The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 1STDIBS COM INC | COM | 320551104 | 5,519 | 969,959 | SH | SOLE | 969,959 | 0 | 0 | ||
| ACCURAY INC | COM | 004397105 | 3,624 | 1,849,184 | SH | SOLE | 1,849,184 | 0 | 0 | ||
| ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 | 274 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
| ADVISORSHARES TR | PURE US CANNABIS | 00768Y453 | 4,347 | 420,000 | SH | Call | SOLE | 420,000 | 0 | 0 | |
| ALPHABET INC | CAP STK CL C | 02079K107 | 991 | 453 | SH | SOLE | 453 | 0 | 0 | ||
| AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 3,963 | 4,107,000 | PRN | SOLE | 4,107,000 | 0 | 0 | ||
| BOSTON SCIENTIFIC CORP | COM | 101137107 | 811 | 21,750 | SH | SOLE | 21,750 | 0 | 0 | ||
| BOWLERO CORP | CL A COM | 10258P102 | 5,825 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
| DONNELLEY FINL SOLUTIONS INC | COM | 25787G100 | 4,292 | 146,530 | SH | SOLE | 146,530 | 0 | 0 | ||
| DURECT CORP | COM | 266605104 | 608 | 1,271,402 | SH | SOLE | 1,271,402 | 0 | 0 | ||
| ELEVANCE HEALTH INC | COM | 036752103 | 2,534 | 5,250 | SH | SOLE | 5,250 | 0 | 0 | ||
| ENZO BIOCHEM INC | COM | 294100102 | 10,714 | 5,175,913 | SH | SOLE | 5,175,913 | 0 | 0 | ||
| FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 1,059 | 189,750 | SH | SOLE | 189,750 | 0 | 0 | ||
| GLOBAL INDEMNITY GROUP LLC | COM CL A | 37959R103 | 18,280 | 706,602 | SH | SOLE | 706,602 | 0 | 0 | ||
| I3 VERTICALS INC | COM CL A | 46571Y107 | 2,042 | 81,606 | SH | SOLE | 81,606 | 0 | 0 | ||
| IDENTIV INC | COM NEW | 45170X205 | 9,435 | 814,750 | SH | SOLE | 814,750 | 0 | 0 | ||
| INFUSYSTEM HLDGS INC | COM | 45685K102 | 2,520 | 261,654 | SH | SOLE | 261,654 | 0 | 0 | ||
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 981 | 3,500 | SH | Put | SOLE | 3,500 | 0 | 0 | |
| IQVIA HLDGS INC | COM | 46266C105 | 1,069 | 4,925 | SH | SOLE | 4,925 | 0 | 0 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 7,361 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
| KALEYRA INC | COM | 483379103 | 41 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| KOHLS CORP | COM | 500255104 | 17,845 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
| LIQUIDIA CORPORATION | COM NEW | 53635D202 | 1,877 | 430,458 | SH | SOLE | 430,458 | 0 | 0 | ||
| MAXCYTE INC | COM | 57777K106 | 465 | 98,304 | SH | SOLE | 98,304 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 1,785 | 6,950 | SH | SOLE | 6,950 | 0 | 0 | ||
| MOMENTIVE GLOBAL INC | COM | 60878Y108 | 4,400 | 500,000 | SH | Call | SOLE | 500,000 | 0 | 0 | |
| MOMENTIVE GLOBAL INC | COM | 60878Y108 | 11,555 | 1,313,048 | SH | SOLE | 1,313,048 | 0 | 0 | ||
| NCR CORP NEW | COM | 62886E108 | 5,729 | 184,161 | SH | SOLE | 184,161 | 0 | 0 | ||
| NCR CORP NEW | COM | 62886E108 | 23,333 | 750,000 | SH | Call | SOLE | 750,000 | 0 | 0 | |
| PALO ALTO NETWORKS INC | COM | 697435105 | 469 | 950 | SH | SOLE | 950 | 0 | 0 | ||
| PAYA HOLDINGS INC | COM CL A | 70434P103 | 329 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| PURECYCLE TECHNOLOGIES INC | COM | 74623V103 | 492 | 66,255 | SH | SOLE | 66,255 | 0 | 0 | ||
| QUALTRICS INTL INC | COM CL A | 747601201 | 4,139 | 330,885 | SH | SOLE | 330,885 | 0 | 0 | ||
| QUMU CORP | COM | 749063103 | 1,365 | 1,695,785 | SH | SOLE | 1,695,785 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 1,573 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
| SERVICENOW INC | COM | 81762P102 | 309 | 650 | SH | SOLE | 650 | 0 | 0 | ||
| SHARECARE INC | COM CL A | 81948W104 | 1,380 | 873,488 | SH | SOLE | 873,488 | 0 | 0 | ||
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 7,545 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
| STREAMLINE HEALTH SOLUTIONS | COM | 86323X106 | 5,165 | 4,066,637 | SH | SOLE | 4,066,637 | 0 | 0 | ||
| T-MOBILE US INC | COM | 872590104 | 1,765 | 13,120 | SH | SOLE | 13,120 | 0 | 0 | ||
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 1,032 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
| TRANSACT TECHNOLOGIES INC | COM | 892918103 | 2,548 | 640,168 | SH | SOLE | 640,168 | 0 | 0 | ||
| TURTLE BEACH CORP | COM NEW | 900450206 | 7,338 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| TURTLE BEACH CORP | COM NEW | 900450206 | 5,504 | 450,000 | SH | Put | SOLE | 450,000 | 0 | 0 | |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 1,056 | 2,055 | SH | SOLE | 2,055 | 0 | 0 | ||
| UPHEALTH INC | COM | 91532B101 | 137 | 231,000 | SH | SOLE | 231,000 | 0 | 0 | ||
| VSE CORP | COM | 918284100 | 5,168 | 137,532 | SH | SOLE | 137,532 | 0 | 0 | ||
| WASTE MGMT INC DEL | COM | 94106L109 | 1,109 | 7,250 | SH | SOLE | 7,250 | 0 | 0 | ||
| WELLTOWER INC | COM | 95040Q104 | 561 | 6,815 | SH | SOLE | 6,815 | 0 | 0 | ||
| YETI HLDGS INC | COM | 98585X104 | 3,245 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||