The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alerian MLP ETF | ALERIAN MLP | 00162Q452 | 1,102 | 32,000 | SH | DFND | 32,000 | 0 | 0 | ||
Altice USA Inc | CL A | 02156K103 | 11,306 | 1,222,278 | SH | DFND | 6 | 1,222,278 | 0 | 0 | |
Antero Resources Corp | COM | 03674X106 | 3,065 | 100,000 | SH | DFND | 5 | 100,000 | 0 | 0 | |
Ares Cap Corp | COM | 04010L103 | 42,895 | 2,392,387 | SH | DFND | 4,5 | 2,392,387 | 0 | 0 | |
ARKO Corp | COM | 041242108 | 17,218 | 2,110,000 | SH | DFND | 2,110,000 | 0 | 0 | ||
ARKO Corp | *W EXP 12/22/202 | 041242116 | 1,562 | 1,100,000 | SH | DFND | 1,100,000 | 0 | 0 | ||
AZEK Co Inc/The | CL A | 05478C105 | 319,669 | 19,096,090 | SH | DFND | 1* | 19,096,090 | 0 | 0 | |
Bain Capital Specialty Finance Inc | COM STK | 05684B107 | 2,811 | 206,539 | SH | DFND | 5 | 206,539 | 0 | 0 | |
Barings BDC Inc | COM | 06759L103 | 45,059 | 4,839,852 | SH | DFND | 4*,5* | 4,839,852 | 0 | 0 | |
BlackRock Capital Investment | COM | 092533108 | 17,470 | 4,760,304 | SH | DFND | 4*,5* | 4,760,304 | 0 | 0 | |
BlackRock Debt Strat Fd Inc | COM NEW | 09255R202 | 98 | 10,745 | SH | DFND | 5* | 10,745 | 0 | 0 | |
BlackRock TCP Capital Corp | COM | 09259E108 | 2,597 | 207,289 | SH | DFND | 4,5 | 207,289 | 0 | 0 | |
California Resources Corporation | COMMON STOCK | 13057Q305 | 157,155 | 4,081,942 | SH | DFND | 2* | 4,081,942 | 0 | 0 | |
Clear Channel Outdoor Hldgs | COM | 18453H106 | 40,659 | 37,999,324 | SH | DFND | 3*,6* | 37,999,324 | 0 | 0 | |
Crescent Capital BDC Inc | COM | 225655109 | 7,820 | 504,532 | SH | DFND | 4,5 | 504,532 | 0 | 0 | |
Frontier Communications Parent Inc | COM | 35909D109 | 828,729 | 35,205,132 | SH | DFND | 3*,6* | 35,205,132 | 0 | 0 | |
FS KKR Capital Corp | COM | 302635206 | 7,933 | 408,473 | SH | DFND | 4,5 | 408,473 | 0 | 0 | |
Global Business Travel Group | COM CL A | 37890B100 | 54,743 | 8,675,568 | SH | DFND | 6* | 8,675,568 | 0 | 0 | |
Golub Capital BDC Inc | COM | 38173M102 | 29,471 | 2,274,004 | SH | DFND | 4,5 | 2,274,004 | 0 | 0 | |
Infrastructure and Energy Alternatives Inc | COM | 45686J104 | 122,387 | 15,241,275 | SH | DFND | 3*,6* | 15,241,275 | 0 | 0 | |
Invesco Senior Loan ETF | PUT | 46138G508 | 203 | 10,000 | SH | DFND | 5 | 10,000 | 0 | 0 | |
MicroStrategy Inc | NOTE 2/1 | 594972AE1 | 893 | 2,000,000 | SH | DFND | 5 | 2,000,000 | 0 | 0 | |
Multiplan Corp | COM | 62548M100 | 8,235 | 1,500,000 | SH | DFND | 6 | 1,500,000 | 0 | 0 | |
New Mountain Finance Corp | COM | 647551100 | 3,393 | 284,881 | SH | DFND | 4,5 | 284,881 | 0 | 0 | |
Oaktree Specialty Lending Corp | COM | 67401P108 | 24,178 | 3,691,353 | SH | DFND | 4,5 | 3,691,353 | 0 | 0 | |
Owl Rock Capital Corp | COM | 69121K104 | 18,187 | 1,475,042 | SH | DFND | 4,5 | 1,475,042 | 0 | 0 | |
PennantPark Investment Corp | COM | 708062104 | 29,930 | 4,843,110 | SH | DFND | 4*,5* | 4,843,110 | 0 | 0 | |
Rent the Runway, Inc. | COM CL A | 76010Y103 | 10,400 | 3,387,678 | SH | DFND | 2* | 3,387,678 | 0 | 0 | |
Runway Growth Finance Corp | COM | 78163D100 | 6,293 | 556,412 | SH | DFND | 4,5 | 556,412 | 0 | 0 | |
SilverBow Resources, Inc. | COM | 82836G102 | 30,827 | 1,086,974 | SH | DFND | 1,086,974 | 0 | 0 | ||
Sixth Street Specialty Lending Inc | COM | 83012A109 | 6,244 | 337,491 | SH | DFND | 4,5 | 337,491 | 0 | 0 | |
SLR Investment Corp | COM | 83413U100 | 24,090 | 1,646,647 | SH | DFND | 4,5 | 1,646,647 | 0 | 0 | |
SPDR Blackstone Senior Loan ETF | PUT | 78467V608 | 49,968 | 1,200,000 | SH | DFND | 5 | 1,200,000 | 0 | 0 | |
Stellus Capital Investment Corp | COM | 858568108 | 4,821 | 433,112 | SH | DFND | 4,5 | 433,112 | 0 | 0 | |
Summit Midstream Partners LP | COM UNIT LTD | 866142409 | 4,540 | 356,628 | SH | DFND | 5* | 356,628 | 0 | 0 | |
Sunlight Financial Holdings Inc | COM | 86738J106 | 8,652 | 2,932,978 | SH | DFND | 2,932,978 | 0 | 0 | ||
Trinity Cap Inc | COM | 896442308 | 3,025 | 209,087 | SH | DFND | 4,5 | 209,087 | 0 | 0 | |
Tutor Perini Corporation | COM | 901109108 | 527 | 60,000 | SH | DFND | 5 | 60,000 | 0 | 0 |