,850 | 0 | 1,970 | |
KORNIT DIGITAL LTD | SHS | M6372Q113 | 344 | 10,855 | SH | SOLE | 0 | 0 | 10,855 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 10,842 | 227,006 | SH | DFND | 1 2 | 226,336 | 0 | 670 | |
MARATHON PETE CORP | COM | 56585A102 | 19,542 | 237,710 | SH | DFND | 1 2 | 237,420 | 0 | 290 | |
MAXEON SOLAR TECHNOLOGIES LT | SHS | Y58473102 | 1,044 | 78,536 | SH | DFND | 3 | 78,536 | 0 | 0 | |
MP MATERIALS CORP | COM CL A | 553368101 | 418 | 13,044 | SH | SOLE | 0 | 0 | 13,044 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 36,763 | 1,261,156 | SH | DFND | 1 2 | 1,258,771 | 0 | 2,385 | |
NEXTDECADE CORP | COM | 65342K105 | 257 | 57,800 | SH | SOLE | 57,800 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 2,634 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 33,524 | 452,056 | SH | DFND | 1 2 3 | 451,691 | 0 | 365 | |
NIO INC | SPON ADS | 62914V106 | 876 | 40,312 | SH | DFND | 3 | 40,312 | 0 | 0 | |
NIU TECHNOLOGIES | ADS | 65481N100 | 2,603 | 302,721 | SH | DFND | 3 | 302,721 | 0 | 0 | |
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 6,720 | 480,000 | SH | SOLE | 480,000 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 35,044 | 631,427 | SH | DFND | 1 2 | 630,627 | 0 | 800 | |
PEMBINA PIPELINE CORP | COM | 706327103 | 49,440 | 1,398,572 | SH | DFND | 1 2 | 1,397,202 | 0 | 1,370 | |
PIONEER NAT RES CO | COM | 723787107 | 781 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 4,401 | 448,210 | SH | DFND | 2 | 445,440 | 0 | 2,770 | |
PLAINS GP HLDGS L P | LTD PARTNR INT A | 72651A207 | 57,151 | 5,537,863 | SH | DFND | 1 2 | 5,535,278 | 0 | 2,585 | |
PLANET FITNESS INC | CL A | 72703H101 | 625 | 9,197 | SH | SOLE | 0 | 0 | 9,197 | ||
PLUG POWER INC | COM NEW | 72919P202 | 1,951 | 117,722 | SH | DFND | 3 | 117,722 | 0 | 0 | |
RAPID7 INC | COM | 753422104 | 523 | 7,832 | SH | SOLE | 0 | 0 | 7,832 | ||
RENEW ENERGY GLOBAL PLC | CL A SHS | G7500M104 | 3,213 | 496,553 | SH | DFND | 3 | 496,553 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 362 | 6,927 | SH | SOLE | 0 | 0 | 6,927 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 5,761 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
SHOALS TECHNOLOGIES GROUP IN | CL A | 82489W107 | 1,070 | 64,900 | SH | DFND | 3 | 64,900 | 0 | 0 | |
SMARTSHEET INC | COM CL A | 83200N103 | 450 | 14,307 | SH | SOLE | 0 | 0 | 14,307 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 6,590 | 24,079 | SH | DFND | 3 | 24,079 | 0 | 0 | |
STEM INC | COM | 85859N102 | 1,240 | 173,200 | SH | DFND | 3 | 173,200 | 0 | 0 | |
SUNNOVA ENERGY INTL INC. | COM | 86745K104 | 470 | 25,500 | SH | DFND | 3 | 25,500 | 0 | 0 | |
SUNRUN INC | COM | 86771W105 | 4,470 | 191,350 | SH | DFND | 3 | 191,350 | 0 | 0 | |
SVB FINANCIAL GROUP | COM | 78486Q101 | 568 | 1,437 | SH | SOLE | 0 | 0 | 1,437 | ||
SWITCH INC | CL A | 87105L104 | 5,025 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
TARGA RES CORP | COM | 87612G101 | 2,984 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
TARGA RES CORP | COM | 87612G101 | 65,835 | 1,103,325 | SH | DFND | 1 2 | 1,102,045 | 0 | 1,280 | |
TC ENERGY CORP | COM | 87807B107 | 34,393 | 663,820 | SH | DFND | 1 2 | 663,120 | 0 | 700 | |
TELLURIAN INC NEW | COM | 87968A104 | 2,578 | 865,000 | SH | DFND | 1 | 865,000 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 898 | 1,334 | SH | DFND | 3 | 1,334 | 0 | 0 | |
VIEW INC | COM CL A | 92671V106 | 686 | 423,480 | SH | SOLE | 0 | 0 | 423,480 | ||
VNET GROUP INC | SPONSORED ADS A | 90138A103 | 3,673 | 608,141 | SH | SOLE | 608,141 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 2,602 | 167,007 | SH | SOLE | 167,007 | 0 | 0 | ||
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 46,888 | 1,928,741 | SH | DFND | 1 2 | 1,926,886 | 0 | 1,855 | |
WILLIAMS COS INC | COM | 969457100 | 46,893 | 1,502,497 | SH | DFND | 1 2 | 1,500,796 | 0 | 1,701 | |
XYLEM INC | COM | 98419M100 | 558 | 7,132 | SH | DFND | 3 | 7,132 | 0 | 0 |