N-PX 1 osi-npx_063022.htm ANNUAL REPORT

 

 

 united states

 securities and exchange commission

 Washington, D.C. 20549

 

Form N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-23167

 

OSI ETF Trust

(Exact name of registrant as specified in charter)

 

75 State Street

 Suite 100

 Boston, MA 02109

 (Address of principal executive offices) (Zip code)

 

Connor O’Brien

 75 State Street

 Suite 100

 Boston, MA 02109

 (Name and Address of Agent for Service)

 

Registrant’s telephone number, including area code: (617) 855-7670

 

Date of fiscal year end: June 30

 

Date of reporting period: July 1, 2021 to June 30, 2022

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

 

 

Item 1. Proxy Voting Record

 

There is no proxy voting activity for the following funds, as they did not hold any votable positions during the reporting period as they have not yet commenced operations.

 

O’Shares U.S. Large Cap Quality Growth ETF

O’Shares U.S. Small Cap Quality Growth ETF

 

 

 

O’Shares Global Internet Giants

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 1 of 84  

 

Unassigned

ACTIVISION BLIZZARD, INC.
Security: 00507V109 Agenda Number: 935580111
Ticker: ATVI Meeting Type: Special
ISIN: US00507V1098 Meeting Date: 4/28/2022

  

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    Adoption of the Merger Agreement. To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of January 18, 2022 (the “merger agreement”), by and among Activision Blizzard, Inc. (“Activision Blizzard”), Microsoft Corporation and Anchorage Merger Sub Inc., a wholly owned subsidiary of Microsoft Corporation. Mgmt For For  
           
2.    Approval, by Means of a Non-Binding, Advisory Vote, of Certain Compensatory Arrangements with Named Executive Officers. To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the named executive officers of Activision Blizzard in connection with the merger pursuant to the merger agreement. Mgmt Against Against  
           
3.    Adjournment of the Special Meeting. To adjourn the special meeting to a later date or dates, if necessary or appropriate, to allow time to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 2 of 84  

 

Unassigned

ADOBE INC.
Security: 00724F101 Agenda Number: 935553669
Ticker: ADBE Meeting Type: Annual
ISIN: US00724F1012 Meeting Date: 4/14/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Director to serve for a one-year term: Amy Banse Mgmt For For  
           
1B.   Election of Director to serve for a one-year term: Brett Biggs Mgmt For For  
           
1C.   Election of Director to serve for a one-year term: Melanie Boulden Mgmt For For  
           
1D.   Election of Director to serve for a one-year term: Frank Calderoni Mgmt For For  
           
1E.   Election of Director to serve for a one-year term: Laura Desmond Mgmt For For  
           
1F.   Election of Director to serve for a one-year term: Shantanu Narayen Mgmt For For  
           
1G.   Election of Director to serve for a one-year term: Spencer Neumann Mgmt For For  
           
1H.   Election of Director to serve for a one-year term: Kathleen Oberg Mgmt For For  
           
1I.   Election of Director to serve for a one-year term: Dheeraj Pandey Mgmt For For  
           
1J.   Election of Director to serve for a one-year term: David Ricks Mgmt For For  
           
1K.   Election of Director to serve for a one-year term: Daniel Rosensweig Mgmt For For  
           
1L.   Election of Director to serve for a one-year term: John Warnock Mgmt For For  
           
2.    Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 2, 2022. Mgmt For For  
           
3.    Approve, on an advisory basis, the compensation of our named executive officers. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 3 of 84  

 

Unassigned

ALIBABA GROUP HOLDING LIMITED
Security: 01609W102 Agenda Number: 935484321
Ticker: BABA Meeting Type: Annual
ISIN: US01609W1027 Meeting Date: 9/17/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.1   Election of Director: JOSEPH C. TSAI (To serve for a three year term or until such director’s successor is elected or appointed and duly qualified.) Mgmt For For  
           
1.2   Election of Director: J. MICHAEL EVANS (To serve for a three year term or until such director’s successor is elected or appointed and duly qualified.) Mgmt For For  
           
1.3   Election of Director: E. BÖRJE EKHOLM (To serve for a three year term or until such director’s successor is elected or appointed and duly qualified.) Mgmt For For  
           
2.    Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 4 of 84  

 

Unassigned

ALPHABET INC.  
Security: 02079K305 Agenda Number: 935618578
Ticker: GOOGL Meeting Type: Annual
ISIN: US02079K3059 Meeting Date: 6/1/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Director: Larry Page Mgmt For For  
           
1b.   Election of Director: Sergey Brin Mgmt For For  
           
1c.   Election of Director: Sundar Pichai Mgmt For For  
           
1d.   Election of Director: John L. Hennessy Mgmt For For  
           
1e.   Election of Director: Frances H. Arnold Mgmt For For  
           
1f.   Election of Director: L. John Doerr Mgmt For For  
           
1g.   Election of Director: Roger W. Ferguson Jr. Mgmt For For  
           
1h.   Election of Director: Ann Mather Mgmt For For  
           
1i.   Election of Director: K. Ram Shriram Mgmt For For  
           
1j.   Election of Director: Robin L. Washington Mgmt For For  
           
2.    Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For  
           
3.    The amendment of Alphabet’s 2021 Stock Plan to increase the share reserve by 4,000,000 shares of Class C capital stock. Mgmt For For  
           
4.    The amendment of Alphabet’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares. Mgmt Against Against  
           
5.    A stockholder proposal regarding a lobbying report, if properly presented at the meeting. Shr Against For  
           
6.    A stockholder proposal regarding a climate lobbying report, if properly presented at the meeting. Shr For Against  
           
7.    A stockholder proposal regarding a report on physical risks of climate change, if properly presented at the meeting. Shr For Against  
           
8.    A stockholder proposal regarding a report on water management risks, if properly presented at the meeting. Shr For Against  
           
9.    A stockholder proposal regarding a racial equity audit, if properly presented at the meeting. Shr For Against  
           
10.   A stockholder proposal regarding a report on concealment clauses, if properly presented at the meeting. Shr For Against  
           
11.   A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. Shr For Against  
           
12.   A stockholder proposal regarding a report on government takedown requests, if properly presented at the meeting. Shr Against For  
           
13.   A stockholder proposal regarding a human rights assessment of data center siting, if properly presented at the meeting. Shr Against For  
           
14.   A stockholder proposal regarding a report on data collection, privacy, and security, if properly presented at the meeting. Shr For Against  
           
15.   A stockholder proposal regarding algorithm disclosures, if properly presented at the meeting. Shr For Against  
           
16.   A stockholder proposal regarding misinformation and disinformation, if properly presented at the meeting. Shr For Against  
           
17.   A stockholder proposal regarding a report on external costs of disinformation, if properly presented at the meeting. Shr Against For  
           
18.   A stockholder proposal regarding a report on board diversity, if properly presented at the meeting. Shr Against For  
           
19.   A stockholder proposal regarding the establishment of an environmental sustainability board committee, if properly presented at the meeting. Shr Against For  
           
20.   A stockholder proposal regarding a policy on non-management employee representative director, if properly presented at the meeting. Shr Against For  
           
21.   A stockholder proposal regarding a report on policies regarding military and militarized policing agencies, if properly presented at the meeting. Shr For Against  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 5 of 84  

Unassigned

AMAZON.COM, INC.    
Security: 023135106 Agenda Number: 935609288
Ticker: AMZN Meeting Type: Annual
ISIN: US0231351067 Meeting Date: 5/25/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Director: Jeffrey P. Bezos Mgmt For For  
           
1b.   Election of Director: Andrew R. Jassy Mgmt For For  
           
1c.   Election of Director: Keith B. Alexander Mgmt For For  
           
1d.   Election of Director: Edith W. Cooper Mgmt For For  
           
1e.   Election of Director: Jamie S. Gorelick Mgmt For For  
           
1f.   Election of Director: Daniel P. Huttenlocher Mgmt For For  
           
1g.   Election of Director: Judith A. McGrath Mgmt For For  
           
1h.   Election of Director: Indra K. Nooyi Mgmt For For  
           
1i.   Election of Director: Jonathan J. Rubinstein Mgmt For For  
           
1j.   Election of Director: Patricia Q. Stonesifer Mgmt For For  
           
1k.   Election of Director: Wendell P. Weeks Mgmt For For  
           
2.    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Mgmt For For  
           
3.    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt Against Against  
           
4.    APPROVAL OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY’S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK Mgmt For For  
           
5.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS Shr Against For  
           
6.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE Shr For Against  
           
7.    SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY Shr Against For  
           
8.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS Shr Against For  
           
9.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES Shr Against For  
           
10.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES Shr For Against  
           
11.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For  
           
12.   SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING Shr For Against  
           
13.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION Shr For Against  
           
14.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING Shr Against For  
           
15.   SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS Shr Against For  
           
16.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS Shr For Against  
           
17.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY Shr Against For  
           
18.   SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT Shr Abstain Against  
           
19.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES Shr For Against  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 6 of 84  

 

Unassigned

APPLOVIN CORPORATION    
Security: 03831W108 Agenda Number: 935616574
Ticker: APP Meeting Type: Annual
ISIN: US03831W1080 Meeting Date: 6/8/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Director: ADAM FOROUGHI Mgmt For For  
           
1b.   Election of Director: HERALD CHEN Mgmt For For  
           
1c.   Election of Director: CRAIG BILLINGS Mgmt For For  
           
1d.   Election of Director: MARGARET GEORGIADIS Mgmt For For  
           
1e.   Election of Director: ALYSSA HARVEY DAWSON Mgmt For For  
           
1f.   Election of Director: EDWARD OBERWAGER Mgmt For For  
           
1g.   Election of Director: ASHA SHARMA Mgmt For For  
           
1h.   Election of Director: EDUARDO VIVAS Mgmt For For  
           
2.    Ratification of the Audit Committee’s appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For  
           
3.    Approval, on an advisory basis, the compensation of our named executive officers. Mgmt Against Against  
           
4.    To recommend, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. Mgmt 1 Year For  
           
5.    Approval of the amendment of our 2021 Partner Studio Incentive Plan to increase the number of shares of our Class A common stock authorized for issuance thereunder. Mgmt Against Against  

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 7 of 84  

 

Unassigned

ASANA, INC.    
Security: 04342Y104 Agenda Number: 935633645
Ticker: ASAN Meeting Type: Annual
ISIN: US04342Y1047 Meeting Date: 6/13/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1                 Andrew Lindsay Mgmt For For  
           
  2                 Lorrie Norrington Mgmt For For  
           
  3                 Justin Rosenstein Mgmt For For  
           
2.    Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 31, 2023. Mgmt For For  
           
3.    Approval, on an advisory basis, of the compensation of the Company’s named executive officers (“Say-on-Pay”). Mgmt Against Against  
           
4.    Indication, on an advisory basis, of the preferred frequency of future stockholder advisory votes on the compensation of the Company’s named executive officers. Mgmt 1 Year For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 8 of 84  

 

Unassigned

ATLASSIAN CORPORATION PLC    
Security: G06242104 Agenda Number: 935507876
Ticker: TEAM Meeting Type: Annual
ISIN: GB00BZ09BD16 Meeting Date: 12/2/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    To reappoint Ernst & Young LLP as auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company. Mgmt For For  
           
2.    To receive the Company’s accounts and the reports of the directors and the auditors for the year ended June 30, 2021 (the “Annual Report”). Mgmt For For  
           
3.    To approve the Directors’ Remuneration Report as set forth in the Annual Report. Mgmt For For  
           
4.    To authorize the Audit Committee of the Board of Directors to determine the remuneration of the auditor. Mgmt For For  
           
5.    To re-elect Shona L. Brown as a director of the Company. Mgmt For For  
           
6.    To re-elect Michael Cannon-Brookes as a director of the Company. Mgmt For For  
           
7.    To re-elect Scott Farquhar as a director of the Company. Mgmt For For  
           
8.    To re-elect Heather Mirjahangir Fernandez as a director of the Company. Mgmt For For  
           
9.    To re-elect Sasan Goodarzi as a director of the Company. Mgmt For For  
           
10.   To re-elect Jay Parikh as a director of the Company. Mgmt For For  
           
11.   To re-elect Enrique Salem as a director of the Company. Mgmt For For  
           
12.   To re-elect Steven Sordello as a director of the Company. Mgmt For For  
           
13.   To re-elect Richard P. Wong as a director of the Company. Mgmt For For  
           
14.   To re-elect Michelle Zatlyn as a director of the Company. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 9 of 84  

 

Unassigned

BAIDU, INC.    
Security: 056752108 Agenda Number: 935521218
Ticker: BIDU Meeting Type: Special
ISIN: US0567521085 Meeting Date: 12/7/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    As a special resolution: Resolution No. 1 set out in the Meeting Notice of the Extraordinary General Meeting (to approve the adoption of the Company’s dual foreign name). Mgmt For    
           
2.    As a special resolution: Resolution No. 2 set out in the Meeting Notice of the Annual Extraordinary General Meeting (to approve the adoption of the Amended M&AA). Mgmt For    
           
3.    Resolution No. 3 set out in the Meeting Notice of the Extraordinary General Meeting (to approve the filings of adoption of the Company’s dual foreign name and the Amended M&AA). Mgmt For    

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 10 of 84  

 

Unassigned

BILIBILI INC    
Security: 090040106 Agenda Number: 935480892
Ticker: BILI Meeting Type: Special
ISIN: US0900401060 Meeting Date: 9/1/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
Z1.   As a special resolution: THAT subject to the passing of the Class-based Resolution at each of the class meeting of holders of the Class Y ordinary shares with a par value of US$0.0001 each and the extraordinary general meeting of the Company convened on the same date and at the same place as the Class Z Meeting, the Company’s Sixth Amended and Restated Memorandum of Association and Articles of Association be amended, as disclosed on pages 118 to 128 of the Company’s Hong Kong prospectus dated ...(due to space limits, see proxy material for full proposal). Mgmt For For  
           
E1.   As a special resolution: THAT subject to the passing of the Class-based Resolution (as defined in the Meeting Notice) at each of the class meeting of holders of the Class Y ordinary shares with a par value of US$0.0001 each and the class meeting of holders of Class Z ordinary shares with a par value of US$0.0001 each convened on the same date and at the same place as the EGM, the Company’s Sixth Amended and Restated Memorandum of Association and Articles of Association be amended, as ... (due to space limits, see proxy material for full proposal). Mgmt For For  
           
E2.   As a special resolution: THAT the Company’s Sixth Amended and Restated Memorandum of Association and Articles of Association be amended, as disclosed on pages 118 to 128 of the Company’s Hong Kong prospectus dated March 18, 2021, by (a) incorporating the following requirements under the Rules Mgmt For For  
           
  Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited: (i) paragraphs 2(2), 12, 13(2) and 14 of Appendix 3, (ii) paragraphs 1, 3(1), 3(2), 3(3), 4(1), 4(2), 5(2), 5(3) and 5(4) of Part B ...(due to space limits, see proxy material for full proposal).        
           
E3.   As a special resolution: THAT the Chinese name of the Company be adopted as the dual foreign name of the Company. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 11 of 84  

 

Unassigned

BILL.COM HOLDINGS, INC.    
Security: 090043100 Agenda Number: 935510443
Ticker: BILL Meeting Type: Annual
ISIN: US0900431000 Meeting Date: 12/9/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1               Allison Mnookin Mgmt For For  
           
  2               Steven Piaker  Mgmt For For  
           
  3               Rory O’Driscoll  Mgmt For For  
           
  4               Steve Fisher Mgmt For For  
           
2.    Ratification of Appointment of Independent Registered Public Accounting Firm Ernst & Young LLP. Mgmt For For  
           
3.    Advisory Vote on the Compensation of our Named Executive Officers. Mgmt For For  
           
4.    Advisory Vote on the Frequency of Future Advisory Votes on the Compensation of our Named Executive Officers. Mgmt 1 Year For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 12 of 84  

 

Unassigned

CERIDIAN HCM HOLDING INC.    
Security: 15677J108 Agenda Number: 935568026
Ticker: CDAY Meeting Type: Annual
ISIN: US15677J1088 Meeting Date: 5/3/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1               Brent B. Bickett Mgmt For For  
           
  2               Ronald F. Clarke Mgmt For For  
           
  3               Ganesh B. Rao Mgmt For For  
           
  4               Leagh E. Turner Mgmt For For  
           
2.    To approve, on a non-binding, advisory basis, the compensation of Ceridian’s named executive officers (commonly known as a “Say on Pay” vote) Mgmt Against Against  
           
3.    To ratify the appointment of KPMG LLP as Ceridian’s independent registered public accounting firm for the fiscal year ending December 31, 2022 Mgmt For For  

 

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 13 of 84  

 

Unassigned

CHEWY, INC.    
Security: 16679L109 Agenda Number: 935447777
Ticker: CHWY Meeting Type: Annual
ISIN: US16679L1098 Meeting Date: 7/14/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1               Fahim Ahmed Mgmt For For  
           
  2               Michael Chang Mgmt For For  
           
  3               Kristine Dickson Mgmt For For  
           
  4               James A. Star Mgmt For For  
           
2.    To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 30, 2022. Mgmt For For  
           
3.    To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers. Mgmt For For   

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 14 of 84  

 

Unassigned

CLOUDFLARE, INC.    
Security: 18915M107 Agenda Number: 935609620
Ticker: NET Meeting Type: Annual
ISIN: US18915M1071 Meeting Date: 6/2/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1               Mark Anderson Mgmt For For  
           
  2               Mark Hawkins Mgmt For For  
           
  3               Carl Ledbetter  Mgmt For For  
           
2.    Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. Mgmt For For  
           
3.    To approve, on an advisory basis, the compensation of our named executive officers. Mgmt Against Against  
           
4.    To approve the performance equity awards granted to our co-founders, Matthew Prince and Michelle Zatlyn. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 15 of 84  

 

Unassigned

CONFLUENT, INC.    
Security: 20717M103 Agenda Number: 935613958
Ticker: CFLT Meeting Type: Annual
ISIN: US20717M1036 Meeting Date: 6/2/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Class I Director to hold office until the 2025 Annual Meeting: Alyssa Henry Mgmt For For  
           
1b.   Election of Class I Director to hold office until the 2025 Annual Meeting: Jay Kreps Mgmt For For  
           
1c.   Election of Class I Director to hold office until the 2025 Annual Meeting: Greg Schott Mgmt For For  
           
2.    Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 16 of 84  

 

Unassigned

COUPA SOFTWARE INCORPORATED    
Security: 22266L106 Agenda Number: 935601600
Ticker: COUP Meeting Type: Annual
ISIN: US22266L1061 Meeting Date: 5/25/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Class III Director to serve until 2025 Annual meeting: Robert Bernshteyn Mgmt For For  
           
1B.   Election of Class III Director to serve until 2025 Annual meeting: Frank van Veenendaal Mgmt For For  
           
1C.   Election of Class III Director to serve until 2025 Annual meeting: Kanika Soni Mgmt For For  
           
2.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending January 31, 2023. Mgmt For For  
           
3.    To approve named executive officer compensation (on an advisory basis). Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 17 of 84  

 

Unassigned

CTS EVENTIM AG & CO. KGAA    
Security: D1648T108 Agenda Number: 715360753
Ticker:   Meeting Type: AGM
ISIN: DE0005470306 Meeting Date: 5/12/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
CMMT  FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. Non-Voting      
           
CMMT  ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. Non-Voting      
           
CMMT  INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. Non-Voting      
           
1     RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 Non-Voting      
           
2     ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 Mgmt For For  
           
3     APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS Mgmt For For  
           
4     APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2021 Mgmt For For  
           
5     APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 Mgmt For For  
           
6     RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 Mgmt For For  
           
7.1   RE-ELECT BERND KUNDRUN TO THE SUPERVISORY BOARD Mgmt Against Against  
           
7.2   RE-ELECT JULIANE THUEMMEL TO THE SUPERVISORY BOARD Mgmt For For  
           
7.3   RE-ELECT PHILIPP WESTERMEYER TO THE SUPERVISORY BOARD Mgmt For For  
           
7.4   ELECT CORNELIUS BAUR TO THE SUPERVISORY BOARD Mgmt For For  
           
8     APPROVE REMUNERATION REPORT Mgmt Against Against  
           
CMMT  INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 18 of 84  

 

Unassigned

DATADOG, INC.    
Security: 23804L103 Agenda Number: 935604997
Ticker: DDOG Meeting Type: Annual
ISIN: US23804L1035 Meeting Date: 6/2/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Class III Director to hold office until our Annual Meeting of Stockholders in 2025: Titi Cole Mgmt For For  
           
1B.   Election of Class III Director to hold office until our Annual Meeting of Stockholders in 2025: Matthew Jacobson Mgmt For For  
           
1C.   Election of Class III Director to hold office until our Annual Meeting of Stockholders in 2025: Julie Richardson Mgmt For For  
           
2.    Advisory vote to approve the compensation of our named executive officers. Mgmt For For  
           
3.    To ratify the selection by the Audit Committee of our Board of Directors of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 19 of 84  

 

Unassigned

DELIVERY HERO SE    
Security: D1T0KZ103 Agenda Number: 715631063
Ticker:   Meeting Type: AGM
ISIN: DE000A2E4K43 Meeting Date: 6/16/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
CMMT  PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END- INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL Non-Voting      
           
CMMT  ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. Non-Voting      
           
CMMT  THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE Non-Voting      
           
CMMT  ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH Non-Voting      
           
  CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL.        
           
CMMT  FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE Non-Voting      
           
CMMT  FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE Non-Voting      
           
1     RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 Non-Voting      
           
2     APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 Mgmt For For  
           
3.1   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARTIN ENDERLE FOR FISCAL YEAR 2021 Mgmt For For  
           
3.2   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PATRICK KOLEK FOR FISCAL YEAR 2021 Mgmt For For  
           
3.3   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JEANETTE GORGAS FOR FISCAL YEAR 2021 Mgmt For For  
           
3.4   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NILS ENGVALL FOR FISCAL YEAR 2021 Mgmt For For  
           
3.5   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GABRIELLA ARDBO FOR FISCAL YEAR 2021 Mgmt For For  
           
3.6   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DIMITRIOS TSAOUSIS FOR FISCAL YEAR 2021 Mgmt For For  
           
3.7   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GERALD TAYLOR FOR FISCAL YEAR 2021 Mgmt For For  
           
4     RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS Mgmt For For  
           
5     ELECT DIMITRIOS TSAOUSIS TO THE SUPERVISORY BOARD AS EMPLOYEE REPRESENTATIVE AND KONSTANTINA VASIOULA AS SUBSTITUTE TO EMPLOYEE REPRESENTATIVE Mgmt For For  
           
6     APPROVE REMUNERATION REPORT Mgmt For For  
           
7     APPROVE CREATION OF EUR 350,000 POOL OF AUTHORIZED CAPITAL IV FOR EMPLOYEE STOCK PURCHASE PLAN Mgmt For For  
           
8     APPROVE CREATION OF EUR 12.6 MILLION POOL OF AUTHORIZED CAPITAL 2022/I WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS Mgmt Against Against  
           
9     APPROVE CREATION OF EUR 12.6 MILLION POOL OF AUTHORIZED CAPITAL 2022/II WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS Mgmt Against Against  
           
10    APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 2 BILLION; APPROVE CREATION OF EUR 12.6 MILLION POOL OF CONDITIONAL CAPITAL 2022/I TO GUARANTEE CONVERSION RIGHTS Mgmt Against Against  
           
11    APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 3 BILLION; APPROVE CREATION OF EUR 12.6 MILLION POOL OF CONDITIONAL CAPITAL 2022/II TO GUARANTEE CONVERSION RIGHTS Mgmt Against Against  
           
12    AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES Mgmt For For  
           
13    AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES Mgmt For For  
           
CMMT  11 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1 AND CHANGE OF THE RECORD DATE FROM 15 JUN 2022 TO 09 JUN 2022 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      
           
CMMT  11 MAY 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 20 of 84  

 

Unassigned

DIGITALOCEAN HOLDINGS, INC.    
Security: 25402D102 Agenda Number: 935618667
Ticker: DOCN Meeting Type: Annual
ISIN: US25402D1028 Meeting Date: 6/9/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1               Yancey Spruill Mgmt For For  
           
  2               Amy Butte Mgmt For For  
           
2.    Ratification of the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022. Mgmt For For  

 

 

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 21 of 84  

 

Unassigned

DOCUSIGN, INC.    
Security: 256163106 Agenda Number: 935613770
Ticker: DOCU Meeting Type: Annual
ISIN: US2561631068 Meeting Date: 6/3/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1               Teresa Briggs Mgmt For For  
           
  2               Blake J. Irving Mgmt For For  
           
  3               Daniel D. Springer Mgmt For For  
           
2.    Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal year ending January 31, 2023 Mgmt For For  
           
3.    Approval, on an advisory basis, of our named executive officers’ compensation Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 22 of 84  

 

Unassigned

DYNATRACE, INC.    
Security: 268150109 Agenda Number: 935472100
Ticker: DT Meeting Type: Annual
ISIN: US2681501092 Meeting Date: 8/26/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Class II Director: Seth Boro Mgmt Against Against  
           
1B.   Election of Class II Director: Jill Ward Mgmt For For  
           
1C.   Election of Class II Director: Kirsten Wolberg Mgmt For For  
           
2.    Ratify the appointment of BDO USA, LLP as Dynatrace’s independent registered public accounting firm for the fiscal year ending March 31, 2022. Mgmt For For  
           
3.    Non-binding advisory vote on the frequency of future non-binding advisory votes on the compensation of Dynatrace’s named executive officers. Mgmt 1 Year For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 23 of 84  

 

Unassigned

ELASTIC N.V.    
Security: N14506104 Agenda Number: 935550966
Ticker: ESTC Meeting Type: Special
ISIN: NL0013056914 Meeting Date: 3/9/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    Election of Executive Director for a term of three (3) years, ending at 2025: Ashutosh Kulkarni Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 24 of 84  

 

Unassigned

ELECTRONIC ARTS INC.    
Security: 285512109 Agenda Number: 935466804
Ticker: EA Meeting Type: Annual
ISIN: US2855121099 Meeting Date: 8/12/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Director to hold office for a one-year term: Kofi A. Bruce Mgmt For For  
           
1B.   Election of Director to hold office for a one-year term: Leonard S. Coleman Mgmt For For  
           
1C.   Election of Director to hold office for a one-year term: Jeffrey T. Huber Mgmt For For  
           
1D.   Election of Director to hold office for a one-year term: Talbott Roche Mgmt For For  
           
1E.   Election of Director to hold office for a one-year term: Richard A. Simonson Mgmt For For  
           
1F.   Election of Director to hold office for a one-year term: Luis A. Ubinas Mgmt For For  
           
1G.   Election of Director to hold office for a one-year term: Heidi J. Ueberroth Mgmt For For  
           
1H.   Election of Director to hold office for a one-year term: Andrew Wilson Mgmt For For  
           
2.    Advisory vote to approve named executive officer compensation. Mgmt Against Against  
           
3.    Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2022. Mgmt For For  
           
4.    Amendment and Restatement of the Company’s Certificate of Incorporation to permit stockholders to act by written consent. Mgmt Abstain Against  
           
5.    To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, on whether to allow stockholders to act by written consent. Shr For Against  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 25 of 84  

 

Unassigned

ETSY, INC.    
Security: 29786A106 Agenda Number: 935625600
Ticker: ETSY Meeting Type: Annual
ISIN: US29786A1060 Meeting Date: 6/15/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Class I Director to serve until our 2025 Annual Meeting: C. Andrew Ballard Mgmt For For  
           
1b.   Election of Class I Director to serve until our 2025 Annual Meeting: Jonathan D. Klein Mgmt For For  
           
1c.   Election of Class I Director to serve until our 2025 Annual Meeting: Margaret M. Smyth Mgmt For For  
           
2.    Advisory vote to approve executive compensation. Mgmt Against Against  
           
3.    Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 26 of 84  

 

Unassigned

FARFETCH LIMITED    
Security: 30744W107 Agenda Number: 935505632
Ticker: FTCH Meeting Type: Annual
ISIN: KY30744W1070 Meeting Date: 11/17/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    To resolve as an ordinary resolution that the authorised share capital of Farfetch Limited be increased: (a) FROM: US$20,000,000 divided into 500,000,000 shares with a nominal or par value of US$0.04 each. (b) TO: US$40,000,000 divided into 1,000,000,000 shares with a nominal or par value of US$0.04 each. Mgmt For For  
           
2.    To resolve as a special resolution that the existing Memorandum and Articles of Association of Farfetch Limited be replaced in their entirety with the new Amended and Restated Memorandum and Articles of Association in the form tabled at the meeting. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 27 of 84  

 

Unassigned

FIVERR INTERNATIONAL LTD    
Security: M4R82T106 Agenda Number: 935496364
Ticker: FVRR Meeting Type: Annual
ISIN: IL0011582033 Meeting Date: 10/19/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   To re-elect as Class II director, to serve until the Company’s annual general meeting of shareholders in 2024: Adam Fisher Mgmt For For  
           
1B.   To re-elect as Class II director, to serve until the Company’s annual general meeting of shareholders in 2024: Nir Zohar Mgmt For For  
           
2.    To approve an amendment to the compensation terms of the Company’s non- executive directors and a onetime equity grant to each of Ron Gutler, Gili Iohan and Nir Zohar. Mgmt Against Against  
           
2A.   Are you a controlling shareholder of the Company or do you have a personal interest in the approval of Proposal 2, as such terms are defined in the Proxy Statement? If your interest arises solely from the fact that you hold shares in the Company, you would not be deemed to have a personal interest, and should mark “No.” (Please note: If you mark “Yes” or leave this question blank, your shares will not be voted for Proposal 2, if Proposal 3 is not approved). Mark “for” = yes or “against” = no. Mgmt Against    
           
3.    To approve an amendment to the Company’s Compensation Policy for executive officers and directors. Mgmt Against Against  
           
3A.   Are you a controlling shareholder of the Company or do you have a personal interest in the approval of Proposal 3, as such terms are defined in the Proxy Statement? If your interest arises solely from the fact that you hold shares in the Company, you would not be deemed to have a personal interest, and should mark “No.” (Please note: If you mark “Yes” or leave this question blank, your shares will not be voted for Proposal 3). Mark “for” = yes or “against” = no. Mgmt Against    
           
4.    To approve an amendment to the indemnification agreements for directors and executive officers. Mgmt For For  
           
5.    To re-appoint Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for the year ending December 31, 2021 and until the next annual general meeting of shareholders, and to authorize the Company’s board of directors (with power of delegation to its audit committee) to set the fees to be paid to such auditors. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 28 of 84  

 

Unassigned

FORTINET, INC.    
Security: 34959E109 Agenda Number: 935622286
Ticker: FTNT Meeting Type: Annual
ISIN: US34959E1091 Meeting Date: 6/17/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.1   Election of Director to serve for a term of one year: Ken Xie Mgmt For For  
           
1.2   Election of Director to serve for a term of one year: Michael Xie Mgmt For For  
           
1.3   Election of Director to serve for a term of one year: Kenneth A. Goldman Mgmt For For  
           
1.4   Election of Director to serve for a term of one year: Ming Hsieh Mgmt For For  
           
1.5   Election of Director to serve for a term of one year: Jean Hu Mgmt For For  
           
1.6   Election of Director to serve for a term of one year: William Neukom Mgmt For For  
           
1.7   Election of Director to serve for a term of one year: Judith Sim Mgmt For For  
           
1.8   Election of Director to serve for a term of one year: Admiral James Stavridis (Ret) Mgmt For For  
           
2.    Ratify the appointment of Deloitte & Touche LLP as Fortinet’s independent registered accounting firm for the fiscal year ending December 31, 2022. Mgmt For For  
           
3.    Advisory vote to approve named executive officer compensation, as disclosed in the Proxy Statement. Mgmt For For  
           
4.    Approve the adoption of an Amended and Restated Certificate of Incorporation in order to implement a five-for-one forward stock split and to make certain other changes as reflected in the Amended and Restated Certificate and described in the Proxy Statement. Mgmt For For  
           
5.    Stockholder proposal to remove supermajority voting requirements. Shr For    

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 29 of 84  

 

Unassigned

GITLAB INC.    
Security: 37637K108 Agenda Number: 935640955
Ticker: GTLB Meeting Type: Annual
ISIN: US37637K1088 Meeting Date: 6/17/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Class I Director to serve a three- year term expiring at the 2025 Annual Meeting: Sytse Sijbrandij Mgmt For For  
           
1b.   Election of Class I Director to serve a three- year term expiring at the 2025 Annual Meeting: Matthew Jacobson Mgmt For For  
           
2.    To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 30 of 84  

 

Unassigned

HUBSPOT, INC.    
Security: 443573100 Agenda Number: 935629519
Ticker: HUBS Meeting Type: Annual
ISIN: US4435731009 Meeting Date: 6/7/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Class II Director to hold office until the 2025 annual meeting: Lorrie Norrington Mgmt For For  
           
1b.   Election of Class II Director to hold office until the 2025 annual meeting: Avanish Sahai Mgmt For For  
           
1c.   Election of Class II Director to hold office until the 2025 annual meeting: Dharmesh Shah Mgmt For For  
           
2.    Ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For  
           
3.    Non-binding advisory vote to approve the compensation of the Company’s named executive officers. Mgmt For For  
           
4.    Approve the HubSpot, Inc. Amended and Restated 2014 Employee Stock Purchase Plan. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 31 of 84  

 

Unassigned

INTUIT INC.    
Security: 461202103 Agenda Number: 935527993
Ticker: INTU Meeting Type: Annual
ISIN: US4612021034 Meeting Date: 1/20/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Director: Eve Burton Mgmt For For  
           
1B.   Election of Director: Scott D. Cook Mgmt For For  
           
1C.   Election of Director: Richard L. Dalzell Mgmt For For  
           
1D.   Election of Director: Sasan K. Goodarzi Mgmt For For  
           
1E.   Election of Director: Deborah Liu Mgmt For For  
           
1F.   Election of Director: Tekedra Mawakana Mgmt For For  
           
1G.   Election of Director: Suzanne Nora Johnson Mgmt For For  
           
1H.   Election of Director: Dennis D. Powell Mgmt For For  
           
1I.   Election of Director: Brad D. Smith Mgmt For For  
           
1J.   Election of Director: Thomas Szkutak Mgmt For For  
           
1K.   Election of Director: Raul Vazquez Mgmt For For  
           
1L.   Election of Director: Jeff Weiner Mgmt For For  
           
2.    Advisory vote to approve Intuit’s executive compensation (say-on-pay). Mgmt For For  
           
3.    Ratification of the selection of Ernst & Young LLP as Intuit’s independent registered public accounting firm for the fiscal year ending July 31, 2022. Mgmt For For  
           
4.    Approve the Amended and Restated 2005 Equity Incentive Plan to, among other things, increase the share reserve by an additional 18,000,000 shares and extend the term of the plan by an additional five years. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 32 of 84  

 

Unassigned

JUST EAT TAKEAWAY.COM N.V.    
Security: N4753E105 Agenda Number: 715296136
Ticker:   Meeting Type: AGM
ISIN: NL0012015705 Meeting Date: 5/4/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT  VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
1.    OPEN MEETING Non-Voting      
           
2.a.  RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting      
           
2.b.  APPROVE REMUNERATION REPORT Mgmt For For  
           
2.c.  ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
           
3.    AMEND REMUNERATION POLICY FOR MANAGEMENT BOARD Mgmt For For  
           
4.a.  APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For  
           
4.b.  APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For  
           
5.a.  REELECT JITSE GROEN TO MANAGEMENT BOARD Mgmt For For  
           
5.b.  REELECT BRENT WISSINK TO MANAGEMENT BOARD Mgmt For For  
           
5.c.  REELECT JORG GERBIG TO MANAGEMENT BOARD Mgmt For For  
           
6.a.  REELECT ADRIAAN NUHN TO SUPERVISORY BOARD Mgmt Against Against  
           
6.b.  REELECT CORINNE VIGREUX TO SUPERVISORY BOARD Mgmt For For  
           
6.c.  REELECT DAVID FISHER TO SUPERVISORY BOARD Mgmt For For  
           
6.d.  REELECT LLOYD FRINK TO SUPERVISORY BOARD Mgmt For For  
           
6.e.  REELECT JAMBU PALANIAPPAN TO SUPERVISORY BOARD Mgmt For For  
           
6.f.  REELECT RON TEERLINK TO SUPERVISORY BOARD Mgmt For For  
           
7.    GRANT BOARD AUTHORITY TO ISSUE SHARES Mgmt For For  
           
8.    AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES Mgmt For For  
           
9.    AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL Mgmt For For  
           
10.   OTHER BUSINESS Non-Voting      
           
11.   CLOSE MEETING Non-Voting      
           
CMMT  25 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      
           
CMMT  25 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 33 of 84  

 

Unassigned

KINGDEE INTERNATIONAL SOFTWARE GROUP CO LTD    
Security: G52568147 Agenda Number: 715455603
Ticker:   Meeting Type: AGM
ISIN: KYG525681477 Meeting Date: 5/18/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0413/2022041300886.pdf https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0413/2022041300850.pdf Non-Voting      
           
CMMT  PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING. Non-Voting      
           
1     TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED ACCOUNTS, THE REPORT OF THE DIRECTORS OF THE COMPANY (THE DIRECTORS) AND THE REPORT OF THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021 Mgmt For For  
           
2.A   TO RE-ELECT MR. LIN BO AS AN EXECUTIVE DIRECTOR Mgmt Against Against  
           
2.B   TO RE-ELECT MR. GARY CLARK BIDDLE AS A NON-EXECUTIVE DIRECTOR Mgmt Against Against  
           
2.C   TO RE-ELECT MR. LIU CHIA YUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Mgmt For For  
           
2.D   TO RE-ELECT MR. ZHOU JUN XIANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Mgmt For For  
           
2.E   TO RE-ELECT MS. KATHERINE RONG XIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR Mgmt For For  
           
3     TO AUTHORIZE THE BOARD OF DIRECTORS (THE BOARD) TO FIX THE REMUNERATION OF THE DIRECTORS Mgmt For For  
           
4     TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS, THE RETIRING AUDITORS OF THE COMPANY, AS THE AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION Mgmt For For  
           
5.A   TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES NOT EXCEEDING 10% OF THE EXISTING TOTAL NUMBER OF ISSUED SHARES Mgmt Against Against  
           
5.B   TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE SHARES NOT EXCEEDING 10% OF THE EXISTING TOTAL NUMBER OF ISSUED SHARES Mgmt For For  
           
5.C   CONDITIONAL UPON ORDINARY RESOLUTIONS 5(A) AND 5(B) BEING PASSED, TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES BY THE NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE MANDATE REFERRED TO IN ORDINARY RESOLUTION NUMBERED 5(B) ABOVE Mgmt Against Against  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 34 of 84  

 

Unassigned

KINGSOFT CLOUD HOLDINGS LIMITED    
Security: 49639K101 Agenda Number: 935523870
Ticker: KC Meeting Type: Special
ISIN: US49639K1016 Meeting Date: 12/17/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    To elect Mr. Hangjun Ye as a director of the Company pursuant to paragraph 87(3) of the Amended and Restated Memorandum and Articles of Association. Mgmt For For  
           
2.    To increase the authorized share capital of the Company from US$4,000,000.00 divided into 4,000,000,000 ordinary shares with par value of US$0.001 each to US$40,000,000.00 divided into 40,000,000,000 ordinary shares with par value of US$0.001 each by creation of an additional 36,000,000,000 authorized but unissued ordinary shares with par value of US$0.001 each, and the registered office provider of the Company is instructed to make all necessary filings accordingly. Mgmt Against Against  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 35 of 84  

 

Unassigned

KUAISHOU TECHNOLOGY    
Security: G53263102 Agenda Number: 715480721
Ticker:   Meeting Type: AGM
ISIN: KYG532631028 Meeting Date: 6/17/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0419/2022041900059.pdf AND https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0419/2022041900065.pdf Non-Voting      
           
CMMT  PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING. Non-Voting      
           
1     TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS (THE “DIRECTOR(S)”) AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2021 Mgmt For For  
           
2     TO RE-ELECT MR. LI ZHAOHUI AS A NON- EXECUTIVE DIRECTOR Mgmt Against Against  
           
3     TO RE-ELECT MR. LIN FRANK (ALIAS LIN FRANK HURST) AS A NON-EXECUTIVE DIRECTOR Mgmt Against Against  
           
4     TO RE-ELECT DR. SHEN DOU AS A NON- EXECUTIVE DIRECTOR Mgmt Against Against  
           
5     TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY (THE “BOARD”) TO FIX THE RESPECTIVE DIRECTORS’ REMUNERATION Mgmt For For  
           
6     TO GRANT A GENERAL MANDATE TO THE BOARD AND/OR ITS AUTHORIZED PERSON(S), TO REPURCHASE THE COMPANY’S SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION (THE “SHARE REPURCHASE MANDATE”) Mgmt For For  
           
7     TO GRANT A GENERAL MANDATE TO THE BOARD AND/OR ITS AUTHORIZED PERSON(S), TO ALLOT, ISSUE AND DEAL WITH NEW CLASS B ORDINARY SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION (THE “SHARE ISSUE MANDATE”) Mgmt Against Against  
           
8     CONDITIONAL UPON THE PASSING OF RESOLUTIONS NOS. 6 AND 7, TO EXTEND THE SHARE ISSUE MANDATE GRANTED TO THE BOARD AND/OR ITS AUTHORIZED PERSON(S) TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE SHARE REPURCHASE MANDATE Mgmt Against Against  
           
9     TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION FOR THE YEAR ENDING DECEMBER 31, 2022 Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 36 of 84  

 

Unassigned

LIVE NATION ENTERTAINMENT, INC.    
Security: 538034109 Agenda Number: 935634077
Ticker: LYV Meeting Type: Annual
ISIN: US5380341090 Meeting Date: 6/16/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Director to hold office until the 2023 Annual Meeting: Maverick Carter Mgmt For For  
           
1B.   Election of Director to hold office until the 2023 Annual Meeting: Ping Fu Mgmt For For  
           
1C.   Election of Director to hold office until the 2023 Annual Meeting: Jeffrey T. Hinson Mgmt For For  
           
1D.   Election of Director to hold office until the 2023 Annual Meeting: Chad Hollingsworth Mgmt For For  
           
1E.   Election of Director to hold office until the 2023 Annual Meeting: James Iovine Mgmt For For  
           
1F.   Election of Director to hold office until the 2023 Annual Meeting: James S. Kahan Mgmt For For  
           
1G.   Election of Director to hold office until the 2023 Annual Meeting: Gregory B. Maffei Mgmt For For  
           
1H.   Election of Director to hold office until the 2023 Annual Meeting: Randall T. Mays Mgmt For For  
           
1I.   Election of Director to hold office until the 2023 Annual Meeting: Michael Rapino Mgmt For For  
           
1J.   Election of Director to hold office until the 2023 Annual Meeting: Dana Walden Mgmt For For  
           
1K.   Election of Director to hold office until the 2023 Annual Meeting: Latriece Watkins Mgmt For For  
           
2.    To ratify the appointment of Ernst & Young LLP as the company’s independent registered public accounting firm for the 2022 fiscal year. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 37 of 84  

 

Unassigned

MATCH GROUP, INC.    
Security: 57667L107 Agenda Number: 935622957
Ticker: MTCH Meeting Type: Annual
ISIN: US57667L1070 Meeting Date: 6/8/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Director: Stephen Bailey Mgmt For For  
           
1b.   Election of Director: Melissa Brenner Mgmt For For  
           
1c.   Election of Director: Alan G. Spoon Mgmt For For  
           
2.    To approve a non-binding advisory resolution on executive compensation. Mgmt For For  
           
3.    To conduct a non-binding advisory vote on the frequency of future advisory votes on executive compensation. Mgmt 1 Year For  
           
4.    Ratification of the appointment of Ernst & Young LLP as Match Group, Inc.’s independent registered public accounting firm for 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 38 of 84  

 

Unassigned

MEITUAN    
Security: G59669104 Agenda Number: 715533382
Ticker:   Meeting Type: AGM
ISIN: KYG596691041 Meeting Date: 5/18/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0425/2022042500537.pdf And https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0425/2022042500647.pdf Non-Voting      
           
CMMT  PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING. Non-Voting      
           
1     TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2021 AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (DIRECTORS) AND INDEPENDENT AUDITOR OF THE COMPANY THEREON Mgmt For For  
           
2     TO RE-ELECT MR. WANG XING AS AN EXECUTIVE DIRECTOR Mgmt Against Against  
           
3     TO RE-ELECT MR. MU RONGJUN AS AN EXECUTIVE DIRECTOR Mgmt Against Against  
           
4     TO RE-ELECT DR. SHUM HEUNG YEUNG HARRY AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR Mgmt For For  
           
5     TO AUTHORIZE THE BOARD OF DIRECTORS (BOARD) TO FIX THE REMUNERATION OF THE DIRECTORS Mgmt For For  
           
6     TO GRANT A GENERAL MANDATE TO THE DIRECTORS, EXERCISABLE ON THEIR BEHALF BY MR. WANG XING, TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL CLASS B SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION Mgmt Against Against  
           
7     TO GRANT A GENERAL MANDATE TO THE DIRECTORS, EXERCISABLE ON THEIR BEHALF BY MR. WANG XING, TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION Mgmt For For  
           
8     TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES REPURCHASED BY THE COMPANY Mgmt Against Against  
           
9     TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION FOR THE YEAR ENDING DECEMBER 31, 2022 Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 39 of 84  

 

Unassigned

MERCADOLIBRE, INC.    
Security: 58733R102 Agenda Number: 935629747
Ticker: MELI Meeting Type: Annual
ISIN: US58733R1023 Meeting Date: 6/8/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1            Richard Sanders** Mgmt For For  
           
  2            Emiliano Calemzuk# Mgmt For For  
           
  3            Marcos Galperin# Mgmt For For  
           
  4            A.M Petroni Merhy# Mgmt For For  
           
2.    To approve, on an advisory basis, the compensation of our named executive officers for fiscal year 2021. Mgmt For For  
           
3.    Ratification of the appointment of Pistrelli, Henry Martin y Asociados S.R.L., a member firm of Ernst & Young Global Limited as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 40 of 84  

 

Unassigned

META PLATFORMS, INC.    
Security: 30303M102 Agenda Number: 935601559
Ticker: FB Meeting Type: Annual
ISIN: US30303M1027 Meeting Date: 5/25/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1            Peggy Alford Mgmt For For  
           
  2            Marc L. Andreessen Mgmt For For  
           
  3            Andrew W. Houston Mgmt For For  
           
  4            Nancy Killefer Mgmt For For  
           
  5            Robert M. Kimmitt Mgmt For For  
           
  6            Sheryl K. Sandberg Mgmt For For  
           
  7            Tracey T. Travis Mgmt For For  
           
  8            Tony Xu Mgmt For For  
           
  9            Mark Zuckerberg Mgmt For For  
           
2.    To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For  
           
3.    To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.’s named executive officers as disclosed in Meta Platforms, Inc.’s proxy statement. Mgmt For For  
           
4.    A shareholder proposal regarding dual class capital structure. Shr For Against  
           
5.    A shareholder proposal regarding an independent chair. Shr Against For  
           
6.    A shareholder proposal regarding concealment clauses. Shr For Against  
           
7.    A shareholder proposal regarding report on external costs of misinformation. Shr Against For  
           
8.    A shareholder proposal regarding report on community standards enforcement. Shr For Against  
           
9.    A shareholder proposal regarding report and advisory vote on the metaverse. Shr Against For  
           
10.   A shareholder proposal regarding human rights impact assessment. Shr For Against  
           
11.   A shareholder proposal regarding child sexual exploitation online. Shr For Against  
           
12.   A shareholder proposal regarding civil rights and non-discrimination audit. Shr Against For  
           
13.   A shareholder proposal regarding report on lobbying. Shr Against For  
           
14.   A shareholder proposal regarding assessment of audit & risk oversight committee. Shr For Against  
           
15.   A shareholder proposal regarding report on charitable donations. Shr Against For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 41 of 84  

 

Unassigned

MICROSOFT CORPORATION    
Security: 594918104 Agenda Number: 935505480
Ticker: MSFT Meeting Type: Annual
ISIN: US5949181045 Meeting Date: 11/30/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Director: Reid G. Hoffman Mgmt For For  
           
1B.   Election of Director: Hugh F. Johnston Mgmt For For  
           
1C.   Election of Director: Teri L. List Mgmt For For  
           
1D.   Election of Director: Satya Nadella Mgmt For For  
           
1E.   Election of Director: Sandra E. Peterson Mgmt For For  
           
1F.   Election of Director: Penny S. Pritzker Mgmt For For  
           
1G.   Election of Director: Carlos A. Rodriguez Mgmt For For  
           
1H.   Election of Director: Charles W. Scharf Mgmt For For  
           
1I.   Election of Director: John W. Stanton Mgmt For For  
           
1J.   Election of Director: John W. Thompson Mgmt For For  
           
1K.   Election of Director: Emma N. Walmsley Mgmt For For  
           
1L.   Election of Director: Padmasree Warrior Mgmt For For  
           
2.    Advisory vote to approve named executive officer compensation. Mgmt For For  
           
3.    Approve Employee Stock Purchase Plan. Mgmt For For  
           
4.    Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. Mgmt For For  
           
5.    Shareholder Proposal - Report on median pay gaps across race and gender. Shr Against For  
           
6.    Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. Shr For Against  
           
7.    Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. Shr Against For  
           
8.    Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. Shr Against For  
           
9.    Shareholder Proposal - Report on how lobbying activities align with company policies. Shr Against For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 42 of 84  

 

Unassigned

NETEASE INC    
Security: G6427A102 Agenda Number: 715601212
Ticker:   Meeting Type: AGM
ISIN: KYG6427A1022 Meeting Date: 6/16/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0429/2022042902460.pdf AND https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0429/2022042902285.pdf Non-Voting      
           
1.A   RE-ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND UNTIL THEIR SUCCESSORS ARE ELECTED AND DULY QUALIFIED, OR UNTIL SUCH DIRECTORS’ EARLIER DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR REMOVAL: WILLIAM LEI DING Mgmt For For  
           
1.B   RE-ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND UNTIL THEIR SUCCESSORS ARE ELECTED AND DULY QUALIFIED, OR UNTIL SUCH DIRECTORS’ EARLIER DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR REMOVAL: ALICE YU-FEN CHENG Mgmt For For  
           
1.C   RE-ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND UNTIL THEIR SUCCESSORS ARE ELECTED AND DULY QUALIFIED, OR UNTIL SUCH DIRECTORS’ EARLIER DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR REMOVAL: JOSEPH TZE KAY TONG Mgmt For For  
           
1.D   RE-ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND UNTIL THEIR SUCCESSORS ARE ELECTED AND DULY QUALIFIED, OR UNTIL SUCH DIRECTORS’ EARLIER DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR REMOVAL: LUN FENG Mgmt For For  
           
1.E   RE-ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND UNTIL THEIR SUCCESSORS ARE ELECTED AND DULY QUALIFIED, OR UNTIL SUCH DIRECTORS’ EARLIER DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR REMOVAL: MICHAEL MAN KIT LEUNG Mgmt For For  
           
2     RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS AUDITORS OF NETEASE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2022 FOR U.S. FINANCIAL REPORTING AND HONG KONG FINANCIAL REPORTING PURPOSES, RESPECTIVELY Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 43 of 84  

 

Unassigned

NETFLIX, INC.    
Security: 64110L106 Agenda Number: 935620422
Ticker: NFLX Meeting Type: Annual
ISIN: US64110L1061 Meeting Date: 6/2/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Timothy Haley Mgmt For For  
           
1b.   Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Leslie Kilgore Mgmt For For  
           
1c.   Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Strive Masiyiwa Mgmt For For  
           
1d.   Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Ann Mather Mgmt For For  
           
2.    Management Proposal: Declassification of the Board of Directors. Mgmt For For  
           
3.    Management Proposal: Elimination of Supermajority Voting Provisions. Mgmt For For  
           
4.    Management Proposal: Creation of a New Stockholder Right to Call a Special Meeting. Mgmt For For  
           
5.    Ratification of Appointment of Independent Registered Public Accounting Firm. Mgmt For For  
           
6.    Advisory Approval of Executive Officer Compensation. Mgmt Against Against  
           
7.    Stockholder Proposal entitled, “Proposal 7 - Simple Majority Vote,” if properly presented at the meeting. Shr Against For  
           
8.    Stockholder Proposal entitled, “Proposal 8 - Lobbying Activity Report,” if properly presented at the meeting. Mgmt Against For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 44 of 84  

 

Unassigned

ORACLE CORPORATION    
Security: 68389X105 Agenda Number: 935498027
Ticker: ORCL Meeting Type: Annual
ISIN: US68389X1054 Meeting Date: 11/10/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1             Jeffrey S. Berg Mgmt For For  
           
  2             Michael J. Boskin Mgmt For For  
           
  3             Safra A. Catz Mgmt For For  
           
  4             Bruce R. Chizen Mgmt For For  
           
  5             George H. Conrades Mgmt For For  
           
  6             Lawrence J. Ellison Mgmt For For  
           
  7             Rona A. Fairhead Mgmt For For  
           
  8             Jeffrey O. Henley Mgmt For For  
           
  9             Renee J. James Mgmt For For  
           
  10           Charles W. Moorman IV Mgmt For For  
           
  11           Leon E. Panetta Mgmt For For  
           
  12           William G. Parrett Mgmt For For  
           
  13           Naomi O. Seligman Mgmt For For  
           
  14           Vishal Sikka Mgmt For For  
           
2.    Advisory Vote to Approve the Compensation of our Named Executive Officers. Mgmt Against Against  
           
3.    Approve an Amendment to the Oracle Corporation 2020 Equity Incentive Plan. Mgmt Against Against  
           
4.    Ratification of Selection of Independent Registered Public Accounting Firm. Mgmt For For  
           
5.    Stockholder Proposal Regarding Racial Equity Audit. Shr For Against  
           
6.    Stockholder Proposal Regarding Independent Board Chair. Shr Against For  
           
7.    Stockholder Proposal Regarding Political Spending. Shr Against For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 45 of 84  

 

Unassigned

PALANTIR TECHNOLOGIES INC.    
Security: 69608A108 Agenda Number: 935627818
Ticker: PLTR Meeting Type: Annual
ISIN: US69608A1088 Meeting Date: 6/7/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1              Alexander Karp Mgmt For For  
           
  2              Stephen Cohen Mgmt For For  
           
  3              Peter Thiel Mgmt For For  
           
  4              Alexander Moore Mgmt For For  
           
  5              Alexandra Schiff Mgmt For For  
           
  6              Lauren Friedman Stat Mgmt For For  
           
  7              Eric Woersching Mgmt For For  
           
2.    Ratification of the appointment of Ernst & Young LLP as Palantir’s independent registered public accounting firm for 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 46 of 84  

 

Unassigned

PALO ALTO NETWORKS, INC.    
Security: 697435105 Agenda Number: 935512699
Ticker: PANW Meeting Type: Annual
ISIN: US6974351057 Meeting Date: 12/14/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Class I Director: John M. Donovan Mgmt For For  
           
1B.   Election of Class I Director: Right Honorable Sir John Key Mgmt For For  
           
1C.   Election of Class I Director: Mary Pat McCarthy Mgmt For For  
           
1D.   Election of Class I Director: Nir Zuk Mgmt For For  
           
2.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2022. Mgmt For For  
           
3.    To approve, on an advisory basis, the compensation of our named executive officers. Mgmt Against Against  
           
4.    To approve the 2021 Palo Alto Networks, Inc. Equity Incentive Plan. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 47 of 84  

 

Unassigned

PAYCOM SOFTWARE, INC.    
Security: 70432V102 Agenda Number: 935593649
Ticker: PAYC Meeting Type: Annual
ISIN: US70432V1026 Meeting Date: 5/2/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.1   Election of Class III Director: Jason D. Clark Mgmt For For  
           
1.2   Election of Class III Director: Henry C. Duques Mgmt For For  
           
1.3   Election of Class III Director: Chad Richison Mgmt For For  
           
2.    Ratification of the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. Mgmt For For  
           
3.    Advisory vote to approve the compensation of the Company’s named executive officers. Mgmt Against Against  
           
4.    Advisory vote on the frequency of future advisory votes on executive compensation. Mgmt 1 Year For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 48 of 84  

 

Unassigned

PAYLOCITY HOLDING CORPORATION    
Security: 70438V106 Agenda Number: 935504781
Ticker: PCTY Meeting Type: Annual
ISIN: US70438V1061 Meeting Date: 12/1/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1               Virginia G. Breen Mgmt For For  
           
  2               Robin L. Pederson Mgmt For For  
           
  3               Ronald V. Waters Mgmt For For  
           
2.    Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2022. Mgmt For For  
           
3.    Advisory vote to approve compensation of named executive officers. Mgmt For For  
           
4.    Approval of an amendment to our First Amended and Restated Certificate of Incorporation to declassify our board of directors. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 49 of 84  

 

Unassigned

PINDUODUO INC    
Security: 722304102 Agenda Number: 935472338
Ticker: PDD Meeting Type: Annual
ISIN: US7223041028 Meeting Date: 7/25/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    As an ordinary resolution: THAT Mr. Lei Chen be re-elected as a director of the Company. Mgmt For    
           
2.    As an ordinary resolution: THAT Mr. Anthony Kam Ping Leung be re-elected as a director of the Company. Mgmt For    
           
3.    As an ordinary resolution: THAT Mr. Haifeng Lin be re-elected as a director of the Company. Mgmt For    
           
4.    As an ordinary resolution: THAT Dr. Qi Lu be re-elected as a director of the Company. Mgmt For    
           
5.    As an ordinary resolution: THAT Mr. Nanpeng Shen be re-elected as a director of the Company. Mgmt For    
           
6.    As an ordinary resolution: THAT Mr. George Yong-Boon Yeo be re-elected as a director of the Company. Mgmt For    

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 50 of 84  

 

Unassigned

PINDUODUO INC    
Security: 722304102 Agenda Number: 935494738
Ticker: PDD Meeting Type: Special
ISIN: US7223041028 Meeting Date: 9/29/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    As an ordinary resolution: THAT the 10 Billion Agriculture Initiative as detailed in the Company’s proxy statement be approved. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 51 of 84  

 

Unassigned

PINTEREST, INC.    
Security: 72352L106 Agenda Number: 935603894
Ticker: PINS Meeting Type: Annual
ISIN: US72352L1061 Meeting Date: 5/26/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Class IIl Director to hold office until the 2025 annual meeting: Leslie J. Kilgore Mgmt For For  
           
1B.   Election of Class IIl Director to hold office until the 2025 annual meeting: Benjamin Silbermann Mgmt For For  
           
1C.   Election of Class IIl Director to hold office until the 2025 annual meeting: Salaam Coleman Smith Mgmt For For  
           
2.    Ratify the audit committee’s selection of Ernst & Young LLP as the company’s independent registered public accounting firm for the fiscal year 2022 Mgmt For For  
           
3.    Approve, on an advisory non-binding basis, the compensation of our named executive officers Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 52 of 84  

 

Unassigned

QUALTRICS INTERNATIONAL INC.    
Security: 747601201 Agenda Number: 935587622
Ticker: XM Meeting Type: Annual
ISIN: US7476012015 Meeting Date: 5/25/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Director: Ritu Bhargava Mgmt For For  
           
1B.   Election of Director: Egon Durban Mgmt Against Against  
           
1C.   Election of Director: Sindhu Gangadharan Mgmt Against Against  
           
1D.   Election of Director: Omar Johnson Mgmt For For  
           
1E.   Election of Director: Christian Klein Mgmt Against Against  
           
1F.   Election of Director: Luka Mucic Mgmt For For  
           
1G.   Election of Director: Donald Paoni Mgmt For For  
           
1H.   Election of Director: Scott Russell Mgmt Against Against  
           
1I.   Election of Director: Zig Serafin Mgmt For For  
           
1J.   Election of Director: Ryan Smith Mgmt For For  
           
1K.   Election of Director: Kelly Steckelberg Mgmt For For  
           
2.    Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For  
           
3.    Approval, on a non-binding, advisory basis, of the compensation of our named executive officers. Mgmt Against Against  
           
4.    Advisory vote on the frequency of future non- binding, advisory votes on the compensation of our named executive officers. Mgmt 1 Year Against  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 53 of 84  

 

Unassigned

ROBLOX CORPORATION    
Security: 771049103 Agenda Number: 935599540
Ticker: RBLX Meeting Type: Annual
ISIN: US7710491033 Meeting Date: 5/26/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1              Christopher Carvalho Mgmt For For  
           
  2              Gina Mastantuono Mgmt For For  
           
2.    Advisory Vote on the Compensation of our Named Executive Officers. Mgmt Against Against  
           
3.    Advisory Vote on the Frequency of Future Stockholder Advisory Votes on the Compensation of our Named Executive Officers. Mgmt 1 Year For  
           
4.    Ratification of Independent Registered Public Accounting Firm. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 54 of 84  

 

Unassigned

ROKU, INC.    
Security: 77543R102 Agenda Number: 935625547
Ticker: ROKU Meeting Type: Annual
ISIN: US77543R1023 Meeting Date: 6/9/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Class II Director to serve until the 2025 Annual Meeting: Gina Luna Mgmt For For  
           
1b.   Election of Class II Director to serve until the 2025 Annual Meeting: Ray Rothrock Mgmt For For  
           
2a.   Election of Class III Director to serve until the 2023 Annual Meeting: Jeffrey Hastings Mgmt For For  
           
3.    Advisory vote to approve our named executive officer compensation. Mgmt Against Against  
           
4.    To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 55 of 84  

 

Unassigned

SALESFORCE, INC.    
Security: 79466L302 Agenda Number: 935626258
Ticker: CRM Meeting Type: Annual
ISIN: US79466L3024 Meeting Date: 6/9/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Director: Marc Benioff Mgmt For For  
           
1b.   Election of Director: Bret Taylor Mgmt For For  
           
1c.   Election of Director: Laura Alber Mgmt For For  
           
1d.   Election of Director: Craig Conway Mgmt For For  
           
1e.   Election of Director: Parker Harris Mgmt For For  
           
1f.   Election of Director: Alan Hassenfeld Mgmt For For  
           
1g.   Election of Director: Neelie Kroes Mgmt For For  
           
1h.   Election of Director: Oscar Munoz Mgmt For For  
           
1i.   Election of Director: Sanford Robertson Mgmt For For  
           
1j.   Election of Director: John V. Roos Mgmt For For  
           
1k.   Election of Director: Robin Washington Mgmt For For  
           
1l.   Election of Director: Maynard Webb Mgmt For For  
           
1m.   Election of Director: Susan Wojcicki Mgmt For For  
           
2.    Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. Mgmt For For  
           
3.    Amendment and restatement of our 2004 Employee Stock Purchase Plan to increase the number of shares reserved for issuance. Mgmt For For  
           
4.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. Mgmt For For  
           
5.    An advisory vote to approve the fiscal 2022 compensation of our named executive officers. Mgmt For For  
           
6.    A stockholder proposal requesting a policy to require the Chair of the Board of Directors be an independent member of the Board, if properly presented at the meeting. Shr Against For  
           
7.    A stockholder proposal requesting a racial equity audit, if properly presented at the meeting. Shr For Against  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 56 of 84  

 

Unassigned

SAP SE    
Security: D66992104 Agenda Number: 715404466
Ticker:   Meeting Type: AGM
ISIN: DE0007164600 Meeting Date: 5/18/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
1     RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 Non-Voting      
           
2     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.95 PER SHARE AND SPECIAL DIVIDENDS OF EUR 0.50 PER SHARE Mgmt For For  
           
3     APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 Mgmt For For  
           
4     APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 Mgmt For For  
           
5     RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 Mgmt For For  
           
6     RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2023 Mgmt For For  
           
7     APPROVE REMUNERATION REPORT Mgmt For For  
           
8.1   ELECT HASSO PLATTNER TO THE SUPERVISORY BOARD Mgmt For For  
           
8.2   ELECT ROUVEN WESTPHAL TO THE SUPERVISORY BOARD Mgmt For For  
           
8.3   ELECT GUNNAR WIEDENFELS TO THE SUPERVISORY BOARD Mgmt For For  
           
8.4   ELECT JENNIFER XIN-ZHE LI TO THE SUPERVISORY BOARD Mgmt For For  
           
9     APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For  
           
CMMT  FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE Non-Voting      
           
CMMT  ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. Non-Voting      
           
CMMT  INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. Non-Voting      
           
CMMT  “INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE” Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 57 of 84  

 

Unassigned

SEA LIMITED    
Security: 81141R100 Agenda Number: 935545179
Ticker: SE Meeting Type: Annual
ISIN: US81141R1005 Meeting Date: 2/14/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    AS A SPECIAL RESOLUTION, that the Eighth Amended and Restated Memorandum and Articles of Association of the Company currently in effect be amended and restated by their deletion in their entirety and the substitution in their place of the Ninth Amended and Restated Memorandum and Articles of Association annexed as Annex A of the Notice of the Annual General Meeting. Mgmt Against Against  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 58 of 84  

 

Unassigned

SERVICENOW, INC.    
Security: 81762P102 Agenda Number: 935626068
Ticker: NOW Meeting Type: Annual
ISIN: US81762P1021 Meeting Date: 6/9/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Director: Susan L. Bostrom Mgmt For For  
           
1b.   Election of Director: Teresa Briggs Mgmt For For  
           
1c.   Election of Director: Jonathan C. Chadwick Mgmt For For  
           
1d.   Election of Director: Paul E. Chamberlain Mgmt For For  
           
1e.   Election of Director: Lawrence J. Jackson, Jr. Mgmt For For  
           
1f.   Election of Director: Frederic B. Luddy Mgmt For For  
           
1g.   Election of Director: Jeffrey A. Miller Mgmt For For  
           
1h.   Election of Director: Joseph “Larry” Quinlan Mgmt For For  
           
1i.   Election of Director: Sukumar Rathnam Mgmt For For  
           
2.    To approve, on an advisory basis, the compensation of our Named Executive Officers (“Say-on-Pay”). Mgmt Against Against  
           
3.    To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 59 of 84  

 

Unassigned

SHOPIFY INC.    
Security: 82509L107 Agenda Number: 935633289
Ticker: SHOP Meeting Type: Annual and Special
ISIN: CA82509L1076 Meeting Date: 6/7/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A    Election of Director: Tobias Lütke Mgmt For For  
           
1B    Election of Director: Robert Ashe Mgmt For For  
           
1C    Election of Director: Gail Goodman Mgmt For For  
           
1D    Election of Director: Colleen Johnston Mgmt For For  
           
1E    Election of Director: Jeremy Levine Mgmt For For  
           
1F    Election of Director: John Phillips Mgmt For For  
           
1G    Election of Director: Fidji Simo Mgmt For For  
           
2     Appointment of the Auditors Resolution approving the re-appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. Mgmt For For  
           
3     Approval of Arrangement Special resolution, the full text of which is attached as Schedule A to the management information circular dated April 11, 2022, to approve, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List) dated April 11, 2022, a proposed plan of arrangement pursuant to Section 192 of the Canada Business Corporations Act to effect, among other things, certain updates to the Company’s governance structure, including an amendment to Shopify Inc.’s restated articles of incorporation to provide for the creation of a new class of share, designated as the Founder share, and the issuance of such Founder share to Shopify Inc.’s Founder and Chief Executive Officer, Mr. Tobias Lütke. Mgmt Against Against  
           
4     Approval of Share Split Special resolution, the full text of which is attached as Schedule B to the management information circular dated April 11, 2022, to approve an amendment to Shopify Inc.’s restated articles of incorporation to effect a ten-for-one split of its Class A subordinate voting shares and Class B multiple voting shares. Mgmt For For  
           
5     Advisory Vote on Executive Compensation Non-binding advisory resolution that the shareholders accept Shopify Inc.’s approach to executive compensation as disclosed in the management information circular dated April 11, 2022. Mgmt Against Against  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 60 of 84  

 

Unassigned

SINCH AB    
Security: W835AF448 Agenda Number: 714712507
Ticker:   Meeting Type: EGM
ISIN: SE0016101844 Meeting Date: 10/26/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting      
           
CMMT  VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION Non-Voting      
           
CMMT  A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
CMMT  VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
1     OPENING OF THE MEETING Non-Voting      
           
2     APPOINTMENT OF CHAIRMAN OF THE MEETING: ERIK FROBERG Non-Voting      
           
3     ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES Non-Voting      
           
4     PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting      
           
5     APPROVAL OF THE AGENDA Non-Voting      
           
6     DETERMINATION THAT THE MEETING HAS BEEN DULY CONVENED Non-Voting      
           
7     RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON NEW ISSUES OF SHARES WITH PAYMENT IN KIND (THE DELIVER HOLDINGS LLC MERGER) Mgmt For For  
           
8     RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON NEW ISSUES OF SHARES Mgmt For For  
           
9     RESOLUTION ON INCENTIVE PROGRAM II 2021 Mgmt For For  
           
10    CLOSING OF THE MEETING Non-Voting      
           
CMMT  01 OCT 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN Non-Voting      
           
  DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU        
           
CMMT  01 OCT 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      
           
CMMT  01 OCT 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 61 of 84  

 

Unassigned

SINCH AB    
Security: W835AF448 Agenda Number: 715639665
Ticker:   Meeting Type: AGM
ISIN: SE0016101844 Meeting Date: 6/9/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting      
           
CMMT  VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION Non-Voting      
           
CMMT  A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
CMMT  VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
1     OPENING OF THE MEETING Non-Voting      
           
2     ERIK FROBERG APPOINTMENT OF CHAIRMAN OF THE MEETING Non-Voting      
           
3     THE BOARD OF DIRECTORS PROPOSE JONAS FREDRIKSSON REPRESENTING NEQST D2 AB, OR IN HIS ABSENCE, THE PERSON OR PERSONS THAT THE BOARD OF DIRECTORS DESIGNATES ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES Non-Voting      
           
4     PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting      
           
5     APPROVAL OF THE AGENDA Non-Voting      
           
6     DETERMINATION THAT THE MEETING HAS BEEN DULY CONVENED Non-Voting      
           
7     PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS REPORT AS WELL AS THE CONSOLIDATED ANNUAL REPORT AND THE AUDITORS GROUP REPORT Non-Voting      
           
8.A   RESOLUTION ON: ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED PROFIT AND LOSS STATEMENT AND CONSOLIDATED BALANCE SHEET Mgmt For For  
           
8.B   RESOLUTION ON: APPROPRIATION OF THE COMPANY’S PROFIT OR LOSS ACCORDING TO THE ADOPTED BALANCE SHEET Mgmt For For  
           
8.C.1 RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE MEMBER OF THE BOARD OF DIRECTORS: ERIK FROBERG (CHAIRMAN) Mgmt For For  
           
8.C.2 RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE MEMBER OF THE BOARD OF DIRECTORS: LUCIANA CARVALHO Mgmt For For  
           
8.C.3 RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE MEMBER OF THE BOARD OF DIRECTORS: BRIDGET COSGRAVE Mgmt For For  
           
8.C.4 RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE MEMBER OF THE BOARD OF DIRECTORS: RENEE ROBINSON STROMBERG Mgmt For For  
           
8.C.5 RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE MEMBER OF THE BOARD OF DIRECTORS: JOHAN STUART Mgmt For For  
           
8.C.6 RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE MEMBER OF THE BOARD OF DIRECTORS: BJORN ZETHRAEUS Mgmt For For  
           
8.C.7 RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE CEO: OSCAR WERNER Mgmt For For  
           
8.C.8 RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE DEPUTY CEO: ROBERT GERSTMANN Mgmt For For  
           
9     RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AND DEPUTY MEMBERS AS WELL AS AUDITORS AND DEPUTY AUDITORS Mgmt For For  
           
10.1  RESOLUTION ON REMUNERATION TO THE BOARD OF DIRECTORS Mgmt For For  
           
10.2  RESOLUTION ON REMUNERATION TO THE AUDITORS Mgmt For For  
           
11.11 RE-ELECTION OF MEMBER OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: ERIK FROBERG (AS CHAIRMAN, RE-ELECTION Mgmt Against Against  
           
11.12 RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: RENEE ROBINSON STROMBERG Mgmt For For  
           
11.13 RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JOHAN STUART Mgmt For For  
           
11.14 RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: BJORN ZETHRAEUS Mgmt For For  
           
11.15 RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: BRIDGET COSGRAVE Mgmt For For  
           
11.16 ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: HUDSON SMITH Mgmt For For  
           
11.2  RE-ELECTION OF AUDITORS: DELOITTE AB Mgmt For For  
           
12    RESOLUTION ON THE PRINCIPLES FOR THE NOMINATION COMMITTEE AND INSTRUCTIONS FOR THE NOMINATION COMMITTEE Mgmt For For  
           
13    RESOLUTION ON GUIDELINES FOR COMPENSATION TO SENIOR EXECUTIVES Mgmt For For  
           
14    RESOLUTION ON APPROVAL OF THE REMUNERATION REPORT Mgmt For For  
           
15    RESOLUTION ON AUTHORIZATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON NEW ISSUES OF SHARES Mgmt For For  
           
16    RESOLUTION ON AMENDMENT TO THE ARTICLES OF ASSOCIATION Mgmt For For  
           
17    RESOLUTION ON INCENTIVE PROGRAM 2022 AND ISSUE OF WARRANTS AND EMPLOYEE STOCK OPTIONS Mgmt For For  
           
18    CLOSING OF THE MEETING Non-Voting      
           
CMMT  INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
CMMT  PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE Non-Voting      
           
  SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU        

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 62 of 84  

 

Unassigned

SMARTSHEET INC.    
Security: 83200N103 Agenda Number: 935636766
Ticker: SMAR Meeting Type: Annual
ISIN: US83200N1037 Meeting Date: 6/17/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1               Elena Gomez Mgmt For For  
           
  2               Mark P. Mader Mgmt For For  
           
  3               Magdalena Yesil Mgmt For For  
           
2.    Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. Mgmt For For  
           
3.    Approval, on an advisory basis, of the compensation of our named executive officers. Mgmt Against Against  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 63 of 84  

 

Unassigned

SNOWFLAKE INC.    
Security: 833445109 Agenda Number: 935443375
Ticker: SNOW Meeting Type: Annual
ISIN: US8334451098 Meeting Date: 7/8/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Class I Director: Benoit Dageville Mgmt For For  
           
1B.   Election of Class I Director: Mark S. Garrett Mgmt For For  
           
1C.   Election of Class I Director: Jayshree V. Ullal Mgmt For For  
           
2.    To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 64 of 84  

 

Unassigned

SPLUNK INC.    
Security: 848637104 Agenda Number: 935638316
Ticker: SPLK Meeting Type: Annual
ISIN: US8486371045 Meeting Date: 6/16/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Class I Director: Mark Carges Mgmt For For  
           
1b.   Election of Class I Director: Kenneth Hao Mgmt For For  
           
1c.   Election of Class I Director: Elisa Steele Mgmt For For  
           
2.    To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2023. Mgmt For For  
           
3.    To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement. Mgmt For For  
           
4.    To approve the Splunk Inc. 2022 Equity Incentive Plan and the reservation of shares thereunder. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 65 of 84  

 

Unassigned

SPOTIFY TECHNOLOGY S.A.    
Security: L8681T102 Agenda Number: 935559534
Ticker: SPOT Meeting Type: Annual
ISIN: LU1778762911 Meeting Date: 4/20/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    Approve the Company’s annual accounts for the financial year ended December 31, 2021 and the Company’s consolidated financial statements for the financial year ended December 31, 2021. Mgmt For For  
           
2.    Approve allocation of the Company’s annual results for the financial year ended December 31, 2021. Mgmt For For  
           
3.    Grant discharge of the liability of the members of the Board of Directors for, and in connection with, the financial year ended December 31, 2021. Mgmt For For  
           
4A.   Election of Director: Mr. Daniel Ek (A Director) Mgmt For For  
           
4B.   Election of Director: Mr. Martin Lorentzon (A Director) Mgmt For For  
           
4C.   Election of Director: Mr. Shishir Samir Mehrotra (A Director) Mgmt For For  
           
4D.   Election of Director: Mr. Christopher Marshall (B Director) Mgmt For For  
           
4E.   Election of Director: Mr. Barry McCarthy (B Director) Mgmt For For  
           
4F.   Election of Director: Ms. Heidi O’Neill (B Director) Mgmt For For  
           
4G.   Election of Director: Mr. Ted Sarandos (B Director) Mgmt For For  
           
4H.   Election of Director: Mr. Thomas Owen Staggs (B Director) Mgmt For For  
           
4I.   Election of Director: Ms. Cristina Mayville Stenbeck (B Director) Mgmt For For  
           
4J.   Election of Director: Ms. Mona Sutphen (B Director) Mgmt For For  
           
4K.   Election of Director: Ms. Padmasree Warrior (B Director) Mgmt For For  
           
5.    Appoint Ernst & Young S.A. (Luxembourg) as the independent auditor for the period ending at the general meeting approving the annual accounts for the financial year ending on December 31, 2022. Mgmt For For  
           
6.    Approve the directors’ remuneration for the year 2022. Mgmt For For  
           
7.    Authorize and empower each of Mr. Guy Harles and Mr. Alexandre Gobert to execute and deliver, under their sole signature, on behalf of the Company and with full power of substitution, any documents necessary or useful in connection with the annual filing and registration required by the Luxembourg laws. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 66 of 84  

 

Unassigned

TAKE-TWO INTERACTIVE SOFTWARE, INC.    
Security: 874054109 Agenda Number: 935479584
Ticker: TTWO Meeting Type: Annual
ISIN: US8740541094 Meeting Date: 9/14/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Director: Strauss Zelnick Mgmt For For  
           
1B.   Election of Director: Michael Dornemann Mgmt For For  
           
1C.   Election of Director: J. Moses Mgmt For For  
           
1D.   Election of Director: Michael Sheresky Mgmt For For  
           
1E.   Election of Director: LaVerne Srinivasan Mgmt For For  
           
1F.   Election of Director: Susan Tolson Mgmt For For  
           
1G.   Election of Director: Paul Viera Mgmt For For  
           
1H.   Election of Director: Roland Hernandez Mgmt For For  
           
2.    Approval, on a non-binding advisory basis, of the compensation of the Company’s “named executive officers” as disclosed in the Proxy Statement. Mgmt For For  
           
3.    Approval of the amendment to the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. Mgmt For For  
           
4.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 67 of 84  

 

Unassigned

TAKE-TWO INTERACTIVE SOFTWARE, INC.    
Security: 874054109 Agenda Number: 935610988
Ticker: TTWO Meeting Type: Special
ISIN: US8740541094 Meeting Date: 5/19/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    Approval of the issuance of shares of Take- Two common stock in connection with the combination contemplated by the Agreement and Plan of Merger, dated January 9, 2022, among Take-Two, Zebra MS I, Inc., Zebra MS II, Inc. and Zynga, as the same may be amended from time to time. Mgmt For For  
           
2.    Approval and adoption of an amendment to the Company’s Restated Certificate of Incorporation to increase the number of authorized shares of Company capital stock from 205,000,000 to 305,000,000, of which 300,000,000 shares will be common stock and 5,000,000 shares will be preferred stock. Mgmt For For  
           
3.    Approval of the adjournment of the Company’s special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Company’s special meeting to approve proposals 1 and 2. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 68 of 84  

 

Unassigned

TENCENT HOLDINGS LTD    
Security: G87572163 Agenda Number: 715422200
Ticker:   Meeting Type: AGM
ISIN: KYG875721634 Meeting Date: 5/18/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0407/2022040701706.pdf AND https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0407/2022040701714.pdf Non-Voting      
           
CMMT  PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING. Non-Voting      
           
1     TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS’ REPORT AND THE INDEPENDENT AUDITOR’S REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 Mgmt For For  
           
2     TO DECLARE A FINAL DIVIDEND Mgmt For For  
           
3.A   TO RE-ELECT MR LI DONG SHENG AS DIRECTOR Mgmt Against Against  
           
3.B   TO RE-ELECT MR IAN CHARLES STONE AS DIRECTOR Mgmt Against Against  
           
3.C   TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION Mgmt For For  
           
4     TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION Mgmt For For  
           
5     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) Mgmt Against Against  
           
6     TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) Mgmt For For  
           
7     TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) Mgmt Against Against  
           
8     TO APPROVE THE PROPOSED AMENDMENTS TO THE SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE THIRD AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY (SPECIAL RESOLUTION 8 AS SET OUT IN THE NOTICE OF THE AGM) Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 69 of 84  

 

Unassigned

TENCENT HOLDINGS LTD    
Security: G87572163 Agenda Number: 715539651
Ticker:   Meeting Type: EGM
ISIN: KYG875721634 Meeting Date: 5/18/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0425/2022042501537.pdf and https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0425/2022042501556.pdf Non-Voting      
           
CMMT  PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING Non-Voting      
           
1     TO APPROVE THE REFRESHMENT OF SCHEME MANDATE LIMIT UNDER THE SHARE OPTION PLAN OF TENCENT MUSIC ENTERTAINMENT GROUP (THE ORDINARY RESOLUTION AS SET OUT IN THE NOTICE OF THE EGM) Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 70 of 84  

 

Unassigned

THE TRADE DESK, INC.    
Security: 88339J105 Agenda Number: 935604341
Ticker: TTD Meeting Type: Annual
ISIN: US88339J1051 Meeting Date: 5/26/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.   

DIRECTOR

        
           
  1                Lise J. Buyer Mgmt For For  
           
  2                Kathryn E. Falberg Mgmt For For  
           
  3                David B. Wells Mgmt For For  
           
2.    The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For  
           
3.    The approval, on a non-binding, of the compensation of our named executive officers. Mgmt Against Against  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 71 of 84  

 

Unassigned

TRIP.COM GROUP LIMITED    
Security: 89677Q107 Agenda Number: 935524644
Ticker: TCOM Meeting Type: Annual
ISIN: US89677Q1076 Meeting Date: 12/21/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
S1.   As a special resolution, THAT the Chinese name be adopted as the dual foreign name of the Company as set out in the Notice of Annual General Meeting. Mgmt For    
           
S2.   As a special resolution, THAT the Company’s Second Amended and Restated Memorandum of Association and Articles of Association be amended and restated by their deletion in their entirety and by the substitution in their place of the Third Amended and Restated Memorandum of Association and Articles of Association in the form attached to the Notice of Annual General Meeting as Exhibit B. Mgmt For    

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 72 of 84  

 

Unassigned

TWITTER, INC.    
Security: 90184L102 Agenda Number: 935603731
Ticker: TWTR Meeting Type: Annual
ISIN: US90184L1026 Meeting Date: 5/25/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Director: Egon Durban Mgmt For For  
           
1b.   Election of Director: Patrick Pichette Mgmt For For  
           
2.    The approval, on an advisory basis, of the compensation of our named executive officers. Mgmt Against Against  
           
3.    Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. Mgmt For For  
           
4.    The approval of an amendment to our amended and restated certificate of incorporation to declassify our board of directors. Mgmt For For  
           
5.    A stockholder proposal regarding a report on risks of the use of concealment clauses, if properly presented at the Annual Meeting. Shr For Against  
           
6.    A stockholder proposal regarding a director candidate with human and/or civil rights expertise, if properly presented at the Annual Meeting. Shr For Against  
           
7.    A stockholder proposal regarding an audit analyzing the Company’s impacts on civil rights and non-discrimination, if properly presented at the Annual Meeting. Shr Against For  
           
8.    A stockholder proposal regarding an electoral spending report, if properly presented at the Annual Meeting. Shr Against For  
           
9.    A stockholder proposal regarding a report on lobbying activities and expenditures, if properly presented at the Annual Meeting. Shr Against For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 73 of 84  

 

Unassigned

TYLER TECHNOLOGIES, INC.    
Security: 902252105 Agenda Number: 935609769
Ticker: TYL Meeting Type: Annual
ISIN: US9022521051 Meeting Date: 5/12/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
           
  1                Glenn A. Carter                          Mgmt For For  
           
  2                Brenda A. Cline                          Mgmt For For  
           
  3                Ronnie D. Hawkins, Jr. Mgmt For For  
           
  4                Mary L. Landrieu                         Mgmt For For  
           
  5                John S. Marr, Jr.                        Mgmt For For  
           
  6                H. Lynn Moore, Jr.                       Mgmt For For  
           
  7                Daniel M. Pope                           Mgmt For For  
           
  8                Dustin R. Womble                         Mgmt For For  
           
2.    Amendment to Our Restated Certificate of Incorporation for A Stockholder Majority Vote Requirement for Mergers, Share Exchanges and Certain Other Transactions. Mgmt For For  
           
3.    Amendment to Our Restated Certificate of Incorporation to Permit Stockholders Holding At Least 20% of the Voting Power to Call A Special Meeting of Stockholders. Mgmt For For  
           
4.    Amendment to Our Restated Certificate of Incorporation to Provide Stockholders Holding At Least 20% of Outstanding Shares with The Right to Request Stockholder Action by Written Consent. Mgmt For For  
           
5.    Advisory Approval of Our Executive Compensation. Mgmt For For  
           
6.    Ratification of Our Independent Auditors for Fiscal Year 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 74 of 84  

 

Unassigned

UBISOFT ENTERTAINMENT    
Security: F9396N106 Agenda Number: 714178147
Ticker:   Meeting Type: MIX
ISIN: FR0000054470 Meeting Date: 7/1/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT  THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE Non-Voting      
CMMT  FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN Non-Voting      
CMMT  PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU Non-Voting      
CMMT  PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE Non-Voting      
CMMT  PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
CMMT  INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
CMMT  16 JUNE 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/2021051721017 55-59 AND https://www.journal- officiel.gouv.fr/balo/document/2021061621027 96-72 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      
1     THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON MARCH 31ST 2021, AS PRESENTED, SHOWING LOSS AMOUNTING TO EUR 14,469,543.70 Mgmt For For  
2     THE SHAREHOLDERS’ MEETING RESOLVES TO RECORD THE LOSS FOR THE YEAR OF EUR (14,469,543.70) AS A DEFICIT IN RETAINED EARNINGS, WHICH PREVIOUSLY AMOUNTED TO EUR (301,146,523.30) FOLLOWING THIS ALLOCATION, THE RETAINED EARNINGS ACCOUNT WILL SHOW A NEW BALANCE OF EUR (315,616,067.00). IN ACCORDANCE WITH THE REGULATIONS IN FORCE, THE SHAREHOLDERS’ MEETING RECALLS THAT NO DIVIDEND WAS PAID FOR THE PREVIOUS THREE FISCAL YEARS Mgmt For For  
3     THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING SHOWING EARNINGS OF EUR 103,061,465.00 Mgmt For For  
4     THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLES L. 225-38 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THAT NO NEW AGREEMENT HAS BEEN ENTERED INTO Mgmt For For  
5     THE SHAREHOLDERS’ MEETING APPROVES THE INFORMATION REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS AS MENTIONED IN ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE, FOR SAID FISCAL YEAR Mgmt For For  
6     THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR YVES GUILLEMOT, AS CEO FOR SAID FISCAL YEAR Mgmt For For  
7     THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR CLAUDE GUILLEMOT, AS DEPUTY MANAGING DIRECTOR FOR SAID FISCAL YEAR Mgmt For For  
8     THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR MICHEL GUILLEMOT, AS DEPUTY MANAGING DIRECTOR FOR SAID FISCAL YEAR Mgmt For For  
9     THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR GERARD GUILLEMOT, AS DEPUTY MANAGING DIRECTOR FOR SAID FISCAL YEAR Mgmt For For  
10    THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR CHRISTIAN GUILLEMOT, AS DEPUTY MANAGING DIRECTOR FOR SAID FISCAL YEAR Mgmt For For  
11    THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE CEO Mgmt For For  
12    THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE DEPUTY MANAGING DIRECTORS Mgmt For For  
13    THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE DIRECTORS Mgmt For For  
14    THE SHAREHOLDERS’ MEETING RATIFIES THE CO-OPTATION OF MS BELEN ESSIOUX-TRUJILLO AS A DIRECTOR TO REPLACE MS VIRGINIE HAAS, WHO RESIGNED, FOR THE REMAINDER OF MS VIRGINE HAAS’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT WILL END ON MARCH 31ST 2023 Mgmt For For  
15    THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MS LAURENCE HUBERT-MOY AS DIRECTOR FOR A 4- YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON MARCH 31ST 2025 Mgmt For For  
16    THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR DIDIER CRESPEL AS DIRECTOR FOR A 2-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON MARCH 31ST 2023 Mgmt For For  
17    THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR CLAUDE GUILLEMOT AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON MARCH 31ST 2024 Mgmt Against Against  
18    THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR MICHEL GUILLEMOT AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON MARCH 31ST 2025 Mgmt Against Against  
19    THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR CHRISTIAN GUILLEMOT AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON MARCH 31ST 2025 Mgmt Against Against  
20    THE SHAREHOLDERS’ MEETING RESOLVES TO TRANSFER THE HEAD OFFICE OF THE COMPANY TO: 2 RUE CHENE HELEUC 59910 CARENTOIR AND CONSEQUENTLY, DECIDES THE AMENDMENT OF THE BYLAWS Mgmt For For  
21    THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY’S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,371,622,560.00 OR 11,430,188 SHARES THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER CENT OF ITS CAPITAL. THE NUMBER OF TREASURY SHARES TO BE HELD BY THE COMPANY SHALL NOT EXCEED 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES Mgmt For For  
22    THE SHAREHOLDERS’ MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO 10 PER CENT OF THE SHARE CAPITAL OVER A 24- MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES Mgmt For For  
23    THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS INCREASE THE SHARE CAPITAL, IN FAVOR OF MEMBERS OF A COMPANY SAVING PLANS OF THE COMPANY AND- OR COMPANIES WITHIN THE FRAME OF THE CONSOLIDATION OR COMBINATION OF FINANCIAL STATEMENTS, BY ISSUANCE OF ORDINARY SHARES AND- OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL. THE ISSUANCE OF SECURITIES GIVING ACCESS TO PREFERENCE SHARES IS EXCLUDED. THIS DELEGATION IS GIVEN FOR A 26- MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 1.50 PER CENT OF THE SHARE CAPITAL. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES Mgmt For For  
24    THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO OF 1.50 PER CENT OF THE SHARE CAPITAL, BY ISSUANCE OF ORDINARY SHARES, EQUITY SECURITIES GIVING ACCESS TO EQUITY SECURITIES OF THE COMPANY, WITH CANCELLATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS. THE ISSUANCE OF SECURITIES GIVING ACCESS TO PREFERENCE SHARES IS EXCLUDED. THE SHAREHOLDERS’ MEETING DECIDES TO WAIVE THE PREFERENTIAL RIGHTS OF THE SHAREHOLDERS IN FAVOR OF THE EMPLOYEES, CORPORATE Mgmt For For  
  OFFICERS OF RELATED COMPANIES HAVING THEIR HEAD OFFICE ABROAD, TO BE REALIZED DIRECTLY OR THROUGH A FCPE WITHIN THE FRAME OF LEVER EFFECT OPERATIONS IN THE EVENT OF AN EMPLOYEE SHAREHOLDING SCHEME. THE PRESENT DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE ONE GIVEN BY THE SHAREHOLDERS’ MEETING OF JULY 2ND 2020 IN RESOLUTION 26. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES        
25    THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO 1.50 PER CENT OF THE SHARE CAPITAL, BY ISSUANCE OF ORDINARY SHARES, EQUITY SECURITIES GIVING ACCESS TO EQUITY SECURITIES OF THE COMPANY. THE SHAREHOLDERS’ MEETING DECIDES TO WAIVE THE PREFERENTIAL RIGHTS OF THE SHAREHOLDERS IN FAVOR OF ANY FINANCIAL INSTITUTION OR SUBSIDIARY CONTROLLED BY SUCH INSTITUTION, WHETHER THEY ARE LEGAL PERSONS OR NOT, WILLING TO SUBSCRIBE, HOLD AND TRANSFER SHARES, SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY WITHIN THE FRAME OF LEVER EFFECT OPERATIONS IN THE EVENT OF AN EMPLOYEE SHAREHOLDING SCHEME. THE PRESENT DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE ONE GIVEN BY THE SHAREHOLDERS’ MEETING OF JULY 2ND 2020 IN RESOLUTION 27. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES Mgmt For For  
26    THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE EXISTING OR FUTURE SHARES, IN FAVOR OF THE EMPLOYEES, INCLUDING ANY MEMBERS OF THE EXECUTIVE COMMITTEE OF THE UBISOFT GROUP AND EXCLUDING THE MANAGING CORPORATE OFFICERS OF THE COMPANY AS PER RESOLUTION 27, FOR AN AMOUNT REPRESENTING 2 PER CENT OF THE ORDINARY SHARES COMPOSING THE SHARE CAPITAL. THE PRESENT AUTHORIZATION IS GRANTED FOR A 38-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES Mgmt For For  
27    THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE EXISTING OR FUTURE SHARES, IN FAVOR OF THE MANAGING CORPORATE OFFICERS, FOR AN AMOUNT REPRESENTING 0.10 PER CENT OF THE ORDINARY SHARES COMPOSING THE SHARE CAPITAL. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 26. THE PRESENT AUTHORIZATION IS GRANTED FOR A 38-MONTH PERIOD AND SUPERSEDES THE RESOLUTION 29 OF THE SHAREHOLDERS’ MEETING OF JULY 1ST, 2020. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL Mgmt Against Against  
  NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES        
28    THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 75 of 84  

 

Unassigned

UIPATH, INC.    
Security: 90364P105 Agenda Number: 935640525
Ticker: PATH Meeting Type: Annual
ISIN: US90364P1057 Meeting Date: 6/16/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1a.   Election of Director to hold office until the 2023 Annual meeting: Daniel Dines Mgmt For For  
1b.   Election of Director to hold office until the 2023 Annual meeting: Philippe Botteri Mgmt For For  
1c.   Election of Director to hold office until the 2023 Annual meeting: Carl Eschenbach Mgmt For For  
1d.   Election of Director to hold office until the 2023 Annual meeting: Michael Gordon Mgmt For For  
1e.   Election of Director to hold office until the 2023 Annual meeting: Kimberly L. Hammonds Mgmt For For  
1f.   Election of Director to hold office until the 2023 Annual meeting: Daniel D. Springer Mgmt For For  
1g.   Election of Director to hold office until the 2023 Annual meeting: Laela Sturdy Mgmt For For  
1h.   Election of Director to hold office until the 2023 Annual meeting: Jennifer Tejada Mgmt For For  
1i.   Election of Director to hold office until the 2023 Annual meeting: Richard P. Wong Mgmt For For  
2.    To ratify the selection by the Audit Committee of our Board of Directors of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 76 of 84  

 

Unassigned

UNITY SOFTWARE INC    
Security: 91332U101 Agenda Number: 935609733
Ticker: U Meeting Type: Annual
ISIN: US91332U1016 Meeting Date: 6/2/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
  1                Egon Durban                              Mgmt For For  
  2                Barry Schuler                            Mgmt For For  
  3                Robynne Sisco                            Mgmt For For  
2.    To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. Mgmt For For  
3.    To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the proxy statement. Mgmt Against Against  
4.    To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company’s named executive officers. Mgmt 1 Year For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 77 of 84  

 

Unassigned

VERISIGN, INC.    
Security: 92343E102 Agenda Number: 935605800
Ticker: VRSN Meeting Type: Annual
ISIN: US92343E1029 Meeting Date: 5/26/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.1   Election of Director: D. James Bidzos Mgmt For For  
1.2   Election of Director: Courtney D. Armstrong Mgmt For For  
1.3   Election of Director: Ari Buchalter Mgmt For For  
1.4   Election of Director: Kathleen A. Cote Mgmt For For  
1.5   Election of Director: Thomas F. Frist III Mgmt For For  
1.6   Election of Director: Jamie S. Gorelick Mgmt For For  
1.7   Election of Director: Roger H. Moore Mgmt For For  
1.8   Election of Director: Timothy Tomlinson Mgmt For For  
2.    To approve, on a non-binding, advisory basis, the Company’s executive compensation. Mgmt For For  
3.    To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. Mgmt For For  
           
4.    To vote on a stockholder proposal, if properly presented at the meeting, regarding an amendment to the Company’s special meeting right. Shr Against For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 78 of 84  

 

Unassigned

VMWARE, INC.    
Security: 928563402 Agenda Number: 935447789
Ticker: VMW Meeting Type: Annual
ISIN: US9285634021 Meeting Date: 7/23/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1A.   Election of Director: Kenneth Denman Mgmt For For  
2.    An advisory vote to approve named executive officer compensation, as described in VMware’s Proxy Statement. Mgmt For For  
3.    To approve an amendment to the Amended and Restated 2007 Equity and Incentive Plan. Mgmt For For  
4.    To approve an amendment to the Amended and Restated 2007 Employee Stock Purchase Plan. Mgmt For For  
5.    To ratify the selection by the Audit Committee of VMware’s Board of Directors of PricewaterhouseCoopers LLP as VMware’s independent auditor for the fiscal year ending January 28, 2022. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 79 of 84  

 

Unassigned

XERO LTD    
Security: Q98665104 Agenda Number: 714457101
Ticker:   Meeting Type: AGM
ISIN: NZXROE0001S2 Meeting Date: 8/12/2021

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) FOR THE RELEVANT PROPOSAL ITEMS Non-Voting      
1     FIXING THE FEES AND EXPENSES OF THE AUDITOR Mgmt For For  
2     RE-ELECTION OF DALE MURRAY, CBE Mgmt For For  
3     ELECTION OF STEVEN ALDRICH Mgmt For For  
4     INCREASE THE NON-EXECUTIVE DIRECTORS’ FEE POOL CAP Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 80 of 84  

 

Unassigned

Z HOLDINGS CORPORATION    
Security: J9894K105 Agenda Number: 715717154
Ticker:   Meeting Type: AGM
ISIN: JP3933800009 Meeting Date: 6/17/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
  Please reference meeting materials. Non-Voting      
1     Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations Mgmt For For  
2.1   Appoint a Director who is not Audit and Supervisory Committee Member Kawabe, Kentaro Mgmt For For  
2.2   Appoint a Director who is not Audit and Supervisory Committee Member Idezawa, Takeshi Mgmt For For  
2.3   Appoint a Director who is not Audit and Supervisory Committee Member Jungho Shin Mgmt For For  
2.4   Appoint a Director who is not Audit and Supervisory Committee Member Ozawa, Takao Mgmt For For  
2.5   Appoint a Director who is not Audit and Supervisory Committee Member Masuda, Jun Mgmt For For  
2.6   Appoint a Director who is not Audit and Supervisory Committee Member Oketani, Taku Mgmt For For  
3.1   Appoint a Director who is Audit and Supervisory Committee Member Hasumi, Maiko Mgmt For For  
3.2   Appoint a Director who is Audit and Supervisory Committee Member Kunihiro, Tadashi Mgmt For For  
3.3   Appoint a Director who is Audit and Supervisory Committee Member Hatoyama, Rehito Mgmt For For  
4     Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) Mgmt For For  
5     Approve Details of Compensation as Stock Options for Directors (Excluding Directors who are Audit and Supervisory Committee Members) Mgmt For For  
6     Approve Details of the Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) Mgmt For For  
7     Approve Details of the Stock Compensation to be received by Directors who are Audit and Supervisory Committee Members Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 81 of 84  

 

Unassigned

ZENDESK, INC.    
Security: 98936J101 Agenda Number: 935541830
Ticker: ZEN Meeting Type: Special
ISIN: US98936J1016 Meeting Date: 2/25/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    Zendesk Share Issuance Proposal. To approve the issuance of shares of Zendesk common stock to the stockholders of Momentive Global Inc. (“Momentive”) in connection with the merger contemplated by the Agreement and Plan of Merger, dated October 28, 2021, as it may be amended from time to time, by and among Zendesk, Milky Way Acquisition Corp., and Momentive. Mgmt Against Against  
           
2.    Zendesk Adjournment Proposal. To approve the adjournment of the Zendesk special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Zendesk special meeting to approve the Zendesk Share Issuance Proposal. Mgmt Against Against

 

 

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 82 of 84  

 

Unassigned

ZOOM VIDEO COMMUNICATIONS, INC.    
Security: 98980L101 Agenda Number: 935636956
Ticker: ZM Meeting Type: Annual
ISIN: US98980L1017 Meeting Date: 6/16/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
  1            Carl M. Eschenbach                       Mgmt For For  
  2            William R. McDermott                     Mgmt For For  
  3            Janet Napolitano                         Mgmt For For  
  4            Santiago Subotovsky                      Mgmt For For  
2.    Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2023. Mgmt For For  
3.    To approve, on an advisory non-binding basis, the compensation of our named executive officers as disclosed in our proxy statement. Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 83 of 84  

 

Unassigned

ZOOMINFO TECHNOLOGIES INC.    
Security: 98980F104 Agenda Number: 935587177
Ticker: ZI Meeting Type: Annual
ISIN: US98980F1049 Meeting Date: 5/17/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    Election of Director: Mark Mader Mgmt For For  
2.    To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2022. Mgmt For For  
3.    To approve, on an advisory, non-binding basis, the frequency of future stockholder non-binding advisory votes on the compensation of our named executive officers. Mgmt 1 Year For  
4A.   To approve administrative amendments to governing documents related to our corporate reorganization, including: Amend provisions in our amended and restated certificate of incorporation relating to our classes of common stock. Mgmt For For  
4B.   To approve administrative amendments to governing documents related to our corporate reorganization, including: Remove the pass- through voting provision from our subsidiary’s certificate of incorporation. Mgmt For For  

 

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 84 of 84  

 

Unassigned

ZSCALER, INC.    
Security: 98980G102 Agenda Number: 935521484
Ticker: ZS Meeting Type: Annual
ISIN: US98980G1022 Meeting Date: 1/5/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    DIRECTOR        
  1           Karen Blasing                            Mgmt For For  
  2           Charles Giancarlo                        Mgmt For For  
  3           Eileen Naughton                          Mgmt For For  
2.    To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. Mgmt For For  
3.    To approve on a non-binding, advisory basis, the compensation of our named executive officers. Mgmt Against Against  

 

 

 

 

O’Shares U.S. Quality Dividend ETF        

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 1 of 97

 

 

Unassigned

 3M COMPANY

Security:

88579Y101

Agenda Number:

935569535

Ticker:

MMM

Meeting Type:

Annual

ISIN:

US88579Y1010

Meeting Date:

5/10/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director for a one year term: Thomas “Tony” K. Brown Mgmt For For
         
1B.   Election of Director for a one year term: Pamela J. Craig Mgmt For For
         
1C.   Election of Director for a one year term: David B. Dillon Mgmt For For
         
1D.   Election of Director for a one year term: Michael L. Eskew Mgmt For For
         
1E.   Election of Director for a one year term: James R. Fitterling Mgmt For For
         
1F.   Election of Director for a one year term: Amy E. Hood Mgmt For For
         
1G.   Election of Director for a one year term: Muhtar Kent Mgmt For For
         
1H.   Election of Director for a one year term: Suzan Kereere Mgmt For For
         
1I.   Election of Director for a one year term: Dambisa F. Moyo Mgmt For For
         
1J.   Election of Director for a one year term: Gregory R. Page Mgmt For For
         
1K.   Election of Director for a one year term: Michael F. Roman Mgmt For For
         
2.    To ratify the appointment of PricewaterhouseCoopers LLP as 3M’s independent registered public accounting firm. Mgmt For For
         
3.    Advisory approval of executive compensation. Mgmt For For
         
4.    Shareholder proposal on publishing a report on environmental costs. Shr Against For
         
5.    Shareholder proposal on China audit. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 2 of 97

 

 

Unassigned 

 ABBOTT LABORATORIES

Security:

002824100

Agenda Number:

935562909

Ticker:

ABT

Meeting Type:

Annual

ISIN:

US0028241000

Meeting Date:

4/29/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.    DIRECTOR      
         
  1 R. J. Alpern Mgmt For For
           
  2 S. E. Blount Mgmt For For
           
  3 R. B. Ford   Mgmt For For
           
  4 P. Gonzalez  Mgmt For For
           
  5 M. A. Kumbier   Mgmt For For
           
  6 D. W. McDew  Mgmt For For
           
  7 N. McKinstry Mgmt For For
           
  8 W. A. Osborn                   Mgmt For For
           
  9 M. F. Roman  Mgmt For For
           
  10 D. J. Starks Mgmt For For
           
  11 J. G. Stratton  Mgmt For For
           
  12 G. F. Tilton Mgmt For For
           
2.    Ratification of Ernst & Young LLP As Auditors Mgmt For For
         
3.    Say on Pay - An Advisory Vote on the Approval of Executive Compensation Mgmt For For
         
4.    Shareholder Proposal - Special Shareholder Meeting Threshold Shr For Against
         
5.    Shareholder Proposal - Independent Board Chairman Shr Against For
         
6.    Shareholder Proposal - Rule 10b5-1 Plans Shr For Against
         
7.    Shareholder Proposal - Lobbying Disclosure Shr Against For
         
8.    Shareholder Proposal - Antimicrobial Resistance Report Shr Against For
           

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 3 of 97

 

 

Unassigned  

 ABBVIE INC.

Security:

00287Y109

Agenda Number:

935568141

Ticker:

ABBV

Meeting Type:

Annual

ISIN:

US00287Y1091

Meeting Date:

5/6/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.    DIRECTOR      
         
  1 William H.L. Burnside                    Mgmt For For
           
  2 Thomas C. Freyman                        Mgmt For For
           
  3 Brett J. Hart   Mgmt For For
           
  4 Edward J. Rapp  Mgmt For For
           
2.    Ratification of Ernst & Young LLP as AbbVie’s independent registered public accounting firm for 2022 Mgmt For For
         
3.    Say on Pay - An advisory vote on the approval of executive compensation Mgmt For For
         
4.    Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting Mgmt For For
         
5.    Stockholder Proposal - to Adopt a Policy to Require Independent Chairman Shr Against For
         
6.    Stockholder Proposal - to Seek Shareholder Approval of Certain Termination Pay Arrangements Shr For Against
         
7.    Stockholder Proposal - to Issue a Report on Board Oversight of Competition Practices Shr Against For
         
8.    Stockholder Proposal - to Issue an Annual Report on Political Spending Shr Against For
           

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 4 of 97

 

 

Unassigned

 ACCENTURE LLP

Security:

G1151C101

Agenda Number:

935534405

Ticker:

ACN

Meeting Type:

Annual

ISIN:

IE00B4BNMY34

Meeting Date:

1/26/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Appointment of Director: Jaime Ardila Mgmt For For
         
1B.   Appointment of Director: Nancy McKinstry Mgmt For For
         
1C.   Appointment of Director: Beth E. Mooney Mgmt For For
         
1D.   Appointment of Director: Gilles C. Pélisson Mgmt For For
         
1E.   Appointment of Director: Paula A. Price Mgmt For For
         
1F.   Appointment of Director: Venkata (Murthy) Renduchintala Mgmt For For
         
1G.   Appointment of Director: Arun Sarin Mgmt For For
         
1H.   Appointment of Director: Julie Sweet Mgmt For For
         
1I.   Appointment of Director: Frank K. Tang Mgmt For For
         
1J.   Appointment of Director: Tracey T. Travis Mgmt For For
         
2.    To approve, in a non-binding vote, the compensation of our named executive officers. Mgmt For For
         
3.    To approve an amendment to the Amended and Restated Accenture plc 2010 Share Incentive Plan to increase the number of shares available for issuance thereunder. Mgmt For For
         
4.    To ratify, in a non-binding vote, the appointment of KPMG LLP (“KPMG”) as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG’s remuneration. Mgmt For For
         
5.    To grant the Board of Directors the authority to issue shares under Irish law. Mgmt For For
         
6.    To grant the Board of Directors the authority to opt-out of pre- emption rights under Irish law. Mgmt For For
         
7.    To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 5 of 97

 

 

Unassigned

 ACTIVISION BLIZZARD, INC.

Security:

00507V109

Agenda Number:

935580111

Ticker:

ATVI 

Meeting Type:

Special

ISIN:

US00507V1098

Meeting Date:

4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.    Adoption of the Merger Agreement. To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of January 18, 2022 (the “merger agreement”), by and among Activision Blizzard, Inc. (“Activision Blizzard”), Microsoft Corporation and Anchorage Merger Sub Inc., a wholly owned subsidiary of Microsoft Corporation. Mgmt For For
         
2.    Approval, by Means of a Non-Binding, Advisory Vote, of Certain Compensatory Arrangements with Named Executive Officers. To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the named executive officers of Activision Blizzard in connection with the merger pursuant to the merger agreement. Mgmt Against Against
         
3.    Adjournment of the Special Meeting. To adjourn the special meeting to a later date or dates, if necessary or appropriate, to allow time to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 6 of 97

 

 

Unassigned

 AGILENT TECHNOLOGIES, INC.

Security:

00846U101

Agenda Number:

935546296

Ticker:

A

Meeting Type:

Annual

ISIN:

US00846U1016

Meeting Date:

3/16/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.1   Election of Director for a three-year term: Hans E. Bishop Mgmt For For
         
1.2   Election of Director for a three-year term: Otis W. Brawley, M.D. Mgmt For For
         
1.3   Election of Director for a three-year term: Mikael Dolsten, M.D., Ph.D. Mgmt For For
         
2.    To approve, on a non-binding advisory basis, the compensation of our named executive officers. Mgmt For For
         
3.    To ratify the Audit and Finance Committee’s appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. Mgmt For For
         
4.    To vote on a stockholder proposal regarding the right to call a special meeting, if properly presented at the meeting. Mgmt For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 7 of 97

 

 

Unassigned

 ALTRIA GROUP, INC.

Security:

02209S103

Agenda Number:

935588472

Ticker:

MO

Meeting Type:

Annual

ISIN:

US02209S1033

Meeting Date:

5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Ian L.T. Clarke Mgmt For For
         
1B.   Election of Director: Marjorie M. Connelly Mgmt For For
         
1C.   Election of Director: R. Matt Davis Mgmt For For
         
1D.   Election of Director: William F. Gifford, Jr. Mgmt For For
         
1E.   Election of Director: Debra J. Kelly-Ennis Mgmt For For
         
1F.   Election of Director: W. Leo Kiely III Mgmt For For
         
1G.   Election of Director: Kathryn B. McQuade Mgmt For For
         
1H.   Election of Director: George Muñoz Mgmt For For
         
1I.   Election of Director: Nabil Y. Sakkab Mgmt For For
         
1J.   Election of Director: Virginia E. Shanks Mgmt For For
         
1K.   Election of Director: Ellen R. Strahlman Mgmt For For
         
1L.   Election of Director: M. Max Yzaguirre Mgmt For For
         
2.    Ratification of the Selection of Independent Registered Public Accounting Firm. Mgmt For For
         
3.    Non-Binding Advisory Vote to Approve the Compensation of Altria’s Named Executive Officers. Mgmt For For
         
4.    Shareholder Proposal - Commission a Civil Rights Equity Audit. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 8 of 97

 

 

Unassigned

 AMGEN INC. 

Security:

031162100

Agenda Number:

935580729

Ticker:

AMGN 

Meeting Type:

Annual

ISIN:

US0311621009

Meeting Date:

5/17/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director for a term of expiring at the 2023 annual meeting: Dr. Wanda M. Austin Mgmt For For
         
1B.   Election of Director for a term of expiring at the 2023 annual meeting: Mr. Robert A. Bradway Mgmt For For
         
1C.   Election of Director for a term of expiring at the 2023 annual meeting: Dr. Brian J. Druker Mgmt For For
         
1D.   Election of Director for a term of expiring at the 2023 annual meeting: Mr. Robert A. Eckert Mgmt For For
         
1E.   Election of Director for a term of expiring at the 2023 annual meeting: Mr. Greg C. Garland Mgmt For For
         
1F.   Election of Director for a term of expiring at the 2023 annual meeting: Mr. Charles M. Holley, Jr. Mgmt For For
         
1G.   Election of Director for a term of expiring at the 2023 annual meeting: Dr. S. Omar Ishrak Mgmt For For
         
1H.   Election of Director for a term of expiring at the 2023 annual meeting: Dr. Tyler Jacks Mgmt For For
         
1I.   Election of Director for a term of expiring at the 2023 annual meeting: Ms. Ellen J. Kullman Mgmt For For
         
1J.   Election of Director for a term of expiring at the 2023 annual meeting: Ms. Amy E. Miles Mgmt For For
         
1K.   Election of Director for a term of expiring at the 2023 annual meeting: Dr. Ronald D. Sugar Mgmt For For
         
1L.   Election of Director for a term of expiring at the 2023 annual meeting: Dr. R. Sanders Williams Mgmt For For
         
2.    Advisory vote to approve our executive compensation. Mgmt For For
         
3.    To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2022. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 9 of 97

 

 

Unassigned

 AMPHENOL CORPORATION

Security:

032095101

Agenda Number:

935609606

Ticker:

APH

Meeting Type:

Annual

ISIN:

US0320951017

Meeting Date:

5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.1   Election of Director: Nancy A. Altobello Mgmt For For
         
1.2   Election of Director: Stanley L. Clark Mgmt For For
         
1.3   Election of Director: David P. Falck Mgmt For For
         
1.4   Election of Director: Edward G. Jepsen Mgmt For For
         
1.5   Election of Director: Rita S. Lane Mgmt For For
         
1.6   Election of Director: Robert A. Livingston Mgmt For For
         
1.7   Election of Director: Martin H. Loeffler Mgmt For For
         
1.8   Election of Director: R. Adam Norwitt Mgmt For For
         
1.9   Election of Director: Anne Clarke Wolff Mgmt For For
         
2.    Ratify the Selection of Deloitte & Touche LLP as Independent Public Accountants Mgmt For For
         
3.    Advisory Vote to Approve Compensation of Named Executive Officers Mgmt For For
         
4.    Stockholder Proposal: Special Shareholder Meeting Improvement Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 10 of 97

 

 

Unassigned

 ANALOG DEVICES, INC. 

Security:

032654105

Agenda Number:

935542248

Ticker:

ADI

Meeting Type:

Annual

ISIN:

US0326541051

Meeting Date:

3/9/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Ray Stata Mgmt For For
         
1B.   Election of Director: Vincent Roche Mgmt For For
         
1C.   Election of Director: James A. Champy Mgmt For For
         
1D.   Election of Director: Anantha P. Chandrakasan Mgmt For For
         
1E.   Election of Director: Tunç Doluca Mgmt For For
         
1F.   Election of Director: Bruce R. Evans Mgmt For For
         
1G.   Election of Director: Edward H. Frank Mgmt For For
         
1H.   Election of Director: Laurie H. Glimcher Mgmt For For
         
1I.   Election of Director: Karen M. Golz Mgmt For For
         
1J.   Election of Director: Mercedes Johnson Mgmt For For
         
1K.   Election of Director: Kenton J. Sicchitano Mgmt For For
         
1L.   Election of Director: Susie Wee Mgmt For For
         
2.    Advisory resolution to approve the compensation of our named executive officers. Mgmt Against Against
         
3.    Approve the Analog Devices, Inc. 2022 Employee Stock Purchase Plan. Mgmt For For
         
4.    Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2022. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 11 of 97

 

 

Unassigned

 AON PLC

Security:

G0403H108

Agenda Number:

935632857

Ticker:

AON

Meeting Type:

Annual

ISIN:

IE00BLP1HW54

Meeting Date:

6/17/2022

  

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1a.   Election of Director: Lester B. Knight Mgmt For For
         
1b.   Election of Director: Gregory C. Case Mgmt For For
         
1c.   Election of Director: Jin-Yong Cai Mgmt For For
         
1d.   Election of Director: Jeffrey C. Campbell Mgmt For For
         
1e.   Election of Director: Fulvio Conti Mgmt For For
         
1f.   Election of Director: Cheryl A. Francis Mgmt For For
         
1g.   Election of Director: J. Michael Losh Mgmt For For
         
1h.   Election of Director: Richard C. Notebaert Mgmt For For
         
1i.   Election of Director: Gloria Santona Mgmt For For
         
1j.   Election of Director: Byron O. Spruell Mgmt For For
         
1k.   Election of Director: Carolyn Y. Woo Mgmt For For
         
2.    Advisory vote to approve the compensation of the Company’s named executive officers. Mgmt For For
         
3.    Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For
         
4.    Re-appoint Ernst & Young Chartered Accountants as the Company’s statutory auditor under Irish law. Mgmt For For
         
5.    Authorize the Board or the Audit Committee of the Board to determine the remuneration of Ernst & Young Ireland, in its capacity as the Company’s statutory auditor under Irish law. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 12 of 97

 

 

Unassigned

 APPLE INC.

Security:

037833100

Agenda Number:

935541549

Ticker:

AAPL

Meeting Type:

Annual

ISIN:

US0378331005

Meeting Date:

3/4/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: James Bell Mgmt For For
         
1B.   Election of Director: Tim Cook Mgmt For For
         
1C.   Election of Director: Al Gore Mgmt For For
         
1D.   Election of Director: Alex Gorsky Mgmt For For
         
1E.   Election of Director: Andrea Jung Mgmt For For
         
1F.   Election of Director: Art Levinson Mgmt For For
         
1G.   Election of Director: Monica Lozano Mgmt For For
         
1H.   Election of Director: Ron Sugar Mgmt For For
         
1I.   Election of Director: Sue Wagner Mgmt For For
         
2.    Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2022. Mgmt For For
         
3.    Advisory vote to approve executive compensation. Mgmt For For
         
4.    Approval of the Apple Inc. 2022 Employee Stock Plan. Mgmt For For
         
5.    A shareholder proposal entitled “Reincorporate with Deeper Purpose”. Shr Against For
         
6.    A shareholder proposal entitled “Transparency Reports”. Shr Against For
         
7.    A shareholder proposal entitled “Report on Forced Labor”. Shr Against For
         
8.    A shareholder proposal entitled “Pay Equity”. Shr Against For
         
9.    A shareholder proposal entitled “Civil Rights Audit”. Shr For Against
         
10.   A shareholder proposal entitled “Report on Concealment Clauses”. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 13 of 97

 

 

Unassigned  

 ARCHER-DANIELS-MIDLAND COMPANY

Security:

039483102

Agenda Number:

935568848

Ticker:

ADM

Meeting Type:

Annual

ISIN:

US0394831020

Meeting Date:

5/5/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: M.S. Burke Mgmt For For
         
1B.   Election of Director: T. Colbert Mgmt For For
         
1C.   Election of Director: T.K. Crews Mgmt For For
         
1D.   Election of Director: D.E. Felsinger Mgmt For For
         
1E.   Election of Director: S.F. Harrison Mgmt For For
         
1F.   Election of Director: J.R. Luciano Mgmt For For
         
1G.   Election of Director: P.J. Moore Mgmt For For
         
1H.   Election of Director: F.J. Sanchez Mgmt For For
         
1I.   Election of Director: D.A. Sandler Mgmt For For
         
1J.   Election of Director: L.Z. Schlitz Mgmt For For
         
1K.   Election of Director: K.R. Westbrook Mgmt For For
         
2.    Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2022. Mgmt For For
         
3.    Advisory Vote on Executive Compensation. Mgmt For For
         
4.    Stockholder Proposal to Remove the One-Year Holding Period Requirement to Call a Special Stockholder Meeting. Shr Against For
         
5.    Stockholder Proposal Regarding Issuance of a Report on Pesticide Use in Supply Chains. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 14 of 97

 

 

Unassigned  

 AUTOMATIC DATA PROCESSING, INC.

Security:

053015103

Agenda Number:

935497570

Ticker:

ADP   

Meeting Type:

Annual

ISIN:

US0530151036

Meeting Date:

11/10/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Peter Bisson Mgmt For For
         
1B.   Election of Director: Richard T. Clark Mgmt For For
         
1C.   Election of Director: Linnie M. Haynesworth Mgmt For For
         
1D.   Election of Director: John P. Jones Mgmt For For
         
1E.   Election of Director: Francine S. Katsoudas Mgmt For For
         
1F.   Election of Director: Nazzic S. Keene Mgmt For For
         
1G.   Election of Director: Thomas J. Lynch Mgmt For For
         
1H.   Election of Director: Scott F. Powers Mgmt For For
         
1I.   Election of Director: William J. Ready Mgmt For For
         
1J.   Election of Director: Carlos A. Rodriguez Mgmt For For
         
1K.   Election of Director: Sandra S. Wijnberg Mgmt For For
         
2.    Advisory Vote on Executive Compensation. Mgmt For For
         
3.    Ratification of the Appointment of Auditors. Mgmt For For
         
4.    Stockholder proposal, if properly presented at the meeting, to prepare a Report on Workforce Engagement in Governance. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 15 of 97

 

 

Unassigned  

 BAXTER INTERNATIONAL INC. 

Security:

071813109

Agenda Number:

935566630

Ticker:

BAX   

Meeting Type:

Annual

ISIN:

US0718131099

Meeting Date:

5/3/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: José (Joe) Almeida Mgmt For For
         
1B.   Election of Director: Thomas F. Chen Mgmt For For
         
1C.   Election of Director: Peter S. Hellman Mgmt For For
         
1D.   Election of Director: Michael F. Mahoney Mgmt For For
         
1E.   Election of Director: Patricia B. Morrison Mgmt For For
         
1F.   Election of Director: Stephen N. Oesterle Mgmt For For
         
1G.   Election of Director: Nancy M. Schlichting Mgmt For For
         
1H.   Election of Director: Cathy R. Smith Mgmt For For
         
1I.   Election of Director: Albert P.L. Stroucken Mgmt For For
         
1J.   Election of Director: Amy A. Wendell Mgmt For For
         
1K.   Election of Director: David S. Wilkes Mgmt For For
         
2.    Advisory Vote to Approve Named Executive Officer Compensation Mgmt For For
         
3.    Ratification of Appointment of Independent Registered Public Accounting Firm Mgmt For For
         
4.    Vote to Approve a Certificate of Incorporation Amendment to Permit Stockholder Action by Written Consent Mgmt For For
         
5.    Vote to Approve a Certificate of Incorporation Amendment to Lower the Special Meeting Threshold Mgmt For For
         
6.    Stockholder Proposal - Special Shareholder Meeting Improvement Shr Against For
         
7.    Stockholder Proposal - Independent Board Chairman Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 16 of 97

 

 

Unassigned  

 BECTON, DICKINSON AND COMPANY

Security:

075887109

Agenda Number:

935535128

Ticker:

BDX 

Meeting Type:

Annual

ISIN:

US0758871091

Meeting Date:

1/25/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Catherine M. Burzik Mgmt For For
         
1B.   Election of Director: Carrie L. Byington Mgmt For For
         
1C.   Election of Director: R. Andrew Eckert Mgmt For For
         
1D.   Election of Director: Claire M. Fraser Mgmt For For
         
1E.   Election of Director: Jeffrey W. Henderson Mgmt For For
         
1F.   Election of Director: Christopher Jones Mgmt For For
         
1G.   Election of Director: Marshall O. Larsen Mgmt For For
         
1H.   Election of Director: David F. Melcher Mgmt For For
         
1I.   Election of Director: Thomas E. Polen Mgmt For For
         
1J.   Election of Director: Claire Pomeroy Mgmt For For
         
1K.   Election of Director: Timothy M. Ring Mgmt For For
         
1L.   Election of Director: Bertram L. Scott Mgmt For For
         
2.    Ratification of the selection of the independent registered public accounting firm. Mgmt For For
         
3.    Advisory vote to approve named executive officer compensation. Mgmt For For
         
4.    A shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 17 of 97

 

 

Unassigned  

 BLACKROCK, INC. 

Security:

09247X101

Agenda Number:

935606890

Ticker:

BLK  

Meeting Type:

Annual

ISIN:

US09247X1019

Meeting Date:

5/25/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Bader M. Alsaad Mgmt For For
         
1B.   Election of Director: Pamela Daley Mgmt For For
         
1C.   Election of Director: Laurence D. Fink Mgmt For For
         
1D.   Election of Director: Beth Ford Mgmt For For
         
1E.   Election of Director: William E. Ford Mgmt For For
         
1F.   Election of Director: Fabrizio Freda Mgmt For For
         
1G.   Election of Director: Murry S. Gerber Mgmt For For
         
1H.   Election of Director: Margaret “Peggy” L. Johnson Mgmt For For
         
1I.   Election of Director: Robert S. Kapito Mgmt For For
         
1J.   Election of Director: Cheryl D. Mills Mgmt For For
         
1K.   Election of Director: Gordon M. Nixon Mgmt For For
         
1L.   Election of Director: Kristin C. Peck Mgmt For For
         
1M.   Election of Director: Charles H. Robbins Mgmt For For
         
1N.   Election of Director: Marco Antonio Slim Domit Mgmt For For
         
1O.   Election of Director: Hans E. Vestberg Mgmt For For
         
1P.   Election of Director: Susan L. Wagner Mgmt For For
         
1Q.   Election of Director: Mark Wilson Mgmt For For
         
2.    Approval, in a non-binding advisory vote, of the compensation for named executive officers. Mgmt For For
         
3.    Ratification of the appointment of Deloitte LLP as BlackRock’s independent registered public accounting firm for the fiscal year 2022. Mgmt For For
         
4.    Shareholder Proposal - Adopt stewardship policies designed to curtail corporate activities that externalize social and environmental costs. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 18 of 97

 

 

Unassigned  

 BROADCOM INC

Security:

11135F101

Agenda Number:

935550740

Ticker:

AVGO  

Meeting Type:

Annual

ISIN:

US11135F1012

Meeting Date:

4/4/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Diane M. Bryant Mgmt For For
         
1B.   Election of Director: Gayla J. Delly Mgmt For For
         
1C.   Election of Director: Raul J. Fernandez Mgmt For For
         
1D.   Election of Director: Eddy W. Hartenstein Mgmt For For
         
1E.   Election of Director: Check Kian Low Mgmt For For
         
1F.   Election of Director: Justine F. Page Mgmt For For
         
1G.   Election of Director: Henry Samueli Mgmt For For
         
1H.   Election of Director: Hock E. Tan Mgmt For For
         
1I.   Election of Director: Harry L. You Mgmt For For
         
2.    Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending October 30, 2022. Mgmt For For
         
3.    Advisory vote to approve compensation of Broadcom’s named executive officers. Mgmt Against Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 19 of 97

 

 

Unassigned  

 BROADRIDGE FINANCIAL SOLUTIONS, INC. 

Security:

11133T103

Agenda Number:

935503563

Ticker:

BR  

Meeting Type:

Annual

ISIN:

US11133T1034

Meeting Date:

11/18/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director to serve until the 2022 Annual Meeting of Stockholders: Leslie A. Brun Mgmt For For
         
1B.   Election of Director to serve until the 2022 Annual Meeting of Stockholders: Pamela L. Carter Mgmt For For
         
1C.   Election of Director to serve until the 2022 Annual Meeting of Stockholders: Richard J. Daly Mgmt For For
         
1D.   Election of Director to serve until the 2022 Annual Meeting of Stockholders: Robert N. Duelks Mgmt For For
         
1E.   Election of Director to serve until the 2022 Annual Meeting of Stockholders: Melvin L. Flowers Mgmt For For
         
1F.   Election of Director to serve until the 2022 Annual Meeting of Stockholders: Timothy C. Gokey Mgmt For For
         
1G.   Election of Director to serve until the 2022 Annual Meeting of Stockholders: Brett A. Keller Mgmt For For
         
1H.   Election of Director to serve until the 2022 Annual Meeting of Stockholders: Maura A. Markus Mgmt For For
         
1I.   Election of Director to serve until the 2022 Annual Meeting of Stockholders: Annette L. Nazareth Mgmt For For
         
1J.   Election of Director to serve until the 2022 Annual Meeting of Stockholders: Thomas J. Perna Mgmt For For
         
1K.   Election of Director to serve until the 2022 Annual Meeting of Stockholders: Amit K. Zavery Mgmt For For
         
2.    Advisory vote to approve the compensation of the Company’s Named Executive Officers (the Say on Pay Vote). Mgmt For For
         
3.    To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accountants for the fiscal year ending June 30, 2022. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 20 of 97

 

 

Unassigned  

 CERNER CORPORATION 

Security:

156782104

Agenda Number:

935595198

Ticker:

CERN  

Meeting Type:

Annual

ISIN:

US1567821046

Meeting Date:

5/26/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Mitchell E. Daniels, Jr. Mgmt For For
         
1B.   Election of Director: Elder Granger, M.D. Mgmt For For
         
1C.   Election of Director: John J. Greisch Mgmt For For
         
1D.   Election of Director: Melinda J. Mount Mgmt For For
         
1E.   Election of Director: George A. Riedel Mgmt For For
         
1F.   Election of Director: R. Halsey Wise Mgmt For For
         
2.    Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2022. Mgmt For For
         
3.    Approval, on an advisory basis, of the compensation of our Named Executive Officers. Mgmt For For
         
4A.   Approval of the proposed amendments to our Third Restated Certificate of Incorporation, as amended (the “Certificate”), to remove the supermajority voting standards for certain business combination transactions with interested stockholders. Mgmt For For
         
4B.   Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to amend or repeal any provision of the Bylaws. Mgmt For For
         
4C.   Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to amend or repeal certain provisions of the Certificate. Mgmt For For
         
4D.   Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to remove a director with cause. Mgmt For For
         
5.    Approval of an amendment and restatement of the Cerner Corporation 2011 Omnibus Equity Incentive Plan to increase the number of authorized shares and the plan’s term. Mgmt For For
         
6.    Shareholder proposal requesting amendment to the Company’s governing documents to give shareholders the right to call a special shareholder meeting. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 21 of 97

 

 

Unassigned  

 CHUBB LIMITED

Security:

H1467J104

Agenda Number:

935586101

Ticker:

CB   

Meeting Type:

Annual

ISIN:

CH0044328745

Meeting Date:

5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1     Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2021 Mgmt For For
         
2A    Allocation of disposable profit Mgmt For For
         
2B    Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) Mgmt For For
         
3     Discharge of the Board of Directors Mgmt For For
         
4A    Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor Mgmt For For
         
4B    Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting Mgmt For For
         
4C    Election of BDO AG (Zurich) as special audit firm Mgmt For For
         
5A    Election of Director: Evan G. Greenberg Mgmt For For
         
5B    Election of Director: Michael P. Connors Mgmt For For
         
5C    Election of Director: Michael G. Atieh Mgmt For For
         
5D    Election of Director: Kathy Bonanno Mgmt For For
         
5E    Election of Director: Sheila P. Burke Mgmt For For
         
5F    Election of Director: Mary Cirillo Mgmt For For
         
5G    Election of Director: Robert J. Hugin Mgmt For For
         
5H    Election of Director: Robert W. Scully Mgmt For For
         
5I    Election of Director: Theodore E. Shasta Mgmt For For
         
5J    Election of Director: David H. Sidwell Mgmt For For
         
5K    Election of Director: Olivier Steimer Mgmt For For
         
5L    Election of Director: Luis Téllez Mgmt For For
         
5M    Election of Director: Frances F. Townsend Mgmt For For
         
6     Election of Evan G. Greenberg as Chairman of the Board of Directors Mgmt For For
         
7A    Election of Director of the Compensation Committee: Michael P. Connors Mgmt For For
         
7B    Election of Director of the Compensation Committee: Mary Cirillo Mgmt For For
         
7C    Election of Director of the Compensation Committee: Frances F. Townsend Mgmt For For
         
8     Election of Homburger AG as independent proxy Mgmt For For
         
9     Amendment to the Articles of Association relating to authorized share capital for general purposes Mgmt For For
         
10    Reduction of share capital Mgmt For For
         
11A   Compensation of the Board of Directors until the next annual general meeting Mgmt For For
         
11B   Compensation of Executive Management for the next calendar year Mgmt For For
         
12    Advisory vote to approve executive compensation under U.S. securities law requirements Mgmt For For
         
13    Shareholder proposal regarding a policy restricting underwriting of new fossil fuel supplies Shr Against For
         
14    Shareholder proposal regarding a report on greenhouse gas emissions Shr For Against
         
A     If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. Mgmt Against Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 22 of 97

 

 

Unassigned  

 CHURCH & DWIGHT CO., INC. 

Security:

171340102

Agenda Number:

935566779

Ticker:

CHD 

Meeting Type:

Annual

ISIN:

US1713401024

Meeting Date:

4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director to serve for a term of one year: Bradlen S. Cashaw Mgmt For For
         
1B.   Election of Director to serve for a term of one year: James R. Craigie Mgmt For For
         
1C.   Election of Director to serve for a term of one year: Matthew T. Farrell Mgmt For For
         
1D.   Election of Director to serve for a term of one year: Bradley C. Irwin Mgmt For For
         
1E.   Election of Director to serve for a term of one year: Penry W. Price Mgmt For For
         
1F.   Election of Director to serve for a term of one year: Susan G. Saideman Mgmt For For
         
1G.   Election of Director to serve for a term of one year: Ravichandra K. Saligram Mgmt For For
         
1H.   Election of Director to serve for a term of one year: Robert K. Shearer Mgmt For For
         
1I.   Election of Director to serve for a term of one year: Janet S. Vergis Mgmt For For
         
1J.   Election of Director to serve for a term of one year: Arthur B. Winkleblack Mgmt For For
         
1K.   Election of Director to serve for a term of one year: Laurie J. Yoler Mgmt For For
         
2.    An advisory vote to approve compensation of our named executive officers. Mgmt For For
         
3.    Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. Mgmt For For
         
4.    Proposal to approve an amendment and restatement of the Church & Dwight Co., Inc. Amended and Restated Omnibus Equity Compensation Plan. Mgmt For For
         
5.    Stockholder Proposal - Special Shareholder Meeting Improvement. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 23 of 97

 

 

Unassigned  

 CINTAS CORPORATION 

Security:

172908105

Agenda Number:

935495855

Ticker:

CTAS

Meeting Type:

Annual

ISIN:

US1729081059

Meeting Date:

10/26/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Gerald S. Adolph Mgmt For For
         
1B.   Election of Director: John F. Barrett Mgmt For For
         
1C.   Election of Director: Melanie W. Barstad Mgmt For For
         
1D.   Election of Director: Karen L. Carnahan Mgmt For For
         
1E.   Election of Director: Robert E. Coletti Mgmt For For
         
1F.   Election of Director: Scott D. Farmer Mgmt For For
         
1G.   Election of Director: Joseph Scaminace Mgmt For For
         
1H.   Election of Director: Todd M. Schneider Mgmt For For
         
1I.   Election of Director: Ronald W. Tysoe Mgmt For For
         
2.    To approve, on an advisory basis, named executive officer compensation. Mgmt For For
         
3.    To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2022. Mgmt For For
         
4.    A shareholder proposal regarding a simple majority vote, if properly presented at the meeting. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 24 of 97

 

 

Unassigned  

 CISCO SYSTEMS, INC.

Security:

17275R102

Agenda Number:

935511469

Ticker:

CSCO  

Meeting Type:

Annual

ISIN:

US17275R1023

Meeting Date:

12/13/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: M. Michele Burns Mgmt For For
         
1B.   Election of Director: Wesley G. Bush Mgmt For For
         
1C.   Election of Director: Michael D. Capellas Mgmt For For
         
1D.   Election of Director: Mark Garrett Mgmt For For
         
1E.   Election of Director: John D. Harris II Mgmt For For
         
1F.   Election of Director: Dr. Kristina M. Johnson Mgmt For For
         
1G.   Election of Director: Roderick C. McGeary Mgmt For For
         
1H.   Election of Director: Charles H. Robbins Mgmt For For
         
1I.   Election of Director: Brenton L. Saunders Mgmt For For
         
1J.   Election of Director: Dr. Lisa T. Su Mgmt For For
         
1K.   Election of Director: Marianna Tessel Mgmt For For
         
2.    Approval, on an advisory basis, of executive compensation. Mgmt For For
         
3.    Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2022. Mgmt For For
         
4.    Approval to have Cisco’s Board amend Cisco’s proxy access bylaw to remove the stockholder aggregation limit. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 25 of 97

 

 

Unassigned  

 COGNIZANT TECHNOLOGY SOLUTIONS CORP.

Security:

192446102

Agenda Number:

935626626

Ticker:

CTSH  

Meeting Type:

Annual

ISIN:

US1924461023

Meeting Date:

6/7/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1a.   Election of Director to serve until the 2023 Annual meeting: Zein Abdalla Mgmt For For
         
1b.   Election of Director to serve until the 2023 Annual meeting: Vinita Bali Mgmt For For
         
1c.   Election of Director to serve until the 2023 Annual meeting: Maureen Breakiron-Evans Mgmt For For
         
1d.   Election of Director to serve until the 2023 Annual meeting: Archana Deskus Mgmt For For
         
1e.   Election of Director to serve until the 2023 Annual meeting: John M. Dineen Mgmt For For
         
1f.   Election of Director to serve until the 2023 Annual meeting: Brian Humphries Mgmt For For
         
1g.   Election of Director to serve until the 2023 Annual meeting: Leo S. Mackay, Jr. Mgmt For For
         
1h.   Election of Director to serve until the 2023 Annual meeting: Michael Patsalos-Fox Mgmt For For
         
1i.   Election of Director to serve until the 2023 Annual meeting: Stephen J. Rohleder Mgmt For For
         
1j.   Election of Director to serve until the 2023 Annual meeting: Joseph M. Velli Mgmt For For
         
1k.   Election of Director to serve until the 2023 Annual meeting: Sandra S. Wijnberg Mgmt For For
         
2.    Approve, on an advisory (non-binding) basis, the compensation of the company’s named executive officers. Mgmt For For
         
3.    Ratify the appointment of PricewaterhouseCoopers LLP as the company’s independent registered public accounting firm for the year ending December 31, 2022. Mgmt For For
         
4.    Shareholder proposal requesting that the board of directors take action as necessary to amend the existing right for shareholders to call a special meeting. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 26 of 97

 

 

Unassigned  

 COLGATE-PALMOLIVE COMPANY

Security:

194162103

Agenda Number:

935571338

Ticker:

CL 

Meeting Type:

Annual

ISIN:

US1941621039

Meeting Date:

5/6/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1a.   Election of Director: John P. Bilbrey Mgmt For For
         
1b.   Election of Director: John T. Cahill Mgmt For For
         
1c.   Election of Director: Lisa M. Edwards Mgmt For For
         
1d.   Election of Director: C. Martin Harris Mgmt For For
         
1e.   Election of Director: Martina Hund-Mejean Mgmt For For
         
1f.   Election of Director: Kimberly A. Nelson Mgmt For For
         
1g.   Election of Director: Lorrie M. Norrington Mgmt For For
         
1h.   Election of Director: Michael B. Polk Mgmt For For
         
1i.   Election of Director: Stephen I. Sadove Mgmt For For
         
1j.   Election of Director: Noel R. Wallace Mgmt For For
         
2.    Ratify selection of PricewaterhouseCoopers LLP as Colgate’s independent registered public accounting firm. Mgmt For For
         
3.    Advisory vote on executive compensation. Mgmt For For
         
4.    Stockholder proposal regarding shareholder ratification of termination pay. Shr Against For
         
5.    Stockholder proposal regarding charitable donation disclosure. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 27 of 97

 

 

Unassigned  

 COMCAST CORPORATION

Security:

20030N101

Agenda Number:

935613693

Ticker:

CMCSA

Meeting Type:

Annual

ISIN:

US20030N1019

Meeting Date:

6/1/2022

 

Prop. # Proposal   Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.    DIRECTOR      
         
  1 Kenneth J. Bacon                         Mgmt For For
           
  2 Madeline S. Bell                         Mgmt For For
           
  3 Edward D. Breen                          Mgmt For For
           
  4 Gerald L. Hassell                        Mgmt For For
           
  5 Jeffrey A. Honickman                     Mgmt For For
           
  6 Maritza G. Montiel                       Mgmt For For
           
  7 Asuka Nakahara  Mgmt For For
           
  8 David C. Novak  Mgmt For For
           
  9 Brian L. Roberts                         Mgmt For For
           
2.    Advisory vote on executive compensation Mgmt For For
         
3.    Ratification of the appointment of our independent auditors Mgmt For For
         
4.    To report on charitable donations Shr Against For
         
5.    To perform independent racial equity audit Shr For Against
         
6.    To report on risks of omitting “viewpoint” and “ideology” from EEO policy Shr Against For
         
7.    To conduct and publicly release the results of an independent investigation into the effectiveness of sexual harassment policies Shr For Against
         
8.    To report on how retirement plan options align with company climate goals Shr Against For
           

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 28 of 97

 

 

Unassigned  

 COSTCO WHOLESALE CORPORATION

Security:

22160K105

Agenda Number:

935530849

Ticker:

COST  

Meeting Type:

Annual

ISIN:

US22160K1051

Meeting Date:

1/20/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Susan L. Decker Mgmt For For
         
1B.   Election of Director: Kenneth D. Denman Mgmt For For
         
1C.   Election of Director: Richard A. Galanti Mgmt For For
         
1D.   Election of Director: Hamilton E. James Mgmt For For
         
1E.   Election of Director: W. Craig Jelinek Mgmt For For
         
1F.   Election of Director: Sally Jewell Mgmt For For
         
1G.   Election of Director: Charles T. Munger Mgmt For For
         
1H.   Election of Director: Jeffrey S. Raikes Mgmt For For
         
1I.   Election of Director: John W. Stanton Mgmt For For
         
1J.   Election of Director: Maggie Wilderotter Mgmt For For
         
2.    Ratification of selection of independent auditors. Mgmt For For
         
3.    Approval, on an advisory basis, of executive compensation. Mgmt For For
         
4.    Shareholder proposal regarding charitable giving reporting. Shr Against For
         
5.    Shareholder proposal regarding the adoption of GHG emissions reduction targets. Shr For Against
         
6.    Shareholder proposal regarding report on racial justice and food equity. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 29 of 97

 

 

Unassigned  

 CSX CORPORATION

Security:

126408103

Agenda Number:

935571833

Ticker:

CSX 

Meeting Type:

Annual

ISIN:

US1264081035

Meeting Date:

5/4/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Donna M. Alvarado Mgmt For For
         
1B.   Election of Director: Thomas P. Bostick Mgmt For For
         
1C.   Election of Director: James M. Foote Mgmt For For
         
1D.   Election of Director: Steven T. Halverson Mgmt For For
         
1E.   Election of Director: Paul C. Hilal Mgmt For For
         
1F.   Election of Director: David M. Moffett Mgmt For For
         
1G.   Election of Director: Linda H. Riefler Mgmt For For
         
1H.   Election of Director: Suzanne M. Vautrinot Mgmt For For
         
1I.   Election of Director: James L. Wainscott Mgmt For For
         
1J.   Election of Director: J. Steven Whisler Mgmt For For
         
1k.   Election of Director: John J. Zillmer Mgmt For For
         
2.    The ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2022. Mgmt For For
         
3.    Advisory (non-binding) resolution to approve compensation for the Company’s named executive officers. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 30 of 97

 

 

Unassigned  

 CUMMINS INC.

Security:

231021106

Agenda Number:

935571542

Ticker:

CMI

Meeting Type:

Annual

ISIN:

US2310211063

Meeting Date:

5/10/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1)    Election of Director: N. Thomas Linebarger Mgmt For For
         
2)    Election of Director: Jennifer W. Rumsey Mgmt For For
         
3)    Election of Director: Robert J. Bernhard Mgmt For For
         
4)    Election of Director: Dr. Franklin R. Chang Diaz Mgmt For For
         
5)    Election of Director: Bruno V. Di Leo Allen Mgmt For For
         
6)    Election of Director: Stephen B. Dobbs Mgmt For For
         
7)    Election of Director: Carla A. Harris Mgmt For For
         
8)    Election of Director: Robert K. Herdman Mgmt For For
         
9)    Election of Director: Thomas J. Lynch Mgmt For For
         
10)   Election of Director: William I. Miller Mgmt For For
         
11)   Election of Director: Georgia R. Nelson Mgmt For For
         
12)   Election of Director: Kimberly A. Nelson Mgmt For For
         
13)   Election of Director: Karen H. Quintos Mgmt For For
         
14)   Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. Mgmt For For
         
15)   Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2022. Mgmt For For
         
16)   The shareholder proposal regarding an independent chairman of the board. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 31 of 97

 

 

Unassigned  

 DOLLAR GENERAL CORPORATION  

Security:

256677105

Agenda Number:

935582951

Ticker:

DG    

Meeting Type:

Annual

ISIN:

US2566771059

Meeting Date:

5/25/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Warren F. Bryant Mgmt For For
         
1B.   Election of Director: Michael M. Calbert Mgmt For For
         
1C.   Election of Director: Patricia D. Fili-Krushel Mgmt For For
         
1D.   Election of Director: Timothy I. McGuire Mgmt For For
         
1E.   Election of Director: William C. Rhodes, III Mgmt For For
         
1F.   Election of Director: Debra A. Sandler Mgmt For For
         
1G.   Election of Director: Ralph E. Santana Mgmt For For
         
1H.   Election of Director: Todd J. Vasos Mgmt For For
         
2.    To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation’s named executive officers as disclosed in the proxy statement. Mgmt For For
         
3.    To ratify the appointment of Ernst & Young LLP as Dollar General Corporation’s independent registered public accounting firm for fiscal 2022. Mgmt For For
         
4.    To vote on a shareholder proposal requesting political spending disclosure. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 32 of 97

 

 

Unassigned  

 EBAY INC. 

Security:

278642103

Agenda Number:

935623973

Ticker:

EBAY  

Meeting Type:

Annual

ISIN:

US2786421030

Meeting Date:

6/8/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1a.   Election of Director: Adriane M. Brown Mgmt For For
         
1b.   Election of Director: Logan D. Green Mgmt For For
         
1c.   Election of Director: E. Carol Hayles Mgmt For For
         
1d.   Election of Director: Jamie Iannone Mgmt For For
         
1e.   Election of Director: Kathleen C. Mitic Mgmt For For
         
1f.   Election of Director: Paul S. Pressler Mgmt For For
         
1g.   Election of Director: Mohak Shroff Mgmt For For
         
1h.   Election of Director: Robert H. Swan Mgmt For For
         
1i.   Election of Director: Perry M. Traquina Mgmt For For
         
2.    Ratification of appointment of independent auditors. Mgmt For For
         
3.    Advisory vote to approve named executive officer compensation. Mgmt For For
         
4.    Approval of the Amendment and Restatement of the eBay Employee Stock Purchase Plan. Mgmt For For
         
5.    Special Shareholder Meeting, if properly presented. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 33 of 97

 

 

Unassigned  

 ELI LILLY AND COMPANY

Security:

532457108

Agenda Number:

935562858

Ticker:

LLY    

Meeting Type:

Annual

ISIN:

US5324571083

Meeting Date:

5/2/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director to serve a three-year term: Ralph Alvarez Mgmt For For
         
1B.   Election of Director to serve a three-year term: Kimberly H. Johnson Mgmt For For
         
1C.   Election of Director to serve a three-year term: Juan R. Luciano Mgmt For For
         
2.    Approval, on an advisory basis, of the compensation paid to the company’s named executive officers. Mgmt For For
         
3.    Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2022. Mgmt For For
         
4.    Approval of amendments to the company’s Articles of Incorporation to eliminate the classified board structure. Mgmt For For
         
5.    Approval of amendments to the company’s Articles of Incorporation to eliminate supermajority voting provisions. Mgmt For For
         
6.    Approval of amendments to the company’s Articles of Incorporation to give shareholders the ability to amend the company’s bylaws. Mgmt For For
         
7.    Shareholder proposal to amend the bylaws to require an independent board chair. Shr Against For
         
8.    Shareholder proposal to publish an annual report disclosing lobbying activities. Shr Against For
         
9.    Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. Shr Against For
         
10.   Shareholder proposal to report oversight of risks related to anticompetitive pricing strategies. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 34 of 97

 

 

Unassigned  

 EMERSON ELECTRIC CO.   

Security:

291011104

Agenda Number:

935533299

Ticker:

EMR   

Meeting Type:

Annual

ISIN:

US2910111044

Meeting Date:

2/1/2022

 

Prop. # Proposal   Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.    DIRECTOR      
         
  1 J. B. Bolten Mgmt For For
           
  2 W. H. Easter III                         Mgmt For For
           
  3 S. L. Karsanbhai                         Mgmt For For
           
  4 L. M. Lee    Mgmt For For
           
2.    Ratification of KPMG LLP as Independent Registered Public Accounting Firm. Mgmt For For
         
3.    Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. Mgmt For For
           

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 35 of 97

 

 

Unassigned  

 EXPEDITORS INT’L OF WASHINGTON, INC.     

Security:

302130109

Agenda Number:

935571732

Ticker:

EXPD  

Meeting Type:

Annual

ISIN:

US3021301094

Meeting Date:

5/3/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.1   Election of Director: Glenn M. Alger Mgmt For For
         
1.2   Election of Director: Robert P. Carlile Mgmt For For
         
1.3   Election of Director: James M. DuBois Mgmt For For
         
1.4   Election of Director: Mark A. Emmert Mgmt For For
         
1.5   Election of Director: Diane H. Gulyas Mgmt For For
         
1.6   Election of Director: Jeffrey S. Musser Mgmt For For
         
1.7   Election of Director: Brandon S. Pedersen Mgmt For For
         
1.8   Election of Director: Liane J. Pelletier Mgmt For For
         
1.9   Election of Director: Olivia D. Polius Mgmt For For
         
2.    Advisory Vote to Approve Named Executive Officer Compensation Mgmt For For
         
3.    Ratification of Independent Registered Public Accounting Firm Mgmt For For
         
4.    Shareholder Proposal: Political Spending Disclosure Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 36 of 97

 

 

Unassigned  

 FASTENAL COMPANY  

Security:

311900104

Agenda Number:

935558619

Ticker:

FAST  

Meeting Type:

Annual

ISIN:

US3119001044

Meeting Date:

4/23/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Scott A. Satterlee Mgmt For For
         
1B.   Election of Director: Michael J. Ancius Mgmt For For
         
1C.   Election of Director: Stephen L. Eastman Mgmt For For
         
1D.   Election of Director: Daniel L. Florness Mgmt For For
         
1E.   Election of Director: Rita J. Heise Mgmt For For
         
1F.   Election of Director: Hsenghung Sam Hsu Mgmt For For
         
1G.   Election of Director: Daniel L. Johnson Mgmt For For
         
1H.   Election of Director: Nicholas J. Lundquist Mgmt For For
         
1I.   Election of Director: Sarah N. Nielsen Mgmt For For
         
1J.   Election of Director: Reyne K. Wisecup Mgmt For For
         
2.    Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2022 fiscal year. Mgmt For For
         
3.    Approval, by non-binding vote, of executive compensation. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 37 of 97

 

 

Unassigned  

 GARMIN LTD   

Security:

H2906T109

Agenda Number:

935629355

Ticker:

GRMN  

Meeting Type:

Annual

ISIN:

CH0114405324

Meeting Date:

6/10/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.    Approval of Garmin’s 2021 Annual Report, including the consolidated financial statements of Garmin for the fiscal year ended December 25, 2021 and the statutory financial statements of Garmin for the fiscal year ended December 25, 2021 Mgmt For For
         
2.    Approval of the appropriation of available earnings Mgmt For For
         
3.    Approval of the payment of a cash dividend in the aggregate amount of U.S. $2.92 per outstanding share out of Garmin’s reserve from capital contribution in four equal installments Mgmt For For
         
4.    Discharge of the members of the Board of Directors and the Executive Management from liability for the fiscal year ended December 25, 2021 Mgmt For For
         
5A.   Re-election of Director: Jonathan C. Burrell Mgmt For For
         
5B.   Re-election of Director: Joseph J. Hartnett Mgmt For For
         
5C.   Re-election of Director: Min H. Kao Mgmt For For
         
5D.   Re-election of Director: Catherine A. Lewis Mgmt For For
         
5E.   Re-election of Director: Charles W. Peffer Mgmt For For
         
5F.   Re-election of Director: Clifton A. Pemble Mgmt For For
         
6.    Re-election of Min H. Kao as Executive Chairman of the Board of Directors Mgmt Against Against
         
7A.   Re-election of Compensation Committee member: Jonathan C. Burrell Mgmt Against Against
         
7B.   Re-election of Compensation Committee member: Joseph J. Hartnett Mgmt For For
         
7C.   Re-election of Compensation Committee member: Catherine A. Lewis Mgmt For For
         
7D.   Re-election of Compensation Committee member: Charles W. Peffer Mgmt For For
         
8.    Re-election of the law firm Wuersch & Gering LLP as independent voting rights representative Mgmt For For
         
9.    Ratification of the appointment of Ernst & Young LLP as Garmin’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2022 and re- election of Ernst & Young Ltd as Garmin’s statutory auditor for another one-year term Mgmt For For
         
10.   Advisory vote on executive compensation Mgmt For For
         
11.   Binding vote to approve Fiscal Year 2023 maximum aggregate compensation for the Executive Management Mgmt For For
         
12.   Binding vote to approve maximum aggregate compensation for the Board of Directors for the period between the 2022 Annual General Meeting and the 2023 Annual General Meeting Mgmt For For
         
13.   Amendment to the Garmin Ltd. 2005 Equity Incentive Plan to increase the maximum number of shares authorized for issuance under the Plan that may be delivered as Restricted Shares or pursuant to Performance Units or Restricted Stock Units from 10 million to 12 million Mgmt For For
         
14.   Renewal of authorized share capital Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 38 of 97

 

 

Unassigned  

 GENERAL MILLS, INC. 

Security:

370334104

Agenda Number:

935483987

Ticker:

GIS   

Meeting Type:

Annual

ISIN:

US3703341046

Meeting Date:

9/28/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: R. Kerry Clark Mgmt For For
         
1B.   Election of Director: David M. Cordani Mgmt For For
         
1C.   Election of Director: Jeffrey L. Harmening Mgmt For For
         
1D.   Election of Director: Maria G. Henry Mgmt For For
         
1E.   Election of Director: Jo Ann Jenkins Mgmt For For
         
1F.   Election of Director: Elizabeth C. Lempres Mgmt For For
         
1G.   Election of Director: Diane L. Neal Mgmt For For
         
1H.   Election of Director: Steve Odland Mgmt For For
         
1I.   Election of Director: Maria A. Sastre Mgmt For For
         
1J.   Election of Director: Eric D. Sprunk Mgmt For For
         
1K.   Election of Director: Jorge A. Uribe Mgmt For For
         
2.    Advisory Vote on Executive Compensation. Mgmt For For
         
3.    Ratify Appointment of the Independent Registered Public Accounting Firm. Mgmt For For
         
4.    Amendment and Restatement of Our Certificate of Incorporation to Eliminate Supermajority Voting Provisions. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 39 of 97

 

 

Unassigned  

 GILEAD SCIENCES, INC.         

Security:

375558103

Agenda Number:

935570134

Ticker:

GILD  

Meeting Type:

Annual

ISIN:

US3755581036

Meeting Date:

5/4/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Jacqueline K. Barton, Ph.D. Mgmt For For
         
1B.   Election of Director: Jeffrey A. Bluestone, Ph.D. Mgmt For For
         
1C.   Election of Director: Sandra J. Horning, M.D. Mgmt For For
         
1D.   Election of Director: Kelly A. Kramer Mgmt For For
         
1E.   Election of Director: Kevin E. Lofton Mgmt For For
         
1F.   Election of Director: Harish Manwani Mgmt For For
         
1G.   Election of Director: Daniel P. O’Day Mgmt For For
         
1H.   Election of Director: Javier J. Rodriguez Mgmt For For
         
1I.   Election of Director: Anthony Welters Mgmt For For
         
2.    To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For
         
3.    To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. Mgmt For For
         
4.    To approve the Gilead Sciences, Inc. 2022 Equity Incentive Plan. Mgmt For For
         
5.    To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. Shr Against For
         
6.    To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board include one member from Gilead’s non- management employees. Shr Against For
         
7.    To vote on a stockholder proposal, if properly presented at the meeting, requesting a 10% threshold to call a special stockholder meeting. Shr For Against
         
8.    To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board publish a third-party review of Gilead’s lobbying activities. Shr Against For
         
9.    To vote on a stockholder proposal, if properly presented at the meeting, requesting a Board report on oversight of risks related to anticompetitive practices. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 40 of 97

 

 

Unassigned  

 HONEYWELL INTERNATIONAL INC.  

Security:

438516106

Agenda Number:

935559510

Ticker:

HON

Meeting Type:

Annual

ISIN:

US4385161066

Meeting Date:

4/25/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Darius Adamczyk Mgmt For For
         
1B.   Election of Director: Duncan B. Angove Mgmt For For
         
1C.   Election of Director: William S. Ayer Mgmt For For
         
1D.   Election of Director: Kevin Burke Mgmt For For
         
1E.   Election of Director: D. Scott Davis Mgmt For For
         
1F.   Election of Director: Deborah Flint Mgmt For For
         
1G.   Election of Director: Rose Lee Mgmt For For
         
1H.   Election of Director: Grace D. Lieblein Mgmt For For
         
1I.   Election of Director: George Paz Mgmt For For
         
1J.   Election of Director: Robin L. Washington Mgmt For For
         
2.    Advisory Vote to Approve Executive Compensation. Mgmt For For
         
3.    Approval of Appointment of Independent Accountants. Mgmt For For
         
4.    Shareowner Proposal - Special Shareholder Meeting Improvement. Shr Against For
         
5.    Shareowner Proposal - Climate Lobbying Report. Shr Against For
         
6.    Shareowner Proposal - Environmental and Social Due Diligence. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 41 of 97

 

 

Unassigned  

 HORMEL FOODS CORPORATION      

Security:

440452100

Agenda Number:

935533833

Ticker:

HRL   

Meeting Type:

Annual

ISIN:

US4404521001

Meeting Date:

1/25/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Prama Bhatt Mgmt For For
         
1B.   Election of Director: Gary C. Bhojwani Mgmt For For
         
1C.   Election of Director: Terrell K. Crews Mgmt For For
         
1D.   Election of Director: Stephen M. Lacy Mgmt For For
         
1E.   Election of Director: Elsa A. Murano, Ph.D. Mgmt For For
         
1F.   Election of Director: Susan K. Nestegard Mgmt For For
         
1G.   Election of Director: William A. Newlands Mgmt For For
         
1H.   Election of Director: Christopher J. Policinski Mgmt For For
         
1I.   Election of Director: Jose Luis Prado Mgmt For For
         
1J.   Election of Director: Sally J. Smith Mgmt For For
         
1K.   Election of Director: James P. Snee Mgmt For For
         
1L.   Election of Director: Steven A. White Mgmt For For
         
2.    Ratify the appointment by the Audit Committee of the Board of Directors of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending October 30, 2022. Mgmt For For
         
3.    Approve the Named Executive Officer compensation as disclosed in the Company’s 2022 annual meeting proxy statement. Mgmt For For
         
4.    Vote on the stockholder proposal requesting a report on external public health costs of antimicrobial resistance, if presented at the meeting. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 42 of 97

 

 

Unassigned  

 ILLINOIS TOOL WORKS INC.           

Security:

452308109

Agenda Number:

935565549

Ticker:

ITW   

Meeting Type:

Annual

ISIN:

US4523081093

Meeting Date:

5/6/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Daniel J. Brutto Mgmt For For
         
1B.   Election of Director: Susan Crown Mgmt For For
         
1C.   Election of Director: Darrell L. Ford Mgmt For For
         
1D.   Election of Director: James W. Griffith Mgmt For For
         
1E.   Election of Director: Jay L. Henderson Mgmt For For
         
1F.   Election of Director: Richard H. Lenny Mgmt For For
         
1G.   Election of Director: E. Scott Santi Mgmt For For
         
1H.   Election of Director: David B. Smith, Jr. Mgmt For For
         
1I.   Election of Director: Pamela B. Strobel Mgmt For For
         
1J.   Election of Director: Anré D. Williams Mgmt For For
         
2.    Ratification of the appointment of Deloitte & Touche LLP as ITW’s independent registered public accounting firm for 2022. Mgmt For For
         
3.    Advisory vote to approve compensation of ITW’s named executive officers. Mgmt For For
         
4.    A non-binding stockholder proposal, if properly presented at the meeting, to reduce threshold to call special stockholder meetings from 20% to 10%. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 43 of 97

 

 

Unassigned  

 INTEL CORPORATION     

Security:

458140100

Agenda Number:

935577013

Ticker:

INTC   

Meeting Type:

Annual

ISIN:

US4581401001

Meeting Date:

5/12/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Patrick P. Gelsinger Mgmt For For
         
1B.   Election of Director: James J. Goetz Mgmt For For
         
1C.   Election of Director: Andrea J. Goldsmith Mgmt For For
         
1D.   Election of Director: Alyssa H. Henry Mgmt For For
         
1E.   Election of Director: Omar Ishrak Mgmt For For
         
1F.   Election of Director: Risa Lavizzo-Mourey Mgmt For For
         
1G.   Election of Director: Tsu-Jae King Liu Mgmt For For
         
1H.   Election of Director: Gregory D. Smith Mgmt For For
         
1I.   Election of Director: Dion J. Weisler Mgmt For For
         
1J.   Election of Director: Frank D. Yeary Mgmt For For
         
2.    Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2022. Mgmt For For
         
3.    Advisory vote to approve executive compensation of our listed officers. Mgmt For For
         
4.    Approval of amendment and restatement of the 2006 Equity Incentive Plan. Mgmt For For
         
5.    Stockholder proposal requesting amendment to the company’s stockholder special meeting right, if properly presented at the meeting. Shr Against For
         
6.    Stockholder proposal requesting a third-party audit and report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 44 of 97

 

 

Unassigned  

 INTERNATIONAL BUSINESS MACHINES CORP.       

Security:

459200101

Agenda Number:

935559483

Ticker:

IBM   

Meeting Type:

Annual

ISIN:

US4592001014

Meeting Date:

4/26/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director for a Term of One Year: Thomas Buberl Mgmt For For
         
1B.   Election of Director for a Term of One Year: David N. Farr Mgmt For For
         
1C.   Election of Director for a Term of One Year: Alex Gorsky Mgmt For For
         
1D.   Election of Director for a Term of One Year: Michelle J. Howard Mgmt For For
         
1E.   Election of Director for a Term of One Year: Arvind Krishna Mgmt For For
         
1F.   Election of Director for a Term of One Year: Andrew N. Liveris Mgmt For For
         
1G.   Election of Director for a Term of One Year: F. William McNabb III Mgmt For For
         
1H.   Election of Director for a Term of One Year: Martha E. Pollack Mgmt For For
         
1I.   Election of Director for a Term of One Year: Joseph R. Swedish Mgmt For For
         
1J.   Election of Director for a Term of One Year: Peter R. Voser Mgmt For For
         
1K.   Election of Director for a Term of One Year: Frederick H. Waddell Mgmt For For
         
1L.   Election of Director for a Term of One Year: Alfred W. Zollar Mgmt For For
         
2.    Ratification of Appointment of Independent Registered Public Accounting Firm. Mgmt For For
         
3.    Advisory Vote on Executive Compensation. Mgmt For For
         
4.    Stockholder Proposal to Lower Special Meeting Right Ownership Threshold. Shr Against For
         
5.    Stockholder Proposal to Have An Independent Board Chairman. Shr Against For
         
6.    Stockholder Proposal Requesting Public Report on the use of Concealment Clauses. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 45 of 97

 

 

Unassigned  

 INTUIT INC. 

Security:

461202103

Agenda Number:

935527993

Ticker:

INTU  

Meeting Type:

Annual

ISIN:

US4612021034

Meeting Date:

1/20/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Eve Burton Mgmt For For
         
1B.   Election of Director: Scott D. Cook Mgmt For For
         
1C.   Election of Director: Richard L. Dalzell Mgmt For For
         
1D.   Election of Director: Sasan K. Goodarzi Mgmt For For
         
1E.   Election of Director: Deborah Liu Mgmt For For
         
1F.   Election of Director: Tekedra Mawakana Mgmt For For
         
1G.   Election of Director: Suzanne Nora Johnson Mgmt For For
         
1H.   Election of Director: Dennis D. Powell Mgmt For For
         
1I.   Election of Director: Brad D. Smith Mgmt For For
         
1J.   Election of Director: Thomas Szkutak Mgmt For For
         
1K.   Election of Director: Raul Vazquez Mgmt For For
         
1L.   Election of Director: Jeff Weiner Mgmt For For
         
2.    Advisory vote to approve Intuit’s executive compensation (say-on-pay). Mgmt For For
         
3.    Ratification of the selection of Ernst & Young LLP as Intuit’s independent registered public accounting firm for the fiscal year ending July 31, 2022. Mgmt For For
         
4.    Approve the Amended and Restated 2005 Equity Incentive Plan to, among other things, increase the share reserve by an additional 18,000,000 shares and extend the term of the plan by an additional five years. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 46 of 97

 

 

Unassigned  

 JACK HENRY & ASSOCIATES, INC.  

Security:

426281101

Agenda Number:

935504250

Ticker:

JKHY  

Meeting Type:

Annual

ISIN:

US4262811015

Meeting Date:

11/16/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.    DIRECTOR      
         
  1 D. Foss      Mgmt For For
           
  2 M. Flanigan  Mgmt For For
           
  3 T. Wilson    Mgmt For For
           
  4 J. Fiegel    Mgmt For For
           
  5 T. Wimsett   Mgmt For For
           
  6 L. Kelly     Mgmt For For
           
  7 S. Miyashiro Mgmt For For
           
  8 W. Brown     Mgmt For For
           
  9 C. Campbell  Mgmt For For
           
2.    To approve, on an advisory basis, the compensation of our named executive officers. Mgmt For For
         
3.    To ratify the selection of the Company’s independent registered public accounting firm. Mgmt For For
           

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 47 of 97

 

 

Unassigned  

 JOHNSON & JOHNSON          

Security:

478160104

Agenda Number:

935562997

Ticker:

JNJ   

Meeting Type:

Annual

ISIN:

US4781601046

Meeting Date:

4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Darius Adamczyk Mgmt For For
         
1B.   Election of Director: Mary C. Beckerle Mgmt For For
         
1C.   Election of Director: D. Scott Davis Mgmt For For
         
1D.   Election of Director: Ian E. L. Davis Mgmt For For
         
1E.   Election of Director: Jennifer A. Doudna Mgmt For For
         
1F.   Election of Director: Joaquin Duato Mgmt For For
         
1G.   Election of Director: Alex Gorsky Mgmt For For
         
1H.   Election of Director: Marillyn A. Hewson Mgmt For For
         
1I.   Election of Director: Hubert Joly Mgmt For For
         
1J.   Election of Director: Mark B. McClellan Mgmt For For
         
1K.   Election of Director: Anne M. Mulcahy Mgmt For For
         
1L.   Election of Director: A. Eugene Washington Mgmt For For
         
1M.   Election of Director: Mark A. Weinberger Mgmt For For
         
1N.   Election of Director: Nadja Y. West Mgmt For For
         
2.    Advisory Vote to Approve Named Executive Officer Compensation. Mgmt Against Against
         
3.    Approval of the Company’s 2022 Long-Term Incentive Plan. Mgmt For For
         
4.    Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2022. Mgmt For For
         
5.    Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw). Shr Against  
         
6.    Civil Rights, Equity, Diversity & Inclusion Audit Proposal. Shr Against For
         
7.    Third Party Racial Justice Audit. Shr For Against
         
8.    Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. Shr Against For
         
9.    Report on Public Health Costs of Protecting Vaccine Technology. Shr Against For
         
10.   Discontinue Global Sales of Baby Powder Containing Talc. Shr For Against
         
11.   Request for Charitable Donations Disclosure. Shr Against For
         
12.   Third Party Review and Report on Lobbying Activities Alignment with Position on Universal Health Coverage. Shr Against For
         
13.   Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics. Shr For Against
         
14.   CEO Compensation to Weigh Workforce Pay and Ownership. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 48 of 97

 

 

Unassigned  

 JPMORGAN CHASE & CO.   

Security:

46625H100

Agenda Number:

935580515

Ticker:

JPM   

Meeting Type:

Annual

ISIN:

US46625H1005

Meeting Date:

5/17/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1a.   Election of Director: Linda B. Bammann Mgmt For For
         
1b.   Election of Director: Stephen B. Burke Mgmt For For
         
1c.   Election of Director: Todd A. Combs Mgmt For For
         
1d.   Election of Director: James S. Crown Mgmt For For
         
1e.   Election of Director: James Dimon Mgmt For For
         
1f.   Election of Director: Timothy P. Flynn Mgmt For For
         
1g.   Election of Director: Mellody Hobson Mgmt For For
         
1h.   Election of Director: Michael A. Neal Mgmt For For
         
1i.   Election of Director: Phebe N. Novakovic Mgmt For For
         
1j.   Election of Director: Virginia M. Rometty Mgmt For For
         
2.    Advisory resolution to approve executive compensation Mgmt Against Against
         
3.    Ratification of independent registered public accounting firm Mgmt For For
         
4.    Fossil fuel financing Shr Against For
         
5.    Special shareholder meeting improvement Shr For Against
         
6.    Independent board chairman Shr Against For
         
7.    Board diversity resolution Shr Against For
         
8.    Conversion to public benefit corporation Shr Against For
         
9.    Report on setting absolute contraction targets Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 49 of 97

 

 

Unassigned  

 KIMBERLY-CLARK CORPORATION    

Security:

494368103

Agenda Number:

935557249

Ticker:

KMB   

Meeting Type:

Annual

ISIN:

US4943681035

Meeting Date:

4/27/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director for a term expire at 2023 Annual Meeting: Sylvia M. Burwell Mgmt For For
         
1B.   Election of Director for a term expire at 2023 Annual Meeting: John W. Culver Mgmt For For
         
1C.   Election of Director for a term expire at 2023 Annual Meeting: Robert W. Decherd Mgmt For For
         
1D.   Election of Director for a term expire at 2023 Annual Meeting: Michael D. Hsu Mgmt For For
         
1E.   Election of Director for a term expire at 2023 Annual Meeting: Mae C. Jemison, M.D. Mgmt For For
         
1F.   Election of Director for a term expire at 2023 Annual Meeting: S. Todd Maclin Mgmt For For
         
1G.   Election of Director for a term expire at 2023 Annual Meeting: Deirdre A. Mahlan Mgmt For For
         
1H.   Election of Director for a term expire at 2023 Annual Meeting: Sherilyn S. McCoy Mgmt For For
         
1I.   Election of Director for a term expire at 2023 Annual Meeting: Christa S. Quarles Mgmt For For
         
1J.   Election of Director for a term expire at 2023 Annual Meeting: Jaime A. Ramirez Mgmt For For
         
1K.   Election of Director for a term expire at 2023 Annual Meeting: Dunia A. Shive Mgmt For For
         
1L.   Election of Director for a term expire at 2023 Annual Meeting: Mark T. Smucker Mgmt For For
         
1M.   Election of Director for a term expire at 2023 Annual Meeting: Michael D. White Mgmt For For
         
2.    Ratification of Auditor Mgmt For For
         
3.    Advisory Vote to Approve Named Executive Officer Compensation Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 50 of 97

 

 

Unassigned  

 L3HARRIS TECHNOLOGIES INC. 

Security:

502431109

Agenda Number:

935559661

Ticker:

LHX   

Meeting Type:

Annual

ISIN:

US5024311095

Meeting Date:

4/22/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director for a Term Expiring at 2023: Sallie B. Bailey Mgmt For For
         
1B.   Election of Director for a Term Expiring at 2023: William M. Brown Mgmt For For
         
1C.   Election of Director for a Term Expiring at 2023: Peter W. Chiarelli Mgmt For For
         
1D.   Election of Director for a Term Expiring at 2023: Thomas A. Corcoran Mgmt For For
         
1E.   Election of Director for a Term Expiring at 2023: Thomas A. Dattilo Mgmt For For
         
1F.   Election of Director for a Term Expiring at 2023: Roger B. Fradin Mgmt For For
         
1G.   Election of Director for a Term Expiring at 2023: Harry B. Harris Jr. Mgmt For For
         
1H.   Election of Director for a Term Expiring at 2023: Lewis Hay III Mgmt For For
         
1I.   Election of Director for a Term Expiring at 2023: Lewis Kramer Mgmt For For
         
1J.   Election of Director for a Term Expiring at 2023: Christopher E. Kubasik Mgmt For For
         
1K.   Election of Director for a Term Expiring at 2023: Rita S. Lane Mgmt For For
         
1L.   Election of Director for a Term Expiring at 2023: Robert B. Millard Mgmt For For
         
1M.   Election of Director for a Term Expiring at 2023: Lloyd W. Newton Mgmt For For
         
2.    To amend Our Restated Certificate of Incorporation to increase the maximum number of Board seats Mgmt For For
         
3.    Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement Mgmt For For
         
4.    Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022 Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 51 of 97

 

 

Unassigned  

 LOCKHEED MARTIN CORPORATION 

Security:

539830109

Agenda Number:

935564751

Ticker:

LMT   

Meeting Type:

Annual

ISIN:

US5398301094

Meeting Date:

4/21/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Daniel F. Akerson Mgmt For For
         
1B.   Election of Director: David B. Burritt Mgmt For For
         
1C.   Election of Director: Bruce A. Carlson Mgmt For For
         
1D.   Election of Director: John M. Donovan Mgmt For For
         
1E.   Election of Director: Joseph F. Dunford, Jr. Mgmt For For
         
1F.   Election of Director: James O. Ellis, Jr. Mgmt For For
         
1G.   Election of Director: Thomas J. Falk Mgmt For For
         
1H.   Election of Director: Ilene S. Gordon Mgmt For For
         
1I.   Election of Director: Vicki A. Hollub Mgmt For For
         
1J.   Election of Director: Jeh C. Johnson Mgmt For For
         
1K.   Election of Director: Debra L. Reed-Klages Mgmt For For
         
1L.   Election of Director: James D. Taiclet Mgmt For For
         
1M.   Election of Director: Patricia E. Yarrington Mgmt For For
         
2.    Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2022. Mgmt For For
         
3.    Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on- Pay) Mgmt For For
         
4.    Stockholder Proposal to Reduce Threshold for Calling Special Stockholder Meetings. Shr For Against
         
5.    Stockholder Proposal to Issue a Human Rights Impact Assessment Report. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 52 of 97

 

 

Unassigned  

 LOWE’S COMPANIES, INC.  

Security:

548661107

Agenda Number:

935607210

Ticker:

LOW     

Meeting Type:

Annual

ISIN:

US5486611073

Meeting Date:

5/27/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.    DIRECTOR      
         
  1 Raul Alvarez Mgmt For For
           
  2 David H. Batchelder                      Mgmt For For
           
  3 Sandra B. Cochran                        Mgmt For For
           
  4 Laurie Z. Douglas                        Mgmt For For
           
  5 Richard W. Dreiling                      Mgmt For For
           
  6 Marvin R. Ellison                        Mgmt For For
           
  7 Daniel J. Heinrich                       Mgmt For For
           
  8 Brian C. Rogers                          Mgmt For For
           
  9 Bertram L. Scott                         Mgmt For For
           
  10 Colleen Taylor  Mgmt For For
           
  11 Mary Beth West  Mgmt For For
           
2.    Advisory vote to approve the Company’s named executive officer compensation in fiscal 2021. Mgmt For For
         
3.    Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal 2022. Mgmt For For
         
4.    Approval of the Amended and Restated Lowe’s Companies, Inc. 2006 Long Term Incentive Plan. Mgmt For For
         
5.    Shareholder proposal requesting a report on median and adjusted pay gaps across race and gender. Shr For Against
         
6.    Shareholder proposal regarding amending the Company’s proxy access bylaw to remove shareholder aggregation limits. Shr Against For
         
7.    Shareholder proposal requesting a report on risks of state policies restricting reproductive health care. Shr Against For
         
8.    Shareholder proposal requesting a civil rights and non- discrimination audit and report. Shr Against For
         
9.    Shareholder proposal requesting a report on risks from worker misclassification by certain Company vendors. Shr Against For
           

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 53 of 97

 

 

Unassigned  

 MARSH & MCLENNAN COMPANIES, INC.  

Security:

571748102

Agenda Number:

935591330

Ticker:

MMC   

Meeting Type:

Annual

ISIN:

US5717481023

Meeting Date:

5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Anthony K. Anderson Mgmt For For
         
1B.   Election of Director: Hafize Gaye Erkan Mgmt For For
         
1C.   Election of Director: Oscar Fanjul Mgmt For For
         
1D.   Election of Director: Daniel S. Glaser Mgmt For For
         
1E.   Election of Director: H. Edward Hanway Mgmt For For
         
1F.   Election of Director: Deborah C. Hopkins Mgmt For For
         
1G.   Election of Director: Tamara Ingram Mgmt For For
         
1H.   Election of Director: Jane H. Lute Mgmt For For
         
1I.   Election of Director: Steven A. Mills Mgmt For For
         
1J.   Election of Director: Bruce P. Nolop Mgmt For For
         
1K.   Election of Director: Morton O. Schapiro Mgmt For For
         
1L.   Election of Director: Lloyd M. Yates Mgmt For For
         
1M.   Election of Director: R. David Yost Mgmt For For
         
2.    Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation Mgmt For For
         
3.    Ratification of Selection of Independent Registered Public Accounting Firm Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 54 of 97

 

 

Unassigned  

 MCDONALD’S CORPORATION   

Security:

580135101

Agenda Number:

935606965

Ticker:

MCD  

Meeting Type:

Contested Annual

ISIN:

US5801351017

Meeting Date:

5/26/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.    DIRECTOR      
         
  1 Lloyd Dean   Mgmt For For
           
  2 Robert Eckert   Mgmt For For
           
  3 Catherine Engelbert                      Mgmt For For
           
  4 Margaret Georgiadis                      Mgmt For For
           
  5 Enrique Hernandez, Jr.                   Mgmt For For
           
  6 Christopher Kempczinski                  Mgmt For For
           
  7 Richard Lenny   Mgmt For For
           
  8 John Mulligan   Mgmt For For
           
  9 Sheila Penrose  Mgmt For For
           
  10 John Rogers, Jr.                         Mgmt For For
           
  11 Paul Walsh   Mgmt For For
           
  12 Miles White  Mgmt For For
           
2.    Advisory vote to approve executive compensation. Mgmt Against Against
         
3.    Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2022. Mgmt For For
         
4.    Advisory vote on a shareholder proposal requesting to modify the threshold to call special shareholders’ meetings, if properly presented. Shr Against For
         
5.    Advisory vote on a shareholder proposal requesting a report on reducing plastics use, if properly presented. Shr Against For
         
6.    Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. Shr Against For
         
7.    Advisory vote on a shareholder proposal requesting disclosure regarding confinement stall use in the Company’s U.S. pork supply chain, if properly presented. Shr Against For
         
8.    Advisory vote on a shareholder proposal requesting a third party civil rights audit, if properly presented. Shr Against For
         
9.    Advisory vote on a shareholder proposal requesting a report on lobbying activities and expenditures, if properly presented. Shr Against For
         
10.   Advisory vote on a shareholder proposal requesting a report on global public policy and political influence, if properly presented. Shr Against For
           

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 55 of 97

 

 

Unassigned  

 MEDTRONIC PLC  

Security:

G5960L103

Agenda Number:

935510429

Ticker:

MDT   

Meeting Type:

Annual

ISIN:

IE00BTN1Y115

Meeting Date:

12/9/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director until the 2022 Annual General Meeting: Richard H. Anderson Mgmt For For
         
1B.   Election of Director until the 2022 Annual General Meeting: Craig Arnold Mgmt For For
         
1C.   Election of Director until the 2022 Annual General Meeting: Scott C. Donnelly Mgmt For For
         
1D.   Election of Director until the 2022 Annual General Meeting: Andrea J. Goldsmith, Ph.D. Mgmt For For
         
1E.   Election of Director until the 2022 Annual General Meeting: Randall J. Hogan, III Mgmt For For
         
1F.   Election of Director until the 2022 Annual General Meeting: Kevin E. Lofton Mgmt For For
         
1G.   Election of Director until the 2022 Annual General Meeting: Geoffrey S. Martha Mgmt For For
         
1H.   Election of Director until the 2022 Annual General Meeting: Elizabeth G. Nabel, M.D. Mgmt For For
         
1I.   Election of Director until the 2022 Annual General Meeting: Denise M. O’Leary Mgmt For For
         
1J.   Election of Director until the 2022 Annual General Meeting: Kendall J. Powell Mgmt For For
         
2.    Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company’s independent auditor for fiscal year 2022 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. Mgmt For For
         
3.    Approving, on an advisory basis, the Company’s executive compensation. Mgmt For For
         
4.    Approving, on an advisory basis, the frequency of Say-on-Pay votes. Mgmt 1 Year For
         
5.    Approving the new 2021 Medtronic plc Long Term Incentive Plan. Mgmt For For
         
6.    Renewing the Board of Directors’ authority to issue shares under Irish law. Mgmt For For
         
7.    Renewing the Board of Directors’ authority to opt out of pre- emption rights under Irish law. Mgmt For For
         
8.    Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 56 of 97

 

 

Unassigned  

 MERCK & CO., INC.   

Security:

58933Y105

Agenda Number:

935591570

Ticker:

MRK   

Meeting Type:

Annual

ISIN:

US58933Y1055

Meeting Date:

5/24/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Douglas M. Baker, Jr. Mgmt For For
         
1B.   Election of Director: Mary Ellen Coe Mgmt For For
         
1C.   Election of Director: Pamela J. Craig Mgmt For For
         
1D.   Election of Director: Robert M. Davis Mgmt For For
         
1E.   Election of Director: Kenneth C. Frazier Mgmt For For
         
1F.   Election of Director: Thomas H. Glocer Mgmt For For
         
1G.   Election of Director: Risa J. Lavizzo-Mourey, M.D. Mgmt For For
         
1H.   Election of Director: Stephen L. Mayo, Ph.D. Mgmt For For
         
1I.   Election of Director: Paul B. Rothman, M.D. Mgmt For For
         
1J.   Election of Director: Patricia F. Russo Mgmt For For
         
1K.   Election of Director: Christine E. Seidman, M.D. Mgmt For For
         
1L.   Election of Director: Inge G. Thulin Mgmt For For
         
1M.   Election of Director: Kathy J. Warden Mgmt For For
         
1N.   Election of Director: Peter C. Wendell Mgmt For For
         
2.    Non-binding advisory vote to approve the compensation of our named executive officers. Mgmt For For
         
3.    Ratification of the appointment of the Company’s independent registered public accounting firm for 2022. Mgmt For For
         
4.    Shareholder proposal regarding an independent board chairman. Shr Against For
         
5.    Shareholder proposal regarding access to COVID-19 products. Shr Against For
         
6.    Shareholder proposal regarding lobbying expenditure disclosure. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 57 of 97

 

 

Unassigned  

 MICROSOFT CORPORATION     

Security:

594918104

Agenda Number:

935505480

Ticker:

MSFT  

Meeting Type:

Annual

ISIN:

US5949181045

Meeting Date:

11/30/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Reid G. Hoffman Mgmt For For
         
1B.   Election of Director: Hugh F. Johnston Mgmt For For
         
1C.   Election of Director: Teri L. List Mgmt For For
         
1D.   Election of Director: Satya Nadella Mgmt For For
         
1E.   Election of Director: Sandra E. Peterson Mgmt For For
         
1F.   Election of Director: Penny S. Pritzker Mgmt For For
         
1G.   Election of Director: Carlos A. Rodriguez Mgmt For For
         
1H.   Election of Director: Charles W. Scharf Mgmt For For
         
1I.   Election of Director: John W. Stanton Mgmt For For
         
1J.   Election of Director: John W. Thompson Mgmt For For
         
1K.   Election of Director: Emma N. Walmsley Mgmt For For
         
1L.   Election of Director: Padmasree Warrior Mgmt For For
         
2.    Advisory vote to approve named executive officer compensation. Mgmt For For
         
3.    Approve Employee Stock Purchase Plan. Mgmt For For
         
4.    Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. Mgmt For For
         
5.    Shareholder Proposal - Report on median pay gaps across race and gender. Shr Against For
         
6.    Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. Shr For Against
         
7.    Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. Shr Against For
         
8.    Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. Shr Against For
         
9.    Shareholder Proposal - Report on how lobbying activities align with company policies. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 58 of 97

 

 

Unassigned  

 MONDELEZ INTERNATIONAL, INC.  

Security:

609207105

Agenda Number:

935587379

Ticker:

MDLZ  

Meeting Type:

Annual

ISIN:

US6092071058

Meeting Date:

5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Lewis W.K. Booth Mgmt For For
         
1B.   Election of Director: Charles E. Bunch Mgmt For For
         
1C.   Election of Director: Ertharin Cousin Mgmt For For
         
1D.   Election of Director: Lois D. Juliber Mgmt For For
         
1E.   Election of Director: Jorge S. Mesquita Mgmt For For
         
1F.   Election of Director: Jane Hamilton Nielsen Mgmt For For
         
1G.   Election of Director: Christiana S. Shi Mgmt For For
         
1H.   Election of Director: Patrick T. Siewert Mgmt For For
         
1I.   Election of Director: Michael A. Todman Mgmt For For
         
1J.   Election of Director: Dirk Van de Put Mgmt For For
         
2.    Advisory Vote to Approve Executive Compensation. Mgmt For For
         
3.    Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2022. Mgmt For For
         
4.    Conduct and Publish Racial Equity Audit. Shr For Against
         
5.    Require Independent Chair of the Board. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 59 of 97

 

 

Unassigned  

 MOODY’S CORPORATION           

Security:

615369105

Agenda Number:

935561767

Ticker:

MCO   

Meeting Type:

Annual

ISIN:

US6153691059

Meeting Date:

4/26/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Jorge A. Bermudez Mgmt For For
         
1B.   Election of Director: Thérèse Esperdy Mgmt For For
         
1C.   Election of Director: Robert Fauber Mgmt For For
         
1D.   Election of Director: Vincent A. Forlenza Mgmt For For
         
1E.   Election of Director: Kathryn M. Hill Mgmt For For
         
1F.   Election of Director: Lloyd W. Howell, Jr. Mgmt For For
         
1G.   Election of Director: Raymond W. McDaniel, Jr. Mgmt For For
         
1H.   Election of Director: Leslie F. Seidman Mgmt For For
         
1I.   Election of Director: Zig Serafin Mgmt For For
         
1J.   Election of Director: Bruce Van Saun Mgmt For For
         
2.    Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2022. Mgmt For For
         
3.    Advisory resolution approving executive compensation. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 60 of 97

 

 

Unassigned  

 MOTOROLA SOLUTIONS, INC.     

Security:

620076307

Agenda Number:

935583117

Ticker:

MSI   

Meeting Type:

Annual

ISIN:

US6200763075

Meeting Date:

5/17/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director for a one year term: Gregory Q. Brown Mgmt For For
         
1B.   Election of Director for a one year term: Kenneth D. Denman Mgmt For For
         
1C.   Election of Director for a one year term: Egon P. Durban Mgmt For For
         
1D.   Election of Director for a one year term: Ayanna M. Howard Mgmt For For
         
1E.   Election of Director for a one year term: Clayton M. Jones Mgmt For For
         
1F.   Election of Director for a one year term: Judy C. Lewent Mgmt For For
         
1G.   Election of Director for a one year term: Gregory K. Mondre Mgmt For For
         
1H.   Election of Director for a one year term: Joseph M. Tucci Mgmt For For
         
2.    Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for 2022. Mgmt For For
3.    Advisory Approval of the Company’s Executive Compensation. Mgmt For For
         
4.    Approval of the Motorola Solutions Amended and Restated Omnibus Incentive Plan of 2015. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 61 of 97

 

 

Unassigned  

 MSCI INC.        

Security:

55354G100

Agenda Number:

935557718

Ticker:

MSCI  

Meeting Type:

Annual

ISIN:

US55354G1004

Meeting Date:

4/26/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Henry A. Fernandez Mgmt For For
         
1B.   Election of Director: Robert G. Ashe Mgmt For For
         
1C.   Election of Director: Wayne Edmunds Mgmt For For
         
1D.   Election of Director: Catherine R. Kinney Mgmt For For
         
1E.   Election of Director: Jacques P. Perold Mgmt For For
         
1F.   Election of Director: Sandy C. Rattray Mgmt For For
         
1G.   Election of Director: Linda H. Riefler Mgmt For For
         
1H.   Election of Director: Marcus L. Smith Mgmt For For
         
1I.   Election of Director: Rajat Taneja Mgmt For For
         
1J.   Election of Director: Paula Volent Mgmt For For
         
2.    To approve, by non-binding vote, our executive compensation, as described in these proxy materials. Mgmt For For
         
3.    To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 62 of 97

 

 

Unassigned  

 NIKE, INC.       

Security:

654106103

Agenda Number:

935484624

Ticker:

NKE   

Meeting Type:

Annual

ISIN:

US6541061031

Meeting Date:

10/6/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Class B Director: Alan B. Graf, Jr. Mgmt For For
         
1B.   Election of Class B Director: Peter B. Henry Mgmt For For
         
1C.   Election of Class B Director: Michelle A. Peluso Mgmt For For
         
2.    To approve executive compensation by an advisory vote. Mgmt For For
         
3.    To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. Mgmt For For
         
4.    To consider a shareholder proposal regarding political contributions disclosure, if properly presented at the meeting. Shr Against For
         
5.    To consider a shareholder proposal regarding a human rights impact assessment, if properly presented at the meeting. Shr Against For
         
6.    To consider a shareholder proposal regarding supplemental pay equity disclosure, if properly presented at the meeting. Shr Against For
         
7.    To consider a shareholder proposal regarding diversity and inclusion efforts reporting, if properly presented at the meeting. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 63 of 97

 

 

Unassigned  

 NORFOLK SOUTHERN CORPORATION  

Security:

655844108

Agenda Number:

935576833

Ticker:

NSC   

Meeting Type:

Annual

ISIN:

US6558441084

Meeting Date:

5/12/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Thomas D. Bell, Jr. Mgmt For For
         
1B.   Election of Director: Mitchell E. Daniels, Jr. Mgmt For For
         
1C.   Election of Director: Marcela E. Donadio Mgmt For For
         
1D.   Election of Director: John C. Huffard, Jr. Mgmt For For
         
1E.   Election of Director: Christopher T. Jones Mgmt For For
         
1F.   Election of Director: Thomas C. Kelleher Mgmt For For
         
1G.   Election of Director: Steven F. Leer Mgmt For For
         
1H.   Election of Director: Michael D. Lockhart Mgmt For For
         
1I.   Election of Director: Amy E. Miles Mgmt For For
         
1J.   Election of Director: Claude Mongeau Mgmt For For
         
1K.   Election of Director: Jennifer F. Scanlon Mgmt For For
         
1L.   Election of Director: Alan H. Shaw Mgmt For For
         
1M.   Election of Director: James A. Squires Mgmt For For
         
1N.   Election of Director: John R. Thompson Mgmt For For
         
2.    Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern’s independent auditors for the year ending December 31, 2022. Mgmt For For
         
3.    Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2022 Annual Meeting of Shareholders. Mgmt For For
         
4.    A shareholder proposal regarding reducing the percentage of shareholders required to call a special meeting. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 64 of 97

 

 

Unassigned  

 NORTHROP GRUMMAN CORPORATION  

Security:

666807102

Agenda Number:

935592495

Ticker:

NOC   

Meeting Type:

Annual

ISIN:

US6668071029

Meeting Date:

5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Kathy J. Warden Mgmt For For
         
1B.   Election of Director: David P. Abney Mgmt For For
         
1C.   Election of Director: Marianne C. Brown Mgmt For For
         
1D.   Election of Director: Donald E. Felsinger Mgmt For For
         
1E.   Election of Director: Ann M. Fudge Mgmt For For
         
1F.   Election of Director: William H. Hernandez Mgmt For For
         
1G.   Election of Director: Madeleine A. Kleiner Mgmt For For
         
1H.   Election of Director: Karl J. Krapek Mgmt For For
         
1I.   Election of Director: Graham N. Robinson Mgmt For For
         
1J.   Election of Director: Gary Roughead Mgmt For For
         
1K.   Election of Director: Thomas M. Schoewe Mgmt For For
         
1L.   Election of Director: James S. Turley Mgmt For For
         
1M.   Election of Director: Mark A. Welsh III Mgmt For For
         
2.    Proposal to approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. Mgmt For For
         
3.    Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s Independent Auditor for fiscal year ending December 31, 2022. Mgmt For For
         
4.    Shareholder proposal to change the ownership threshold for shareholders to call a special meeting. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 65 of 97

 

 

Unassigned  

 ORACLE CORPORATION

Security:

68389X105

Agenda Number:

935498027

Ticker:

ORCL  

Meeting Type:

Annual

ISIN:

US68389X1054

Meeting Date:

11/10/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.    DIRECTOR      
         
  1 Jeffrey S. Berg                          Mgmt For For
           
  2 Michael J. Boskin                        Mgmt For For
           
  3 Safra A. Catz   Mgmt For For
           
  4 Bruce R. Chizen                          Mgmt For For
           
  5 George H. Conrades                       Mgmt For For
           
  6 Lawrence J. Ellison                      Mgmt For For
           
  7 Rona A. Fairhead                         Mgmt For For
           
  8 Jeffrey O. Henley                        Mgmt For For
           
  9 Renee J. James  Mgmt For For
           
  10 Charles W. Moorman IV                    Mgmt For For
           
  11 Leon E. Panetta                          Mgmt For For
           
  12 William G. Parrett                       Mgmt For For
           
  13 Naomi O. Seligman                        Mgmt For For
           
  14 Vishal Sikka Mgmt For For
           
2.    Advisory Vote to Approve the Compensation of our Named Executive Officers. Mgmt Against Against
         
3.    Approve an Amendment to the Oracle Corporation 2020 Equity Incentive Plan. Mgmt Against Against
         
4.    Ratification of Selection of Independent Registered Public Accounting Firm. Mgmt For For
         
5.    Stockholder Proposal Regarding Racial Equity Audit. Shr For Against
         
6.    Stockholder Proposal Regarding Independent Board Chair. Shr Against For
         
7.    Stockholder Proposal Regarding Political Spending. Shr Against For
           

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 66 of 97

 

 

Unassigned  

 PAYCHEX, INC.                 

Security:

704326107

Agenda Number:

935489725

Ticker:

PAYX  

Meeting Type:

Annual

ISIN:

US7043261079

Meeting Date:

10/14/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: B. Thomas Golisano Mgmt For For
         
1B.   Election of Director: Thomas F. Bonadio Mgmt For For
         
1C.   Election of Director: Joseph G. Doody Mgmt For For
         
1D.   Election of Director: David J.S. Flaschen Mgmt For For
         
1E.   Election of Director: Pamela A. Joseph Mgmt For For
         
1F.   Election of Director: Martin Mucci Mgmt For For
         
1G.   Election of Director: Kevin A. Price Mgmt For For
         
1H.   Election of Director: Joseph M. Tucci Mgmt For For
         
1I.   Election of Director: Joseph M. Velli Mgmt For For
         
1J.   Election of Director: Kara Wilson Mgmt For For
         
2.    ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. Mgmt For For
         
3.    RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 67 of 97

 

 

Unassigned  

 PEPSICO, INC.             

Security:

713448108

Agenda Number:

935567997

Ticker:

PEP   

Meeting Type:

Annual

ISIN:

US7134481081

Meeting Date:

5/4/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Segun Agbaje Mgmt For For
         
1B.   Election of Director: Shona L. Brown Mgmt For For
         
1C.   Election of Director: Cesar Conde Mgmt For For
         
1D.   Election of Director: Ian Cook Mgmt For For
         
1E.   Election of Director: Edith W. Cooper Mgmt For For
         
1F.   Election of Director: Dina Dublon Mgmt For For
         
1G.   Election of Director: Michelle Gass Mgmt For For
         
1H.   Election of Director: Ramon L. Laguarta Mgmt For For
         
1I.   Election of Director: Dave Lewis Mgmt For For
         
1J.   Election of Director: David C. Page Mgmt For For
         
1K.   Election of Director: Robert C. Pohlad Mgmt For For
         
1L.   Election of Director: Daniel Vasella Mgmt For For
         
1M.   Election of Director: Darren Walker Mgmt For For
         
1N.   Election of Director: Alberto Weisser Mgmt For For
         
2.    Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2022. Mgmt For For
         
3.    Advisory approval of the Company’s executive compensation. Mgmt For For
         
4.    Shareholder Proposal - Independent Board Chairman. Shr Against For
         
5.    Shareholder Proposal - Report on Global Public Policy and Political Influence Outside the U.S. Shr Against For
         
6.    Shareholder Proposal - Report on Public Health Costs. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 68 of 97

 

 

Unassigned  

 PFIZER INC.      

Security:

717081103

Agenda Number:

935562062

Ticker:

PFE   

Meeting Type:

Annual

ISIN:

US7170811035

Meeting Date:

4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Ronald E. Blaylock Mgmt For For
         
1B.   Election of Director: Albert Bourla Mgmt For For
         
1C.   Election of Director: Susan Desmond-Hellmann Mgmt For For
         
1D.   Election of Director: Joseph J. Echevarria Mgmt For For
         
1E.   Election of Director: Scott Gottlieb Mgmt For For
         
1F.   Election of Director: Helen H. Hobbs Mgmt For For
         
1G.   Election of Director: Susan Hockfield Mgmt For For
         
1H.   Election of Director: Dan R. Littman Mgmt For For
         
1I.   Election of Director: Shantanu Narayen Mgmt For For
         
1J.   Election of Director: Suzanne Nora Johnson Mgmt For For
         
1K.   Election of Director: James Quincey Mgmt For For
         
1L.   Election of Director: James C. Smith Mgmt For For
         
2.    Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 Mgmt For For
         
3.    2022 advisory approval of executive compensation Mgmt For For
         
4.    Shareholder proposal regarding amending proxy access Shr Against For
         
5.    Shareholder proposal regarding report on political expenditures congruency Shr Against For
         
6.    Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers Shr Against For
         
7.    Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices Shr Against For
         
8.    Shareholder proposal regarding report on public health costs of protecting vaccine technology Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 69 of 97

 

 

Unassigned  

 PHILIP MORRIS INTERNATIONAL INC. 

Security:

718172109

Agenda Number:

935568355

Ticker:

PM      

Meeting Type:

Annual

ISIN:

US7181721090

Meeting Date:

5/4/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Brant Bonin Bough Mgmt For For
         
1B.   Election of Director: André Calantzopoulos Mgmt For For
         
1C.   Election of Director: Michel Combes Mgmt For For
         
1D.   Election of Director: Juan José Daboub Mgmt For For
         
1E.   Election of Director: Werner Geissler Mgmt For For
         
1F.   Election of Director: Lisa A. Hook Mgmt For For
         
1G.   Election of Director: Jun Makihara Mgmt For For
         
1H.   Election of Director: Kalpana Morparia Mgmt For For
         
1I.   Election of Director: Lucio A. Noto Mgmt For For
         
1J.   Election of Director: Jacek Olczak Mgmt For For
         
1K.   Election of Director: Frederik Paulsen Mgmt For For
         
1L.   Election of Director: Robert B. Polet Mgmt For For
         
1M.   Election of Director: Dessislava Temperley Mgmt For For
         
1N.   Election of Director: Shlomo Yanai Mgmt For For
         
2.    Advisory Vote Approving Executive Compensation. Mgmt For For
         
3.    2022 Performance Incentive Plan. Mgmt For For
         
4.    Ratification of the Selection of Independent Auditors. Mgmt For For
         
5.    Shareholder Proposal to phase out all health-hazardous and addictive products produced by Philip Morris International Inc. by 2025. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 70 of 97

 

 

Unassigned  

 QUALCOMM INCORPORATED    

Security:

747525103

Agenda Number:

935543567

Ticker:

QCOM   

Meeting Type:

Annual

ISIN:

US7475251036

Meeting Date:

3/9/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Sylvia Acevedo Mgmt For For
         
1B.   Election of Director: Cristiano R. Amon Mgmt For For
         
1C.   Election of Director: Mark Fields Mgmt For For
         
1D.   Election of Director: Jeffrey W. Henderson Mgmt For For
         
1E.   Election of Director: Gregory N. Johnson Mgmt For For
         
1F.   Election of Director: Ann M. Livermore Mgmt For For
         
1G.   Election of Director: Mark D. McLaughlin Mgmt For For
         
1H.   Election of Director: Jamie S. Miller Mgmt For For
         
1I.   Election of Director: Irene B. Rosenfeld Mgmt For For
         
1J.   Election of Director: Kornelis (Neil) Smit Mgmt For For
         
1K.   Election of Director: Jean-Pascal Tricoire Mgmt For For
         
1L.   Election of Director: Anthony J. Vinciquerra Mgmt For For
         
2.    Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 25, 2022. Mgmt For For
         
3.    Advisory vote to approve the compensation of our Named Executive Officers. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 71 of 97

 

 

Unassigned  

 QUEST DIAGNOSTICS INCORPORATED          

Security:

74834L100

Agenda Number:

935621107

Ticker:

DGX   

Meeting Type:

Annual

ISIN:

US74834L1008

Meeting Date:

5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.1   Election of Director: Tracey C. Doi Mgmt For For
         
1.2   Election of Director: Vicky B. Gregg Mgmt For For
         
1.3   Election of Director: Wright L. Lassiter III Mgmt For For
         
1.4   Election of Director: Timothy L. Main Mgmt For For
         
1.5   Election of Director: Denise M. Morrison Mgmt For For
         
1.6   Election of Director: Gary M. Pfeiffer Mgmt For For
         
1.7   Election of Director: Timothy M. Ring Mgmt For For
         
1.8   Election of Director: Stephen H. Rusckowski Mgmt For For
         
1.9   Election of Director: Gail R. Wilensky Mgmt For For
         
2.    An advisory resolution to approve the executive officer compensation disclosed in the Company’s 2022 proxy statement Mgmt For For
         
3.    Ratification of the appointment of our independent registered public accounting firm for 2022 Mgmt For For
         
4.    To adopt an amendment to the Company’s Certificate of Incorporation to allow stockholders to act by non-unanimous written consent Mgmt For For
         
5.    To adopt an amendment to the Company’s Certificate of Incorporation to permit stockholders holding 15% or more of the Company’s common stock to request that the Company call a special meeting of stockholders Mgmt For For
         
6.    Stockholder proposal regarding the right to call a special meeting of stockholders Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 72 of 97

 

 

Unassigned  

 ROCKWELL AUTOMATION, INC.     

Security:

773903109

Agenda Number:

935535849

Ticker:

ROK   

Meeting Type:

Annual

ISIN:

US7739031091

Meeting Date:

2/1/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
A.    DIRECTOR      
         
  1 James P. Keane  Mgmt For For
           
  2 Blake D. Moret  Mgmt For For
           
  3 Thomas W. Rosamilia                      Mgmt For For
           
  4 Patricia A. Watson                       Mgmt For For
           
B.    To approve, on an advisory basis, the compensation of the Corporation’s named executive officers. Mgmt For For
         
C.    To approve the selection of Deloitte & Touche LLP as the Corporation’s independent registered public accounting firm for fiscal 2022. Mgmt For For
           

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 73 of 97

 

 

Unassigned  

 S&P GLOBAL INC.    

Security:

78409V104

Agenda Number:

935575691

Ticker:

SPGI  

Meeting Type:

Annual

ISIN:

US78409V1044

Meeting Date:

5/4/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Marco Alverà Mgmt For For
         
1B.   Election of Director: Jacques Esculier Mgmt For For
         
1C.   Election of Director: Gay Huey Evans Mgmt For For
         
1D.   Election of Director: William D. Green Mgmt For For
         
1E.   Election of Director: Stephanie C. Hill Mgmt For For
         
1F.   Election of Director: Rebecca Jacoby Mgmt For For
         
1G.   Election of Director: Robert P. Kelly Mgmt For For
         
1H.   Election of Director: Ian Paul Livingston Mgmt For For
         
1I.   Election of Director: Deborah D. McWhinney Mgmt For For
         
1J.   Election of Director: Maria R. Morris Mgmt For For
         
1K.   Election of Director: Douglas L. Peterson Mgmt For For
         
1L.   Election of Director: Edward B. Rust, Jr. Mgmt For For
         
1M.   Election of Director: Richard E. Thornburgh Mgmt For For
         
1N.   Election of Director: Gregory Washington Mgmt For For
         
2.    Approve, on an advisory basis, the executive compensation program for the Company’s named executive officers. Mgmt For For
         
3.    Ratify the selection of Ernst & Young LLP as our independent auditor for 2022. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 74 of 97

 

 

Unassigned  

 STARBUCKS CORPORATION    

Security:

855244109

Agenda Number:

935545799

Ticker:

SBUX  

Meeting Type:

Annual

ISIN:

US8552441094

Meeting Date:

3/16/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Richard E. Allison, Jr. Mgmt For For
         
1B.   Election of Director: Andrew Campion Mgmt For For
         
1C.   Election of Director: Mary N. Dillon Mgmt For For
         
1D.   Election of Director: Isabel Ge Mahe Mgmt For For
         
1E.   Election of Director: Mellody Hobson Mgmt For For
         
1F.   Election of Director: Kevin R. Johnson Mgmt For For
         
1G.   Election of Director: Jørgen Vig Knudstorp Mgmt For For
         
1H.   Election of Director: Satya Nadella Mgmt For For
         
1I.   Election of Director: Joshua Cooper Ramo Mgmt For For
         
1J.   Election of Director: Clara Shih Mgmt For For
         
1K.   Election of Director: Javier G. Teruel Mgmt For For
         
2.    Approve amended and restated 2005 Long-Term Equity Incentive Plan. Mgmt For For
         
3.    Approve, on an advisory, nonbinding basis,the compensation of our named executive officers. Mgmt For For
         
4.    Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2022. Mgmt For For
         
5.    Annual Reports Regarding the Prevention of Harassment and Discrimination in the Workplace. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 75 of 97

 

 

Unassigned  

 STRYKER CORPORATION     

Security:

863667101

Agenda Number:

935568711

Ticker:

SYK  

Meeting Type:

Annual

ISIN:

US8636671013

Meeting Date:

5/4/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A)   Election of Director: Mary K. Brainerd Mgmt For For
         
1B)   Election of Director: Giovanni Caforio, M.D. Mgmt For For
         
1C)   Election of Director: Srikant M. Datar, Ph.D. Mgmt For For
         
1D)   Election of Director: Allan C. Golston (Lead Independent Director) Mgmt For For
         
1E)   Election of Director: Kevin A. Lobo (Chair of the Board, Chief Executive Officer and President) Mgmt For For
         
1F)   Election of Director: Sherilyn S. McCoy Mgmt For For
         
1G)   Election of Director: Andrew K. Silvernail Mgmt For For
         
1H)   Election of Director: Lisa M. Skeete Tatum Mgmt For For
         
1I)   Election of Director: Ronda E. Stryker Mgmt For For
         
1J)   Election of Director: Rajeev Suri Mgmt For For
         
2)    Ratification of Appointment of our Independent Registered Public Accounting Firm. Mgmt For For
         
3)    Advisory Vote to Approve Named Executive Officer Compensation. Mgmt For For
         
4)    Shareholder Proposal to Amend Proxy Access Terms. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 76 of 97

 

 

Unassigned  

 T. ROWE PRICE GROUP, INC.     

Security:

74144T108

Agenda Number:

935576871

Ticker:

TROW   

Meeting Type:

Annual

ISIN:

US74144T1088

Meeting Date:

5/10/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Glenn R. August Mgmt For For
         
1B.   Election of Director: Mark S. Bartlett Mgmt For For
         
1C.   Election of Director: Mary K. Bush Mgmt For For
         
1D.   Election of Director: Dina Dublon Mgmt For For
         
1E.   Election of Director: Dr. Freeman A. Hrabowski, III Mgmt For For
         
1F.   Election of Director: Robert F. MacLellan Mgmt For For
         
1G.   Election of Director: Eileen P. Rominger Mgmt For For
         
1H.   Election of Director: Robert W. Sharps Mgmt For For
         
1I.   Election of Director: Robert J. Stevens Mgmt For For
         
1J.   Election of Director: William J. Stromberg Mgmt For For
         
1K.   Election of Director: Richard R. Verma Mgmt For For
         
1L.   Election of Director: Sandra S. Wijnberg Mgmt For For
         
1M.   Election of Director: Alan D. Wilson Mgmt For For
         
2.    To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. Mgmt For For
         
3.    Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2022. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 77 of 97

 

 

Unassigned  

 TARGET CORPORATION          

Security:

87612E106

Agenda Number:

935620369

Ticker:

TGT   

Meeting Type:

Annual

ISIN:

US87612E1064

Meeting Date:

6/8/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1a.   Election of Director: David P. Abney Mgmt For For
         
1b.   Election of Director: Douglas M. Baker, Jr. Mgmt For For
         
1c.   Election of Director: George S. Barrett Mgmt For For
         
1d.   Election of Director: Gail K. Boudreaux Mgmt For For
         
1e.   Election of Director: Brian C. Cornell Mgmt For For
         
1f.   Election of Director: Robert L. Edwards Mgmt For For
         
1g.   Election of Director: Melanie L. Healey Mgmt For For
         
1h.   Election of Director: Donald R. Knauss Mgmt For For
         
1i.   Election of Director: Christine A. Leahy Mgmt For For
         
1j.   Election of Director: Monica C. Lozano Mgmt For For
         
1k.   Election of Director: Derica W. Rice Mgmt For For
         
1l.   Election of Director: Dmitri L. Stockton Mgmt For For
         
2.    Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. Mgmt For For
         
3.    Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). Mgmt For For
         
4.    Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 78 of 97

 

 

Unassigned  

 TE CONNECTIVITY LTD             

Security:

H84989104

Agenda Number:

935553037

Ticker:

TEL 

Meeting Type:

Annual

ISIN:

CH0102993182

Meeting Date:

3/9/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Terrence R. Curtin Mgmt For For
         
1B.   Election of Director: Carol A. (“John”) Davidson Mgmt For For
         
1C.   Election of Director: Lynn A. Dugle Mgmt For For
         
1D.   Election of Director: William A. Jeffrey Mgmt For For
         
1E.   Election of Director: Syaru Shirley Lin Mgmt For For
         
1F.   Election of Director: Thomas J. Lynch Mgmt For For
         
1G.   Election of Director: Heath A. Mitts Mgmt For For
         
1H.   Election of Director: Yong Nam Mgmt For For
         
1I.   Election of Director: Abhijit Y. Talwalkar Mgmt For For
         
1J.   Election of Director: Mark C. Trudeau Mgmt For For
         
1K.   Election of Director: Dawn C. Willoughby Mgmt For For
         
1L.   Election of Director: Laura H. Wright Mgmt For For
         
2.    To elect Thomas J. Lynch as the Chairman of the Board of Directors. Mgmt For For
         
3A.   To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar Mgmt For For
         
3B.   To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau Mgmt For For
         
3C.   To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby Mgmt For For
         
4.    To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2023 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. Mgmt For For
         
5A.   To approve the 2021 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 24, 2021, the consolidated financial statements for the fiscal year ended September 24, 2021 and the Swiss Compensation Report for the fiscal year ended September 24, 2021). Mgmt For For
         
5B.   To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 24, 2021. Mgmt For For
         
5C.   To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 24, 2021. Mgmt For For
         
6.    To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 24, 2021. Mgmt For For
         
7A.   To elect Deloitte & Touche LLP as TE Connectivity’s independent registered public accounting firm for fiscal year 2022. Mgmt For For
         
7B.   To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity’s Swiss registered auditor until the next annual general meeting of TE Connectivity. Mgmt For For
         
7C.   To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity’s special auditor until the next annual general meeting of TE Connectivity. Mgmt For For
         
8.    An advisory vote to approve named executive officer compensation. Mgmt For For
         
9.    A binding vote to approve fiscal year 2023 maximum aggregate compensation amount for executive management. Mgmt For For
         
10.   A binding vote to approve fiscal year 2023 maximum aggregate compensation amount for the Board of Directors. Mgmt For For
         
11.   To approve the carryforward of unappropriated accumulated earnings at September 24, 2021. Mgmt For For
         
12.   To approve a dividend payment to shareholders equal to $2.24 per issued share to be paid in four equal quarterly installments of $0.56 starting with the third fiscal quarter of 2022 and ending in the second fiscal quarter of 2023 pursuant to the terms of the dividend resolution. Mgmt For For
         
13.   To approve an authorization relating to TE Connectivity’s Share Repurchase Program. Mgmt For For
         
14.   To approve the renewal of Authorized Capital and related amendment to our articles of association. Mgmt For For
         
15.   To approve a reduction of share capital for shares acquired under TE Connectivity’s share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. Mgmt For For
         
16.   To approve any adjournments or postponements of the meeting. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 79 of 97

 

 

Unassigned  

 TEXAS INSTRUMENTS INCORPORATED    

Security:

882508104

Agenda Number:

935560842

Ticker:

TXN   

Meeting Type:

Annual

ISIN:

US8825081040

Meeting Date:

4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Mark A. Blinn Mgmt For For
         
1B.   Election of Director: Todd M. Bluedorn Mgmt For For
         
1C.   Election of Director: Janet F. Clark Mgmt For For
         
1D.   Election of Director: Carrie S. Cox Mgmt For For
         
1E.   Election of Director: Martin S. Craighead Mgmt For For
         
1F.   Election of Director: Jean M. Hobby Mgmt For For
         
1G.   Election of Director: Michael D. Hsu Mgmt For For
         
1H.   Election of Director: Haviv Ilan Mgmt For For
         
1I.   Election of Director: Ronald Kirk Mgmt For For
         
1J.   Election of Director: Pamela H. Patsley Mgmt For For
         
1K.   Election of Director: Robert E. Sanchez Mgmt For For
         
1L.   Election of Director: Richard K. Templeton Mgmt For For
         
2.    Board proposal regarding advisory approval of the Company’s executive compensation. Mgmt For For
         
3.    Board proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2022. Mgmt For For
         
4.    Stockholder proposal to permit a combined 10% of stockholders to call a special meeting. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 80 of 97

 

 

Unassigned  

 THE ALLSTATE CORPORATION

Security:

020002101

Agenda Number:

935601092

Ticker:

ALL   

Meeting Type:

Annual

ISIN:

US0200021014

Meeting Date:

5/24/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Donald E. Brown Mgmt For For
         
1B.   Election of Director: Kermit R. Crawford Mgmt For For
         
1C.   Election of Director: Richard T. Hume Mgmt For For
         
1D.   Election of Director: Margaret M. Keane Mgmt For For
         
1E.   Election of Director: Siddharth N. Mehta Mgmt For For
         
1F.   Election of Director: Jacques P. Perold Mgmt For For
         
1G.   Election of Director: Andrea Redmond Mgmt For For
         
1H.   Election of Director: Gregg M. Sherrill Mgmt For For
         
1I.   Election of Director: Judith A. Sprieser Mgmt For For
         
1J.   Election of Director: Perry M. Traquina Mgmt For For
         
1K.   Election of Director: Thomas J. Wilson Mgmt For For
         
2.    Advisory vote to approve the compensation of the named executives. Mgmt For For
         
3.    Ratification of the appointment of Deloitte & Touche LLP as Allstate’s independent registered public accountant for 2022. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 81 of 97

 

 

Unassigned  

 THE CLOROX COMPANY 

Security:

189054109

Agenda Number:

935503208

Ticker:

CLX   

Meeting Type:

Annual

ISIN:

US1890541097

Meeting Date:

11/17/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Amy Banse Mgmt For For
         
1B.   Election of Director: Richard H. Carmona Mgmt For For
         
1C.   Election of Director: Spencer C. Fleischer Mgmt For For
         
1D.   Election of Director: Esther Lee Mgmt For For
         
1E.   Election of Director: A.D. David Mackay Mgmt For For
         
1F.   Election of Director: Paul Parker Mgmt For For
         
1G.   Election of Director: Linda Rendle Mgmt For For
         
1H.   Election of Director: Matthew J. Shattock Mgmt For For
         
1I.   Election of Director: Kathryn Tesija Mgmt For For
         
1J.   Election of Director: Russell Weiner Mgmt For For
         
1K.   Election of Director: Christopher J. Williams Mgmt For For
         
2.    Advisory Vote to Approve Executive Compensation. Mgmt For For
         
3.    Ratification of the Selection of Ernst & Young LLP as the Clorox Company’s Independent Registered Public Accounting Firm. Mgmt For For
         
4.    Approval of the Amended and Restated 2005 Stock Incentive Plan. Mgmt For For
         
5.    Shareholder Proposal Requesting Non-Management Employees on Director Nominee Candidate Lists. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 82 of 97

 

 

Unassigned  

 THE COCA-COLA COMPANY  

Security:

191216100

Agenda Number:

935562086

Ticker:

KO    

Meeting Type:

Annual

ISIN:

US1912161007

Meeting Date:

4/26/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Herb Allen Mgmt For For
         
1B.   Election of Director: Marc Bolland Mgmt For For
         
1C.   Election of Director: Ana Botín Mgmt For For
         
1D.   Election of Director: Christopher C. Davis Mgmt For For
         
1E.   Election of Director: Barry Diller Mgmt For For
         
1F.   Election of Director: Helene D. Gayle Mgmt For For
         
1G.   Election of Director: Alexis M. Herman Mgmt For For
         
1H.   Election of Director: Maria Elena Lagomasino Mgmt For For
         
1I.   Election of Director: James Quincey Mgmt For For
         
1J.   Election of Director: Caroline J. Tsay Mgmt For For
         
1K.   Election of Director: David B. Weinberg Mgmt For For
         
2.    Advisory vote to approve executive compensation Mgmt Against Against
         
3.    Ratification of the appointment of Ernst & Young LLP as Independent Auditors of the Company to serve for the 2022 fiscal year Mgmt For For
         
4.    Shareowner proposal regarding an external public health impact disclosure Shr Against For
         
5.    Shareowner proposal regarding a global transparency report Shr Against For
         
6.    Shareowner proposal regarding an independent Board Chair policy Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 83 of 97

 

 

Unassigned  

 THE HERSHEY COMPANY 

Security:

427866108

Agenda Number:

935589121

Ticker:

HSY   

Meeting Type:

Annual

ISIN:

US4278661081

Meeting Date:

5/17/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1.    DIRECTOR      
         
  1 Pamela M. Arway                          Mgmt For For
           
  2 James W. Brown  Mgmt For For
           
  3 Michele G. Buck                          Mgmt For For
           
  4 Victor L. Crawford                       Mgmt For For
           
  5 Robert M. Dutkowsky                      Mgmt For For
           
  6 Mary Kay Haben  Mgmt For For
           
  7 James C. Katzman                         Mgmt For For
           
  8 M. Diane Koken  Mgmt For For
           
  9 Robert M. Malcolm                        Mgmt For For
           
  10 Anthony J. Palmer                        Mgmt For For
           
  11 Juan R. Perez   Mgmt For For
           
  12 Wendy L. Schoppert                       Mgmt For For
           
2.    Ratify the appointment of Ernst & Young LLP as independent auditors for 2022. Mgmt For For
         
3.    Approve named executive officer compensation on a non-binding advisory basis. Mgmt For For
         
4.    Stockholder Proposal entitled “End Child Labor in Cocoa Production.” Shr Against For
           

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 84 of 97

 

 

Unassigned  

 THE HOME DEPOT, INC.      

Security:

437076102

Agenda Number:

935581290

Ticker:

HD    

Meeting Type:

Annual

ISIN:

US4370761029

Meeting Date:

5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Gerard J. Arpey Mgmt For For
         
1B.   Election of Director: Ari Bousbib Mgmt For For
         
1C.   Election of Director: Jeffery H. Boyd Mgmt For For
         
1D.   Election of Director: Gregory D. Brenneman Mgmt For For
         
1E.   Election of Director: J. Frank Brown Mgmt For For
         
1F.   Election of Director: Albert P. Carey Mgmt For For
         
1G.   Election of Director: Edward P. Decker Mgmt For For
         
1H.   Election of Director: Linda R. Gooden Mgmt For For
         
1I.   Election of Director: Wayne M. Hewett Mgmt For For
         
1J.   Election of Director: Manuel Kadre Mgmt For For
         
1K.   Election of Director: Stephanie C. Linnartz Mgmt For For
         
1L.   Election of Director: Craig A. Menear Mgmt For For
         
1M.   Election of Director: Paula Santilli Mgmt For For
         
1N.   Election of Director: Caryn Seidman-Becker Mgmt For For
         
2.    Ratification of the Appointment of KPMG LLP Mgmt For For
         
3.    Advisory Vote to Approve Executive Compensation (“Say-on-Pay”) Mgmt For For
         
4.    Approval of the Omnibus Stock Incentive Plan, as Amended and Restated May 19, 2022 Mgmt For For
         
5.    Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares Shr Against For
         
6.    Shareholder Proposal Regarding Independent Board Chair Shr Against For
         
7.    Shareholder Proposal Regarding Political Contributions Congruency Analysis Shr Against For
         
8.    Shareholder Proposal Regarding Report on Gender and Racial Equity on the Board of Directors Shr Against For
         
9.    Shareholder Proposal Regarding Report on Deforestation Shr Against For
         
10.   Shareholder Proposal Regarding Racial Equity Audit Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 85 of 97

 

 

Unassigned  

 THE PROCTER & GAMBLE COMPANY    

Security:

742718109

Agenda Number:

935488002

Ticker:

PG    

Meeting Type:

Annual

ISIN:

US7427181091

Meeting Date:

10/12/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   ELECTION OF DIRECTOR: B. Marc Allen Mgmt For For
         
1B.   ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
         
1C.   ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
         
1D.   ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
         
1E.   ELECTION OF DIRECTOR: Christopher Kempczinski Mgmt For For
         
1F.   ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
         
1G.   ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
         
1H.   ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
         
1I.   ELECTION OF DIRECTOR: Jon R. Moeller Mgmt For For
         
1J.   ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
         
1K.   ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
         
1L.   ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
         
2.    Ratify Appointment of the Independent Registered Public Accounting Firm. Mgmt For For
         
3.    Advisory Vote to Approve the Company’s Executive Compensation (the “Say on Pay” vote). Mgmt For For
         
4.    Shareholder Proposal - Inclusion of Non- Management Employees on Director Nominee Candidate Lists. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 86 of 97

 

 

Unassigned  

 THE TJX COMPANIES, INC.       

Security:

872540109

Agenda Number:

935636146

Ticker:

TJX     

Meeting Type:

Annual

ISIN:

US8725401090

Meeting Date:

6/7/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1a.   Election of Director: José B. Alvarez Mgmt For For
         
1b.   Election of Director: Alan M. Bennett Mgmt For For
         
1c.   Election of Director: Rosemary T. Berkery Mgmt For For
         
1d.   Election of Director: David T. Ching Mgmt For For
         
1e.   Election of Director: C. Kim Goodwin Mgmt For For
         
1f.   Election of Director: Ernie Herrman Mgmt For For
         
1g.   Election of Director: Michael F. Hines Mgmt For For
         
1h.   Election of Director: Amy B. Lane Mgmt For For
         
1i.   Election of Director: Carol Meyrowitz Mgmt For For
         
1j.   Election of Director: Jackwyn L. Nemerov Mgmt For For
         
1k.   Election of Director: John F. O’Brien Mgmt For For
         
2.    Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2023 Mgmt For For
         
3.    Approval of Stock Incentive Plan (2022 Restatement) Mgmt For For
         
4.    Advisory approval of TJX’s executive compensation (the say-on- pay vote) Mgmt For For
         
5.    Shareholder proposal for a report on effectiveness of social compliance efforts in TJX’s supply chain Shr Against For
         
6.    Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier’s employees Shr Against For
         
7.    Shareholder proposal for a report on risk due to restrictions on reproductive rights Shr Against For
         
8.    Shareholder proposal to adopt a paid sick leave policy for all Associates Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 87 of 97

 

 

Unassigned  

 THERMO FISHER SCIENTIFIC INC.    

Security:

883556102

Agenda Number:

935585058

Ticker:

TMO   

Meeting Type:

Annual

ISIN:

US8835561023

Meeting Date:

5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of director: Marc N. Casper Mgmt For For
         
1B.   Election of director: Nelson J. Chai Mgmt For For
         
1C.   Election of director: Ruby R. Chandy Mgmt For For
         
1D.   Election of director: C. Martin Harris Mgmt For For
         
1E.   Election of director: Tyler Jacks Mgmt For For
         
1F.   Election of director: R. Alexandra Keith Mgmt For For
         
1G.   Election of director: Jim P. Manzi Mgmt For For
         
1H.   Election of director: James C. Mullen Mgmt For For
         
1I.   Election of director: Lars R. Sorensen Mgmt For For
         
1J.   Election of director: Debora L. Spar Mgmt For For
         
1K.   Election of director: Scott M. Sperling Mgmt For For
         
1L.   Election of director: Dion J. Weisler Mgmt For For
         
2.    An advisory vote to approve named executive officer compensation. Mgmt For For
         
3.    Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2022. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 88 of 97

 

 

Unassigned  

 TRANE TECHNOLOGIES PLC  

Security:

G8994E103

Agenda Number:

935616839

Ticker:

TT    

Meeting Type:

Annual

ISIN:

IE00BK9ZQ967

Meeting Date:

6/2/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1a.   Election of Director: Kirk E. Arnold Mgmt For For
         
1b.   Election of Director: Ann C. Berzin Mgmt For For
         
1c.   Election of Director: April Miller Boise Mgmt For For
         
1d.   Election of Director: John Bruton Mgmt For For
         
1e.   Election of Director: Jared L. Cohon Mgmt For For
         
1f.   Election of Director: Gary D. Forsee Mgmt For For
         
1g.   Election of Director: Linda P. Hudson Mgmt For For
         
1h.   Election of Director: Myles P. Lee Mgmt For For
         
1i.   Election of Director: David S. Regnery Mgmt For For
         
1j.   Election of Director: John P. Surma Mgmt For For
         
1k.   Election of Director: Tony L. White Mgmt For For
         
2.    Advisory approval of the compensation of the Company’s named executive officers. Mgmt For For
         
3.    Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors’ remuneration. Mgmt For For
         
4.    Approval of the renewal of the Directors’ existing authority to issue shares. Mgmt For For
         
5.    Approval of the renewal of the Directors’ existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) Mgmt For For
         
6.    Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 89 of 97

 

 

Unassigned  

 UNION PACIFIC CORPORATION     

Security:

907818108

Agenda Number:

935575071

Ticker:

UNP   

Meeting Type:

Annual

ISIN:

US9078181081

Meeting Date:

5/12/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: William J. DeLaney Mgmt For For
         
1B.   Election of Director: David B. Dillon Mgmt For For
         
1C.   Election of Director: Sheri H. Edison Mgmt For For
         
1D.   Election of Director: Teresa M. Finley Mgmt For For
         
1E.   Election of Director: Lance M. Fritz Mgmt For For
         
1F.   Election of Director: Deborah C. Hopkins Mgmt For For
         
1G.   Election of Director: Jane H. Lute Mgmt For For
         
1H.   Election of Director: Michael R. McCarthy Mgmt For For
         
1I.   Election of Director: Jose H. Villarreal Mgmt For For
         
1J.   Election of Director: Christopher J. Williams Mgmt For For
         
2.    Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2022. Mgmt For For
         
3.    An advisory vote on executive compensation (“Say On Pay”). Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 90 of 97

 

 

Unassigned  

 UNITED PARCEL SERVICE, INC.  

Security:

911312106

Agenda Number:

935570487

Ticker:

UPS    

Meeting Type:

Annual

ISIN:

US9113121068

Meeting Date:

5/5/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director to serve until 2023 annual meeting: Carol B. Tomé Mgmt For For
         
1B.   Election of Director to serve until 2023 annual meeting: Rodney C. Adkins Mgmt For For
         
1C.   Election of Director to serve until 2023 annual meeting: Eva C. Boratto Mgmt For For
         
1D.   Election of Director to serve until 2023 annual meeting: Michael J. Burns Mgmt For For
         
1E.   Election of Director to serve until 2023 annual meeting: Wayne M. Hewett Mgmt For For
         
1F.   Election of Director to serve until 2023 annual meeting: Angela Hwang Mgmt For For
         
1G.   Election of Director to serve until 2023 annual meeting: Kate E. Johnson Mgmt For For
         
1H.   Election of Director to serve until 2023 annual meeting: William R. Johnson Mgmt For For
         
1I.   Election of Director to serve until 2023 annual meeting: Ann M. Livermore Mgmt For For
         
1J.   Election of Director to serve until 2023 annual meeting: Franck J. Moison Mgmt For For
         
1K.   Election of Director to serve until 2023 annual meeting: Christiana Smith Shi Mgmt For For
         
1L.   Election of Director to serve until 2023 annual meeting: Russell Stokes Mgmt For For
         
1M.   Election of Director to serve until 2023 annual meeting: Kevin Warsh Mgmt For For
         
2.    To approve on an advisory basis named executive officer compensation. Mgmt For For
         
3.    To ratify the appointment of Deloitte & Touche LLP as UPS’s independent registered public accounting firm for the year ending December 31, 2022. Mgmt For For
         
4.    To prepare an annual report on lobbying activities. Shr Against For
         
5.    To prepare a report on alignment of lobbying activities with the Paris Climate Agreement. Shr For Against
         
6.    To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. Shr For Against
         
7.    To require adoption of independently verified science-based greenhouse gas emissions reduction targets. Shr For Against
         
8.    To prepare a report on balancing climate measures and financial returns. Shr Against For
         
9.    To prepare an annual report assessing UPS’s diversity and inclusion. Shr For Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 91 of 97

 

 

Unassigned  

 UNITEDHEALTH GROUP INCORPORATED    

Security:

91324P102

Agenda Number:

935618453

Ticker:

UNH   

Meeting Type:

Annual

ISIN:

US91324P1021

Meeting Date:

6/6/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1a.   Election of Director: Timothy P. Flynn Mgmt For For
         
1b.   Election of Director: Paul R. Garcia Mgmt For For
         
1c.   Election of Director: Stephen J. Hemsley Mgmt For For
         
1d.   Election of Director: Michele J. Hooper Mgmt For For
         
1e.   Election of Director: F. William McNabb III Mgmt For For
         
1f.   Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For
         
1g.   Election of Director: John H. Noseworthy, M.D. Mgmt For For
         
1h.   Election of Director: Andrew Witty Mgmt For For
         
2.    Advisory approval of the Company’s executive compensation. Mgmt For For
         
3.    Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2022. Mgmt For For
         
4.    If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. Shr For Against
         
5.    If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal regarding political contributions congruency report. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 92 of 97

 

 

Unassigned  

 VERIZON COMMUNICATIONS INC.   

Security:

92343V104

Agenda Number:

935575704

Ticker:

VZ    

Meeting Type:

Annual

ISIN:

US92343V1044

Meeting Date:

5/12/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1a.   Election of Director: Shellye Archambeau Mgmt For For
         
1b.   Election of Director: Roxanne Austin Mgmt For For
         
1c.   Election of Director: Mark Bertolini Mgmt For For
         
1d.   Election of Director: Melanie Healey Mgmt For For
         
1e.   Election of Director: Laxman Narasimhan Mgmt For For
         
1f.   Election of Director: Clarence Otis, Jr. Mgmt For For
         
1g.   Election of Director: Daniel Schulman Mgmt For For
         
1h.   Election of Director: Rodney Slater Mgmt For For
         
1i.   Election of Director: Carol Tomé Mgmt For For
         
1j.   Election of Director: Hans Vestberg Mgmt For For
         
1k.   Election of Director: Gregory Weaver Mgmt For For
         
2.    Advisory vote to approve executive compensation Mgmt For For
         
3.    Ratification of appointment of independent registered public accounting firm Mgmt For For
         
4.    Report on charitable contributions Shr Against For
         
5.    Amend clawback policy Shr Against For
         
6.    Shareholder ratification of annual equity awards Shr Against For
         
7.    Business operations in China Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 93 of 97

 

 

Unassigned  

 VISA INC.      

Security:

92826C839

Agenda Number:

935531550

Ticker:

V     

Meeting Type:

Annual

ISIN:

US92826C8394

Meeting Date:

1/25/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Lloyd A. Carney Mgmt For For
         
1B.   Election of Director: Mary B. Cranston Mgmt For For
         
1C.   Election of Director: Francisco Javier Fernández-Carbajal Mgmt For For
         
1D.   Election of Director: Alfred F. Kelly, Jr. Mgmt For For
         
1E.   Election of Director: Ramon Laguarta Mgmt For For
         
1F.   Election of Director: John F. Lundgren Mgmt For For
         
1G.   Election of Director: Robert W. Matschullat Mgmt For For
         
1H.   Election of Director: Denise M. Morrison Mgmt For For
         
1I.   Election of Director: Linda J. Rendle Mgmt For For
         
1J.   Election of Director: Maynard G. Webb, Jr. Mgmt For For
         
2.    To approve, on an advisory basis, the compensation paid to our named executive officers. Mgmt For For
         
3.    To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. Mgmt For For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 94 of 97

 

 

Unassigned  

 WALMART INC. 

Security:

931142103

Agenda Number:

935613491

Ticker:

WMT  

Meeting Type:

Annual

ISIN:

US9311421039

Meeting Date:

6/1/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1a.   Election of Director: Cesar Conde Mgmt For For
         
1b.   Election of Director: Timothy P. Flynn Mgmt For For
         
1c.   Election of Director: Sarah J. Friar Mgmt For For
         
1d.   Election of Director: Carla A. Harris Mgmt For For
         
1e.   Election of Director: Thomas W. Horton Mgmt For For
         
1f.   Election of Director: Marissa A. Mayer Mgmt For For
         
1g.   Election of Director: C. Douglas McMillon Mgmt For For
         
1h.   Election of Director: Gregory B. Penner Mgmt For For
         
1i.   Election of Director: Randall L. Stephenson Mgmt For For
         
1j.   Election of Director: S. Robson Walton Mgmt For For
         
1k.   Election of Director: Steuart L. Walton Mgmt For For
         
2.    Advisory Vote to Approve Named Executive Officer Compensation Mgmt Against Against
         
3.    Ratification of Ernst & Young LLP as Independent Accountants Mgmt For For
         
4.    Report on Animal Welfare Practices Shr Against For
         
5.    Create a Pandemic Workforce Advisory Council Shr Against For
         
6.    Report on Impacts of Reproductive Healthcare Legislation Shr Against For
         
7.    Report on Alignment of Racial Justice Goals and Starting Wages Shr Against For
         
8.    Civil Rights and Non-Discrimination Audit Shr Against For
         
9.    Report on Charitable Donation Disclosures Shr Against For
         
10.   Report on Lobbying Disclosures Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 95 of 97

 

 

Unassigned  

 WASTE MANAGEMENT, INC.       

Security:

94106L109

Agenda Number:

935573647

Ticker:

WM    

Meeting Type:

Annual

ISIN:

US94106L1098

Meeting Date:

5/10/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: James C. Fish, Jr. Mgmt For For
         
1B.   Election of Director: Andrés R. Gluski Mgmt For For
         
1C.   Election of Director: Victoria M. Holt Mgmt For For
         
1D.   Election of Director: Kathleen M. Mazzarella Mgmt For For
         
1E.   Election of Director: Sean E. Menke Mgmt For For
         
1F.   Election of Director: William B. Plummer Mgmt For For
         
1G.   Election of Director: John C. Pope Mgmt For For
         
1H.   Election of Director: Maryrose T. Sylvester Mgmt For For
         
1I.   Election of Director: Thomas H. Weidemeyer Mgmt For For
         
2.    Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2022. Mgmt For For
         
3.    Non-binding, advisory proposal to approve our executive compensation. Mgmt For For
         
4.    A stockholder proposal regarding a civil rights audit, if properly presented at the meeting. Shr Against For

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 96 of 97

 

 

Unassigned  

 YUM! BRANDS, INC.      

Security:

988498101

Agenda Number:

935587571

Ticker:

YUM  

Meeting Type:

Annual

ISIN:

US9884981013

Meeting Date:

5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Paget L. Alves Mgmt For For
         
1B.   Election of Director: Keith Barr Mgmt For For
         
1C.   Election of Director: Christopher M. Connor Mgmt For For
         
1D.   Election of Director: Brian C. Cornell Mgmt For For
         
1E.   Election of Director: Tanya L. Domier Mgmt For For
         
1F.   Election of Director: David W. Gibbs Mgmt For For
         
1G.   Election of Director: Mirian M. Graddick-Weir Mgmt For For
         
1H.   Election of Director: Lauren R. Hobart Mgmt For For
         
1I.   Election of Director: Thomas C. Nelson Mgmt For For
         
1J.   Election of Director: P. Justin Skala Mgmt For For
         
1K.   Election of Director: Elane B. Stock Mgmt For For
         
1L.   Election of Director: Annie Young-Scrivner Mgmt For For
         
2.    Ratification of Independent Auditors. Mgmt For For
         
3.    Advisory Vote on Executive Compensation. Mgmt Against Against

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 97 of 97

 

 

Unassigned  

 ZOETIS INC.    

Security:

98978V103

Agenda Number:

935591176

Ticker:

ZTS   

Meeting Type:

Annual

ISIN:

US98978V1035

Meeting Date:

5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 
1A.   Election of Director: Paul M. Bisaro Mgmt For For
         
1B.   Election of Director: Frank A. D’Amelio Mgmt For For
         
1C.   Election of Director: Michael B. McCallister Mgmt For For
         
2.    Advisory vote to approve our executive compensation. Mgmt For For
         
3.    Approval of an Amendment and Restatement of our 2013 Equity and Incentive Plan. Mgmt For For
         
4.    Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2022. Mgmt For For
         
5.    Approval of an amendment to our Restated Certificate of Incorporation to eliminate supermajority voting provisions and certain provisions related to Pfizer Inc. Mgmt For For
         
6.    Approval of an amendment to our Restated Certificate of Incorporation to declassify the Board of Directors. Mgmt For For

 

 

 

 

O’Shares U.S. Small-Cap Quality Dividend ETF

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 1 of 110  

 

Unassigned

A.O. SMITH CORPORATION 
Security: 831865209 Agenda Number: 935553190
Ticker: AOS  Meeting Type: Annual
ISIN: US8318652091 Meeting Date: 4/12/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

1. DIRECTOR      
         
  1 Victoria M. Holt Mgmt For For
           
  2 Michael M. Larsen Mgmt For For
           
  3 Idelle K. Wolf Mgmt For For
           
  4 Gene C. Wulf Mgmt For For
           
2. Proposal to approve, by nonbinding advisory vote, the compensation of our named executive officers Mgmt For For
         
3. Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the corporation Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 2 of 110  

 

Unassigned

ACUSHNET HOLDINGS CORP.
Security: 005098108 Agenda Number: 935618225
Ticker: GOLF Meeting Type: Annual
ISIN: US0050981085 Meeting Date: 6/6/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1. DIRECTOR      
         
  1 David Maher Mgmt For For
           
  2 Yoon Soo (Gene) Yoon Mgmt For For
           
  3 Jennifer Estabrook Mgmt For For
           
  4 Gregory Hewett Mgmt For For
           
  5 Jan Singer Mgmt For For
           
  6 Sean Sullivan Mgmt For For
           
  7 Steven Tishman Mgmt For For
           
  8 Keun Chang (Kevin) Yoon Mgmt For For
           
2. To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022. Mgmt For For
         
3. To approve, in a non-binding advisory vote, the compensation paid to the Company’s named executive officers. Mgmt For For

 

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 3 of 110  

 

Unassigned

ALLETE, INC.
Security: 018522300 Agenda Number: 935575273
Ticker: ALE Meeting Type: Annual
ISIN: US0185223007 Meeting Date: 5/10/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: George G. Goldfarb Mgmt For For
         
1B. Election of Director: James J. Hoolihan Mgmt For For
         
1C. Election of Director: Madeleine W. Ludlow Mgmt For For
         
1D. Election of Director: Susan K. Nestegard Mgmt For For
         
1E. Election of Director: Douglas C. Neve Mgmt For For
         
1F. Election of Director: Barbara A. Nick Mgmt For For
         
1G. Election of Director: Bethany M. Owen Mgmt For For
         
1H. Election of Director: Robert P. Powers Mgmt For For
         
1I. Election of Director: Charlene A. Thomas Mgmt For For
         
2. Advisory vote to approve executive compensation. Mgmt For For
         
3. Approval of an amendment to the ALLETE Non-Employee Director Stock Plan to increase the number of shares of Common Stock authorized for issuance under the plan. Mgmt For For
         
4. Ratification of the selection of PricewaterhouseCoopers LLP as ALLETE’s independent registered public accounting firm for 2022. Mgmt For For

 

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 4 of 110  

 

Unassigned

AMDOCS LIMITED
Security: G02602103 Agenda Number: 935537033
Ticker: DOX Meeting Type: Annual
ISIN: GB0022569080 Meeting Date: 1/28/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Robert A. Minicucci Mgmt For For
1B. Election of Director: Adrian Gardner Mgmt For For
1C. Election of Director: James S. Kahan Mgmt For For
1D. Election of Director: Rafael de la Vega Mgmt For For
1E. Election of Director: Giora Yaron Mgmt For For
1F. Election of Director: Eli Gelman Mgmt For For
1G. Election of Director: Richard T.C. LeFave Mgmt For For
1H. Election of Director: John A. MacDonald Mgmt For For
1I. Election of Director: Shuky Sheffer Mgmt For For
1J. Election of Director: Yvette Kanouff Mgmt For For
1K. Election of Director: Sarah Ruth Davis Mgmt For For
2. To approve an increase in the dividend rate under our quarterly cash dividend program from $0.36 per share to $0.395 per share (Proposal II). Mgmt For For
3. To approve our Consolidated Financial Statements for the fiscal year ended September 30, 2021 (Proposal III). Mgmt For For
4. To ratify and approve the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2022, and until the next annual general meeting, and authorize the Audit Committee of the Board of Directors to fix the remuneration of such independent registered public accounting firm in accordance with the nature and extent of its services (Proposal IV). Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 5 of 110  

 

Unassigned

AMERICAN STATES WATER COMPANY
Security: 029899101 Agenda Number: 935600987
Ticker: AWR Meeting Type: Annual
ISIN: US0298991011 Meeting Date: 5/24/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Dr. Diana M. Bontá Mgmt For For
  2 Ms. Mary Ann Hopkins Mgmt For For
  3 Mr. Robert J. Sprowls Mgmt For For
2. Advisory vote to approve the compensation of our named executive officers. Mgmt For For
3. To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 6 of 110  

 

Unassigned

ARTISAN PARTNERS ASSET MANAGEMENT INC
Security: 04316A108 Agenda Number: 935609593
Ticker: APAM Meeting Type: Annual
ISIN: US04316A1088 Meeting Date: 6/2/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Jennifer A. Barbetta Mgmt For For
  2 Matthew R. Barger Mgmt For For
  3 Eric R. Colson Mgmt For For
  4 Tench Coxe Mgmt For For
  5 Stephanie G. DiMarco Mgmt For For
  6 Jeffrey A. Joerres Mgmt For For
  7 Saloni S. Multani Mgmt For For
  8 Andrew A. Ziegler Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Compensation. Mgmt For For
3. Advisory Vote on Frequency of Executive Compensation Advisory Vote. Mgmt 1 Year For
4. Ratification of the Appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 7 of 110  

 

Unassigned

BIO-TECHNE CORP
Security: 09073M104 Agenda Number: 935494827
Ticker: TECH Meeting Type: Annual
ISIN: US09073M1045 Meeting Date: 10/28/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. To set the number of Directors at nine. Mgmt For For
2A. Election of Director: Robert V. Baumgartner Mgmt For For
2B. Election of Director: Julie L. Bushman Mgmt For For
2C. Election of Director: John L. Higgins Mgmt For For
2D. Election of Director: Joseph D. Keegan Mgmt For For
2E. Election of Director: Charles R. Kummeth Mgmt For For
2F. Election of Director: Roeland Nusse Mgmt For For
2G. Election of Director: Alpna Seth Mgmt For For
2H. Election of Director: Randolph Steer Mgmt For For
2I. Election of Director: Rupert Vessey Mgmt For For
3. Cast a non-binding vote on named executive officer compensation. Mgmt Against Against
4. Ratify the appointment of the Company’s independent registered public accounting firm for the 2022 fiscal year. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 8 of 110  

 

Unassigned

BLACK HILLS CORPORATION
Security: 092113109 Agenda Number: 935569965
Ticker: BKH Meeting Type: Annual
ISIN: US0921131092 Meeting Date: 4/26/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Kathleen S. McAllister Mgmt For For
  2 Robert P. Otto Mgmt For For
  3 Mark A. Schober Mgmt For For
2. Ratification of the appointment of Deloitte & Touche LLP to serve as Black Hills Corporation’s independent registered public accounting firm for 2022. Mgmt For For
3. Advisory resolution to approve executive compensation. Mgmt For For
4. Approval of the Black Hills Corporation Amended and Restated 2015 Omnibus Incentive Plan. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 9 of 110  

 

Unassigned

BORGWARNER INC.
Security: 099724106 Agenda Number: 935564600
Ticker: BWA Meeting Type: Annual
ISIN: US0997241064 Meeting Date: 4/27/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1a. Election of Director: Sara A. Greenstein Mgmt For For
1b. Election of Director: David S. Haffner Mgmt For For
1c. Election of Director: Michael S. Hanley Mgmt For For
1d. Election of Director: Frederic B. Lissalde Mgmt For For
1e. Election of Director: Paul A. Mascarenas Mgmt For For
1f. Election of Director: Shaun E. McAlmont Mgmt For For
1g. Election of Director: Deborah D. McWhinney Mgmt For For
1h. Election of Director: Alexis P. Michas Mgmt For For
2. Approve, on an advisory basis, the compensation of our named executive officers. Mgmt For For
3. Ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for 2022. Mgmt For For
4. Vote on an amendment to our Restated Certificate of Incorporation, as described in the Proxy Statement, to allow 10% of our shares to request a record date to initiate stockholder written consent. Mgmt For For
5. Vote on a stockholder proposal to change the share ownership threshold to call a special meeting of the stockholders. Shr For Against

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 10 of 110  

 

Unassigned

BUNGE LIMITED
Security: G16962105 Agenda Number: 935576592
Ticker: BG Meeting Type: Annual
ISIN: BMG169621056 Meeting Date: 5/12/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Sheila Bair Mgmt For For
1B. Election of Director: Carol Browner Mgmt For For
1C. Election of Director: Paul Fribourg Mgmt For For
1D. Election of Director: J. Erik Fyrwald Mgmt For For
1E. Election of Director: Gregory Heckman Mgmt For For
1F. Election of Director: Bernardo Hees Mgmt For For
1G. Election of Director: Kathleen Hyle Mgmt For For
1H. Election of Director: Michael Kobori Mgmt For For
1I. Election of Director: Kenneth Simril Mgmt For For
1J. Election of Director: Henry “Jay” Winship Mgmt For For
1K. Election of Director: Mark Zenuk Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt For For
3. To appoint Deloitte & Touche LLP as Bunge Limited’s independent auditor for the fiscal year ending December 31, 2022, and to authorize the audit committee of the Board of Directors to determine the independent auditor’s fees. Mgmt For For
4. To approve the amendments to the Bye-Laws of Bunge Limited as set forth in the proxy statement. Mgmt For For
5. Shareholder proposal regarding shareholder right to act by written consent. Shr For Against

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 11 of 110  

 

Unassigned

CABLE ONE, INC.
Security: 12685J105 Agenda Number: 935613720
Ticker: CABO Meeting Type: Annual
ISIN: US12685J1051 Meeting Date: 5/20/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Brad D. Brian Mgmt For For
1B. Election of Director: Thomas S. Gayner Mgmt For For
1C. Election of Director: Deborah J. Kissire Mgmt For For
1D. Election of Director: Julia M. Laulis Mgmt For For
1E. Election of Director: Thomas O. Might Mgmt For For
1F. Election of Director: Kristine E. Miller Mgmt For For
1G. Election of Director: Katharine B. Weymouth Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2022 Mgmt For For
3. To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers for 2021 Mgmt For For
4. To approve the Company’s Amended and Restated Certificate of Incorporation, as amended and restated to reduce the required stockholder vote to adopt, amend, alter or repeal any provision of the Company’s Amended and Restated By-Laws from 66 2/3% of the combined voting power to a majority of the combined voting power standard Mgmt For For
5. To approve the Cable One, Inc. 2022 Omnibus Incentive Compensation Plan Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 12 of 110  

 

Unassigned

CARTER’S INC.
Security: 146229109 Agenda Number: 935609947
Ticker: CRI Meeting Type: Annual
ISIN: US1462291097 Meeting Date: 5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Rochester (Rock) Anderson, Jr. Mgmt For For
1B. Election of Director: Jeffrey H. Black Mgmt For For
1C. Election of Director: Hali Borenstein Mgmt For For
1D. Election of Director: Luis A. Borgen Mgmt For For
1E. Election of Director: Michael D. Casey Mgmt For For
1F. Election of Director: A. Bruce Cleverly Mgmt For For
1G. Election of Director: Jevin S. Eagle Mgmt For For
1H. Election of Director: Mark P. Hipp Mgmt For For
1I. Election of Director: William J. Montgoris Mgmt For For
1J. Election of Director: Stacey S. Rauch Mgmt For For
1K. Election of Director: Gretchen W. Schar Mgmt For For
1L. Election of Director: Stephanie P. Stahl Mgmt For For
2. An advisory approval of compensation for our named executive officers (the “say-on-pay” vote). Mgmt For For
3. The ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 13 of 110  

 

Unassigned

CASEY’S GENERAL STORES, INC.
Security: 147528103 Agenda Number: 935473304
Ticker: CASY Meeting Type: Annual
ISIN: US1475281036 Meeting Date: 9/1/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director to serve until the next Annual Meeting: H. Lynn Horak Mgmt For For
1B. Election of Director to serve until the next Annual Meeting: Diane C. Bridgewater Mgmt For For
1C. Election of Director to serve until the next Annual Meeting: Donald E. Frieson Mgmt For For
1D. Election of Director to serve until the next Annual Meeting: Cara K. Heiden Mgmt For For
1E. Election of Director to serve until the next Annual Meeting: David K. Lenhardt Mgmt For For
1F. Election of Director to serve until the next Annual Meeting: Darren M. Rebelez Mgmt For For
1G. Election of Director to serve until the next Annual Meeting: Larree M. Renda Mgmt For For
1H. Election of Director to serve until the next Annual Meeting: Judy A. Schmeling Mgmt For For
1I. Election of Director to serve until the next Annual Meeting: Gregory A. Trojan Mgmt For For
1J. Election of Director to serve until the next Annual Meeting: Allison M. Wing Mgmt For For
2. To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2022. Mgmt For For
3. To hold an advisory vote on our named executive officer compensation. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 14 of 110  

 

Unassigned

CBOE GLOBAL MARKETS, INC.
Security: 12503M108 Agenda Number: 935585046
Ticker: CBOE Meeting Type: Annual
ISIN: US12503M1080 Meeting Date: 5/12/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Edward T. Tilly Mgmt For For
1B. Election of Director: Eugene S. Sunshine Mgmt For For
1C. Election of Director: William M. Farrow, III Mgmt For For
1D. Election of Director: Edward J. Fitzpatrick Mgmt For For
1E. Election of Director: Ivan K. Fong Mgmt For For
1F. Election of Director: Janet P. Froetscher Mgmt For For
1G. Election of Director: Jill R. Goodman Mgmt For For
1H. Election of Director: Alexander J. Matturri, Jr. Mgmt For For
1I. Election of Director: Jennifer J. McPeek Mgmt For For
1J. Election of Director: Roderick A. Palmore Mgmt For For
1K. Election of Director: James E. Parisi Mgmt For For
1L. Election of Director: Joseph P. Ratterman Mgmt For For
1M. Election of Director: Jill E. Sommers Mgmt For For
1N. Election of Director: Fredric J. Tomczyk Mgmt For For
2. Approve, in a non-binding resolution, the compensation paid to our executive officers. Mgmt For For
3. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2022 fiscal year. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 15 of 110  

 

Unassigned

CDK GLOBAL, INC.
Security: 12508E101 Agenda Number: 935499346
Ticker: CDK Meeting Type: Annual
ISIN: US12508E1010 Meeting Date: 11/11/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Willie A. Deese Mgmt For For
1C. Election of Director: Amy J. Hillman Mgmt For For
1D. Election of Director: Brian M. Krzanich Mgmt For For
1E. Election of Director: Stephen A. Miles Mgmt For For
1F. Election of Director: Robert E. Radway Mgmt For For
1G. Election of Director: Stephen F. Schuckenbrock Mgmt For For
1H. Election of Director: Frank S. Sowinski Mgmt For For
1I. Election of Director: Eileen J. Voynick Mgmt For For
2. Advisory vote to approve the compensation of the Named Executive Officers. Mgmt For For
3. Advisory vote to approve the frequency of holding an advisory vote on executive compensation. Mgmt 1 Year For
4. Approve the CDK Global, Inc. 2014 Omnibus Award Plan (as amended and restated effective as of November 11, 2021). Mgmt For For
5. Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 16 of 110  

 

Unassigned

CHEMED CORPORATION
Security: 16359R103 Agenda Number: 935607412
Ticker: CHE Meeting Type: Annual
ISIN: US16359R1032 Meeting Date: 5/16/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1a. Election of Director: Kevin J. McNamara Mgmt For For
1b. Election of Director: Ron DeLyons Mgmt For For
1c. Election of Director: Joel F. Gemunder Mgmt For For
1d. Election of Director: Patrick P. Grace Mgmt For For
1e. Election of Director: Christopher J. Heaney Mgmt For For
1f. Election of Director: Thomas C. Hutton Mgmt For For
1g. Election of Director: Andrea R. Lindell Mgmt For For
1h. Election of Director: Thomas P. Rice Mgmt For For
1i. Election of Director: Donald E. Saunders Mgmt For For
1j. Election of Director: George J. Walsh III Mgmt For For
2. Approval and Adoption of the 2022 Stock Icentive Plan. Mgmt For For
3. Ratification of Audit Committee’s selection of PricewaterhouseCoopers LLP as independent accountants for 2022. Mgmt For For
4. Advisory vote to approve executive compensation. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 17 of 110  

 

Unassigned

COHEN & STEERS, INC.
Security: 19247A100 Agenda Number: 935567985
Ticker: CNS Meeting Type: Annual
ISIN: US19247A1007 Meeting Date: 5/5/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Martin Cohen Mgmt For For
1B. Election of Director: Robert H. Steers Mgmt For For
1C. Election of Director: Joseph M. Harvey Mgmt For For
1D. Election of Director: Reena Aggarwal Mgmt For For
1E. Election of Director: Frank T. Connor Mgmt For For
1F. Election of Director: Peter L. Rhein Mgmt For For
1G. Election of Director: Richard P. Simon Mgmt For For
1H. Election of Director: Dasha Smith Mgmt For For
1I. Election of Director: Edmond D. Villani Mgmt For For
2. Approval of Amended and Restated Cohen & Steers, Inc. Stock Incentive Plan. Mgmt For For
3. Ratification of Deloitte & Touche LLP as the company’s independent registered public accounting firm for fiscal year ending December 31, 2022. Mgmt For For
4. Approval, by non-binding vote, of the compensation of the company’s named executive officers. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 18 of 110  

 

Unassigned

COLUMBIA SPORTSWEAR COMPANY
Security: 198516106 Agenda Number: 935604644
Ticker: COLM Meeting Type: Annual
ISIN: US1985161066 Meeting Date: 6/1/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Timothy P. Boyle Mgmt For For
  2 Stephen E. Babson Mgmt For For
  3 Andy D. Bryant Mgmt For For
  4 John W. Culver Mgmt For For
  5 Kevin Mansell Mgmt For For
  6 Ronald E. Nelson Mgmt For For
  7 Sabrina L. Simmons Mgmt For For
  8 Malia H. Wasson Mgmt For For
2. To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. Mgmt For For
3. To approve, by non-binding vote, executive compensation. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 19 of 110  

 

Unassigned

CSG SYSTEMS INTERNATIONAL, INC.
Security: 126349109 Agenda Number: 935581074
Ticker: CSGS Meeting Type: Annual
ISIN: US1263491094 Meeting Date: 5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Gregory A. Conley Mgmt For For
1B. Election of Director: Ronald H. Cooper Mgmt For For
1C. Election of Director: Marwan H. Fawaz Mgmt For For
2. To approve, on an advisory basis, the compensation of our named executive officers. Mgmt For For
3. To approve the Third Amended and Restated 1996 Employee Stock Purchase Plan. Mgmt For For
4. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 20 of 110  

 

Unassigned

DOLBY LABORATORIES, INC.
Security: 25659T107 Agenda Number: 935536372
Ticker: DLB Meeting Type: Annual
ISIN: US25659T1079 Meeting Date: 2/8/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Kevin Yeaman Mgmt For For
  2 Peter Gotcher Mgmt For For
  3 Micheline Chau Mgmt For For
  4 David Dolby Mgmt For For
  5 Tony Prophet Mgmt For For
  6 Emily Rollins Mgmt For For
  7 Simon Segars Mgmt For For
  8 Roger Siboni Mgmt For For
  9 Anjali Sud Mgmt For For
  10 Avadis Tevanian, Jr. Mgmt For For
2. An advisory vote to approve Named Executive Officer compensation. Mgmt For For
3. Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 21 of 110  

 

Unassigned

DONALDSON COMPANY, INC.
Security: 257651109 Agenda Number: 935500846
Ticker: DCI Meeting Type: Annual
ISIN: US2576511099 Meeting Date: 11/19/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Christopher M. Hilger Mgmt For For
  2 James J. Owens Mgmt For For
  3 Trudy A. Rautio Mgmt For For
2. A non-binding advisory vote on the compensation of our Named Executive Officers. Mgmt For For
3. Ratification of the appointment of PricewaterhouseCoopers LLP as Donaldson Company, Inc.’s independent registered public accounting firm for the fiscal year ending July 31, 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 22 of 110  

 

Unassigned

ENCOMPASS HEALTH CORPORATION
Security: 29261A100 Agenda Number: 935601179
Ticker: EHC Meeting Type: Annual
ISIN: US29261A1007 Meeting Date: 5/5/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director to serve until 2023 Annual Meeting: Greg D. Carmichael Mgmt For For
1B. Election of Director to serve until 2023 Annual Meeting: John W. Chidsey Mgmt For For
1C. Election of Director to serve until 2023 Annual Meeting: Donald L. Correll Mgmt For For
1D. Election of Director to serve until 2023 Annual Meeting: Joan E. Herman Mgmt For For
1E. Election of Director to serve until 2023 Annual Meeting: Leslye G. Katz Mgmt For For
1F. Election of Director to serve until 2023 Annual Meeting: Patricia A. Maryland Mgmt For For
1G. Election of Director to serve until 2023 Annual Meeting: Kevin J. O’Connor Mgmt For For
1H. Election of Director to serve until 2023 Annual Meeting: Christopher R. Reidy Mgmt For For
1I. Election of Director to serve until 2023 Annual Meeting: Nancy M. Schlichting Mgmt For For
1J. Election of Director to serve until 2023 Annual Meeting: Mark J. Tarr Mgmt For For
1k. Election of Director to serve until 2023 Annual Meeting: Terrance Williams Mgmt For For
2. Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2022. Mgmt For For
3. An advisory vote to approve executive compensation. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 23 of 110  

 

Unassigned

ENNIS, INC.
Security: 293389102 Agenda Number: 935453059
Ticker: EBF Meeting Type: Annual
ISIN: US2933891028 Meeting Date: 7/15/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1.1 Election of Director for a Term ending in 2024: Godfrey M. Long, Jr. Mgmt For For
1.2 Election of Director for a Term ending in 2024: Troy L. Priddy Mgmt For For
1.3 Election of Director for a Term ending in 2024: Alejandro Quiroz Mgmt For For
2. Ratification of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2022. Mgmt For For
3. To approve, by non-binding advisory vote, executive compensation. Mgmt For For
4. To approve the Ennis, Inc. 2021 Long-Term Incentive Plan (“the 2021 Plan”). Mgmt For For
5. In their discretion, the Proxies are authorized to vote upon such other business as may properly come before the meeting. Mgmt Against Against

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 24 of 110  

 

Unassigned

ERIE INDEMNITY COMPANY
Security: 29530P102 Agenda Number: 935573661
Ticker: ERIE Meeting Type: Annual
ISIN: US29530P1021 Meeting Date: 4/26/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. Non-Voting Agenda. Mgmt For N/A

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 25 of 110  

 

Unassigned

ESSENTIAL UTILITIES, INC.
Security: 29670G102 Agenda Number: 935571314
Ticker: WTRG Meeting Type: Annual
ISIN: US29670G1022 Meeting Date: 5/4/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Elizabeth B. Amato Mgmt For For
  2 David A. Ciesinski Mgmt For For
  3 Christopher H. Franklin Mgmt For For
  4 Daniel J. Hilferty Mgmt For For
  5 Edwina Kelly Mgmt For For
  6 Ellen T. Ruff Mgmt For For
  7 Lee C. Stewart Mgmt For For
  8 Christopher C. Womack Mgmt For For
2. To approve an advisory vote on the compensation paid to the Company’s named executive officers for 2021. Mgmt For For
3. To ratify the Amendment to the Company’s Amended and Restated Bylaws to require shareholder disclosure of certain derivative securities holdings. Mgmt For For
4. To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2022 fiscal year. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 26 of 110  

 

Unassigned

EVERCORE INC.
Security: 29977A105 Agenda Number: 935631944
Ticker: EVR Meeting Type: Annual
ISIN: US29977A1051 Meeting Date: 6/16/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Roger C. Altman Mgmt For For
  2 Richard I. Beattie Mgmt For For
  3 Pamela G. Carlton Mgmt For For
  4 Ellen V. Futter Mgmt For For
  5 Gail B. Harris Mgmt For For
  6 Robert B. Millard Mgmt For For
  7 Willard J. Overlock, Jr Mgmt For For
  8 Sir Simon M. Robertson Mgmt For For
  9 John S. Weinberg Mgmt For For
  10 William J. Wheeler Mgmt For For
  11 Sarah K. Williamson Mgmt For For
2. To approve, on an advisory basis, the executive compensation of our Named Executive Officers. Mgmt For For
3. To provide an advisory, non-binding vote regarding the frequency of advisory votes on the compensation of our Named Executive Officers. Mgmt 1 Year For
4. To approve the Second Amended and Restated 2016 Evercore Inc. Stock Incentive Plan. Mgmt Against Against
5. To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 27 of 110  

 

Unassigned

EXPONENT, INC.
Security: 30214U102 Agenda Number: 935612641
Ticker: EXPO Meeting Type: Annual
ISIN: US30214U1025 Meeting Date: 6/2/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1.1 Election of Director: George H. Brown Mgmt For For
1.2 Election of Director: Catherine Ford Corrigan, Ph.D. Mgmt For For
1.3 Election of Director: Paul R. Johnston, Ph.D. Mgmt For For
1.4 Election of Director: Carol Lindstrom Mgmt For For
1.5 Election of Director: John B. Shoven, Ph.D. Mgmt For For
1.6 Election of Director: Debra L. Zumwalt Mgmt For For
2. To ratify the appointment of KPMG LLP, as independent registered public accounting firm for the Company for the fiscal year ending December 30, 2022. Mgmt For For
3. To approve, on an advisory basis, the fiscal 2021 compensation of the Company’s named executive officers. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 28 of 110  

 

Unassigned

FLOWERS FOODS, INC.
Security: 343498101 Agenda Number: 935596594
Ticker: FLO Meeting Type: Annual
ISIN: US3434981011 Meeting Date: 5/26/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director to serve for a term of one year: George E. Deese Mgmt For For
1B. Election of Director to serve for a term of one year: Edward J. Casey, Jr. Mgmt For For
1C. Election of Director to serve for a term of one year: Thomas C. Chubb, III Mgmt For For
1D. Election of Director to serve for a term of one year: Rhonda Gass Mgmt For For
1E. Election of Director to serve for a term of one year: Benjamin H. Griswold, IV Mgmt For For
1F. Election of Director to serve for a term of one year: Margaret G. Lewis Mgmt For For
1G. Election of Director to serve for a term of one year: W. Jameson McFadden Mgmt For For
1H. Election of Director to serve for a term of one year: A. Ryals McMullian Mgmt For For
1I. Election of Director to serve for a term of one year: James T. Spear Mgmt For For
1J. Election of Director to serve for a term of one year: Melvin T. Stith, Ph.D. Mgmt For For
1K. Election of Director to serve for a term of one year: Terry S. Thomas Mgmt For For
1L. Election of Director to serve for a term of one year: C. Martin Wood III Mgmt For For
2. To approve by advisory vote the compensation of the company’s named executive officers. Mgmt For For
3. To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending December 31, 2022. Mgmt For For
4. To consider a shareholder proposal regarding political contribution disclosure, if properly presented at the annual meeting. Shr Against For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 29 of 110  

 

Unassigned

FRANKLIN ELECTRIC CO., INC.
Security: 353514102 Agenda Number: 935560715
Ticker: FELE Meeting Type: Annual
ISIN: US3535141028 Meeting Date: 5/6/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director for a term expiring at 2025: Renee J. Peterson Mgmt For For
1B. Election of Director for a term expiring at 2025: Jennifer L. Sherman Mgmt For For
2. Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the 2022 fiscal year. Mgmt For For
3. Approve, on an advisory basis, the executive compensation of the Named Executive Officers as disclosed in the Proxy Statement. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 30 of 110  

 

Unassigned

GENPACT LIMITED
Security: G3922B107 Agenda Number: 935594300
Ticker: G Meeting Type: Annual
ISIN: BMG3922B1072 Meeting Date: 5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: N.V. Tyagarajan Mgmt For For
1B. Election of Director: James Madden Mgmt For For
1C. Election of Director: Ajay Agrawal Mgmt For For
1D. Election of Director: Stacey Cartwright Mgmt For For
1E. Election of Director: Laura Conigliaro Mgmt For For
1F. Election of Director: Tamara Franklin Mgmt For For
1G. Election of Director: Carol Lindstrom Mgmt For For
1H. Election of Director: CeCelia Morken Mgmt For For
1I. Election of Director: Brian Stevens Mgmt For For
1J. Election of Director: Mark Verdi Mgmt For For
2. Approve, on a non-binding, advisory basis, the compensation of our named executive officers. Mgmt For For
3. Approve the amendment and restatement of the Genpact Limited 2017 Omnibus Incentive Compensation Plan. Mgmt For For
4. Approve the appointment of KPMG Assurance and Consulting Services LLP (“KPMG”) as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 31 of 110  

 

Unassigned

GENTEX CORPORATION
Security: 371901109 Agenda Number: 935589145
Ticker: GNTX Meeting Type: Annual
ISIN: US3719011096 Meeting Date: 5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Mr. Joseph Anderson Mgmt For For
  2 Ms. Leslie Brown Mgmt For For
  3 Mr. Steve Downing Mgmt For For
  4 Mr. Gary Goode Mgmt For For
  5 Mr. James Hollars Mgmt For For
  6 Mr. Richard Schaum Mgmt For For
  7 Ms. Kathleen Starkoff Mgmt For For
  8 Mr. Brian Walker Mgmt For For
  9 Dr. Ling Zang Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as the Company’s auditors for the fiscal year ending December 31, 2022. Mgmt For For
3. To approve, on an advisory basis, compensation of the Company’s named executive officers. Mgmt For For
4. To approve the 2022 Employee Stock Purchase Plan. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 32 of 110  

 

Unassigned

GRACO INC.
Security: 384109104 Agenda Number: 935561034
Ticker: GGG Meeting Type: Annual
ISIN: US3841091040 Meeting Date: 4/29/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Eric P. Etchart Mgmt For For
1B. Election of Director: Jody H. Feragen Mgmt For For
1C. Election of Director: J. Kevin Gilligan Mgmt For For
2. Ratification of appointment of Deloitte & Touche LLP as the Company’s independent registered accounting firm. Mgmt For For
3. Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 33 of 110  

 

Unassigned

GRAHAM HOLDINGS COMPANY
Security: 384637104 Agenda Number: 935581226
Ticker: GHC Meeting Type: Annual
ISIN: US3846371041 Meeting Date: 5/5/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1.1 Election of Director: Tony Allen Mgmt For For
1.2 Election of Director: Christopher C. Davis Mgmt For For
1.3 Election of Director: Anne M. Mulcahy Mgmt For For
2. Approval of the 2022 Incentive Compensation Plan. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 34 of 110  

 

Unassigned

HAMILTON LANE INCORPORATED
Security: 407497106 Agenda Number: 935474394
Ticker: HLNE Meeting Type: Annual
ISIN: US4074971064 Meeting Date: 9/2/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 R. Vann Graves Mgmt For For
  2 Erik R. Hirsch Mgmt For For
  3 Leslie F. Varon Mgmt For For
2. Advisory, non-binding vote to approve named executive officer compensation. Mgmt For For
3. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending March 31, 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 35 of 110  

 

Unassigned

HAWAIIAN ELECTRIC INDUSTRIES, INC.
Security: 419870100 Agenda Number: 935571302
Ticker: HE Meeting Type: Annual
ISIN: US4198701009 Meeting Date: 5/6/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Thomas B. Fargo Mgmt For For
1B. Election of Director: Celeste A. Connors Mgmt For For
1C. Election of Director: Richard J. Dahl Mgmt For For
1D. Election of Director: Elisia K. Flores Mgmt For For
1E. Election of Director: Micah A. Kane Mgmt For For
1F. Election of Director: William James Scilacci, Jr. Mgmt For For
1G. Election of Director: Scott W. H. Seu Mgmt For For
2. Advisory vote to approve the compensation of HEI’s named executive officers. Mgmt For For
3. Ratification of the appointment of Deloitte & Touche LLP as HEI’s independent registered public accountant for 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 36 of 110  

 

Unassigned

HEALTHCARE SERVICES GROUP, INC.
Security: 421906108 Agenda Number: 935620648
Ticker: HCSG Meeting Type: Annual
ISIN: US4219061086 Meeting Date: 5/31/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1a. Election of Director: Diane S. Casey Mgmt For For
1b. Election of Director: Daniela Castagnino Mgmt For For
1c. Election of Director: Robert L. Frome Mgmt For For
1d. Election of Director: Laura Grant Mgmt For For
1e. Election of Director: John J. McFadden Mgmt For For
1f. Election of Director: Dino D. Ottaviano Mgmt For For
1g. Election of Director: Kurt Simmons, Jr. Mgmt For For
1h. Election of Director: Jude Visconto Mgmt For For
1i. Election of Director: Theodore Wahl Mgmt For For
2. To approve and ratify the selection of Grant Thornton LLP as the independent registered public accounting firm of the Company for the current fiscal year ending December 31, 2022. Mgmt For For
3. To hold an advisory vote to approve the compensation of the named executive officers. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 37 of 110  

 

Unassigned

HILL-ROM HOLDINGS, INC.
Security: 431475102 Agenda Number: 935513108
Ticker: HRC Meeting Type: Special
ISIN: US4314751029 Meeting Date: 12/2/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. To approve the Agreement and Plan of Merger, dated as of September 1, 2021, by and among Hill-Rom Holdings, Inc. (“Hillrom”), Baxter International Inc. (“Baxter”), and Bel Air Subsidiary, Inc., a direct wholly owned subsidiary of Baxter (“Merger Sub”), as it may be amended from time to time (the “merger agreement”), pursuant to which Merger Sub will be merged with and into Hillrom, with Hillrom surviving the merger as a wholly owned subsidiary of Baxter (the “merger”). Mgmt For For
2. To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement if there are not sufficient votes at the time of such adjournment to approve the merger agreement. Mgmt For For
3. To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Hillrom’s named executive officers that is based on or otherwise relates to the merger. Mgmt Against Against

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 38 of 110  

 

Unassigned

HOULIHAN LOKEY, INC.
Security: 441593100 Agenda Number: 935481957
Ticker: HLI Meeting Type: Annual
ISIN: US4415931009 Meeting Date: 9/21/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Scott J. Adelson Mgmt For For
  2 Ekpedeme M. Bassey Mgmt For For
  3 David A. Preiser Mgmt For For
  4 Robert A. Schriesheim Mgmt For For
2. To approve, on an advisory basis, the compensation of our named executive officers. Mgmt Against Against
3. Ratification of the the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 39 of 110  

 

Unassigned

IDACORP, INC.
Security: 451107106 Agenda Number: 935591619
Ticker: IDA Meeting Type: Annual
ISIN: US4511071064 Meeting Date: 5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director for one year term: Odette C. Bolano Mgmt For For
1B. Election of Director for one year term: Thomas E. Carlile Mgmt For For
1C. Election of Director for one year term: Richard J. Dahl Mgmt For For
1D. Election of Director for one year term: Annette G. Elg Mgmt For For
1E. Election of Director for one year term: Lisa A. Grow Mgmt For For
1F. Election of Director for one year term: Ronald W. Jibson Mgmt For For
1G. Election of Director for one year term: Judith A. Johansen Mgmt For For
1H. Election of Director for one year term: Dennis L. Johnson Mgmt For For
1I. Election of Director for one year term: Jeff C. Kinneeveauk Mgmt For For
1J. Election of Director for one year term: Richard J. Navarro Mgmt For For
1K. Election of Director for one year term: Mark T. Peters Mgmt For For
2. Advisory resolution to approve executive compensation Mgmt For For
3. Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2022 Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 40 of 110  

 

Unassigned

INGREDION INCORPORATED
Security: 457187102 Agenda Number: 935585084
Ticker: INGR Meeting Type: Annual
ISIN: US4571871023 Meeting Date: 5/20/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director to serve for a term of one year: David B. Fischer Mgmt For For
1B. Election of Director to serve for a term of one year: Paul Hanrahan Mgmt For For
1C. Election of Director to serve for a term of one year: Rhonda L. Jordan Mgmt For For
1D. Election of Director to serve for a term of one year: Gregory B. Kenny Mgmt For For
1E. Election of Director to serve for a term of one year: Charles V. Magro Mgmt For For
1F. Election of Director to serve for a term of one year: Victoria J. Reich Mgmt For For
1G. Election of Director to serve for a term of one year: Catherine A. Suever Mgmt For For
1H. Election of Director to serve for a term of one year: Stephan B. Tanda Mgmt For For
1I. Election of Director to serve for a term of one year: Jorge A. Uribe Mgmt For For
1J. Election of Director to serve for a term of one year: Dwayne A. Wilson Mgmt For For
1K. Election of Director to serve for a term of one year: James P. Zallie Mgmt For For
2. To approve, by advisory vote, the compensation of the Company’s “named executive officers.” Mgmt For For
3. To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 41 of 110  

 

Unassigned

ITT INC.
Security: 45073V108 Agenda Number: 935586884
Ticker: ITT Meeting Type: Annual
ISIN: US45073V1089 Meeting Date: 5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Geraud Darnis Mgmt For For
1B. Election of Director: Donald DeFosset, Jr. Mgmt For For
1C. Election of Director: Nicholas C. Fanandakis Mgmt For For
1D. Election of Director: Richard P. Lavin Mgmt For For
1E. Election of Director: Rebecca A. McDonald Mgmt For For
1F. Election of Director: Timothy H. Powers Mgmt For For
1G. Election of Director: Luca Savi Mgmt For For
1H. Election of Director: Cheryl L. Shavers Mgmt For For
1I. Election of Director: Sabrina Soussan Mgmt For For
2. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2022 fiscal year Mgmt For For
3. Approval of a non-binding advisory vote on executive compensation Mgmt For For
4. A shareholder proposal regarding special shareholder meetings Shr For Against

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 42 of 110  

 

Unassigned

J & J SNACK FOODS CORP.
Security: 466032109 Agenda Number: 935539455
Ticker: JJSF Meeting Type: Annual
ISIN: US4660321096 Meeting Date: 2/16/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 M. S. Roshkoff, Esquire Mgmt For For
2. ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF EXECUTIVES. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 43 of 110  

 

Unassigned

JUNIPER NETWORKS, INC.
Security: 48203R104 Agenda Number: 935576655
Ticker: JNPR Meeting Type: Annual
ISIN: US48203R1041 Meeting Date: 5/11/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Gary Daichendt Mgmt For For
1B. Election of Director: Anne DelSanto Mgmt For For
1C. Election of Director: Kevin DeNuccio Mgmt For For
1D. Election of Director: James Dolce Mgmt For For
1E. Election of Director: Christine Gorjanc Mgmt For For
1F. Election of Director: Janet Haugen Mgmt For For
1G. Election of Director: Scott Kriens Mgmt For For
1H. Election of Director: Rahul Merchant Mgmt For For
1I. Election of Director: Rami Rahim Mgmt For For
1J. Election of Director: William Stensrud Mgmt For For
2. Ratification of Ernst & Young LLP, an independent registered public accounting firm, as our auditors for the fiscal year ending December 31, 2022. Mgmt For For
3. Approval of a non-binding advisory resolution on executive compensation. Mgmt For For
4. Approval of the amendment and restatement of the Juniper Networks, Inc. 2015 Equity Incentive Plan. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 44 of 110  

 

Unassigned

LANCASTER COLONY CORPORATION
Security: 513847103 Agenda Number: 935507143
Ticker: LANC Meeting Type: Annual
ISIN: US5138471033 Meeting Date: 11/10/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Neeli Bendapudi Mgmt For For
  2 William H. Carter Mgmt For For
  3 Michael H. Keown Mgmt For For
2. To approve, by non-binding vote, the compensation of the Corporation’s named executive officers. Mgmt For For
3. To ratify the selection of Deloitte & Touche, LLP as the Corporation’s independent registered public accounting firm for the year ending June 30, 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 45 of 110  

 

Unassigned

LANDSTAR SYSTEM, INC.
Security: 515098101 Agenda Number: 935572203
Ticker: LSTR Meeting Type: Annual
ISIN: US5150981018 Meeting Date: 5/11/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Teresa L. White Mgmt For For
1B. Election of Director: Homaira Akbari Mgmt For For
1C. Election of Director: Diana M. Murphy Mgmt For For
1D. Election of Director: James L. Liang Mgmt For For
2. Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2022. Mgmt For For
3. Advisory vote to approve executive compensation. Mgmt For For
4. Approval of the Company’s 2022 Directors Stock Compensation Plan. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 46 of 110  

 

Unassigned

LAZARD LTD
Security: G54050102 Agenda Number: 935582090
Ticker: LAZ Meeting Type: Annual
ISIN: BMG540501027 Meeting Date: 5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Richard N. Haass Mgmt For For
  2 Jane L. Mendillo Mgmt For For
  3 Richard D. Parsons Mgmt For For
2. Non-binding advisory vote regarding executive compensation. Mgmt Against Against
3. Ratification of the appointment of Deloitte & Touche LLP as Lazard Ltd’s independent registered public accounting firm for the fiscal year ending December 31, 2022 and authorization of the Company’s Board of Directors, acting by its Audit Committee, to set their remuneration. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 47 of 110  

 

Unassigned

LEAR CORPORATION
Security: 521865204 Agenda Number: 935587569
Ticker: LEA Meeting Type: Annual
ISIN: US5218652049 Meeting Date: 5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Mei-Wei Cheng Mgmt For For
1B. Election of Director: Jonathan F. Foster Mgmt For For
1C. Election of Director: Bradley M. Halverson Mgmt For For
1D. Election of Director: Mary Lou Jepsen Mgmt For For
1E. Election of Director: Roger A. Krone Mgmt For For
1F. Election of Director: Patricia L. Lewis Mgmt For For
1G. Election of Director: Kathleen A. Ligocki Mgmt For For
1H. Election of Director: Conrad L. Mallett, Jr. Mgmt For For
1I. Election of Director: Raymond E. Scott Mgmt For For
1J. Election of Director: Gregory C. Smith Mgmt For For
2. Ratification of the retention of Ernst & Young LLP as our independent registered public accounting firm for 2022. Mgmt For For
3. Approve, in a non-binding advisory vote, Lear Corporation’s executive compensation. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 48 of 110  

 

Unassigned

LEGGETT & PLATT, INCORPORATED
Security: 524660107 Agenda Number: 935582937
Ticker: LEG Meeting Type: Annual
ISIN: US5246601075 Meeting Date: 5/17/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Angela Barbee Mgmt For For
1B. Election of Director: Mark A. Blinn Mgmt For For
1C. Election of Director: Robert E. Brunner Mgmt For For
1D. Election of Director: Mary Campbell Mgmt For For
1E. Election of Director: J. Mitchell Dolloff Mgmt For For
1F. Election of Director: Manuel A. Fernandez Mgmt For For
1G. Election of Director: Karl G. Glassman Mgmt For For
1H. Election of Director: Joseph W. McClanathan Mgmt For For
1I. Election of Director: Judy C. Odom Mgmt For For
1J. Election of Director: Srikanth Padmanabhan Mgmt For For
1K. Election of Director: Jai Shah Mgmt For For
1L. Election of Director: Phoebe A. Wood Mgmt For For
2. Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. Mgmt For For
3. An advisory vote to approve named executive officer compensation as described in the Company’s proxy statement. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 49 of 110  

 

Unassigned

LINCOLN ELECTRIC HOLDINGS, INC.
Security: 533900106 Agenda Number: 935569775
Ticker: LECO Meeting Type: Annual
ISIN: US5339001068 Meeting Date: 4/21/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Brian D. Chambers Mgmt For For
  2 Curtis E. Espeland Mgmt For For
  3 Patrick P. Goris Mgmt For For
  4 Michael F. Hilton Mgmt For For
  5 Kathryn Jo Lincoln Mgmt For For
  6 Christopher L. Mapes Mgmt For For
  7 Phillip J. Mason Mgmt For For
  8 Ben P. Patel Mgmt For For
  9 Hellene S. Runtagh Mgmt For For
  10 Kellye L. Walker Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. Mgmt For For
3. To approve, on an advisory basis, the compensation of our named executive officers. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 50 of 110  

 

Unassigned

LITTELFUSE, INC.
Security: 537008104 Agenda Number: 935562961
Ticker: LFUS Meeting Type: Annual
ISIN: US5370081045 Meeting Date: 4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Kristina Cerniglia Mgmt For For
1B. Election of Director: Tzau-Jin Chung Mgmt For For
1C. Election of Director: Cary Fu Mgmt For For
1D. Election of Director: Maria Green Mgmt For For
1E. Election of Director: Anthony Grillo Mgmt For For
1F. Election of Director: David Heinzmann Mgmt For For
1G. Election of Director: Gordon Hunter Mgmt For For
1H. Election of Director: William Noglows Mgmt For For
1I. Election of Director: Nathan Zommer Mgmt For For
2. Approve, on an advisory basis, the compensation of the Company’s named executive officers. Mgmt For For
3. Approve and ratify the appointment of Grant Thornton LLP as the Company’s independent auditors for 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 51 of 110  

 

Unassigned

LPL FINANCIAL HOLDINGS INC.
Security: 50212V100 Agenda Number: 935587242
Ticker: LPLA Meeting Type: Annual
ISIN: US50212V1008 Meeting Date: 5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Dan H. Arnold Mgmt For For
1B. Election of Director: Edward C. Bernard Mgmt For For
1C. Election of Director: H. Paulett Eberhart Mgmt For For
1D. Election of Director: William F. Glavin Jr. Mgmt For For
1E. Election of Director: Allison H. Mnookin Mgmt For For
1F. Election of Director: Anne M. Mulcahy Mgmt For For
1G. Election of Director: James S. Putnam Mgmt For For
1H. Election of Director: Richard P. Schifter Mgmt For For
1I. Election of Director: Corey E. Thomas Mgmt For For
2. Ratify the appointment of Deloitte & Touche LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For
3. Approve, in an advisory vote, the compensation paid to the Company’s named executive officers. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 52 of 110  

 

Unassigned

M.D.C. HOLDINGS, INC.
Security: 552676108 Agenda Number: 935556920
Ticker: MDC Meeting Type: Annual
ISIN: US5526761086 Meeting Date: 4/25/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Michael A. Berman Mgmt For For
  2 Herbert T. Buchwald Mgmt For For
  3 Larry A. Mizel Mgmt For For
  4 Janice Sinden Mgmt For For
2. To approve an advisory proposal regarding the compensation of the Company’s named executive officers (Say on Pay). Mgmt For For
3. To ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the 2022 fiscal year. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 53 of 110  

 

Unassigned

MAXIMUS, INC.
Security: 577933104 Agenda Number: 935545080
Ticker: MMS Meeting Type: Annual
ISIN: US5779331041 Meeting Date: 3/15/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Class I Director: John J. Haley Mgmt For For
1B. Election of Class I Director: Anne K. Altman Mgmt For For
1C. Election of Class III Director: Bruce L. Caswell Mgmt For For
1D. Election of Class III Director: Richard A. Montoni Mgmt For For
1E. Election of Class III Director: Raymond B. Ruddy Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP as our independent public accountants for our 2022 fiscal year. Mgmt For For
3. Advisory vote to approve the compensation of the Named Executive Officers. Mgmt For For
4. A shareholder proposal pertaining to a third- party racial equity audit. Shr For Against

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 54 of 110  

 

Unassigned

MDU RESOURCES GROUP, INC.
Security: 552690109 Agenda Number: 935571693
Ticker: MDU Meeting Type: Annual
ISIN: US5526901096 Meeting Date: 5/10/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Thomas Everist Mgmt For For
1B. Election of Director: Karen B. Fagg Mgmt For For
1C. Election of Director: David L. Goodin Mgmt For For
1D. Election of Director: Dennis W. Johnson Mgmt For For
1E. Election of Director: Patricia L. Moss Mgmt For For
1F. Election of Director: Dale S. Rosenthal Mgmt For For
1G. Election of Director: Edward A. Ryan Mgmt For For
1H. Election of Director: David M. Sparby Mgmt For For
1I. Election of Director: Chenxi Wang Mgmt For For
2. Advisory Vote to Approve the Compensation Paid to the Company’s Named Executive Officers. Mgmt For For
3. Ratification of the Appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 55 of 110  

 

Unassigned

MERCURY GENERAL CORPORATION
Security: 589400100 Agenda Number: 935575792
Ticker: MCY Meeting Type: Annual
ISIN: US5894001008 Meeting Date: 5/11/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 George Joseph Mgmt For For
  2 Martha E. Marcon Mgmt For For
  3 Joshua E. Little Mgmt For For
  4 Gabriel Tirador Mgmt For For
  5 James G. Ellis Mgmt For For
  6 George G. Braunegg Mgmt For For
  7 Ramona L. Cappello Mgmt For For
  8 Vicky Wai Yee Joseph Mgmt For For
2. Advisory vote on executive compensation. Mgmt Against Against
3. Ratification of selection of independent registered public accounting firm. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 56 of 110  

 

Unassigned

MGE ENERGY, INC.
Security: 55277P104 Agenda Number: 935580995
Ticker: MGEE Meeting Type: Annual
ISIN: US55277P1049 Meeting Date: 5/17/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Mark D. Bugher Mgmt For For
  2 James L. Possin Mgmt For For
  3 Noble L. Wray Mgmt For For
2. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2022. Mgmt For For
3. Advisory Vote: Approval of the compensation of the named executive officers as disclosed in the proxy statement under the heading “Executive Compensation”. Mgmt For For
4. Advisory Vote: Shareholder Proposal - Value of Solar Study in MGE Territory. Shr Against For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 57 of 110  

 

Unassigned

MGIC INVESTMENT CORPORATION
Security: 552848103 Agenda Number: 935573938
Ticker: MTG Meeting Type: Annual
ISIN: US5528481030 Meeting Date: 4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1. DIRECTOR      
  1 Analisa M. Allen Mgmt For For
  2 Daniel A. Arrigoni Mgmt For For
  3 C. Edward Chaplin Mgmt For For
  4 Curt S. Culver Mgmt For For
  5 Jay C. Hartzell Mgmt For For
  6 Timothy A. Holt Mgmt For For
  7 Jodeen A. Kozlak Mgmt For For
  8 Michael E. Lehman Mgmt For For
  9 Teresita M. Lowman Mgmt For For
  10 Timothy J. Mattke Mgmt For For
  11 Gary A. Poliner Mgmt For For
  12 Sheryl L. Sculley Mgmt For For
  13 Mark M. Zandi Mgmt For For
2. Advisory Vote to Approve our Executive Compensation. Mgmt For For
3. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 58 of 110  

 

Unassigned

MOELIS & COMPANY
Security: 60786M105 Agenda Number: 935616865
Ticker: MC Meeting Type: Annual
ISIN: US60786M1053 Meeting Date: 6/2/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1a. Election of Director: Kenneth Moelis Mgmt For For
1b. Election of Director: Eric Cantor Mgmt For For
1c. Election of Director: John A. Allison IV Mgmt For For
1d. Election of Director: Yolonda Richardson Mgmt For For
1e. Election of Director: Kenneth L. Shropshire Mgmt For For
2. To approve, on an advisory basis, the compensation of our Named Executive Officers. Mgmt Against Against
3. Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 59 of 110  

 

Unassigned

MONOLITHIC POWER SYSTEMS, INC.
Security: 609839105 Agenda Number: 935641060
Ticker: MPWR Meeting Type: Annual
ISIN: US6098391054 Meeting Date: 6/16/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1.1 Election of Director: Michael Hsing Mgmt For For
1.2 Election of Director: Herbert Chang Mgmt For For
1.3 Election of Director: Carintia Martinez Mgmt For For
2. Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. Mgmt For For
3. Approve, on an advisory basis, the 2021 executive compensation. Mgmt Against Against

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 60 of 110  

 

Unassigned

MORNINGSTAR, INC.
Security: 617700109 Agenda Number: 935568533
Ticker: MORN Meeting Type: Annual
ISIN: US6177001095 Meeting Date: 5/13/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A. Election of Director: Joe Mansueto Mgmt For For
1B. Election of Director: Kunal Kapoor Mgmt For For
1C. Election of Director: Robin Diamonte Mgmt For For
1D. Election of Director: Cheryl Francis Mgmt For For
1E. Election of Director: Steve Joynt Mgmt For For
1F. Election of Director: Steve Kaplan Mgmt For For
1G. Election of Director: Gail Landis Mgmt For For
1H. Election of Director: Bill Lyons Mgmt For For
1I. Election of Director: Doniel Sutton Mgmt For For
1J. Election of Director: Caroline Tsay Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt For For
3. Ratification of the appointment of KPMG LLP as Morningstar’s independent registered public accounting firm for 2022. Mgmt For For

 

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 61 of 110  

 

Unassigned

MURPHY USA INC.    
Security: 626755102 Agenda Number: 935572253
Ticker: MUSA Meeting Type: Annual
ISIN: US6267551025 Meeting Date: 5/5/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Class III Director: R. Madison Murphy Mgmt For For
1B.   Election of Class III Director: R. Andrew Clyde Mgmt For For
1C.   Election of Class III Director: David B. Miller Mgmt For For
1D.   Election of Class III Director: Rosemary L. Turner Mgmt For For
2.    Approval of Executive Compensation on an Advisory, Non-Binding Basis. Mgmt For For
3.    Determine the Frequency of Stockholder Approval of the Compensation of the Named Executive Officers on an Advisory, Non- Binding Basis. Mgmt 1 Year For
4.    Ratification of Appointment of Independent Registered Public Accounting Firm for Fiscal 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 62 of 110  

 

Unassigned

NATIONAL FUEL GAS COMPANY    
Security: 636180101 Agenda Number: 935543531
Ticker: NFG Meeting Type: Annual
ISIN: US6361801011 Meeting Date: 3/10/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 David C. Carroll     Mgmt For For
  2 Steven C. Finch      Mgmt For For
  3 Joseph N. Jaggers    Mgmt For For
  4 David F. Smith       Mgmt For For
2.    Advisory approval of named executive officer compensation. Mgmt For For
3.    Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 63 of 110  

 

Unassigned

NATIONAL HEALTHCARE CORPORATION    
Security: 635906100 Agenda Number: 935591633
Ticker: NHC Meeting Type: Annual
ISIN: US6359061008 Meeting Date: 5/5/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Re-election of director to hold office for a three year term: Stephen F. Flatt Mgmt For For
1B.   Re-election of director to hold office for a three year term: Richard F. LaRoche Mgmt For For
1C.   Re-election of director to hold office for a three year term: Sandra Y. Trail Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 64 of 110  

 

Unassigned

NATIONAL INSTRUMENTS CORPORATION    
Security: 636518102 Agenda Number: 935576035
Ticker: NATI Meeting Type: Annual
ISIN: US6365181022 Meeting Date: 5/10/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 James E. Cashman, lll                    Mgmt For For
  2 Liam K. Griffin      Mgmt Withheld Against
  3 Eric H. Starkloff    Mgmt For For
2.    To increase the number of shares reserved under the National Instruments Corporation 1994 Employee Stock Purchase Plan by 3,000,000 shares. Mgmt For For
3.    To approve the National Instruments Corporation 2022 Equity Incentive Plan. Mgmt For For
4.    To approve, on an advisory (non-binding) basis, National Instruments Corporation’s executive compensation program. Mgmt For For
5.    To ratify the appointment of Ernst & Young LLP as National Instruments Corporation’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 65 of 110  

 

Unassigned

NEW JERSEY RESOURCES CORPORATION    
Security: 646025106 Agenda Number: 935533869
Ticker: NJR Meeting Type: Annual
ISIN: US6460251068 Meeting Date: 1/26/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Gregory E. Aliff     Mgmt For For
  2 Robert B. Evans      Mgmt For For
  3 Thomas C. O’Connor   Mgmt For For
2.    To approve a non-binding advisory resolution approving the compensation of our named executive officers. Mgmt For For
3.    To ratify the appointment by the Audit Committee of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 66 of 110  

 

Unassigned

NEWS CORP    
Security: 65249B109 Agenda Number: 935510861
Ticker: NWSA Meeting Type: Annual
ISIN: US65249B1098 Meeting Date: 11/17/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
 Recommendation
1.    YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF STOCKHOLDERS OF NEWS CORPORATION (THE “COMPANY”) TO BE HELD ON WEDNESDAY, NOVEMBER 17, 2021 AT 3:00 PM EST EXCLUSIVELY VIA LIVE WEBCAST. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING. COM/NWS2021). Mgmt For N/A

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 67 of 110  

 

Unassigned

NORTHWESTERN CORPORATION    
Security: 668074305 Agenda Number: 935561729
Ticker: NWE Meeting Type: Annual
ISIN: US6680743050 Meeting Date: 4/29/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Anthony T. Clark     Mgmt For For
  2 Dana J. Dykhouse     Mgmt For For
  3 Jan R. Horsfall      Mgmt For For
  4 Britt E. Ide         Mgmt For For
  5 Linda G. Sullivan    Mgmt For For
  6 Robert C. Rowe       Mgmt For For
  7 Mahvash Yazdi        Mgmt For For
  8 Jeffrey W. Yingling  Mgmt For For
2.    Ratification of Deloitte & Touche LLP as the independent registered public accounting firm for 2022. Mgmt For For
3.    Advisory vote to approve named executive officer compensation. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 68 of 110  

 

Unassigned

NRG ENERGY, INC.    
Security: 629377508 Agenda Number: 935560006
Ticker: NRG Meeting Type: Annual
ISIN: US6293775085 Meeting Date: 4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Director: E. Spencer Abraham Mgmt For For
1B.   Election of Director: Antonio Carrillo Mgmt For For
1C.   Election of Director: Matthew Carter, Jr. Mgmt For For
1D.   Election of Director: Lawrence S. Coben Mgmt For For
1E.   Election of Director: Heather Cox Mgmt For For
1F.   Election of Director: Elisabeth B. Donohue Mgmt For For
1G.   Election of Director: Mauricio Gutierrez Mgmt For For
1H.   Election of Director: Paul W. Hobby Mgmt For For
1I.   Election of Director: Alexandra Pruner Mgmt For For
1J.   Election of Director: Anne C. Schaumburg Mgmt For For
1K.   Election of Director: Thomas H. Weidemeyer Mgmt For For
2.    To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers. Mgmt For For
3.    To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 69 of 110  

 

Unassigned

OGE ENERGY CORP.    
Security: 670837103 Agenda Number: 935581098
Ticker: OGE Meeting Type: Annual
ISIN: US6708371033 Meeting Date: 5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Director: Frank A. Bozich Mgmt For For
1B.   Election of Director: Peter D. Clarke Mgmt For For
1C.   Election of Director: David L. Hauser Mgmt For For
1D.   Election of Director: Luther C. Kissam, IV Mgmt For For
1E.   Election of Director: Judy R. McReynolds Mgmt For For
1F.   Election of Director: David E. Rainbolt Mgmt For For
1G.   Election of Director: J. Michael Sanner Mgmt For For
1H.   Election of Director: Sheila G. Talton Mgmt For For
1I.   Election of Director: Sean Trauschke Mgmt For For
2.    Ratification of the appointment of Ernst & Young LLP as the Company’s principal independent accountants for 2022. Mgmt For For
3.    Advisory Vote to Approve Named Executive Officer Compensation. Mgmt For For
4.    Amendment of the Restated Certificate of Incorporation to Eliminate Supermajority Voting Provisions. Mgmt For For
5.    Approval of OGE Energy Corp. 2022 Stock Incentive Plan. Mgmt For For
6.    Shareholder Proposal Regarding Modification of the Supermajority Voting Provisions. Shr Against For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 70 of 110  

 

Unassigned

OLD REPUBLIC INTERNATIONAL CORPORATION    
Security: 680223104 Agenda Number: 935609959
Ticker: ORI Meeting Type: Annual
ISIN: US6802231042 Meeting Date: 5/26/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Steven J. Bateman    Mgmt For For
  2 Lisa J. Caldwell     Mgmt For For
  3 John M. Dixon        Mgmt For For
  4 Glenn W. Reed        Mgmt For For
2.    To ratify the selection of KPMG LLP as the Company’s auditors for 2022. Mgmt For For
3.    Advisory vote to approve executive compensation. Mgmt For For
4.    To approve the Old Republic International Corporation 2022 Incentive Compensation Plan. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 71 of 110  

 

Unassigned

ONE GAS, INC    
Security: 68235P108 Agenda Number: 935601802
Ticker: OGS Meeting Type: Annual
ISIN: US68235P1084 Meeting Date: 5/26/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1.1   Election of Director: Robert B. Evans Mgmt For For
1.2   Election of Director: John W. Gibson Mgmt For For
1.3   Election of Director: Tracy E. Hart Mgmt For For
1.4   Election of Director: Michael G. Hutchinson Mgmt For For
1.5   Election of Director: Robert S. McAnnally Mgmt For For
1.6   Election of Director: Pattye L. Moore Mgmt For For
1.7   Election of Director: Eduardo A. Rodriguez Mgmt For For
1.8   Election of Director: Douglas H. Yaeger Mgmt For For
2.    Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONE Gas, Inc. for the year ending December 31, 2022. Mgmt For For
3.    Advisory vote to approve the Company’s executive compensation. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 72 of 110  

 

Unassigned

ONEMAIN HOLDINGS, INC.    
Security: 68268W103 Agenda Number: 935637085
Ticker: OMF Meeting Type: Annual
ISIN: US68268W1036 Meeting Date: 6/13/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Valerie Soranno Keating                  Mgmt For For
  2 Aneek S. Mamik       Mgmt For For
  3 Richard A. Smith     Mgmt For For
2.    To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for OneMain Holdings, Inc. for the year ending December 31, 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 73 of 110  

 

Unassigned

OSHKOSH CORPORATION    
Security: 688239201 Agenda Number: 935538578
Ticker: OSK Meeting Type: Annual
ISIN: US6882392011 Meeting Date: 2/22/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Keith J. Allman      Mgmt For For
  2 Douglas L. Davis     Mgmt For For
  3 Tyrone M. Jordan     Mgmt For For
  4 K. Metcalf-Kupres    Mgmt For For
  5 Stephen D. Newlin    Mgmt For For
  6 Duncan J. Palmer     Mgmt For For
  7 John C. Pfeifer      Mgmt For For
  8 Sandra E. Rowland    Mgmt For For
  9 John S. Shiely       Mgmt For For
2.    Ratification of the appointment of Deloitte & Touche LLP, an independent registered public accounting firm, as the Company’s independent auditors for the fiscal year ending December 31, 2022. Mgmt For For
3.    Approval, by advisory vote, of the compensation of the Company’s named executive officers. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 74 of 110  

 

Unassigned

OTTER TAIL CORPORATION    
Security: 689648103 Agenda Number: 935553532
Ticker: OTTR Meeting Type: Annual
ISIN: US6896481032 Meeting Date: 4/11/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Steven L. Fritze     Mgmt For For
  2 Kathryn O. Johnson   Mgmt For For
  3 Michael E. LeBeau    Mgmt For For
2.    To approve, in a non-binding advisory vote, the compensation provided to the Named Executive Officers as described in the Proxy Statement. Mgmt For For
3.    To ratify the appointment of Deloitte & Touche, LLP as Otter Tail Corporation’s independent registered public accounting firm for the year 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 75 of 110  

 

Unassigned

PINNACLE WEST CAPITAL CORPORATION    
Security: 723484101 Agenda Number: 935593461
Ticker: PNW Meeting Type: Annual
ISIN: US7234841010 Meeting Date: 5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Glynis A. Bryan      Mgmt For For
  2 G. A. de la Melena, Jr.                  Mgmt For For
  3 Richard P. Fox       Mgmt For For
  4 Jeffrey B. Guldner   Mgmt For For
  5 Dale E. Klein, Ph.D. Mgmt For For
  6 Kathryn L. Munro     Mgmt For For
  7 Bruce J. Nordstrom   Mgmt For For
  8 Paula J. Sims        Mgmt For For
  9 William H. Spence    Mgmt For For
  10 James E. Trevathan, Jr.                  Mgmt For For
  11 David P. Wagener     Mgmt For For
2.    Advisory vote to approve executive compensation as disclosed in the 2022 Proxy Statement. Mgmt For For
3.    Ratify the appointment of the independent accountant for the year ending December 31, 2022. Mgmt For For
4.    A shareholder proposal asking the Company to amend its governing documents to reduce the ownership threshold to 10% to call a special shareholder meeting, if properly presented at the meeting. Shr Against For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 76 of 110  

 

Unassigned

PNM RESOURCES, INC.    
Security: 69349H107 Agenda Number: 935582975
Ticker: PNM Meeting Type: Annual
ISIN: US69349H1077 Meeting Date: 5/10/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Director: Vicky A. Bailey Mgmt For For
1B.   Election of Director: Norman P. Becker Mgmt For For
1C.   Election of Director: Patricia K. Collawn Mgmt For For
1D.   Election of Director: E. Renae Conley Mgmt For For
1E.   Election of Director: Alan J. Fohrer Mgmt For For
1F.   Election of Director: Sidney M. Gutierrez Mgmt For For
1G.   Election of Director: James A. Hughes Mgmt For For
1H.   Election of Director: Maureen T. Mullarkey Mgmt For For
1I.   Election of Director: Donald K. Schwanz Mgmt For For
2.    Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2022. Mgmt For For
3.    Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the 2022 proxy statement. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 77 of 110  

 

Unassigned

POLARIS INC.    
Security: 731068102 Agenda Number: 935562860
Ticker: PII Meeting Type: Annual
ISIN: US7310681025 Meeting Date: 4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Class I Director: Bernd F. Kessler Mgmt For For
1B.   Election of Class I Director: Lawrence D. Kingsley Mgmt For For
1C.   Election of Class I Director: Gwynne E. Shotwell Mgmt For For
2.    The ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2022 Mgmt For For
3.    Advisory vote to approve the compensation of our Named Executive Officers Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 78 of 110  

 

Unassigned

POWER INTEGRATIONS, INC.    
Security: 739276103 Agenda Number: 935594968
Ticker: POWI Meeting Type: Annual
ISIN: US7392761034 Meeting Date: 5/20/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1.1   Election of Director to serve until the 2023 Annual Meeting: Wendy Arienzo Mgmt For For
1.2   Election of Director to serve until the 2023 Annual Meeting: Balu Balakrishnan Mgmt For For
1.3   Election of Director to serve until the 2023 Annual Meeting: Nicholas E. Brathwaite Mgmt For For
1.4   Election of Director to serve until the 2023 Annual Meeting: Anita Ganti Mgmt For For
1.5   Election of Director to serve until the 2023 Annual Meeting: William George Mgmt For For
1.6   Election of Director to serve until the 2023 Annual Meeting: Balakrishnan S. Iyer Mgmt For For
1.7   Election of Director to serve until the 2023 Annual Meeting: Jennifer Lloyd Mgmt For For
1.8   Election of Director to serve until the 2023 Annual Meeting: Necip Sayiner Mgmt For For
2.    To approve, on an advisory basis, the compensation of Power Integrations’ named executive officers, as disclosed in this proxy statement. Mgmt For For
3.    To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2022 Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 79 of 110  

 

Unassigned

PREMIER, INC.    
Security: 74051N102 Agenda Number: 935506393
Ticker: PINC Meeting Type: Annual
ISIN: US74051N1028 Meeting Date: 12/3/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Terry D. Shaw        Mgmt For For
  2 Richard J. Statuto   Mgmt For For
  3 Ellen C. Wolf        Mgmt For For
2.    Ratification of the appointment of Ernst & Young LLP to serve as our independent registered public accounting firm for fiscal year 2022. Mgmt For For
3.    Approval, on an advisory basis, of the compensation of our named executive officers as disclosed in the proxy statement for the Annual Meeting. Mgmt Against Against
4.    An advisory vote to approve the frequency of the say-on-pay advisory vote as every one, two, or three years. Mgmt 1 Year For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 80 of 110  

 

Unassigned

PROGRESS SOFTWARE CORPORATION    
Security: 743312100 Agenda Number: 935626513
Ticker: PRGS Meeting Type: Annual
ISIN: US7433121008 Meeting Date: 5/12/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Paul T. Dacier       Mgmt For For
  2 John R. Egan         Mgmt For For
  3 Rainer Gawlick       Mgmt For For
  4 Yogesh Gupta         Mgmt For For
  5 Charles F. Kane      Mgmt For For
  6 Samskriti Y. King    Mgmt For For
  7 David A. Krall       Mgmt For For
  8 Angela T. Tucci      Mgmt For For
  9 Vivian Vitale        Mgmt For For
2.    To approve, on an advisory basis, the compensation of Progress Software Corporation’s named executive officers. Mgmt For For
3.    To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 81 of 110  

 

Unassigned

QUANTSHARES    
Security: 67110P100 Agenda Number: 935624937
Ticker: OUSM Meeting Type: Special
ISIN: US67110P1003 Meeting Date: 6/15/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1b.   To approve an Agreement and Plan of Reorganization providing for: The reorganization of O’Shares U.S. Small-Cap Quality Dividend ETF into ALPS-O’Shares U.S. Small-Cap Quality Dividend ETF. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 82 of 110  

 

Unassigned

REYNOLDS CONSUMER PRODUCTS INC    
Security: 76171L106 Agenda Number: 935562973
Ticker: REYN Meeting Type: Annual
ISIN: US76171L1061 Meeting Date: 4/27/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Director: Gregory Cole Mgmt For For
1B.   Election of Director: Ann Ziegler Mgmt For For
2.    To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2022. Mgmt For For
3.    To approve, on an advisory basis, the compensation of our named executive officers. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 83 of 110  

 

Unassigned

RLI CORP.    
Security: 749607107 Agenda Number: 935571275
Ticker: RLI Meeting Type: Annual
ISIN: US7496071074 Meeting Date: 5/5/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Kaj Ahlmann          Mgmt For For
  2 Michael E. Angelina  Mgmt For For
  3 John T. Baily        Mgmt For For
  4 Calvin G. Butler, Jr.                    Mgmt For For
  5 David B. Duclos      Mgmt For For
  6 Susan S. Fleming     Mgmt For For
  7 Jordan W. Graham     Mgmt For For
  8 Craig W. Kliethermes Mgmt For For
  9 Jonathan E. Michael  Mgmt For For
  10 Robert P. Restrepo, Jr.                  Mgmt For For
  11 Debbie S. Roberts    Mgmt For For
  12 Michael J. Stone     Mgmt For For
2.    Non-Binding, Advisory Vote to Approve the Compensation of the Company’s Named Executive Officers (the “Say-on-Pay” vote). Mgmt For For
3.    Non-Binding, Advisory Vote Regarding Frequency of Advisory Vote on Executive Compensation (the “Say-When-on-Pay” vote). Mgmt 1 Year For
4.    Ratification of the Selection of Independent Registered Public Accounting Firm. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 84 of 110  

 

Unassigned

ROBERT HALF INTERNATIONAL INC.    
Security: 770323103 Agenda Number: 935609303
Ticker: RHI Meeting Type: Annual
ISIN: US7703231032 Meeting Date: 5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Director: Julia L. Coronado Mgmt For For
1B.   Election of Director: Dirk A. Kempthorne Mgmt For For
1C.   Election of Director: Harold M. Messmer, Jr. Mgmt For For
1D.   Election of Director: Marc H. Morial Mgmt For For
1E.   Election of Director: Robert J. Pace Mgmt For For
1F.   Election of Director: Frederick A. Richman Mgmt For For
1G.   Election of Director: M. Keith Waddell Mgmt For For
2.    Advisory vote to approve executive compensation. Mgmt For For
3.    To ratify the appointment of PricewaterhouseCoopers LLP, as the Company’s independent registered public accounting firm for 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 85 of 110  

 

Unassigned

SAFETY INSURANCE GROUP, INC.    
Security: 78648T100 Agenda Number: 935612831
Ticker: SAFT Meeting Type: Annual
ISIN: US78648T1007 Meeting Date: 6/1/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1a.   Election of Class II Director to serve a three year term expiring in 2025: Deborah E. Gray Mgmt For For
1b.   Election of Class II Director to serve a three year term expiring in 2025: George M. Murphy Mgmt For For
2.    Ratification of the Appointment of DELOITTE & TOUCHE, LLP. Mgmt For For
3.    Advisory Vote on Executive Compensation. Mgmt For For
4.    Vote to Provide Stockholders the Right to Call a Special Meeting. Mgmt For For
5.    Vote to Provide Stockholders the Right to Act by Written Consent. Mgmt For For
6.    Vote to Replace Supermajority Provisions. Mgmt For For
7.    Vote to Approve the Amended and Restated 2018 Long-term Incentive Plan. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 86 of 110  

 

Unassigned

SCHNEIDER NATIONAL, INC.    
Security: 80689H102 Agenda Number: 935558900
Ticker: SNDR Meeting Type: Annual
ISIN: US80689H1023 Meeting Date: 4/25/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Jyoti Chopra         Mgmt For For
  2 James R. Giertz      Mgmt For For
  3 Adam P. Godfrey      Mgmt For For
  4 Robert W. Grubbs     Mgmt For For
  5 Robert M. Knight, Jr.                    Mgmt For For
  6 Therese A. Koller    Mgmt For For
  7 Mark B. Rourke       Mgmt For For
  8 Paul J. Schneider    Mgmt For For
  9 John A. Swainson     Mgmt For For
  10 James L. Welch       Mgmt For For
2.    Ratification of the appointment of Deloitte & Touche, LLP as Schneider National’s independent registered public accounting firm for fiscal 2022 Mgmt For For
3.    Advisory vote to approve executive compensation Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 87 of 110  

 

Unassigned

SEI INVESTMENTS COMPANY    
Security: 784117103 Agenda Number: 935648569
Ticker: SEIC Meeting Type: Annual
ISIN: US7841171033 Meeting Date: 6/1/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1a.   Election of Director: Alfred P. West, Jr. Mgmt For For
1b.   Election of Director: William M. Doran Mgmt For For
1c.   Election of Director: Jonathan A. Brassington Mgmt For For
2.    To approve, on an advisory basis, the compensation of named executive officers. Mgmt For For
3.    To ratify the appointment of KPMG LLP as independent registered public accountants for fiscal year 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 88 of 110  

 

Unassigned

SERVICE CORPORATION INTERNATIONAL    
Security: 817565104 Agenda Number: 935571237
Ticker: SCI Meeting Type: Annual
ISIN: US8175651046 Meeting Date: 5/4/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Director: Alan R. Buckwalter Mgmt For For
1B.   Election of Director: Anthony L. Coelho Mgmt For For
1C.   Election of Director: Jakki L. Haussler Mgmt For For
1D.   Election of Director: Victor L. Lund Mgmt For For
1E.   Election of Director: Ellen Ochoa Mgmt For For
1F.   Election of Director: Thomas L. Ryan Mgmt For For
1G.   Election of Director: C. Park Shaper Mgmt For For
1H.   Election of Director: Sara Martinez Tucker Mgmt For For
1I.   Election of Director: W. Blair Waltrip Mgmt For For
1J.   Election of Director: Marcus A. Watts Mgmt For For
2.    Ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For
3.    To approve, by advisory vote, named executive officer compensation. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 89 of 110  

 

Unassigned

SIMPSON MANUFACTURING CO., INC.    
Security: 829073105 Agenda Number: 935571415
Ticker: SSD Meeting Type: Annual
ISIN: US8290731053 Meeting Date: 5/4/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Director to hold office until the next annual meeting: James S. Andrasick Mgmt For For
1B.   Election of Director to hold office until the next annual meeting: Jennifer A. Chatman Mgmt For For
1C.   Election of Director to hold office until the next annual meeting: Karen Colonias Mgmt For For
1D.   Election of Director to hold office until the next annual meeting: Gary M. Cusumano Mgmt For For
1E.   Election of Director to hold office until the next annual meeting: Philip E. Donaldson Mgmt For For
1F.   Election of Director to hold office until the next annual meeting: Celeste Volz Ford Mgmt For For
1G.   Election of Director to hold office until the next annual meeting: Kenneth D. Knight Mgmt For For
1H.   Election of Director to hold office until the next annual meeting: Robin G. MacGillivray Mgmt For For
2.    Approve, on an advisory basis, the compensation of the Company’s named executive officers. Mgmt For For
3.    Ratify the selection of Grant Thornton LLP as the Company’s independent registered public accounting firm for 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 90 of 110  

 

Unassigned

SNAP-ON INCORPORATED    
Security: 833034101 Agenda Number: 935565979
Ticker: SNA Meeting Type: Annual
ISIN: US8330341012 Meeting Date: 4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Director: David C. Adams Mgmt For For
1B.   Election of Director: Karen L. Daniel Mgmt For For
1C.   Election of Director: Ruth Ann M. Gillis Mgmt For For
1D.   Election of Director: James P. Holden Mgmt For For
1E.   Election of Director: Nathan J. Jones Mgmt For For
1F.   Election of Director: Henry W. Knueppel Mgmt For For
1G.   Election of Director: W. Dudley Lehman Mgmt For For
1H.   Election of Director: Nicholas T. Pinchuk Mgmt For For
1I.   Election of Director: Gregg M. Sherrill Mgmt For For
1J.   Election of Director: Donald J. Stebbins Mgmt For For
2.    Proposal to ratify the appointment of Deloitte & Touche LLP as Snap-on Incorporated’s independent registered public accounting firm for fiscal 2022. Mgmt For For
3.    Advisory vote to approve the compensation of Snap-on Incorporated’s named executive officers, as disclosed in “Compensation Discussion and Analysis” and “Executive Compensation Information” in the Proxy Statement. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 91 of 110  

 

Unassigned

SOUTHWEST GAS HOLDINGS, INC.    
Security: 844895102 Agenda Number: 935583876
Ticker: SWX Meeting Type: Contested Annual
ISIN: US8448951025 Meeting Date: 5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Robert L. Boughner   Mgmt For For
  2 José A. Cárdenas   Mgmt For For
  3 E. Renae Conley      Mgmt For For
  4 John P. Hester       Mgmt For For
  5 Jane Lewis-Raymond   Mgmt For For
  6 Anne L. Mariucci     Mgmt For For
  7 Carlos A. Ruisanchez Mgmt For For
  8 A. Randall Thoman    Mgmt For For
  9 Thomas A. Thomas     Mgmt For For
  10 Leslie T. Thornton   Mgmt For For
2.    To approve, on a non-binding, advisory basis, the Company’s executive compensation. Mgmt For For
3.    Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2022. Mgmt For For
4.    To approve a proposal by the Icahn Group to repeal any Bylaw amendments adopted after October 19, 2021 and prior to the Annual Meeting that could interfere with the seating of Icahn’s director nominees for election at the Annual Meeting or any subsequent special meeting of stockholders, if such proposal is properly brought before the meeting. Mgmt Against For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 92 of 110  

 

Unassigned      
SPIRE INC.    
Security: 84857L101 Agenda Number: 935533946
Ticker: SR Meeting Type: Annual
ISIN: US84857L1017 Meeting Date: 1/27/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Carrie J. Hightman*  Mgmt For For
  2 Brenda D. Newberry*  Mgmt For For
  3 Suzanne Sitherwood*  Mgmt For For
  4 Mary Ann Van Lokeren$                    Mgmt For For
2.    Advisory nonbinding approval of resolution to approve compensation of our named executive officers. Mgmt For For
3.    Ratify the appointment of Deloitte & Touche LLP as our independent registered public accountant for the 2022 fiscal year. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 93 of 110  

 

Unassigned

STANDARD MOTOR PRODUCTS, INC.    
Security: 853666105 Agenda Number: 935618542
Ticker: SMP Meeting Type: Annual
ISIN: US8536661056 Meeting Date: 5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Alejandro C. Capparelli                  Mgmt For For
  2 John P. Gethin       Mgmt For For
  3 Pamela Forbes Lieberman                  Mgmt For For
  4 Patrick S. McClymont Mgmt For For
  5 Joseph W. McDonnell  Mgmt For For
  6 Alisa C. Norris      Mgmt For For
  7 Pamela S. Puryear, PhD                   Mgmt For For
  8 Eric P. Sills        Mgmt For For
  9 Lawrence I. Sills    Mgmt For For
  10 William H. Turner    Mgmt For For
2.    Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Mgmt For For
3.    Approval of non-binding, advisory resolution on the compensation of our named executive officers. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 94 of 110  

 

Unassigned      
STEWART INFORMATION SERVICES CORPORATION    
Security: 860372101 Agenda Number: 935596051
Ticker: STC Meeting Type: Annual
ISIN: US8603721015 Meeting Date: 5/26/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Thomas G. Apel       Mgmt For For
  2 C. Allen Bradley, Jr.                    Mgmt For For
  3 Robert L. Clarke     Mgmt For For
  4 William S. Corey, Jr.                    Mgmt For For
  5 Frederick H Eppinger Jr                  Mgmt For For
  6 Deborah J. Matz      Mgmt For For
  7 Matthew W. Morris    Mgmt For For
  8 Karen R. Pallotta    Mgmt For For
  9 Manuel Sánchez      Mgmt For For
2.    Approval of the compensation of Stewart Information Services Corporation’s named executive officers (Say-on-Pay) Mgmt Against Against
3.    Approval of the frequency of the vote on the compensation of Stewart Information Services Corporation’s named executive officers (Say-When-on-Pay) Mgmt 1 Year For
4.    Ratification of the appointment of KPMG LLP as Stewart Information Services Corporation’s independent auditors for 2022 Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 95 of 110  

 

Unassigned      
STURM, RUGER & COMPANY, INC.    
Security: 864159108 Agenda Number: 935612843
Ticker: RGR Meeting Type: Annual
ISIN: US8641591081 Meeting Date: 6/1/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1a.   Election of Director: John A. Cosentino, Jr. Mgmt For For
1b.   Election of Director: Michael O. Fifer Mgmt For For
1c.   Election of Director: Sandra S. Froman Mgmt For For
1d.   Election of Director: Rebecca S. Halstead Mgmt For For
1e.   Election of Director: Christopher J. Killoy Mgmt For For
1f.   Election of Director: Terrence G. O’Connor Mgmt For For
1g.   Election of Director: Amir P. Rosenthal Mgmt For For
1h.   Election of Director: Ronald C. Whitaker Mgmt For For
1i.   Election of Director: Phillip C. Widman Mgmt For For
2.    The ratification of the appointment of RSM US LLP as the Independent Auditors of the Company for the 2022 fiscal year. Mgmt For For
3.    An advisory vote on the compensation of the Company’s Named Executive Officers. Mgmt For For
4.    A shareholder proposal entitled “Human Rights Impact Assessment.” Shr For Against

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 96 of 110  

 

Unassigned

THE CARLYLE GROUP INC    
Security: 14316J108 Agenda Number: 935609339
Ticker: CG Meeting Type: Annual
ISIN: US14316J1088 Meeting Date: 5/31/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 David M. Rubenstein  Mgmt For For
  2 Linda H. Filler      Mgmt For For
  3 James H. Hance, Jr.  Mgmt For For
  4 Derica W. Rice       Mgmt For For
2.    Ratification of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2022 Mgmt For For
3.    Non-Binding Vote to Approve Named Executive Officer Compensation (“Say-on- Pay”) Mgmt Against Against
4.    Shareholder Proposal to Reorganize the Board of Directors into One Class Shr For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 97 of 110  

 

Unassigned

THE INTERPUBLIC GROUP OF COMPANIES, INC.    
Security: 460690100 Agenda Number: 935610077
Ticker: IPG Meeting Type: Annual
ISIN: US4606901001 Meeting Date: 5/26/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1.1   Election of Director: Jocelyn Carter-Miller Mgmt For For
1.2   Election of Director: Mary J. Steele Guilfoile Mgmt For For
1.3   Election of Director: Dawn Hudson Mgmt For For
1.4   Election of Director: Philippe Krakowsky Mgmt For For
1.5   Election of Director: Jonathan F. Miller Mgmt For For
1.6   Election of Director: Patrick Q. Moore Mgmt For For
1.7   Election of Director: Linda S. Sanford Mgmt For For
1.8   Election of Director: David M. Thomas Mgmt For For
1.9   Election of Director: E. Lee Wyatt Jr. Mgmt For For
2.    Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic’s independent registered public accounting firm for the year 2022. Mgmt For For
3.    Advisory vote to approve named executive officer compensation. Mgmt For For
4.    Stockholder proposal entitled “Independent Board Chairman.” Shr Against For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 98 of 110  

 

Unassigned      
THE NEW YORK TIMES COMPANY    
Security: 650111107 Agenda Number: 935560664
Ticker: NYT Meeting Type: Annual
ISIN: US6501111073 Meeting Date: 4/27/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Amanpal S. Bhutani   Mgmt For For
  2 Manuel Bronstein     Mgmt For For
  3 Doreen Toben         Mgmt For For
  4 Rebecca Van Dyck     Mgmt For For
2.    Ratification of the selection of Ernst & Young LLP as auditors for the fiscal year ending December 31, 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 99 of 110  

 

Unassigned      
THE TORO COMPANY    
Security: 891092108 Agenda Number: 935545321
Ticker: TTC Meeting Type: Annual
ISIN: US8910921084 Meeting Date: 3/15/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Eric P. Hansotia     Mgmt For For
  2 Jeffrey L. Harmening Mgmt For For
  3 Joyce A. Mullen      Mgmt For For
  4 Richard M. Olson     Mgmt For For
  5 James C. O’Rourke    Mgmt For For
  6 Jill M. Pemberton    Mgmt For For
2.    Ratification of the selection of KPMG LLP as our independent registered public accounting firm for our fiscal year ending October 31, 2022. Mgmt For For
3.    Approval of, on an advisory basis, our executive compensation. Mgmt For For
4.    Approval of The Toro Company 2022 Equity and Incentive Plan. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 100 of 110  

 

Unassigned      
THE WESTERN UNION COMPANY    
Security: 959802109 Agenda Number: 935585591
Ticker: WU Meeting Type: Annual
ISIN: US9598021098 Meeting Date: 5/19/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Director: Martin I. Cole Mgmt For For
1B.   Election of Director: Richard A. Goodman Mgmt For For
1C.   Election of Director: Betsy D. Holden Mgmt For For
1D.   Election of Director: Jeffrey A. Joerres Mgmt For For
1E.   Election of Director: Devin B. McGranahan Mgmt For For
1F.   Election of Director: Michael A. Miles, Jr. Mgmt For For
1G.   Election of Director: Timothy P. Murphy Mgmt For For
1H.   Election of Director: Joyce A. Phillips Mgmt For For
1I.   Election of Director: Jan Siegmund Mgmt For For
1J.   Election of Director: Angela A. Sun Mgmt For For
1K.   Election of Director: Solomon D. Trujillo Mgmt For For
2.    Advisory Vote to Approve Executive Compensation Mgmt For For
3.    Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2022 Mgmt For For
4.    Stockholder Proposal Regarding Modification to Stockholder Right to Call a Special Meeting Shr Against For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 101 of 110  

 

Unassigned      
TOOTSIE ROLL INDUSTRIES, INC.    
Security: 890516107 Agenda Number: 935574764
Ticker: TR Meeting Type: Annual
ISIN: US8905161076 Meeting Date: 5/2/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Ellen R. Gordon      Mgmt For For
  2 Virginia L. Gordon   Mgmt For For
  3 Lana Jane Lewis-Brent                    Mgmt For For
  4 Barre A. Seibert     Mgmt For For
  5 Paula M. Wardynski   Mgmt For For
2.    Ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 102 of 110  

 

Unassigned      
UGI CORPORATION    
Security: 902681105 Agenda Number: 935531916
Ticker: UGI Meeting Type: Annual
ISIN: US9026811052 Meeting Date: 1/28/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Director for term expiring in 2023: Frank S. Hermance, Chair Mgmt For For
1B.   Election of Director for term expiring in 2023: M. Shawn Bort Mgmt For For
1C.   Election of Director for term expiring in 2023: Theodore A. Dosch Mgmt For For
1D.   Election of Director for term expiring in 2023: Alan N. Harris Mgmt For For
1E.   Election of Director for term expiring in 2023: Mario Longhi Mgmt For For
1F.   Election of Director for term expiring in 2023: William J. Marrazzo Mgmt For For
1G.   Election of Director for term expiring in 2023: Cindy J. Miller Mgmt For For
1H.   Election of Director for term expiring in 2023: Roger Perreault Mgmt For For
1I.   Election of Director for term expiring in 2023: Kelly A. Romano Mgmt For For
1J.   Election of Director for term expiring in 2023: James B. Stallings, Jr. Mgmt For For
1K.   Election of Director for term expiring in 2023: John L. Walsh Mgmt For For
2.    Advisory Vote on Executive Compensation Mgmt For For
3.    Ratification of Independent Registered Public Accounting Firm for 2022 Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 103 of 110  

 

Unassigned      
UNIFIRST CORPORATION    
Security: 904708104 Agenda Number: 935526078
Ticker: UNF Meeting Type: Annual
ISIN: US9047081040 Meeting Date: 1/11/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Phillip L. Cohen     Mgmt For For
  2 Cynthia Croatti      Mgmt For For
2.    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 27, 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 104 of 110  

 

Unassigned      
UNIVERSAL CORPORATION    
Security: 913456109 Agenda Number: 935468339
Ticker: UVV Meeting Type: Annual
ISIN: US9134561094 Meeting Date: 8/3/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Diana F. Cantor      Mgmt For For
  2 Robert C. Sledd      Mgmt For For
  3 Thomas H. Tullidge, Jr.                  Mgmt For For
2.    Approve a non-binding advisory resolution approving the compensation of the named executive officers. Mgmt For For
3.    Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 105 of 110  

 

Unassigned      
VISHAY INTERTECHNOLOGY, INC.    
Security: 928298108 Agenda Number: 935591671
Ticker: VSH Meeting Type: Annual
ISIN: US9282981086 Meeting Date: 5/24/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Dr. Gerald Paul      Mgmt For For
  2 Dr. Renee B. Booth   Mgmt For For
  3 Dr. Michiko Kurahashi                    Mgmt For For
  4 Timothy V. Talbert   Mgmt For For
2.    To ratify the appointment of Ernst & Young LLP as Vishay’s independent registered public accounting firm for the year ending December 31, 2022. Mgmt For For
3.    The advisory approval of the compensation of the Company’s executive officers. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 106 of 110  

 

Unassigned      
WATSCO, INC.    
Security: 942622200 Agenda Number: 935632376
Ticker: WSO Meeting Type: Annual
ISIN: US9426222009 Meeting Date: 6/6/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 John A. Macdonald    Mgmt For For
  2 Bob L. Moss          Mgmt For For
  3 Steven (Slava) Rubin Mgmt For For
2.    To approve the advisory resolution regarding the compensation of our named executive officers. Mgmt Against Against
3.    To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2022 fiscal year. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 107 of 110  

 

Unassigned      
WD-40 COMPANY      
Security: 929236107 Agenda Number: 935513475
Ticker: WDFC Meeting Type: Annual
ISIN: US9292361071 Meeting Date: 12/14/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Director: Daniel T. Carter Mgmt For For
1B.   Election of Director: Melissa Claassen Mgmt For For
1C.   Election of Director: Eric P. Etchart Mgmt For For
1D.   Election of Director: Lara L. Lee Mgmt For For
1E.   Election of Director: Trevor I. Mihalik Mgmt For For
1F.   Election of Director: Graciela I. Monteagudo Mgmt For For
1G.   Election of Director: David B. Pendarvis Mgmt For For
1H.   Election of Director: Garry O. Ridge Mgmt For For
1I.   Election of Director: Gregory A. Sandfort Mgmt For For
1J.   Election of Director: Anne G. Saunders Mgmt For For
2.    To hold an advisory vote to approve executive compensation. Mgmt For For
3.    To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal year 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 108 of 110  

 

Unassigned      
WEIS MARKETS, INC.    
Security: 948849104 Agenda Number: 935566058
Ticker: WMK Meeting Type: Annual
ISIN: US9488491047 Meeting Date: 4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Jonathan H. Weis     Mgmt For For
  2 Harold G. Graber     Mgmt For For
  3 Dennis G. Hatchell   Mgmt For For
  4 Edward J. Lauth III  Mgmt For For
  5 Gerrald B. Silverman Mgmt For For
2.    Proposal to ratify the appointment of RSM US LLP as the independent registered public accounting firm of the corporation. Mgmt For For
3.    Shareholder proposal on ESG transparency, requesting that the Company disclose what percentage of the eggs it sells come from chickens locked in cages and the percentage that come from cage- free hens. Shr Against For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 109 of 110  

 

Unassigned

WERNER ENTERPRISES, INC.    
Security: 950755108 Agenda Number: 935589765
Ticker: WERN Meeting Type: Annual
ISIN: US9507551086 Meeting Date: 5/10/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against
Management’s
Recommendation

 

1.    DIRECTOR      
  1 Kenneth M. Bird, Ed.D.                   Mgmt For For
  2 Jack A. Holmes       Mgmt For For
  3 Carmen A. Tapio      Mgmt For For
2.    To approve the advisory resolution on executive compensation. Mgmt For For
3.    To ratify the appointment of KPMG LLP as the independent registered public accounting firm of Werner Enterprises, Inc. for the year ending December 31, 2022. Mgmt For For

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 110 of 110  

 

Unassigned      
WHIRLPOOL CORPORATION    
Security: 963320106 Agenda Number: 935557085
Ticker: WHR Meeting Type: Annual
ISIN: US9633201069 Meeting Date: 4/19/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s
Recommendation
1A.   Election of Director: Samuel R. Allen Mgmt For For
1B.   Election of Director: Marc R. Bitzer Mgmt For For
1C.   Election of Director: Greg Creed Mgmt For For
1D.   Election of Director: Gary T. DiCamillo Mgmt For For
1E.   Election of Director: Diane M. Dietz Mgmt For For
1F.   Election of Director: Gerri T. Elliott Mgmt For For
1G.   Election of Director: Jennifer A. LaClair Mgmt For For
1H.   Election of Director: John D. Liu Mgmt For For
1I.   Election of Director: James M. Loree Mgmt For For
1J.   Election of Director: Harish Manwani Mgmt For For
1K.   Election of Director: Patricia K. Poppe Mgmt For For
1L.   Election of Director: Larry O. Spencer Mgmt For For
1M.   Election of Director: Michael D. White Mgmt For For
2.    Advisory vote to approve Whirlpool Corporation’s executive compensation. Mgmt For For
3.    Ratification of the appointment of Ernst & Young LLP as Whirlpool Corporation’s independent registered public accounting firm for 2022. Mgmt For For

 

 

 

 

O’Shares Europe Quality Dividend ETF

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 1 of 51  

 

Unassigned

ABB AG
Security: H0010V101 Agenda Number: 715210592
Ticker:   Meeting Type: AGM
ISIN: CH0012221716 Meeting Date: 3/24/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management’s
Recommendation		  
1     APPROVAL OF THE MANAGEMENT REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2021 Mgmt For For  
           
2     CONSULTATIVE VOTE ON THE 2021 COMPENSATION REPORT Mgmt For For  
           
3     DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT Mgmt For For  
           
4     APPROPRIATION OF EARNINGS Mgmt For For  
           
5     CAPITAL REDUCTION THROUGH CANCELLATION OF SHARES REPURCHASED UNDER THE SHARE BUYBACK PROGRAMS 2020 AND 2021 Mgmt For For  
           
6.1   BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE Mgmt For For  
           
6.2   BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR Mgmt For For  
           
7.1   ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: GUNNAR BROCK AS DIRECTOR Mgmt For For  
           
7.2   ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: DAVID CONSTABLE AS DIRECTOR Mgmt For For  
           
7.3   ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: FREDERICO FLEURY CURADO AS DIRECTOR Mgmt For For  
           
7.4   ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: LARS FOERBERG AS DIRECTOR Mgmt For For  
           
7.5   ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: JENNIFER XIN-ZHE LI AS DIRECTOR Mgmt For For  
           
7.6   ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: GERALDINE MATCHETT AS DIRECTOR Mgmt For For  
           
7.7   ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: DAVID MELINE AS DIRECTOR Mgmt For For  
           
7.8   ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: SATISH PAI AS DIRECTOR Mgmt For For  
           
7.9   ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: JACOB WALLENBERG AS DIRECTOR Mgmt For For  
           
7.10 ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: PETER VOSER AS DIRECTOR AND CHAIRMAN Mgmt For For  
           
8.1   ELECTIONS TO THE COMPENSATION COMMITTEE: DAVID CONSTABLE Mgmt For For  
           
8.2   ELECTIONS TO THE COMPENSATION COMMITTEE: FREDERICO FLEURY CURADO Mgmt For For  
           
8.3   ELECTIONS TO THE COMPENSATION COMMITTEE: JENNIFER XIN-ZHE LI Mgmt For For  
           
9     ELECTION OF THE INDEPENDENT PROXY: ZEHNDER BOLLIGER AND PARTNER Mgmt For For  
           
10    ELECTION OF THE AUDITORS: KPMG AG Mgmt For For  
           
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 2 of 51  

 

Unassigned

ADMIRAL GROUP PLC
Security: G0110T106 Agenda Number: 715287125
Ticker:   Meeting Type: AGM
ISIN: GB00B02J6398 Meeting Date: 4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management’s
Recommendation		  
1     TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2021 Mgmt For For  
           
2     TO APPROVE THE DIRECTORS’ REMUNERATION REPORT (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021. THE DIRECTORS’ REMUNERATION REPORT IS SET OUT IN FULL IN THE ANNUAL REPORT OF THE COMPANY AT PAGE 177. THE CURRENT DIRECTORS’ REMUNERATION POLICY CAN BE FOUND IN THE ANNUAL REPORT OF THE COMPANY AT PAGE 181 Mgmt For For  
           
3     TO DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021 OF 118 PENCE PER ORDINARY SHARE, PAYABLE TO ALL ORDINARY SHAREHOLDERS ON THE COMPANY’S REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 6 MAY 2022 Mgmt For For  
           
4     TO APPOINT EVELYN BOURKE (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY Mgmt For For  
           
5     TO APPOINT BILL ROBERTS (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY Mgmt For For  
           
6     TO RE-APPOINT MILENA MONDINI-DE- FOCATIIS (EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY Mgmt For For  
           
7     TO RE-APPOINT GERAINT JONES (EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY Mgmt For For  
           
8     TO RE-APPOINT ANNETTE COURT (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY Mgmt For For  
           
9     TO RE-APPOINT JEAN PARK (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY Mgmt For For  
           
10    TO RE-APPOINT JUSTINE ROBERTS (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY Mgmt Against Against  
           
11    TO RE-APPOINT ANDREW CROSSLEY (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY Mgmt For For  
           
12    TO RE-APPOINT MICHAEL BRIERLEY (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY Mgmt For For  
           
13    TO RE-APPOINT KAREN GREEN (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY Mgmt For For  
           
14    TO RE-APPOINT JAYAPRAKASA RANGASWAMI (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY Mgmt For For  
           
15    TO RE-APPOINT DELOITTE LLP AS THE AUDITORS OF THE COMPANY FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID Mgmt For For  
           
16    TO AUTHORISE THE AUDIT COMMITTEE (ON BEHALF OF THE BOARD) TO DETERMINE THE REMUNERATION OF THE AUDITORS Mgmt For For  
           
17    POLITICAL DONATIONS Mgmt For For  
           
18    AUTHORITY TO ALLOT SHARES Mgmt For For  
           
19    DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For  
           
20    THAT, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 19, AND SUBJECT TO THE PASSING OF RESOLUTION 18, THE DIRECTORS BE GENERALLY EMPOWERED PURSUANT TO SECTION 570 OF THE CA 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE CA 2006) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 18 AND/OR PURSUANT TO SECTION 573 OF THE CA 2006 TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE OF THE RESTRICTION IN SECTION 561 OF THE CA 2006, SUCH AUTHORITY TO BE: (I) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 14,995 (CALCULATED, IN THE CASE OF EQUITY SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT SECURITIES INTO, ORDINARY SHARES BY REFERENCE TO THE AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS); AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS OF THE COMPANY DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO APPLY UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 30 JUNE 2023 UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND/OR TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS OF THE COMPANY MAY ALLOT EQUITY SECURITIES (AND/OR SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED Mgmt For For  
           
21    MARKET PURCHASES Mgmt For For  
           
22    THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE Mgmt For For  
           
23    THAT THE ARTICLES OF ASSOCIATION OF THE COMPANY PRODUCED TO THE MEETING AND INITIALLED BY THE CHAIR OF THE MEETING FOR IDENTIFICATION PURPOSES BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 3 of 51  

 

Unassigned

ASML HOLDING NV
Security: N07059202 Agenda Number: 715373015
Ticker:   Meeting Type: AGM
ISIN: NL0010273215 Meeting Date: 4/29/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management’s
Recommendation		  
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 704583 DUE TO RECEIPT OF CHANGE IN VOTING STATUS OF RESOLUTION. 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting      
           
1.    OPENING Non-Voting      
           
2.    OVERVIEW OF THE COMPANY’S BUSINESS, FINANCIAL SITUATION AND SUSTAINABILITY Non-Voting      
           
3.a. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: ADVISORY VOTE ON THE REMUNERATION REPORT FOR THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2021 Mgmt Against Against  
           
3.b. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR 2021, AS PREPARED IN ACCORDANCE WITH DUTCH LAW Mgmt For For  
           
3.c. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: CLARIFICATION OF THE COMPANY’S RESERVES AND DIVIDEND POLICY Non-Voting      
           
3.d. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF THE FINANCIAL YEAR 2021 Mgmt For For  
           
4.a. DISCHARGE: PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2021 Mgmt For For  
           
4.b. DISCHARGE: PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2021 Mgmt For For  
           
5.    PROPOSAL TO APPROVE THE NUMBER OF SHARES FOR THE BOARD OF MANAGEMENT Mgmt For For  
           
6.    PROPOSAL TO AMEND THE REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT Mgmt For For  
           
7.a. COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED REAPPOINTMENT OF MR. P.T.F.M. WENNINK Non-Voting      
           
7.b. COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED REAPPOINTMENT OF MR. M.A. VAN DEN BRINK Non-Voting      
           
7.c. COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED REAPPOINTMENT OF MR. F.J.M. SCHNEIDER-MAUNOURY Non-Voting      
           
7.d. COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED REAPPOINTMENT OF MR. C.D. FOUQUET Non-Voting      
           
7.e. COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED REAPPOINTMENT OF MR. R.J.M. DASSEN Non-Voting      
           
8.a. COMPOSITION OF THE SUPERVISORY BOARD: NOTIFICATION OF SUPERVISORY BOARD VACANCIES Non-Voting      
           
8.b. COMPOSITION OF THE SUPERVISORY BOARD: OPPORTUNITY TO MAKE RECOMMENDATIONS BY THE GENERAL MEETING Non-Voting      
           
8.c. COMPOSITION OF THE SUPERVISORY BOARD: ANNOUNCEMENT OF THE SUPERVISORY BOARD’S RECOMMENDATION TO REAPPOINT MS. T.L. KELLY AND APPOINT MR. A.F.M. EVERKE AND MS. A.L. STEEGEN AS MEMBERS OF THE SUPERVISORY BOARD Non-Voting      
           
8.d. COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO REAPPOINT MS. T.L. KELLY AS A MEMBER OF THE SUPERVISORY BOARD Mgmt For For  
           
8.e. COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MR. A.F.M. EVERKE AS A MEMBER OF THE SUPERVISORY BOARD Mgmt For For  
           
8.f. COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MS. A.L. STEEGEN AS A MEMBER OF THE SUPERVISORY BOARD Mgmt For For  
           
8.g. COMPOSITION OF THE SUPERVISORY BOARD: COMPOSITION OF THE SUPERVISORY BOARD IN 2023 Non-Voting      
           
9.    PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. AS EXTERNAL AUDITOR FOR THE REPORTING YEARS 2023 AND 2024 Mgmt For For  
           
10.   PROPOSAL TO APPOINT DELOITTE ACCOUNTANTS B.V. AS EXTERNAL AUDITOR FOR THE REPORTING YEAR 2025, IN LIGHT OF THE MANDATORY EXTERNAL AUDITOR ROTATION Non-Voting      
           
11.   PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY Mgmt For For  
           
12.a. PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS: AUTHORIZATION TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES UP TO 5% FOR GENERAL PURPOSES AND UP TO 5% IN CONNECTION WITH OR ON THE OCCASION OF MERGERS, ACQUISITIONS AND/OR (STRATEGIC) ALLIANCES Mgmt For For  
           
12.b. PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS: AUTHORIZATION OF THE BOARD OF MANAGEMENT TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN CONNECTION WITH THE AUTHORIZATIONS REFERRED TO IN ITEM 12 A) Mgmt For For  
           
13.   PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO REPURCHASE ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL Mgmt For For  
           
14.   PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For  
           
15.   ANY OTHER BUSINESS Non-Voting      
           
16.   CLOSING Non-Voting      
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
CMMT 07 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES FPR MID: 720074, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 4 of 51  

 

Unassigned

ASSA ABLOY AB
Security: W0817X204 Agenda Number: 715293887
Ticker:   Meeting Type: AGM
ISIN: SE0007100581 Meeting Date: 4/27/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management’s
Recommendation		  
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION Non-Voting      
           
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
1     OPEN MEETING Non-Voting      
           
2     ELECT CHAIRMAN OF MEETING Non-Voting      
           
3     DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING Non-Voting      
           
4     APPROVE AGENDA OF MEETING Non-Voting      
           
5     PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting      
           
6     ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting      
           
7     RECEIVE PRESIDENT’S REPORT Non-Voting      
           
8.A   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS Non-Voting      
           
8.B   RECEIVE AUDITOR’S REPORT ON APPLICATION OF GUIDELINES FOR REMUNERATION FOR EXECUTIVE MANAGEMENT Non-Voting      
           
8.C   RECEIVE BOARD’S REPORT Non-Voting      
           
9.A   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
           
9.B   APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 4.20 PER SHARE Mgmt For For  
           
9.C1 APPROVE DISCHARGE OF LARS RENSTROM Mgmt For For  
           
9.C2 APPROVE DISCHARGE OF CARL DOUGLAS Mgmt For For  
           
9.C3 APPROVE DISCHARGE OF JOHAN HJERTONSSON Mgmt For For  
           
9.C4 APPROVE DISCHARGE OF SOFIA SCHORLING HOGBERG Mgmt For For  
           
9.C5 APPROVE DISCHARGE OF EVA KARLSSON Mgmt For For  
           
9.C6 APPROVE DISCHARGE OF LENA OLVING Mgmt For For  
           
9.C7 APPROVE DISCHARGE OF JOAKIM WEIDEMANIS Mgmt For For  
           
9.C8 APPROVE DISCHARGE OF SUSANNE PAHLEN AKLUNDH Mgmt For For  
           
9.C9 APPROVE DISCHARGE OF RUNE HJALM Mgmt For For  
           
9.C10 APPROVE DISCHARGE OF MATS PERSSON Mgmt For For  
           
9.C11 APPROVE DISCHARGE OF BJARNE JOHANSSON Mgmt For For  
           
9.C12 APPROVE DISCHARGE OF NADJA WIKSTROM Mgmt For For  
           
9.C13 APPROVE DISCHARGE OF BIRGITTA KLASEN Mgmt For For  
           
9.C14 APPROVE DISCHARGE OF JAN SVENSSON Mgmt For For  
           
9.C15 APPROVE DISCHARGE OF CEO NICO DELVAUX Mgmt For For  
           
10    DETERMINE NUMBER OF MEMBERS (9) AND DEPUTY MEMBERS (0) OF BOARD Mgmt For For  
           
11.A APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.9 MILLION FOR CHAIR, SEK 1.07 MILLION FOR VICE CHAIR AND SEK 860,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For  
           
11.B APPROVE REMUNERATION OF AUDITORS Mgmt For For  
           
12    REELECT LARS RENSTROM (CHAIR), CARL DOUGLAS (VICE CHAIR), JOHAN HJERTONSSON, EVA KARLSSON, LENA OLVING, SOFIA SCHORLING HOGBERG, JOAKIM WEIDEMANIS AND SUSANNE PAHLEN AKLUNDH AS DIRECTORS; ELECT ERIK EKUDDEN AS NEW DIRECTOR Mgmt For For  
           
13    RATIFY ERNST & YOUNG AS AUDITORS Mgmt For For  
           
14    APPROVE REMUNERATION REPORT Mgmt For For  
           
15    APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT Mgmt For For  
           
16    AUTHORIZE CLASS B SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES Mgmt For For  
           
17    APPROVE PERFORMANCE SHARE MATCHING PLAN LTI 2022 Mgmt For For  
           
18    CLOSE MEETING Non-Voting      
           
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
           
CMMT 25 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
CMMT 25 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND MODIFICATION OF THE TEXT OF RESOLUTION 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 5 of 51  

 

Unassigned

ASTRAZENECA PLC
Security: G0593M107 Agenda Number: 715295564
Ticker:   Meeting Type: AGM
ISIN: GB0009895292 Meeting Date: 4/29/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management’s
Recommendation		  
1     TO RECEIVE THE COMPANY’S ACCOUNTS, THE REPORTS OF THE DIRECTORS AND AUDITOR AND THE STRATEGIC REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 Mgmt For For  
           
2     TO CONFIRM DIVIDENDS Mgmt For For  
           
3     TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR Mgmt For For  
           
4     TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR Mgmt For For  
           
5.A   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: LEIF JOHANSSON Mgmt For For  
           
5.B   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: PASCAL SORIOT Mgmt For For  
           
5.C   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: ARADHANA SARIN Mgmt For For  
           
5.D   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: PHILIP BROADLEY Mgmt For For  
           
5.E   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: EUAN ASHLEY Mgmt For For  
           
5.F   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: MICHEL DEMARE Mgmt For For  
           
5.G   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: DEBORAH DISANZO Mgmt For For  
           
5.H   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: DIANA LAYFIELD Mgmt For For  
           
5.I   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: SHERI MCCOY Mgmt For For  
           
5.J   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: TONY MOK Mgmt For For  
           
5.K   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: NAZNEEN RAHMAN Mgmt For For  
           
5.L   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: ANDREAS RUMMELT Mgmt For For  
           
5.M   TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: MARCUS WALLENBERG Mgmt For For  
           
6     TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2021 Mgmt For For  
           
7     TO AUTHORISE LIMITED POLITICAL DONATIONS Mgmt For For  
           
8     TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For  
           
9     TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For  
           
10    TO AUTHORISE THE DIRECTORS TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS AND SPECIFIED CAPITAL INVESTMENTS Mgmt For For  
           
11    TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES Mgmt For For  
           
12    TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For  
           
13    TO EXTEND THE ASTRAZENECA PLC 2012 SAVINGS RELATED SHARE OPTION SCHEME Mgmt For For  
           
CMMT 04 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 9, 10 AND 12 AND RECEIPT OF THE RECORD DATE 27 APR 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 6 of 51  

 

Unassigned

ATLAS COPCO AB
Security: W1R924161 Agenda Number: 715286008
Ticker:   Meeting Type: AGM
ISIN: SE0011166610 Meeting Date: 4/26/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management’s
Recommendation		  
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION Non-Voting      
           
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
           
1     OPENING OF MEETING; ELECT CHAIRMAN OF MEETING Non-Voting      
           
2     PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting      
           
3     APPROVE AGENDA OF MEETING Non-Voting      
           
4     DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING Non-Voting      
           
5     ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting      
           
6     RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS Non-Voting      
           
7     RECEIVE CEO’S REPORT Non-Voting      
           
8.A   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
           
8.B1 APPROVE DISCHARGE OF STAFFAN BOHMAN Mgmt For For  
           
8.B2 APPROVE DISCHARGE OF TINA DONIKOWSKI Mgmt For For  
           
8.B3 APPROVE DISCHARGE OF JOHAN FORSSELL Mgmt For For  
           
8.B4 APPROVE DISCHARGE OF ANNA OHLSSON-LEIJON Mgmt For For  
           
8.B5 APPROVE DISCHARGE OF MATS RAHMSTROM Mgmt For For  
           
8.B6 APPROVE DISCHARGE OF GORDON RISKE Mgmt For For  
           
8.B7 APPROVE DISCHARGE OF HANS STRABERG Mgmt For For  
           
8.B8 APPROVE DISCHARGE OF PETER WALLENBERG JR Mgmt For For  
           
8.B9 APPROVE DISCHARGE OF MIKAEL BERGSTEDT Mgmt For For  
           
8.B10 APPROVE DISCHARGE OF BENNY LARSSON Mgmt For For  
           
8.B11 APPROVE DISCHARGE OF CEO MATS RAHMSTROM Mgmt For For  
           
8.C   APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 7.60 PER SHARE Mgmt For For  
           
8.D   APPROVE RECORD DATE FOR DIVIDEND PAYMENT Mgmt For For  
           
9.A   DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY MEMBERS OF BOARD (0) Mgmt For For  
           
9.B   DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) Mgmt For For  
           
10.A1 REELECT STAFFAN BOHMAN AS DIRECTOR Mgmt Against Against  
           
10.A2 REELECT JOHAN FORSSELL AS DIRECTOR Mgmt Against Against  
           
10.A3 REELECT ANNA OHLSSON-LEIJON AS DIRECTOR Mgmt For For  
           
10.A4 REELECT MATS RAHMSTROM AS DIRECTOR Mgmt Against Against  
           
10.A5 REELECT GORDON RISKE AS DIRECTOR Mgmt For For  
           
10.A6 REELECT HANS STRABERG AS DIRECTOR Mgmt Against Against  
           
10.A7 REELECT PETER WALLENBERG JR AS DIRECTOR Mgmt Against Against  
           
10.B ELECT HELENE MELLQUIST AS NEW DIRECTOR Mgmt For For  
           
10.C REELECT HANS STRABERG AS BOARD CHAIR Mgmt Against Against  
           
10.D RATIFY ERNST & YOUNG AS AUDITORS Mgmt For For  
           
11.A APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 3.1 MILLION TO CHAIR AND SEK 1 MILLION TO OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE DELIVERING PART OF REMUNERATION IN FORM OF SYNTHETIC SHARES Mgmt For For  
           
11.B APPROVE REMUNERATION OF AUDITORS Mgmt For For  
           
12.A APPROVE REMUNERATION REPORT Mgmt Against Against  
           
12.B APPROVE STOCK OPTION PLAN 2022 FOR KEY EMPLOYEES Mgmt For For  
           
13.A ACQUIRE CLASS A SHARES RELATED TO PERSONNEL OPTION PLAN FOR 2022 Mgmt For For  
           
13.B ACQUIRE CLASS A SHARES RELATED TO REMUNERATION OF DIRECTORS IN THE FORM OF SYNTHETIC SHARES Mgmt For For  
           
13.C TRANSFER CLASS A SHARES RELATED TO PERSONNEL OPTION PLAN FOR 2022 Mgmt For For  
           
13.D SELL CLASS A SHARES TO COVER COSTS RELATED TO SYNTHETIC SHARES TO THE BOARD Mgmt For For  
           
13.E SELL CLASS A TO COVER COSTS IN RELATION TO THE PERSONNEL OPTION PLANS FOR 2016, 2017, 2018 AND 2019 Mgmt For For  
           
14    AMEND ARTICLES RE: NOTICE OF GENERAL MEETING; EDITORIAL CHANGES Mgmt For For  
           
15    APPROVE 4:1 STOCK SPLIT; REDUCTION OF SHARE CAPITAL THROUGH REDEMPTION OF SHARES; INCREASE OF SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT THE ISSUANCE OF NEW SHARES Mgmt For For  
           
16    CLOSE MEETING Non-Voting      
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 7 of 51  

 

Unassigned

BUNZL PLC
Security: G16968110 Agenda Number: 715274534
Ticker:   Meeting Type: AGM
ISIN: GB00B0744B38 Meeting Date: 4/20/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management’s
Recommendation		  
1     TO RECEIVE AND CONSIDER THE ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2021 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS Mgmt For For  
           
2     TO DECLARE A FINAL DIVIDEND Mgmt For For  
           
3     TO RE-APPOINT PETER VENTRESS AS A DIRECTOR Mgmt For For  
           
4     TO RE-APPOINT FRANK VAN ZANTEN AS A DIRECTOR Mgmt For For  
           
5     TO RE-APPOINT RICHARD HOWES AS A DIRECTOR Mgmt For For  
           
6     TO RE-APPOINT VANDA MURRAY AS A DIRECTOR Mgmt For For  
           
7     TO RE-APPOINT LLOYD PITCHFORD AS A DIRECTOR Mgmt For For  
           
8     TO RE-APPOINT STEPHAN NANNINGA AS A DIRECTOR Mgmt For For  
           
9     TO RE-APPOINT VIN MURRIA AS A DIRECTOR Mgmt For For  
           
10    TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS Mgmt For For  
           
11    TO AUTHORISE THE DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE REMUNERATION OF THE AUDITORS Mgmt For For  
           
12    APPROVAL OF THE REMUNERATION REPORT Mgmt For For  
           
13    AUTHORITY TO ALLOT ORDINARY SHARES Mgmt For For  
           
14    GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For  
           
15    SPECIFIC AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT Mgmt For For  
           
16    TO RENEW THE AUTHORITY TO PURCHASE OWN SHARES Mgmt For For  
           
17    AUTHORITY THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 8 of 51  

 

Unassigned

CARLSBERG AS
Security: K36628137 Agenda Number: 715182921
Ticker:   Meeting Type: AGM
ISIN: DK0010181759 Meeting Date: 3/14/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management's
Recommendation		  
           
CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE, IF REQUESTED. Non-Voting      
           
CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. Non-Voting      
           
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION Non-Voting      
           
  ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU        
           
1     RECEIVE REPORT OF BOARD Non-Voting      
           
2     ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS APPROVE DISCHARGE OF MANAGEMENT AND BOARD Mgmt For For  
           
3     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF DKK 24 PER SHARE Mgmt For For  
           
4     APPROVE REMUNERATION REPORT(ADVISORY VOTE) Mgmt For For  
           
5.A   APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF DKK 1.99MILLION FOR CHAIRMAN, DKK 660,000 FOR VICE CHAIR AND DKK 440,000 FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For  
           
5.B   APPROVE DKK 68 MILLION REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION Mgmt For For  
           
5.C   AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For  
           
5.D   AUTHORIZE BOARD TO DECIDE ON THE DISTRIBUTION OF EXTRAORDINARY DIVIDENDS Mgmt For For  
           
6.A   REELECT HENRIK POULSEN AS DIRECTOR Mgmt For For  
           
6.B   REELECT CARL BACHE AS DIRECTOR Mgmt For For  
           
6.C   REELECT MAGDI BATATO AS DIRECTOR Mgmt For For  
           
6.D   REELECT LILIAN FOSSUM BINER AS DIRECTOR Mgmt For For  
           
6.E   REELECT RICHARD BURROWS AS DIRECTOR Mgmt For For  
           
6.F   REELECT SOREN-PETER FUCHS OLESEN AS DIRECTOR Mgmt For For  
           
6.G   REELECT MAJKEN SCHULTZ AS DIRECTOR Mgmt For For  
           
6.H   ELECT PUNITA LAL AS NEW DIRECTOR Mgmt For For  
           
6.I   ELECT MIKAEL ARO AS NEW DIRECTOR Mgmt For For  
           
7     RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For  
           
CMMT 22 FEB 2022: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 6.A TO 6.I AND 7. THANK YOU Non-Voting      
           
CMMT 22 FEB 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
CMMT 22 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      
           

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 9 of 51  

 

Unassigned

CIE GENERALE DES ETABLISSEMENTS MICHELIN SA
Security: F61824144 Agenda Number: 715393295
Ticker:   Meeting Type: MIX
ISIN: FR0000121261 Meeting Date: 5/13/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management's
Recommendation		  
           
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. Non-Voting      
           
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT 05 MAY 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
1     APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2021, WHICH SHOW NET INCOME FOR THE PERIOD OF EUR 584,192,137.32 Mgmt For For  
           
2     ALLOCATION OF THE NET INCOME FOR SAID FISCAL YEAR AND DISTRIBUTION OF A DIVIDEND OF EUR 4.50 PER SHARE Mgmt For For  
           
3     APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, WHICH SHOW NET INCOME FOR THE PERIOD OF EUR 1,845,067,000.00 Mgmt For For  
           
4     HAVING CONSIDERED THE STATUTORY AUDITORS' SPECIAL REPORT ON RELATED-PARTY AGREEMENTS GOVERNED BY ARTICLE L. 226-10 OF THE FRENCH COMMERCIAL CODE, THE ORDINARY SHAREHOLDERS MEETING APPROVES SAID REPORT AND PLACES ON RECORD THAT NO SUCH AGREEMENTS REQUIRING SHAREHOLDER APPROVAL WERE ENTERED INTO OR WERE IN FORCE IN 2021 Mgmt For For  
           
5     AUTHORISATION FOR THE MANAGERS TO PUT IN PLACE A SHARE BUYBACK PROGRAM, EXCEPT DURING A PUBLIC OFFER PERIOD, BASED ON A MAXIMUM PURCHASE PRICE PER SHARE OF EUR 220.00 Mgmt For For  
           
6     APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE MANAGERS Mgmt For For  
           
7     APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO MEMBERS OF THE SUPERVISORY BOARD Mgmt For For  
           
8     APPROVAL OF THE DISCLOSURES CONCERNING THE COMPENSATION PACKAGES OF THE CORPORATE OFFICERS Mgmt For For  
           
9     APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED TO MR FLORENT MENEGAUX FOR SAID FISCAL YEAR Mgmt For For  
           
10    APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED TO MR YVES CHAPOT FOR SAID FISCAL YEAR Mgmt For For  
           
11    APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED TO MRS BARBARA DALIBARD FOR SAID FISCAL YEAR Mgmt For For  
           
12    APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED TO MR MICHEL ROLLIER FOR SAID FISCAL YEAR Mgmt For For  
           
13    RENEWAL OF THE TERM OF OFFICE OF MR THIERRY LE HENAFF AS MEMBER OF THE SUPERVISORY BOARD FOR A 4 YEARS PERIOD Mgmt For For  
           
14    RENEWAL OF THE TERM OF OFFICE OF MRS MONIQUE LEROUX AS MEMBER OF THE SUPERVISORY BOARD FOR A 4 YEARS PERIOD Mgmt For For  
           
15    RENEWAL OF THE TERM OF OFFICE OF MR JEAN-MICHEL SEVERINO AS MEMBER OF THE SUPERVISORY BOARD FOR A 4 YEARS PERIOD Mgmt For For  
           
16    DETERMINATION OF THE ANNUAL AMOUNT OF FEES ALLOCATED TO MEMBERS OF THE SUPERVISORY BOARD TO EUR 950,000.00 Mgmt For For  
           
17    RENEWAL OF THE TERM OF PRICEWATERHOUSECOOPERS AUDIT AS STATUTORY AUDITOR FOR A 6 YEARS PERIOD. ACKNOWLEDGEMENT OF THE END OF THE TERM OF MR JEAN- BAPTISTE DESCHRYVER AS ALTERNATE AUDITOR AND NON-RENEWAL AND NON- REPLACEMENT OF THE TERM OF OFFICE Mgmt For For  
           
18    RENEWAL OF THE TERM OF DELOITTE & ASSOCIES AS STATUTORY AUDITOR FOR A 6 YEARS PERIOD. ACKNOWLEDGEMENT OF THE END OF THE TERM OF BEAS AS ALTERNATE AUDITOR AND NON- RENEWAL AND NON-REPLACEMENT OF THE TERM OF OFFICE Mgmt For For  
           
19    DELEGATION OF AUTHORITY TO THE MANAGERS TO ISSUE SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES AND-OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED Mgmt For For  
           
20    DELEGATION OF AUTHORITY TO THE MANAGERS TO ISSUE SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES AND-OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED AS PART OF A PUBLIC OFFER OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2-1 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITHOUT PREFERENTIAL Mgmt For For  
           
21    DELEGATION OF AUTHORITY TO THE MANAGERS TO ISSUE SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES AND-OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, THROUGH AN OFFER GOVERNED BY PARAGRAPH 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS Mgmt For For  
           
22    AUTHORISATION TO BE GRANTED TO THE MANAGERS, IN THE EVENT OF AN ISSUE OF SHARES AND-OR SECURITIES GIVING ACCESS TO THE CAPITAL UNDER THE RESOLUTIONS NUMBER 20 AND 21, TO SET THE ISSUE PRICE IN ACCORDANCE WITH THE TERMS AND CONDITIONS SET OUT BY THE SHAREHOLDERS' MEETING, UP TO 10% OF THE CAPITAL PER YEAR, WITHOUT PREFERENTIAL SUBSCRIPTION Mgmt For For  
           
23    AUTHORISATION TO BE GRANTED TO THE MANAGERS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT THAT AN ISSUE, WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, IS OVERSUBSCRIBED Mgmt For For  
           
24    DELEGATION OF AUTHORITY TO THE MANAGERS TO INCREASE THE SHARE CAPITAL BY CAPITALIZING RESERVES, INCOME OR ADDITIONAL PAID-IN CAPITAL Mgmt For For  
           
25    DELEGATION OF AUTHORITY TO THE MANAGERS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES IN CONNECTION WITH A STOCK-FOR- STOCK PUBLIC EXCHANGE OFFER OR FOR CONTRIBUTIONS IN KIND, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS Mgmt For For  
           
26    DELEGATION OF AUTHORITY TO THE MANAGERS TO CARRY OUT AN INCREASE OF THE SHARE CAPITAL RESERVED FOR EMPLOYEES MEMBERS OF A COMPANY SAVINGS PLAN AND-OR SALE OF RESERVED SECURITIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS Mgmt For For  
           
27    OVERALL LIMITATION OF THE GLOBAL NOMINAL AMOUNT OF SHARES CAPITAL INCREASE AND SECURITIES ISSUANCES OR DEBT SECURITIES Mgmt For For  
           
28    AUTHORISATION TO BE GRANTED TO THE MANAGERS TO REDUCE THE COMPANY'S CAPITAL BY CANCELING SHARES Mgmt For For  
           
29    APPROVAL OF A 4-FOR-1 STOCK-SPLIT Mgmt For For  
           
30    POWERS TO ACCOMPLISH FORMALITIES Mgmt For For  
           
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO/BA LO/pdf/2022/0401/202204012200711.pdf Non-Voting      

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 10 of 51  

 

Unassigned

COLOPLAST A/S
Security: K16018192 Agenda Number: 714891923
Ticker:   Meeting Type: AGM
ISIN: DK0060448595 Meeting Date: 12/2/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management's
Recommendation		  
           
CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE, IF REQUESTED. Non-Voting      
           
CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. Non-Voting      
           
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
1     REPORT BY THE BOARD OF DIRECTORS ON THE ACTIVITIES OF THE COMPANY DURING THE PAST FINANCIAL YEAR Non-Voting      
           
2     PRESENTATION AND APPROVAL OF THE AUDITED ANNUAL REPORT Mgmt For For  
           
3     RESOLUTION ON THE DISTRIBUTION OF PROFIT IN ACCORDANCE WITH THE APPROVED ANNUAL REPORT Mgmt For For  
           
4     PRESENTATION AND APPROVAL OF THE REMUNERATION REPORT Mgmt For For  
           
5     APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION FOR THE CURRENT FINANCIAL YEAR Mgmt For For  
           
6.1   PROPOSALS BY THE BOARD OF DIRECTORS: UPDATE OF REMUNERATION POLICY Mgmt For For  
           
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 7.1 TO 7.6 AND 8.1. THANK YOU Non-Voting      
           
7.1   ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES ELECTION OF THE FOLLOWING MEMBER: LARS SOEREN RASMUSSEN Mgmt For For  
           
7.2   ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES ELECTION OF THE FOLLOWING MEMBER: NIELS PETER LOUIS-HANSEN Mgmt For For  
           
7.3   ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES ELECTION OF THE FOLLOWING MEMBER: JETTE NYGAARD-ANDERSEN Mgmt For For  
           
7.4   ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES ELECTION OF THE FOLLOWING MEMBER: CARSTEN HELLMANN Mgmt For For  
           
7.5   ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES ELECTION OF THE FOLLOWING MEMBER: MARIANNE WIINHOLT Mgmt For For  
           
7.6   ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES ELECTION OF THE FOLLOWING MEMBER: ANNETTE BRULS Mgmt For For  
           
8.1   ELECTION OF AUDITORS: RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS THE COMPANY'S AUDITORS Mgmt For For  
           
9     ANY OTHER BUSINESS Non-Voting      
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
CMMT 11 NOV 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
           
CMMT 11 NOV 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 11 of 51  

 

Unassigned

COMPAGNIE FINANCIERE RICHEMONT SA
Security: H25662182 Agenda Number: 714545475
Ticker:   Meeting Type: AGM
ISIN: CH0210483332 Meeting Date: 9/8/2021

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management's
Recommendation		  
           
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 616675 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting      
           
1     ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
           
2     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 2.00 PER REGISTERED A SHARE AND CHF 0.20 PER REGISTERED B SHARE Mgmt For For  
           
3     APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT Mgmt For For  
           
4.1   REELECT JOHANN RUPERT AS DIRECTOR AND BOARD CHAIRMAN Mgmt For For  
           
4.2   REELECT JOSUA MALHERBE AS DIRECTOR Mgmt For For  
           
4.3   REELECT NIKESH ARORA AS DIRECTOR Mgmt For For  
           
4.4   REELECT CLAY BRENDISH AS DIRECTOR Mgmt For For  
           
4.5   REELECT JEAN-BLAISE ECKERT AS DIRECTOR Mgmt For For  
           
4.6   REELECT BURKHART GRUND AS DIRECTOR Mgmt For For  
           
4.7   REELECT KEYU JIN AS DIRECTOR Mgmt For For  
           
4.8   REELECT JEROME LAMBERT AS DIRECTOR Mgmt For For  
           
4.9   REELECT WENDY LUHABE AS DIRECTOR Mgmt For For  
           
4.10 REELECT RUGGERO MAGNONI AS DIRECTOR Mgmt For For  
           
4.11 REELECT JEFF MOSS AS DIRECTOR Mgmt For For  
           
4.12 REELECT VESNA NEVISTIC AS DIRECTOR Mgmt For For  
           
4.13 REELECT GUILLAUME PICTET AS DIRECTOR Mgmt For For  
           
4.14 REELECT MARIA RAMOS AS DIRECTOR Mgmt For For  
           
4.15 REELECT ANTON RUPERT AS DIRECTOR Mgmt For For  
           
4.16 REELECT JAN RUPERT AS DIRECTOR Mgmt For For  
           
4.17 REELECT PATRICK THOMAS AS DIRECTOR Mgmt For For  
           
4.18 REELECT JASMINE WHITBREAD AS DIRECTOR Mgmt For For  
           
5.1   REAPPOINT CLAY BRENDISH AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
5.2   REAPPOINT KEYU JIN AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
5.3   REAPPOINT GUILLAUME PICTET AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
5.4   REAPPOINT MARIA RAMOS AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
6     RATIFY PRICEWATERHOUSECOOPERS SA AS AUDITORS Mgmt For For  
           
7     DESIGNATE ETUDE GAMPERT DEMIERRE MORENO AS INDEPENDENT PROXY Mgmt For For  
           
8.1   APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 8.1 MILLION Mgmt For For  
           
8.2   APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 6.6 MILLION Mgmt For For  
           
8.3   APPROVE VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 14.9 MILLION Mgmt For For  
           
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU Non-Voting      
           
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE Non-Voting      
         

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 12 of 51  

 

Unassigned

DANONE SA
Security: F12033134 Agenda Number: 715377289
Ticker:   Meeting Type: MIX
ISIN: FR0000120644 Meeting Date: 4/26/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management's
Recommendation		  
           
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. Non-Voting      
           
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT 07 APR 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
           
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 712230 DUE TO RECEIPT OF ADDITION OF RESOLUTION. A. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting      
           
1     APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 Mgmt For For  
           
2     APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 Mgmt For For  
           
3     ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 AND SETTING OF THE DIVIDEND AT 1.94 EURO PER SHARE Mgmt For For  
           
4     RATIFICATION OF THE CO-OPTATION OF VALERIE CHAPOULAUD-FLOQUET AS DIRECTOR, AS A REPLACEMENT FOR ISABELLE SEILLIER, WHO RESIGNED Mgmt For For  
           
5     APPOINTMENT OF ANTOINE DE SAINT- AFFRIQUE AS DIRECTOR Mgmt For For  
           
6     APPOINTMENT OF PATRICE LOUVET AS DIRECTOR Mgmt For For  
           
7     APPOINTMENT OF GERALDINE PICAUD AS DIRECTOR Mgmt For For  
           
8     APPOINTMENT OF SUSAN ROBERTS AS DIRECTOR Mgmt For For  
           
9     RENEWAL OF THE TERM OF OFFICE OF ERNST & YOUNG AUDIT AS STATUTORY AUDITOR Mgmt For For  
           
10    APPOINTMENT OF MAZARS & ASSOCIES AS STATUTORY AUDITOR, AS A REPLACEMENT FOR PRICEWATERHOUSECOOPERS AUDIT FIRM Mgmt For For  
           
11    APPROVAL OF AN AGREEMENT SUBJECT TO THE PROVISIONS OF ARTICLES L.225- 38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE CONCLUDED BY THE COMPANY WITH VERONIQUE PENCHIENATI-BOSETTA Mgmt For For  
           
12    APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2021 Mgmt For For  
           
13    APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 31 DECEMBER 2021 TO VERONIQUE PENCHIENATI- BOSETTA, IN HER CAPACITY AS CHIEF EXECUTIVE OFFICER, BETWEEN 14 MARCH AND 14 SEPTEMBER 2021 Mgmt For For  
           
14    APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 31 DECEMBER 2021 TO SHANE GRANT, IN HIS CAPACITY AS DEPUTY CHIEF EXECUTIVE OFFICER BETWEEN 14 MARCH AND 14 SEPTEMBER 2021 Mgmt For For  
           
15    APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 31 DECEMBER 2021 TO ANTOINE DE SAINT-AFFRIQUE, CHIEF EXECUTIVE OFFICER AS OF 15 SEPTEMBER 2021 Mgmt For For  
           
16    APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO GILLES SCHNEPP, CHAIRMAN OF THE BOARD OF DIRECTORS AS OF 14 MARCH 2021 Mgmt For For  
           
17    APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2022 Mgmt For For  
           
18    APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2022 Mgmt For For  
           
19    APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS FOR THE FINANCIAL YEAR 2022 Mgmt For For  
           
20    AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, HOLD OR TRANSFER THE COMPANY'S SHARES Mgmt For For  
           
21    DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES, CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS Mgmt For For  
           
22    AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATION OF EXISTING PERFORMANCE SHARES OR PERFORMANCE SHARES TO BE ISSUED OF THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT Mgmt For For  
           
23    AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATION OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY NOT SUBJECT TO PERFORMANCE CONDITIONS, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT Mgmt For For  
           
24    AMENDMENT TO ARTICLE 19.II OF THE COMPANY'S BY-LAWS RELATING TO THE AGE LIMIT OF THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICER Mgmt For For  
           
25    AMENDMENT TO ARTICLE 18.I OF THE COMPANY'S BY-LAWS RELATING TO THE AGE LIMIT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Mgmt For For  
           
26    AMENDMENT TO ARTICLE 17 OF THE COMPANY'S BY-LAWS RELATING TO THE OBLIGATION OF HOLDING SHARES APPLICABLE TO DIRECTORS Mgmt For For  
           
27    POWERS TO CARRY OUT FORMALITIES Mgmt For For  
           
A     PLEASE NOT THAT THIS IS A SHAREHOLDER PROPOSAL: AMENDMENT TO PARAGRAPHS I AND III OF ARTICLE 18 OF THE COMPANY'S BY-LAWS 'THE OFFICE OF THE BOARD - DELIBERATIONS' Shr For Against  
           
CMMT 07 APR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO/BA LO/pdf/2022/0404/202204042200706.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 720555, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU Non-Voting      

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 13 of 51  

 

Unassigned

DEUTSCHE POST AG
Security: D19225107 Agenda Number: 715303563
Ticker:   Meeting Type: AGM
ISIN: DE0005552004 Meeting Date: 5/6/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management's
Recommendation		  
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL Non-Voting      
           
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. Non-Voting      
           
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. Non-Voting      
           
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. Non-Voting      
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
1     RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 Non-Voting      
           
2     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.80 PER SHARE Mgmt For For  
           
3     APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 Mgmt For For  
           
4     APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 Mgmt For For  
           
5     RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2022 Mgmt For For  
           
6     RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE PERIOD FROM JANUARY 1, 2023, UNTIL 2024 AGM Mgmt For For  
           
7.1   ELECT LUISE HOELSCHER TO THE SUPERVISORY BOARD Mgmt For For  
           
7.2   ELECT STEFAN WINTELS TO THE SUPERVISORY BOARD Mgmt For For  
           
8     APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 20 MILLION POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS Mgmt For For  
           
9     APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 2 BILLION; APPROVE CREATION OF EUR 40 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS Mgmt For For  
           
10    APPROVE REMUNERATION REPORT Mgmt For For  
           
11    APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For  
           

 

 

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 14 of 51

 

 

Unassigned  

DIAGEO PLC

Security:

G42089113

Agenda Number:

714566669

Ticker:

    

Meeting Type:

AGM

ISIN:

GB0002374006

Meeting Date:

9/30/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
1     REPORT AND ACCOUNTS 2021 Mgmt For For  
2     DIRECTORS REMUNERATION REPORT 2021 Mgmt For For  
3     DECLARATION OF FINAL DIVIDEND Mgmt For For  
4     ELECTION OF LAVANYA CHANDRASHEKAR AS A DIRECTOR Mgmt For For  
5     ELECTION OF VALRIE CHAPOULAUD- FLOQUET AS A DIRECTOR Mgmt For For  
6     ELECTION OF SIR JOHN MANZONI AS A DIRECTOR Mgmt For For  
7     ELECTION OF IREENA VITTAL AS A DIRECTOR Mgmt For For  
8     RE-ELECTION OF MELISSA BETHELL AS A DIRECTOR Mgmt For For  
9     RE-ELECTION OF JAVIER FERRN AS A DIRECTOR Mgmt For For  
10    RE-ELECTION OF SUSAN KILSBY AS A DIRECTOR Mgmt For For  
11    RE-ELECTION OF LADY MENDELSOHN AS A DIRECTOR Mgmt For For  
12    RE-ELECTION OF IVAN MENEZES AS A DIRECTOR Mgmt For For  
13    RE-ELECTION OF ALAN STEWART AS A DIRECTOR Mgmt For For  
14    RE-APPOINTMENT OF AUDITOR: PRICEWATERHOUSECOOPERS LLP Mgmt For For  
15    REMUNERATION OF AUDITOR Mgmt For For  
16    AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE Mgmt For For  
17    AUTHORITY TO ALLOT SHARES Mgmt For For  
18    DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For  
19    AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For  
20    REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM Mgmt For For  
CMMT 23 AUG 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 15 of 51

 

 

Unassigned  

ESSILORLUXOTTICA SA

Security:

F31665106

Agenda Number:

715366755

Ticker:

    

Meeting Type:

MIX

ISIN:

FR0000121667

Meeting Date:

5/25/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. Non-Voting      
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting      
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
CMMT 05 APR 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF Non-Voting      
  DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION        
  ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU        
1     APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
2     APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
3     APPROVE TREATMENT OF LOSSES AND DIVIDENDS OF EUR 2.51 PER SHARE Mgmt For For  
4     RATIFY APPOINTMENT OF VIRGINIE MERCIER PITRE AS DIRECTOR Mgmt For For  
5     APPROVE AUDITORS' SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS Mgmt For For  
6     APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS Mgmt For For  
7     APPROVE COMPENSATION OF LEONARDO DEL VECCHIO, CHAIRMAN OF THE BOARD Mgmt For For  
8     APPROVE COMPENSATION OF FRANCESCO MILLERI, CEO Mgmt Against Against  
9     APPROVE COMPENSATION OF PAUL DU SAILLANT, VICE-CEO Mgmt Against Against  
10    APPROVE REMUNERATION POLICY OF DIRECTORS Mgmt For For  
11    APPROVE REMUNERATION POLICY OF CHAIRMAN OF THE BOARD Mgmt For For  
12    APPROVE REMUNERATION POLICY OF CEO Mgmt Against Against  
13    APPROVE REMUNERATION POLICY OF VICE-CEO Mgmt Against Against  
14    AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL Mgmt For For  
15    AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES Mgmt For For  
16    AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES Mgmt For For  
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
CMMT 05 APR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK : https://fr.ftp.opendatasoft.com/datadila/JO/BA LO/pdf/2022/0401/202204012200689.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 16 of 51

 

 

Unassigned  

ESSITY AB

Security:

W3R06F100

Agenda Number:

715195788

Ticker:

    

Meeting Type:

AGM

ISIN:

SE0009922164

Meeting Date:

3/24/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting      
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION Non-Voting      
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED Non-Voting      
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED Non-Voting      
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 685920 DUE TO SPLITTING OF RESOLUTION 17. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. Non-Voting      
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
1     ELECTION OF CHAIRMAN OF THE MEETING Non-Voting      
2     ELECTION OF TWO PERSONS TO CHECK THE MINUTES: MADELEINE WALLMARK, INDUSTRIVARDEN, ANDERS OSCARSSON, AMF OCH AMF FONDER Non-Voting      
3     PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting      
4     DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED Non-Voting      
5     APPROVAL OF THE AGENDA Non-Voting      
6     PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED FINANCIAL STATEMENTS Non-Voting      
7.A   RESOLUTIONS ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET Mgmt For For  
7.B   RESOLUTIONS ON APPROPRIATIONS OF THE COMPANY'S EARNINGS UNDER THE ADOPTED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: SEK 7.00 PER SHARE Mgmt For For  
7.C.1 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: EWA BJORLING Mgmt For For  
7.C.2 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: PAR BOMAN Mgmt For For  
7.C.3 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: MAIJA LIISA FRIMAN Mgmt For For  
7.C.4 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: ANNEMARIE GARDSHOL Mgmt For For  
7.C.5 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: MAGNUS GROTH Mgmt For For  
7.C.6 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: SUSANNA LIND Mgmt For For  
7.C.7 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: TORBJORN LOOF Mgmt For For  
7.C.8 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: BERT NORDBERG Mgmt For For  
7.C.9 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: LOUISE SVANBERG Mgmt For For  
7C.10 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: ORJAN SVENSSON Mgmt For For  
7C.11 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: LARS REBIEN SORENSEN Mgmt For For  
7C.12 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: BARBARA MILIAN THORALFSSON Mgmt For For  
7C.13 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: NICLAS THULIN Mgmt For For  
7C.14 RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: MAGNUS GROTH (AS PRESIDENT) Mgmt For For  
CMMT PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE PROPOSED BY NOMINATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING Non-Voting      
8     RESOLUTION ON THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: TEN WITH NO DEPUTY DIRECTOR Mgmt For N/A  
9     RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: ONE WITH NO DEPUTY AUDITOR Mgmt For N/A  
10.A RESOLUTION ON REMUNERATION FOR THE BOARD OF DIRECTORS Mgmt For N/A  
10.B RESOLUTION ON REMUNERATION FOR THE AUDITOR Mgmt For N/A  
11.A ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: EWA BJORLING Mgmt For N/A  
11.B ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: PAR BOMAN Mgmt For N/A  
11.C ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: ANNEMARIE GARDSHOL Mgmt For N/A  
11.D ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: MAGNUS GROWTH Mgmt For N/A  
11.E ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: TORBJORN LOOF Mgmt For N/A  
11.F ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: BERT NORDBERG Mgmt For N/A  
11.G ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: LOUISE SVANBERG Mgmt For N/A  
11.H ELECTION OF DIRECTOR: LARS REBIEN SORENSEN Mgmt For N/A  
11.I ELECTION OF DIRECTOR: BARBARA MILIAN THORALFSSON Mgmt For N/A  
11.J NEW-ELECTION OF DIRECTOR: BJORN GULDEN Mgmt For N/A  
12    ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS: PAR BOMAN Mgmt For N/A  
13    ELECTION OF AUDITORS AND DEPUTY AUDITORS: ERNST & YOUNG AB Mgmt For N/A  
14    RESOLUTION ON GUIDELINES FOR REMUNERATION FOR THE SENIOR MANAGEMENT Mgmt For For  
15    RESOLUTION ON APPROVAL OF THE BOARD'S REPORT ON REMUNERATION FOR THE SENIOR MANAGEMENT Mgmt For For  
16    RESOLUTION ON CASH-BASED INCENTIVE PROGRAM Mgmt For For  
17.A RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON: ACQUISITION OF OWN SHARES Mgmt For For  
17.B RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON: TRANSFER OF OWN SHARES ON ACCOUNT OF COMPANY ACQUISITIONS Mgmt For For  
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
CMMT 25 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 11.H AND 11.I. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 17 of 51

 

 

Unassigned  

EXPERIAN PLC

Security:

G32655105

Agenda Number:

714324376

Ticker:

    

Meeting Type:

AGM

ISIN:

GB00B19NLV48

Meeting Date:

7/21/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
1     ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
2     APPROVE REMUNERATION REPORT Mgmt For For  
3     ELECT ALISON BRITTAIN AS DIRECTOR Mgmt For For  
4     ELECT JONATHAN HOWELL AS DIRECTOR Mgmt For For  
5     RE-ELECT DR RUBA BORNO AS DIRECTOR Mgmt For For  
6     RE-ELECT BRIAN CASSIN AS DIRECTOR Mgmt For For  
7     RE-ELECT CAROLINE DONAHUE AS DIRECTOR Mgmt For For  
8     RE-ELECT LUIZ FLEURY AS DIRECTOR Mgmt For For  
9     RE-ELECT DEIRDRE MAHLAN AS DIRECTOR Mgmt For For  
10    RE-ELECT LLOYD PITCHFORD AS DIRECTOR Mgmt For For  
11    RE-ELECT MIKE ROGERS AS DIRECTOR Mgmt For For  
12    RE-ELECT GEORGE ROSE AS DIRECTOR Mgmt For For  
13    RE-ELECT KERRY WILLIAMS AS DIRECTOR Mgmt For For  
14    REAPPOINT KPMG LLP AS AUDITORS Mgmt For For  
15    AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS Mgmt For For  
16    AUTHORISE ISSUE OF EQUITY Mgmt For For  
17    AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS Mgmt For For  
18    AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT Mgmt For For  
19    AUTHORISE MARKET PURCHASE OF ORDINARY SHARES Mgmt For For  
20    ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For  

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 18 of 51

 

 

Unassigned  

GEBERIT AG

Security:

H2942E124

Agenda Number:

715260725

Ticker:

    

Meeting Type:

AGM

ISIN:

CH0030170408

Meeting Date:

4/13/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE Non-Voting      
1     ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
2     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 12.50 PER SHARE Mgmt For For  
3     APPROVE DISCHARGE OF BOARD OF DIRECTORS Mgmt For For  
4.1.1 REELECT ALBERT BAEHNY AS DIRECTOR AND BOARD CHAIRMAN Mgmt For For  
4.1.2 REELECT THOMAS BACHMANN AS DIRECTOR Mgmt For For  
4.1.3 REELECT FELIX EHRAT AS DIRECTOR Mgmt For For  
4.1.4 REELECT WERNER KARLEN AS DIRECTOR Mgmt For For  
4.1.5 REELECT BERNADETTE KOCH AS DIRECTOR Mgmt For For  
4.1.6 REELECT EUNICE ZEHNDER-LAI AS DIRECTOR Mgmt For For  
4.2.1 REAPPOINT EUNICE ZEHNDER-LAI AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
4.2.2 REAPPOINT THOMAS BACHMANN AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
4.2.3 REAPPOINT WERNER KARLEN AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
5     DESIGNATE ROGER MUELLER AS INDEPENDENT PROXY Mgmt For For  
6     RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS Mgmt For For  
7.1   APPROVE REMUNERATION REPORT Mgmt For For  
7.2   APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 2.4 MILLION Mgmt For For  
7.3   APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 11.5 MILLION Mgmt For For  

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 19 of 51

 

 

Unassigned  

GLAXOSMITHKLINE PLC

Security:

G3910J112

Agenda Number:

715319352

Ticker:

    

Meeting Type:

AGM

ISIN:

GB0009252882

Meeting Date:

5/4/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
1     TO RECEIVE AND ADOPT THE 2021 ANNUAL REPORT Mgmt For For  
2     TO APPROVE THE ANNUAL REPORT ON REMUNERATION Mgmt For For  
3     TO APPROVE THE REMUNERATION POLICY SET OUT IN THE 2021 ANNUAL REPORT Mgmt For For  
4     TO ELECT DR ANNE BEAL AS A DIRECTOR Mgmt For For  
5     TO ELECT DR HARRY C. DIETZ AS A DIRECTOR Mgmt For For  
6     TO RE-ELECT SIR JONATHAN SYMONDS AS A DIRECTOR Mgmt For For  
7     TO RE-ELECT DAME EMMA WALMSLEY AS A DIRECTOR Mgmt For For  
8     TO RE-ELECT CHARLES BANCROFT AS A DIRECTOR Mgmt For For  
9     TO RE-ELECT VINDI BANGA AS A DIRECTOR Mgmt For For  
10    TO RE-ELECT DR HAL BARRON AS A DIRECTOR Mgmt For For  
11    TO RE-ELECT DAME VIVIENNE COX AS A DIRECTOR Mgmt For For  
12    TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For  
13    TO RE-ELECT DR LAURIE GLIMCHER AS A DIRECTOR Mgmt For For  
14    TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR Mgmt For For  
15    TO RE-ELECT IAIN MACKAY AS A DIRECTOR Mgmt For For  
16    TO RE-ELECT URS ROHNER AS A DIRECTOR Mgmt For For  
17    TO RE-APPOINT THE AUDITOR: DELOITTE LLP Mgmt For For  
18    TO DETERMINE REMUNERATION OF THE AUDITOR Mgmt For For  
19    TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE Mgmt For For  
20    TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For  
21    TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL POWER Mgmt For For  
22    TO DISAPPLY PRE-EMPTION RIGHTS - IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT Mgmt For For  
23    TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES Mgmt For For  
24    TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR Mgmt For For  
25    TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM Mgmt For For  
26    TO APPROVE THE GLAXOSMITHKLINE PLC SHARE SAVE PLAN 2022 Mgmt For For  
27    TO APPROVE THE GLAXOSMITHKLINE PLC SHARE REWARD PLAN 2022 Mgmt For For  
28    TO APPROVE ADOPTION OF NEW ARTICLES OF ASSOCIATION Mgmt For For  

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 20 of 51

 

 

Unassigned  

HENKEL AG & CO. KGAA

Security:

D3207M102

Agenda Number:

715192364

Ticker:

    

Meeting Type:

AGM

ISIN:

DE0006048408

Meeting Date:

4/4/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
1     ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
2     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.83 PER ORDINARY SHARE AND EUR 1.85 PER PREFERRED SHARE Mgmt For For  
3     APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2021 Mgmt For For  
4     APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 Mgmt For For  
5     APPROVE DISCHARGE OF SHAREHOLDERS' COMMITTEE FOR FISCAL YEAR 2021 Mgmt For For  
6     RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2022 Mgmt For For  
7     ELECT POUL WEIHRAUCH AS ALTERNATE SUPERVISORY BOARD MEMBER Mgmt For For  
8     ELECT KASPAR VON BRAUN TO THE SHAREHOLDERS COMMITTEE Mgmt For For  
9     APPROVE REMUNERATION REPORT Mgmt For For  
10    AMEND ARTICLES RE: REMUNERATION OF SUPERVISORY BOARD AND SHAREHOLDERS' COMMITTEE Mgmt For For  
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. Non-Voting      
CMMT 24 FEB 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. Non-Voting      
CMMT 24 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 21 of 51

 

 

Unassigned  

HERMES INTERNATIONAL SA

Security:

F48051100

Agenda Number:

715251865

Ticker:

    

Meeting Type:

MIX

ISIN:

FR0000052292

Meeting Date:

4/20/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. Non-Voting      
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting      
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. Non-Voting      
1     APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS Mgmt For For  
2     APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For  
3     EXECUTIVE MANAGEMENT DISCHARGE Mgmt For For  
4     ALLOCATION OF NET INCOME - DISTRIBUTION OF AN ORDINARY DIVIDEND Mgmt For For  
5     APPROVAL OF RELATED-PARTY AGREEMENTS Mgmt For For  
6     AUTHORISATION GRANTED TO THE EXECUTIVE MANAGEMENT TO TRADE IN THE COMPANY'S SHARES Mgmt For For  
7     APPROVAL OF THE INFORMATION REFERRED TO IN I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE WITH REGARD TO COMPENSATION FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021, FOR ALL CORPORATE OFFICERS (GLOBAL EX-POST VOTE) Mgmt Against Against  
8     APPROVAL OF TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO MR AXEL DUMAS, EXECUTIVE CHAIRMAN (INDIVIDUAL EX- POST VOTE) Mgmt For For  
9     APPROVAL OF TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO THE COMPANY MILE HERM S SAS, EXECUTIVE CHAIRMAN (INDIVIDUAL EX-POST VOTE) Mgmt Against Against  
10    APPROVAL OF TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO MR RIC DE SEYNES, CHAIRMAN OF THE SUPERVISORY BOARD (INDIVIDUAL EX-POST VOTE) Mgmt For For  
11    APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CHAIRMEN (EX- ANTE VOTE) Mgmt Against Against  
12    APPROVAL OF THE COMPENSATION POLICY FOR SUPERVISORY BOARD MEMBERS (EX-ANTE VOTE) Mgmt For For  
13    RE-ELECTION OF MR CHARLES-ERIC BAUER AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS Mgmt Against Against  
14    RE-ELECTION OF MS ESTELLE BRACHLIANOFF AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS Mgmt Against Against  
15    RE-ELECTION OF MS JULIE GUERRAND AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS Mgmt For For  
16    RE-ELECTION OF MS DOMINIQUE SENEQUIER AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS Mgmt For For  
17    AUTHORISATION TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF ALL OR PART OF THE TREASURY SHARES HELD BY THE COMPANY (ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE) - GENERAL CANCELLATION PROGRAM Mgmt For For  
18    AUTHORISATION TO BE GIVEN TO EXECUTIVE MANAGEMENT TO GRANT STOCK OPTIONS Mgmt Against Against  
19    AUTHORISATION TO BE GIVEN TO THE EXECUTIVE MANAGEMENT TO GRANT FREE EXISTING SHARES Mgmt Against Against  
20    DELEGATION OF AUTHORITY TO CARRY OUT THE FORMALITIES RELATED TO THE GENERAL MEETING Mgmt For For  
CMMT 14 MAR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/2022031122004 38-30 AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 22 of 51

 

 

Unassigned  

HEXAGON AB

Security:

W4R431112

Agenda Number:

714738741

Ticker:

    

Meeting Type:

EGM

ISIN:

SE0015961909

Meeting Date:

11/17/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
1     ELECT CHAIRMAN OF MEETING Non-Voting      
2     PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting      
3     APPROVE AGENDA OF MEETING Non-Voting      
4.1   DESIGNATE JOHANNES WINGBORG AS INSPECTOR OF MINUTES OF MEETING Non-Voting      
4.2   DESIGNATE FREDRIK SKOGLUND AS INSPECTOR OF MINUTES OF MEETING Non-Voting      
5     ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting      
6     AMEND ARTICLES RE: NUMBER OF BOARD MEMBERS Mgmt For For  
7     DETERMINE NUMBER OF MEMBERS (10) AND DEPUTY MEMBERS (0) OF BOARD Mgmt For For  
8.1   ELECT BRETT WATSON AS NEW DIRECTOR Mgmt For For  
8.2   ELECT ERIK HUGGERS AS NEW DIRECTOR Mgmt For For  
9     APPROVE REMUNERATION OF NEW ELECTED DIRECTORS Mgmt For For  
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting      
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION Non-Voting      
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED Non-Voting      
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED Non-Voting      
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 23 of 51

 

 

Unassigned  

HEXAGON AB

Security:

W4R431112

Agenda Number:

715381947

Ticker:

    

Meeting Type:

AGM

ISIN:

SE0015961909

Meeting Date:

4/29/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 692453 DUE TO CHANGE IN GPS CODES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting      
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting      
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION Non-Voting      
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED Non-Voting      
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED Non-Voting      
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
1     ELECT CHAIRMAN OF MEETING Non-Voting      
2     PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting      
3     APPROVE AGENDA OF MEETING Non-Voting      
4.1   DESIGNATE JOHANNES WINGBORG AS INSPECTOR OF MINUTES OF MEETING Non-Voting      
4.2   DESIGNATE FREDRIK SKOGLUND INSPECTOR OF MINUTES OF MEETING Non-Voting      
5     ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting      
6.A   RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS Non-Voting      
6.B   RECEIVE AUDITOR'S REPORT ON APPLICATION OF GUIDELINES FOR REMUNERATION FOR EXECUTIVE MANAGEMENT Non-Voting      
6.C   RECEIVE THE BOARD'S DIVIDEND PROPOSAL Non-Voting      
7.A   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
7.B   APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.11 PER SHARE Mgmt For For  
7.C1 APPROVE DISCHARGE OF GUN NILSSON Mgmt For For  
7.C2 APPROVE DISCHARGE OF MARTA SCHORLING ANDREEN Mgmt For For  
7.C3 APPROVE DISCHARGE OF JOHN BRANDON Mgmt For For  
7.C4 APPROVE DISCHARGE OF SOFIA SCHORLING HOGBERG Mgmt For For  
7.C5 APPROVE DISCHARGE OF ULRIKA FRANCKE Mgmt For For  
7.C6 APPROVE DISCHARGE OF HENRIK HENRIKSSON Mgmt For For  
7.C7 APPROVE DISCHARGE OF PATRICK SODERLUND Mgmt For For  
7.C8 APPROVE DISCHARGE OF BRETT WATSON Mgmt For For  
7.C9 APPROVE DISCHARGE OF ERIK HUGGERS Mgmt For For  
7.C10 APPROVE DISCHARGE OF OLA ROLLEN Mgmt For For  
8     DETERMINE NUMBER OF MEMBERS (10) AND DEPUTY MEMBERS (0) OF BOARD Mgmt For For  
9.1   APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2 MILLION FOR CHAIRMAN, AND SEK 670,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For  
9.2   APPROVE REMUNERATION OF AUDITORS Mgmt For For  
10.1 REELECT MARTA SCHORLING ANDREEN AS DIRECTOR Mgmt For For  
10.2 REELECT JOHN BRANDON AS DIRECTOR Mgmt For For  
10.3 REELECT SOFIA SCHORLING HOGBERG AS DIRECTOR Mgmt For For  
10.4 REELECT ULRIKA FRANCKE AS DIRECTOR Mgmt For For  
10.5 REELECT HENRIK HENRIKSSON AS DIRECTOR Mgmt For For  
10.6 REELECT OLA ROLLEN AS DIRECTOR Mgmt For For  
10.7 REELECT GUN NILSSON AS DIRECTOR Mgmt For For  
10.8 REELECT PATRICK SODERLUND AS DIRECTOR Mgmt For For  
10.9 REELECT BRETT WATSON AS DIRECTOR Mgmt For For  
10.10 REELECT ERIK HUGGERS AS DIRECTOR Mgmt For For  
10.11 ELECT GUN NILSSON AS BOARD CHAIR Mgmt Against Against  
10.12 RATIFY PRICEWATERHOUSECOOPERS AB AS AUDITORS Mgmt For For  
11    ELECT MIKAEL EKDAHL, JAN DWORSKY, ANDERS OSCARSSON AND LISELOTT LEDIN AS MEMBERS OF NOMINATING COMMITTEE Mgmt For For  
12    APPROVE REMUNERATION REPORT Mgmt For For  
13    APPROVE PERFORMANCE SHARE PROGRAM 2022/20225 FOR KEY EMPLOYEES Mgmt For For  
14    AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES Mgmt For For  
15    APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS Mgmt For For  
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS Non-Voting      
  LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE        

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 24 of 51

 

 

Unassigned  

IBERDROLA SA

Security:

E6165F166

Agenda Number:

715638396

Ticker:

    

Meeting Type:

OGM

ISIN:

ES0144580Y14

Meeting Date:

6/16/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
1     ANNUAL ACCOUNTS 2021 Mgmt For For  
2     MANAGEMENT REPORTS 2021 Mgmt For For  
3     STATEMENT OF NON-FINANCIAL INFORMATION 2021 Mgmt For For  
4     SOCIAL MANAGEMENT AND ACTIONS OF THE BOARD OF DIRECTORS IN 2021 Mgmt For For  
5     RE-ELECTION OF KPMG AUDITORES, S.L. AS STATUTORY AUDITOR Mgmt For For  
6     AMENDMENT OF THE PREAMBLE AND ARTICLE 7 OF THE BYLAWS TO CONSOLIDATE IBERDROLA'S COMMITMENT TO ITS PURPOSE AND VALUES AND TO THE GENERATION OF THE SOCIAL DIVIDEND Mgmt For For  
7     AMENDMENT OF ARTICLE 16 OF THE BY- LAWS TO INCLUDE THE INVOLVEMENT DIVIDEND Mgmt For For  
8     AMENDMENT OF ARTICLE 11 OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS' MEETING TO INCLUDE THE DIVIDEND OF INVOLVEMENT Mgmt For For  
9     DIVIDEND OF INVOLVEMENT: APPROVAL AND PAYMENT Mgmt For For  
10    APPLICATION OF THE 2021 RESULT AND DIVIDEND: APPROVAL AND SUPPLEMENTARY PAYMENT TO BE CARRIED OUT WITHIN THE FRAMEWORK OF THE IBERDROLA FLEXIBLE REMUNERATION OPTIONAL DIVIDEND SYSTEM Mgmt For For  
11    FIRST BONUS ISSUE FOR A MAXIMUM REFERENCE MARKET VALUE OF 1,880 MILLION EUROS TO IMPLEMENT THE IBERDROLA FLEXIBLE REMUNERATION OPTIONAL DIVIDEND SYSTEM Mgmt For For  
12    SECOND BONUS SHARE CAPITAL INCREASE FOR A MAXIMUM REFERENCE MARKET VALUE OF 1,350 MILLION EUROS TO IMPLEMENT THE IBERDROLA FLEXIBLE REMUNERATION OPTIONAL DIVIDEND SYSTEM Mgmt For For  
13    CAPITAL REDUCTION THROUGH THE REDEMPTION OF A MAXIMUM OF 197,563,000 TREASURY SHARES FOR A MAXIMUM OF 3.069 PCT OF SHARE CAPITAL Mgmt For For  
14    ANNUAL REPORT ON DIRECTORS' REMUNERATION 2021: CONSULTATIVE VOTE Mgmt Against Against  
15    RE-ELECTION OF MR. ANTHONY L. GARDNER AS INDEPENDENT DIRECTOR Mgmt For For  
16    RATIFICATION AND RE-ELECTION OF MRS. MARIA ANGELES ALCALA DIAZ AS INDEPENDENT DIRECTOR Mgmt For For  
17    RATIFICATION AND REELECTION OF DONA ISABEL GARCIA TEJERINA AS INDEPENDENT DIRECTOR Mgmt For For  
18    DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AS FOURTEEN Mgmt For For  
19    AUTHORIZATION TO ACQUIRE SHARES OF THE COMPANY'S OWN STOCK Mgmt For For  
20    DELEGATION OF POWERS TO FORMALIZE AND MAKE PUBLIC THE RESOLUTIONS TO BE ADOPTED Mgmt For For  
CMMT 12 MAY 2022: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 17 JUN 2022. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU Non-Voting      
CMMT 20 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      
CMMT 20 MAY 2022: ENGAGEMENT DIVIDEND: THE SHAREHOLDERS ENTITLED TO PARTICIPATE IN THE MEETING WILL RECEIVE EUR 0.005 (GROSS) PER SHARE IF THE SHAREHOLDERS AT THIS MEETING APPROVE SAID INCENTIVE AND ADOPT A RESOLUTION FOR THE PAYMENT THEREOF, WHICH WILL BE SUBJECT TO THE QUORUM FOR THE MEETING REACHING 70% OF THE SHARE CAPITAL AND TO THE APPROVAL OF ITEM 7 ON THE AGENDA Non-Voting      
CMMT 24 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE FROM 11 JUN 2022 TO 10 JUN 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 25 of 51

 

 

Unassigned  

INDUSTRIA DE DISENO TEXTIL S.A.

Security:

E6282J125

Agenda Number:

714316191

Ticker:

    

Meeting Type:

OGM

ISIN:

ES0148396007

Meeting Date:

7/13/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU Non-Voting      
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 14 JULY 2021 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU Non-Voting      
1     APPROVAL OF ANNUAL ACCOUNTS AND MANAGEMENT REPORT Mgmt For For  
2     APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORT Mgmt For For  
3     APPROVAL OF THE NON-FINANCIAL INFORMATION REPORT Mgmt For For  
4     ALLOCATION OF RESULTS Mgmt For For  
5     REELECTION OF MR JOSE ARNAU SIERRA AS DIRECTOR Mgmt For For  
6     REELECTION OF DELOITTE AS AUDITOR Mgmt For For  
7.A   AMENDMENT OF THE BYLAWS ARTICLE 8 TITTLE II Mgmt For For  
7.B   NEW ARTICLE 15 BIS, AND AMENDMENT OF ARTICLES 15,16,17,19,20 AND 21CHAPTER I TITTLE III Mgmt For For  
7.C   AMENDMENT OF ARTICLES 22,24,25, 28,29,30 AND 30BIS CHAPTER II TITTLE III Mgmt For For  
7.D   AMENDMENT OF ARTICLE 36 Mgmt For For  
7.E   APPROVAL OF THE NEW TEXT OF BYLAWS Mgmt For For  
8     APPROVAL OF THE REVISED TEXT OF THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS Mgmt For For  
9     APPROVAL OF THE DIRECTOR'S REMUNERATION POLICY FOR 2021,2022 AND 2023 Mgmt For For  
10    APPROVAL OF THE LONG-TERM INCENTIVE PLAN IN CASH AND IN SHARES ADDRESSED TO MEMBERS OF MANAGEMENT, INCLUDING EXECUTIVE DIRECTORS AND OTHER EMPLOYEES OF THE INDITEX GROUP Mgmt For For  
11    ADVISORY VOTE ON THE ANNUAL REPORT OF THE REMUNERATION OF DIRECTOR'S Mgmt For For  
12    GRANTING OF POWERS TO IMPLEMENT RESOLUTIONS Mgmt For For  
13    REPORTING ON THE AMENDMENTS TO THE BOARD OF DIRECTORS Mgmt For For  
CMMT 17 JUNE 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 26 of 51

 

 

Unassigned  

INDUSTRIVAERDEN AB

Security:

W45430126

Agenda Number:

714831775

Ticker:

    

Meeting Type:

EGM

ISIN:

SE0000107203

Meeting Date:

11/23/2021

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting      
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION Non-Voting      
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED Non-Voting      
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED Non-Voting      
1     ELECTION OF A CHAIRMAN TO PRESIDE OVER THE EXTRAORDINARY GENERAL MEETING: L E LUNDBERGFORETAGEN Non-Voting      
2     ELECTION OF PERSONS TO CHECK THE MINUTES Non-Voting      
3     PREPARATION AND APPROVAL OF VOTING LIST Non-Voting      
4     APPROVAL OF THE AGENDA Non-Voting      
5     DECISION AS TO WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY CONVENED Non-Voting      
6.A   THE BOARD OF DIRECTORS' PROPOSAL FOR RESOLUTION ON: REDUCTION OF THE SHARE CAPITAL BY WAY OF CANCELLATION OF SHARES Mgmt For For  
6.B   THE BOARD OF DIRECTORS' PROPOSAL FOR RESOLUTION ON: INCREASE OF THE SHARE CAPITAL BY WAY OF BONUS ISSUE Mgmt For For  
CMMT 27 OCT 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
CMMT 27 OCT 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS AND MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      
CMMT 27 OCT 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      

 

 

 

Meeting Date Range:

01-Jul-2021  -  17-Jun-2022

Report Date:

6/23/2022

 
         

 

 

 

Page 27 of 51

 

 

Unassigned  

INDUSTRIVAERDEN AB

Security:

W45430126

Agenda Number:

715252540

Ticker:

    

Meeting Type:

AGM

ISIN:

SE0000107203

Meeting Date:

4/21/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management’s

Recommendation

 

  
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting      
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION Non-Voting      
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED Non-Voting      
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED Non-Voting      
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 692409 DUE TO SPLITTING OF RESOLUTION NUMBER 7.C. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU Non-Voting      
1     ELECTION OF CHAIRMAN OF THE MEETING Non-Voting      
2.A   SELECTION OF ADJUSTERS: BO DAMBERG (JAN WALLANDER'S AND TOM HEDELIUS FOUNDATION AND OTHERS) OR, IN HIS ABSENCE, THE ONE APPOINTED BY THE BOARD INSTEAD Non-Voting      
2.B   SELECTION OF ADJUSTERS: STEFAN NILSSON (PENSIONSKASSAN SHB TJANSTEPENSIONSFORENING M.FL.) OR, IN HIS ABSENCE, THE ONE APPOINTED BY THE BOARD INSTEAD Non-Voting      
3     ESTABLISHMENT AND APPROVAL OF THE BALLOT PAPER Non-Voting      
4     APPROVAL OF AGENDA Non-Voting      
5     EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED Non-Voting      
6.A   PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE CONSOLIDATED ACCOUNTS Non-Voting      
7.A   RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET Mgmt For For  
7.B   RESOLUTION ON DISPOSITIONS REGARDING THE COMPANY'S PROFIT ACCORDING TO THE APPROVED BALANCE SHEET AND ON THE RECORD DATE FOR DIVIDENDS Mgmt For For  
7C.1 RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: FREDRIK LUNDBERG (CHAIRMAN OF THE BOARD) Mgmt For For  
7C.2 RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: PAR BOMAN Mgmt For For  
7C.3 RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: CHRISTIAN CASPAR Mgmt For For  
7C.4 RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: MARIKA FREDRIKSSON Mgmt For For  
7C.5 RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: BENGT KJELL Mgmt For For  
7C.6 RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: ANNIKA LUNDIUS Mgmt For For  
7C.7 RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: LARS PETTERSSON Mgmt For For  
7C.8 RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: HELENA STJERNHOLM Mgmt For For  
CMMT PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE PROPOSED BY NOMINATING COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING Non-Voting   N/A  
8     DECISION ON THE NUMBER OF BOARD MEMBERS: EIGHT DIRECTORS AND NO DEPUTY DIRECTORS Mgmt For N/A  
9     RESOLUTION ON FEES TO EACH OF THE BOARD MEMBERS Mgmt For N/A  
10.A RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: PAR BOMAN Mgmt For N/A  
10.B RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: CHRISTIAN CASPAR Mgmt For N/A  
10.C RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: MARIKA FREDRIKSSON Mgmt For N/A  
10.D RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: BENGT KJELL Mgmt For N/A  
10.E RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: FREDRIK LUNDBERG Mgmt For N/A  
10.F RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: KATARINA MARTINSON Mgmt For N/A  
10.G RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: LARS PETTERSSON Mgmt For N/A  
10.H RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: HELENA STJERNHOLM Mgmt For N/A  
10.I RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: FREDRIK LUNDBERG TO THE CHAIRMAN OF THE BOARD Mgmt For N/A  
11    DECISION ON THE NUMBER OF AUDITORS: ONE CHARTERED ACCOUNTING FIRM Mgmt For N/A  
12    DECISION ON FEES TO THE AUDITOR Mgmt For N/A  
13    ELECTION OF AUDITOR: THE NOMINATING COMMITTEE PROPOSES, IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, RE ELECTION OF THE ACCOUNTING FIRM DELOITTE AB FOR THE PERIOD UNTIL THE END OF THE 2023 ANNUAL GENERAL MEETING. DELOITTE AB HAS NOTIFIED THAT IF THE FIRM IS ELECTED, IT WILL APPOINT AUTHORIZED PUBLIC ACCOUNTANT HANS WAREN AS CHIEF AUDITOR Mgmt For N/A  
14    DECISION ON APPROVAL OF COMPENSATION REPORT Mgmt For For  
15    DECISION ON A LONG-TERM SHARE SAVINGS PROGRAM Mgmt For For  
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE Non-Voting      
  UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE        
CMMT 14 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 10.A TO 10.I. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 703409, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 28 of 51  

 

Unassigned

INVESTOR AB
Security: W5R777115 Agenda Number: 715303309
Ticker:   Meeting Type: AGM
ISIN: SE0015811963 Meeting Date: 5/3/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management's

Recommendation

 

  
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION Non-Voting      
           
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
           
1     ELECT CHAIRMAN OF MEETING Non-Voting      
           
2     PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting      
           
3     APPROVE AGENDA OF MEETING Non-Voting      
           
4     DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING Non-Voting      
           
5     ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting      
           
6     RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS Non-Voting      
           
7     RECEIVE PRESIDENT'S REPORT Non-Voting      
           
8     ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
           
9     APPROVE REMUNERATION REPORT Mgmt Against Against  
           
10.A APPROVE DISCHARGE OF GUNNAR BROCK Mgmt For For  
           
10.B APPROVE DISCHARGE OF JOHAN FORSSELL Mgmt For For  
           
10.C APPROVE DISCHARGE OF MAGDALENA GERGER Mgmt For For  
           
10.D APPROVE DISCHARGE OF TOM JOHNSTONE Mgmt For For  
           
10.E APPROVE DISCHARGE OF ISABELLE KOCHER Mgmt For For  
           
10.F APPROVE DISCHARGE OF SARA MAZUR Mgmt For For  
           
10.G APPROVE DISCHARGE OF SVEN NYMAN Mgmt For For  
           
10.H APPROVE DISCHARGE OF GRACE REKSTEN SKAUGEN Mgmt For For  
           
10.I APPROVE DISCHARGE OF HANS STRABERG Mgmt For For  
           
10.J APPROVE DISCHARGE OF JACOB WALLENBERG Mgmt For For  
           
10.K APPROVE DISCHARGE OF MARCUS WALLENBERG Mgmt For For  
           
11    APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 4.00 PER SHARE Mgmt For For  
           
12.A DETERMINE NUMBER OF MEMBERS (11) AND DEPUTY MEMBERS (0) OF BOARD Mgmt For For  
           
12.B DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS Mgmt For For  
           
13.A APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 3.1 MILLION FOR CHAIRMAN, SEK 1.8 MILLION FOR VICE CHAIRMAN AND SEK 820,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For  
           
13.B APPROVE REMUNERATION OF AUDITORS Mgmt For For  
           
14.A REELECT GUNNAR BROCK AS DIRECTOR Mgmt For For  
           
14.B REELECT JOHAN FORSSELL AS DIRECTOR Mgmt For For  
           
14.C REELECT MAGDALENA GERGER AS DIRECTOR Mgmt For For  
           
14.D REELECT TOM JOHNSTONE AS DIRECTOR Mgmt For For  
           
14.E REELECT ISABELLE KOCHER AS DIRECTOR Mgmt For For  
           
14.F REELECT SVEN NYMAN AS DIRECTOR Mgmt For For  
           
14.G REELECT GRACE REKSTEN SKAUGEN ASDIRECTOR Mgmt For For  
           
14.H REELECT HANS STRABERG AS DIRECTOR Mgmt For For  
           
14.I REELECT JACOB WALLENBERG AS DIRECTOR Mgmt For For  
           
14.J REELECT MARCUS WALLENBERG AS DIRECTOR Mgmt For For  
           
14.K ELECT SARA OHRVALL AS NEW DIRECTOR Mgmt For For  
           
15    REELECT JACOB WALLENBERG AS BOARD CHAIR Mgmt For For  
           
16    RATIFY DELOITTE AS AUDITORS Mgmt For For  
           
17.A APPROVE PERFORMANCE SHARE MATCHING PLAN (LTVR) FOR EMPLOYEES IN INVESTOR Mgmt For For  
           
17.B APPROVE PERFORMANCE SHARE MATCHING PLAN (LTVR) FOR EMPLOYEES IN PATRICIA INDUSTRIES Mgmt For For  
           
18.A AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES Mgmt For For  
           
18.B APPROVE EQUITY PLAN (LTVR) FINANCING THROUGH TRANSFER OF SHARES TO PARTICIPANTS Mgmt For For  
           
19    CLOSE MEETING Non-Voting      
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
CMMT 29 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 14.A. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 29 of 51  

 

Unassigned

KERING SA
Security: F5433L103 Agenda Number: 715298673
Ticker:   Meeting Type: MIX
ISIN: FR0000121485 Meeting Date: 4/28/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management's

Recommendation

 

  
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. Non-Voting      
           
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY.

Non-Voting      
           
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
         
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
1     APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021 Mgmt For For  
           
2     APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021 Mgmt For For  
           
3     APPROPRIATION OF NET INCOME FOR 2021 AND SETTING OF THE DIVIDEND Mgmt For For  
           
4     REAPPOINTMENT OF DANIELA RICCARDI AS A DIRECTOR Mgmt For For  
           
5     APPOINTMENT OF V RONIQUE WEILL AS A DIRECTOR Mgmt For For  
           
6     APPOINTMENT OF YONCA DERVISOGLU AS A DIRECTOR Mgmt For For  
           
7     APPOINTMENT OF SERGE WEINBERG AS A DIRECTOR Mgmt For For  
           
8     APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9, I OF THE FRENCH COMMERCIAL CODE RELATING TO REMUNERATION PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2021 TO CORPORATE OFFICERS Mgmt For For  
           
9     APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL REMUNERATION AND BENEFITS IN KIND PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2021 TO FRAN OIS-HENRI PINAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER Mgmt Against Against  
           
10    APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL REMUNERATION AND BENEFITS IN KIND PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2021 TO JEAN-FRAN OIS PALUS, GROUP MANAGING DIRECTOR Mgmt For For  
           
11    APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS Mgmt Against Against  
           
12    APPROVAL OF THE REMUNERATION POLICY FOR CORPORATE OFFICERS IN RESPECT OF THEIR DUTIES AS DIRECTORS Mgmt For For  
           
13    APPOINTMENT OF PRICEWATERHOUSECOOPERS AUDIT AS PRINCIPAL STATUTORY AUDITOR Mgmt For For  
           
14    APPOINTMENT OF EMMANUEL BENOIST AS SUBSTITUTE STATUTORY AUDITOR Mgmt For For  
           
15    AUTHORIZATION FOR THE BOARD OF DIRECTORS TO PURCHASE, RETAIN AND TRANSFER THE COMPANY'S SHARES Mgmt For For  
           
16    AUTHORIZATION FOR THE BOARD OF DIRECTORS TO MAKE FREE AWARDS OF ORDINARY SHARES IN THE COMPANY (EXISTING OR TO BE ISSUED), SUBJECT, WHERE APPLICABLE, TO PERFORMANCE CONDITIONS, TO BENEFICIARIES OR CATEGORIES OF BENEFICIARIES AMONG THE EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND AFFILIATED COMPANIES Mgmt Against Against  
           
17    DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES RESERVED FOR EMPLOYEES, FORMER EMPLOYEES AND ELIGIBLE CORPORATE OFFICERS WHO ARE MEMBERS OF AN EMPLOYEE SAVINGS PLAN, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS Mgmt For For  
           
18    DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES RESERVED FOR NAMED CATEGORIES OF BENEFICIARIES, WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS WAIVED IN THEIR FAVOR Mgmt For For  
           
19    POWERS FOR FORMALITIES Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 30 of 51  

 

Unassigned

KONE OYJ
Security: X4551T105 Agenda Number: 715151128
Ticker:   Meeting Type: AGM
ISIN: FI0009013403 Meeting Date: 3/1/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management's

Recommendation

 

  
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. Non-Voting      
           
CMMT A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
1     OPENING OF THE MEETING Non-Voting      
           
2     CALLING THE MEETING TO ORDER Non-Voting      
           
3     ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF VOTES Non-Voting      
           
4     RECORDING THE LEGALITY OF THE MEETING Non-Voting      
           
5     RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES Non-Voting      
           
6     PRESENTATION OF THE ANNUAL ACCOUNTS, THE REPORT OF THE BOARD OF DIRECTORS AND THE AUDITOR'S REPORT FOR THE YEAR 2021 Non-Voting      
           
7     ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For  
           
8     RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDENDS Mgmt For For  
           
9     RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2021 Mgmt For For  
           
10    CONSIDERATION OF THE REMUNERATION REPORT FOR GOVERNING BODIES Mgmt For For  
           
11    RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For  
           
12    RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For  
           
13    RE-ELECT MATTI ALAHUHTA, SUSAN DUINHOVEN, ANTTI HERLIN, IIRIS HERLIN, JUSSI HERLIN, RAVI KANT AND JENNIFER XIN-ZHE LI AS DIRECTORS ELECT KRISHNA MIKKILINENI AND ANDREAS OPFERMANN AS NEW DIRECTORS Mgmt Against Against  
           
14    RESOLUTION ON THE REMUNERATION OF THE AUDITORS Mgmt For For  
           
15    RESOLUTION ON THE NUMBER OF AUDITORS Mgmt For For  
           
16    RATIFY ERNST YOUNG AS AUDITORS Mgmt For For  
           
17    AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY'S OWN SHARES Mgmt For For  
           
18    AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AS WELL AS THE ISSUANCE OF OPTIONS AND OTHER SPECIAL RIGHTS ENTITLING TO SHARES Mgmt For For  
           
19    CLOSING OF THE MEETING Non-Voting      
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
CMMT 07 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 13 AND 16. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 31 of 51  

 

Unassigned

KUEHNE + NAGEL INTERNATIONAL AG                                                 
Security: H4673L145 Agenda Number: 715428391
Ticker:   Meeting Type: AGM
ISIN: CH0025238863 Meeting Date: 5/3/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management's

Recommendation

 

  
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
1     ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
           
2     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 10.00 PER SHARE Mgmt For For  
           
3     APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT Mgmt For For  
           
4.1.1 REELECT DOMINIK BUERGY AS DIRECTOR Mgmt For For  
           
4.1.2 REELECT RENATO FASSBIND AS DIRECTOR Mgmt For For  
           
4.1.3 REELECT KARL GERNANDT AS DIRECTOR Mgmt For For  
           
4.1.4 REELECT DAVID KAMENETZKY AS DIRECTOR Mgmt For For  
           
4.1.5 REELECT KLAUS-MICHAEL KUEHNE AS DIRECTOR Mgmt For For  
           
4.1.6 REELECT TOBIAS STAEHELIN AS DIRECTOR Mgmt For For  
           
4.1.7 REELECT HAUKE STARS AS DIRECTOR Mgmt For For  
           
4.1.8 REELECT MARTIN WITTIG AS DIRECTOR Mgmt For For  
           
4.1.9 REELECT JOERG WOLLE AS DIRECTOR Mgmt For For  
           
4.2   REELECT JOERG WOLLE AS BOARD CHAIR Mgmt For For  
           
4.3.1 REAPPOINT KARL GERNANDT AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt Against Against  
           
4.3.2 REAPPOINT KLAUS-MICHAEL KUEHNE AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
4.3.3 REAPPOINT HAUKE STARS AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
4.4   DESIGNATE STEFAN MANGOLD AS INDEPENDENT PROXY Mgmt For For  
           
4.5   RATIFY ERNST YOUNG AG AS AUDITORS Mgmt For For  
           
5     APPROVE RENEWAL OF CHF 20 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS Mgmt Against Against  
           
6     APPROVE REMUNERATION REPORT Mgmt Against Against  
           
7.1   APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 5.5 MILLION Mgmt For For  
           
7.2   APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 25 MILLION Mgmt For For  
           
7.3   APPROVE ADDITIONAL REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 4.4 MILLION Mgmt For For  
           
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS OES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 32 of 51  

 

Unassigned

L'OREAL S.A.                                                                    
Security: F58149133 Agenda Number: 715269393
Ticker:   Meeting Type: AGM
ISIN: FR0000120321 Meeting Date: 4/21/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management's

Recommendation

 

  
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. Non-Voting      
           
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT 21 MAR 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 

Non-Voting      
           
1     APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 Mgmt For For  
           
2     APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 Mgmt For For  
           
3     ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2021 AND SETTING OF THE DIVIDEND Mgmt For For  
           
4     RENEWAL OF THE TERM OF OFFICE OF MR. JEAN-PAUL AGON AS DIRECTOR Mgmt Against Against  
           
5     RENEWAL OF THE TERM OF OFFICE OF MR. PATRICE CAINE AS DIRECTOR Mgmt For For  
           
6     RENEWAL OF THE TERM OF OFFICE OF MRS. BELEN GARIJO AS DIRECTOR Mgmt For For  
           
7     RENEWAL OF THE TERM OF OFFICE OF DELOITTE & ASSOCIES AS STATUTORY AUDITOR, AND NON-RENEWAL AND NON-REPLACEMENT OF THE TERM OF OFFICE OF BEAS COMPANY AS DEPUTY STATUTORY AUDITOR Mgmt For For  
           
8     APPOINTMENT OF ERNST & YOUNG AS STATUTORY AUDITOR, AS A REPLACEMENT FOR PRICEWATERHOUSECOOPERS AUDIT, AND NON-RENEWAL AND NON-REPLACEMENT OF THE TERM OF OFFICE OF MR. JEAN-CHRISTOPHE GEORGHIOU AS DEPUTY STATUTORY AUDITOR Mgmt For For  
           
9     APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF EACH OF THE CORPORATE OFFICERS REQUIRED BY SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE Mgmt For For  
           
10    APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2021 OR ALLOCATED IN RESPECT OF THIS FINANCIAL YEAR TO MR. JEAN-PAUL AGON, IN HIS CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER (PERIOD FROM THE 01 JANUARY 2021 TO 30 APRIL 2021)

Mgmt For For  
           
11    APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2021 OR ALLOCATED IN RESPECT OF THIS FINANCIAL YEAR TO MR. JEAN-PAUL AGON, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF DIRECTORS (PERIOD FROM THE 01 MAY 2021 TO 31 DECEMBER 2021) Mgmt For For  
           
12    APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2021 OR ALLOCATED IN RESPECT OF THIS FINANCIAL YEAR TO MR. NICOLAS HIERONIMUS, IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER (PERIOD FROM THE 01 MAY 2021 TO 31 DECEMBER 2021) Mgmt For For  
           
13    APPROVAL OF THE DIRECTORS COMPENSATION POLICY Mgmt For For  
           
14    APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS Mgmt For For  
           
15    APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER Mgmt For For  
           
16    APPROVAL OF THE REPURCHASE AGREEMENT RELATING TO THE ACQUISITION BY LOREAL FROM NESTLE OF 22,260,000 LOREAL SHARES, REPRESENTING 4% OF THE CAPITAL UNDER THE REGULATED AGREEMENTS PROCEDURE Mgmt For For  
           
17    AUTHORIZATION FOR THE COMPANY TO REPURCHASE ITS OWN SHARES Mgmt For For  
           
18    AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES ACQUIRED BY THE COMPANY IN ACCORDANCE WITH ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE Mgmt For For  
           
19    AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING SHARES AND/OR SHARES TO BE ISSUED, TO EMPLOYEES AND CORPORATE OFFICERS, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT Mgmt For For  
           
20    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE REALISATION OF A CAPITAL INCREASE RESERVED FOR EMPLOYEES, WITH CANCELLATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT Mgmt For For  
           
21    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE REALISATION OF A CAPITAL INCREASE RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES OF FOREIGN SUBSIDIARIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION Mgmt For For  
           
22    AMENDMENT TO ARTICLE 9 OF THE COMPANY'S BYLAWS IN ORDER TO CHANGE THE AGE LIMIT FOR THE EXERCISE OF THE DUTIES OF THE CHAIRMAN OF THE BOARD OF DIRECTORS Mgmt For For  
           
23    AMENDMENT TO ARTICLE 11 OF THE COMPANY'S BYLAWS TO SPECIFY THE AGE LIMIT FOR THE EXERCISE OF THE DUTIES OF THE CHIEF EXECUTIVE OFFICER Mgmt For For  
           
24    AMENDMENT TO ARTICLES 2 AND 7 OF THE COMPANY'S BYLAWS IN THE CONTEXT OF LEGISLATIVE OR REGULATORY CHANGES (ORDINANCE NO. 2000-1223 OF 14 DECEMBER 2000, LAW NO. 2019-486 OF 22 MAY 2019) Mgmt For For  
           
25    AMENDMENT TO ARTICLE 8 OF THE COMPANY'S BYLAWS IN ORDER TO REMOVE THE MENTION OF THE OWNERSHIP OF 5 SHARES OF THE COMPANY BY THE DIRECTORS Mgmt For For  
           
26    POWERS TO CARRY OUT FORMALITIES Mgmt For For  
           
CMMT 21 MAR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/document/2022031622004 72-32 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 33 of 51  

 

Unassigned

LEGRAND SA                                                                      
Security: F56196185 Agenda Number: 715423024
Ticker:   Meeting Type: MIX
ISIN: FR0010307819 Meeting Date: 5/25/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management's

Recommendation

 

  
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT Non-Voting      
           
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXYCARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY

Non-Voting      
           
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
         
1     APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR 2021 Mgmt For For  
           
2     APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2021 Mgmt For For  
           
3     ALLOCATION OF RESULTS FOR 2021 AND DETERMINATION OF DIVIDEND Mgmt For For  
           
4     RENEWAL OF THE TERM OF OFFICE OF A PRINCIPAL STATUTORY AUDITOR (PRICEWATERHOUSECOOPERS AUDIT) Mgmt For For  
           
5     NON-RENEWAL OF A DEPUTY STATUTORY AUDITOR (MR. JEAN-CHRISTOPHE GEORGHIOU) Mgmt For For  
           
6     APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L.22-10-9 I OF THE FRENCH COMMERCIAL CODE, IN ACCORDANCE WITH ARTICLE L.22-10-34 I OF THE FRENCH COMMERCIAL CODE) Mgmt For For  
           
7     APPROVAL OF COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID DURING OR GRANTED IN RESPECT OF 2021 TO MS. ANGELES GARCIA-POVEDA, CHAIRWOMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.22-10-34 II OF THE FRENCH COMMERCIAL CODE Mgmt For For  
           
8     APPROVAL OF COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID DURING OR GRANTED IN RESPECT OF 2021 TO MR. BENO T COQUART, CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH ARTICLE L.22-10-34 II OF THE FRENCH COMMERCIAL CODE Mgmt For For  
           
9     APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE) Mgmt For For  
           
10    APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE) Mgmt For For  
           
11    APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO MEMBERS OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE) Mgmt For For  
           
12    RENEWAL OF MR. OLIVIER BAZIL'S TERM OF OFFICE AS DIRECTOR Mgmt For For  
           
13    RENEWAL OF MR. EDWARD A. GILHULY'STERM OF OFFICE AS DIRECTOR Mgmt For For  
           
14    RENEWAL OF MR. PATRICK KOLLER'S TERM OF OFFICE AS DIRECTOR Mgmt For For  
           
15    APPOINTMENT OF MR. FLORENT MENEGAUX AS DIRECTOR Mgmt For For  
           
16    AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE ITS OWN SHARES Mgmt For For  
           
17    AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A SHARE CAPITAL DECREASE BY CANCELLATION OF TREASURY SHARES Mgmt For For  
           
18    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES, EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS Mgmt For For  
           
19    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR COMPLEX SECURITIES BY WAY OF A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L.411-2, 1 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS Mgmt For For  
           
20    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR COMPLEX SECURITIES BY WAY OF A PUBLIC OFFERING AS REFERRED TO IN ARTICLE L.411-2, 1 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS Mgmt For For  
           
21    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN VIEW OF INCREASING THE AMOUNT OF THE ISSUANCES CARRIED OUT WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS PURSUANT TO THE EIGHTEENTH, NINETEENTH AND TWENTIETH RESOLUTIONS, IN THE EVENT OF EXCESS DEMAND Mgmt For For  
           
22    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, EARNINGS, PREMIUMS OR OTHER ITEMS WHICH MAY BE CAPITALIZED UNDER THE APPLICABLE REGULATIONS Mgmt For For  
           
23    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR COMPLEX SECURITIES TO MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS Mgmt For For  
           
24    DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR COMPLEX SECURITIES AS CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITH SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS WAIVED IN FAVOR OF THE HOLDERS OF THE SHARES OR SECURITIES CONSTITUTING THE CONTRIBUTION IN KIND Mgmt For For  
           
25    BLANKET LIMIT ON DELEGATIONS OF AUTHORITY Mgmt For For  
           
26    POWERS FOR FORMALITIES Mgmt For For  
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO/BA LO/pdf/2022/0406/202204062200108.pdf Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 34 of 51  

 

Unassigned

LVMH MOET HENNESSY LOUIS VUITTON SE                                             
Security: F58485115 Agenda Number: 715260890
Ticker:   Meeting Type: MIX
ISIN: FR0000121014 Meeting Date: 4/21/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management's

Recommendation

 

  
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. Non-Voting      
           
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF Non-Voting      
           
  DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY.        
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
1     APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 Mgmt For For  
           
2     APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 Mgmt For For  
           
3     ALLOCATION OF INCOME FOR THE FINANCIAL YEAR - SETTING OF THE DIVIDEND Mgmt For For  
           
4     APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE Mgmt For For  
           
5     RENEWAL OF THE TERM OF OFFICE OF MR. BERNARD ARNAULT AS DIRECTOR Mgmt For For  
           
6     RENEWAL OF THE TERM OF OFFICE OF MRS. SOPHIE CHASSAT AS DIRECTOR Mgmt For For  
           
7     RENEWAL OF THE TERM OF OFFICE OF MRS. CLARA GAYMARD AS DIRECTOR Mgmt For For  
           
8     RENEWAL OF THE TERM OF OFFICE OF MR. HUBERT VEDRINE AS DIRECTOR Mgmt For For  
           
9     RENEWAL OF THE TERM OF OFFICE OF MR. YANN ARTHUS-BERTRAND AS CENSOR Mgmt Against Against  
           
10    SETTING OF THE MAXIMUM OVERALL ANNUAL AMOUNT ALLOCATED TO THE DIRECTORS AS A COMPENSATION FOR THEIR TERMS OF OFFICE Mgmt For For  
           
11    RENEWAL OF THE TERM OF OFFICE OF THE FIRM MAZARS AS PRINCIPAL STATUTORY AUDITOR Mgmt For For  
           
12    APPOINTMENT OF DELOITTE FIRM AS PRINCIPAL STATUTORY AUDITOR, AS A REPLACEMENT FOR ERNST & YOUNG AUDIT FIRM Mgmt For For  
           
13    ACKNOWLEDGEMENT OF THE EXPIRY AND NON-RENEWAL OF THE TERMS OF OFFICE OF THE COMPANY AUDITEX AND OF MR. OLIVIER LENE AS DEPUTY STATUTORY AUDITORS Mgmt For For  
           
14    APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS, AS MENTIONED IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE Mgmt Against Against  
           
15    APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2021 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. BERNARD ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER Mgmt Against Against  
           
16    APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2021 OR AWARDED FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER Mgmt Against Against  
           
17    APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS Mgmt For For  
           
18    APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER Mgmt Against Against  
           
19    APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICER Mgmt Against Against  
           
20    AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE COMPANY'S SHARES AT A MAXIMUM PURCHASE PRICE OF 1,000 EUROS PER SHARE, NAMELY, A MAXIMUM CUMULATIVE AMOUNT OF 50.5 BILLION EUROS Mgmt For For  
           
21    AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE REPURCHASE OF ITS OWN SECURITIES Mgmt For For  
           
22    AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO PROCEED WITH FREE ALLOCATIONS OF SHARES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, OR OF EXISTING SHARES FOR THE BENEFIT OF EMPLOYEES AND/OR EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND RELATED ENTITIES WITHIN THE LIMIT OF 1% OF THE CAPITAL Mgmt Against Against  
           
23    AMENDMENT TO ARTICLES 16 (GENERAL MANAGEMENT) AND 24 (INFORMATION ON CAPITAL OWNERSHIP) OF THE BY- LAWS Mgmt Against Against  
           
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/2022031422004 65-31 Non-Voting      
           
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW Non-Voting      
           
  ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU        

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 35 of 51  

 

Unassigned

MERCK KGAA
       
Security: D5357W103 Agenda Number: 715248147
Ticker:   Meeting Type: AGM
ISIN: DE0006599905 Meeting Date: 4/22/2022

 

Prop. # Proposal Proposed by Proposal Vote

For/Against

Management's

Recommendation

 

  
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU Non-Voting      
           
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE Non-Voting      
           
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. Non-Voting      
           
  FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL        
           
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE Non-Voting      
           
1     RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 Non-Voting      
           
2     ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 Mgmt For For  
           
3     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.85 PER SHARE Mgmt For For  
           
4     APPROVE DISCHARGE OF EXECUTIVE BOARD FISCAL YEAR 2021 Mgmt For For  
           
5     APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 Mgmt For For  
           
6     RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 AND FOR THE REVIEW OF INTERIM FINANCIAL REPORTS FOR FISCAL YEAR 2022 Mgmt For For  
           
7     RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL REPORTS FOR FISCAL YEAR 2023 Mgmt For For  
           
8     APPROVE REMUNERATION REPORT Mgmt For For  
           
9     APPROVE CREATION OF EUR 56.5 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 36 of 51  

 

Unassigned

NESTLE S.A.
Security: H57312649 Agenda Number: 715274635
Ticker:   Meeting Type: AGM
ISIN: CH0038863350 Meeting Date: 4/7/2022

 

Prop. #

Proposal 

 Proposed by Proposal Vote For/Against Management's Recommendation  
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 701444 DUE TO CHANGE IN RECOMMENDATION FOR RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting      
           
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE.THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE Non-Voting      
           
1.1   APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2021 Mgmt For For  
           
1.2   ACCEPTANCE OF THE COMPENSATION REPORT 2021 (ADVISORY VOTE) Mgmt Against Against  
           
2     DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT Mgmt For For  
           
3     APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2021 Mgmt For For  
           
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE Mgmt For For  
           
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER Mgmt For For  
           
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES Mgmt For For  
           
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND Mgmt For For  
           
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA Mgmt For For  
           
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG Mgmt For For  
           
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER Mgmt For For  
           
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS Mgmt For For  
           
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER Mgmt For For  
           
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL Mgmt For For  
           
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA Mgmt For For  
           
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA Mgmt For For  
           
4.2.1 ELECTION TO THE BOARD OF DIRECTORS: CHRIS LEONG Mgmt For For  
           
4.2.2 ELECTION TO THE BOARD OF DIRECTORS: LUCA MAESTRI Mgmt For For  
           
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA Mgmt For For  
           
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER Mgmt For For  
           
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER Mgmt For For  
           
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DINESH PALIWAL Mgmt For For  
           
4.4   ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH Mgmt For For  
           
4.5   ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW Mgmt For For  
           
5.1   APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For  
           
5.2   APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD Mgmt For For  
           
6     CAPITAL REDUCTION (BY CANCELLATION OF SHARES) Mgmt For For  
           
7     IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL Mgmt Abstain Against  

 

 

 

  

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 37 of 51  

 

Unassigned

NOVARTIS AG
Security: H5820Q150 Agenda Number: 715154352
Ticker:   Meeting Type: AGM
ISIN: CH0012005267 Meeting Date: 3/4/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation  
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
1     APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2021 FINANCIAL YEAR Mgmt For For  
           
2     DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE Mgmt For For  
           
3     APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2021 Mgmt For For  
           
4     REDUCTION OF SHARE CAPITAL Mgmt For For  
           
5     FURTHER SHARE REPURCHASES Mgmt For For  
           
6.1   VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2022 ANNUAL GENERAL MEETING TO THE 2023 ANNUAL GENERAL MEETING Mgmt For For  
           
6.2   VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2023 Mgmt For For  
           
6.3   VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE ON THE 2021 COMPENSATION REPORT Mgmt For For  
           
7.1   RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIR OF THE BOARD OF DIRECTORS Mgmt For For  
           
7.2   RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
7.3   RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
7.4   RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
7.5   RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
7.6   RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
7.7   RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
7.8   RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
7.9   RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
7.10 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
7.11 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
7.12 ELECTION OF ANA DE PRO GONZALO AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
7.13 ELECTION OF DANIEL HOCHSTRASSER AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
8.1   RE-ELECTION OF PATRICE BULA AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
8.2   RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
8.3   RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
8.4   RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
9     ELECTION OF THE STATUTORY AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE ELECTION OF KPMG AG AS NEW STATUTORY AUDITOR FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2022 Mgmt For For  
           
10    RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING Mgmt For For  
           
B     GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) Mgmt Against Against  
           
CMMT 14 FEB 2022: PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE Non-Voting      
           
CMMT 14 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 38 of 51  

 

Unassigned

NOVO NORDISK A/S
Security: K72807132 Agenda Number: 715182957
Ticker:   Meeting Type: AGM
ISIN: DK0060534915 Meeting Date: 3/24/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation  
CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE, IF REQUESTED. Non-Voting      
           
CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. Non-Voting      
           
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
1     THE BOARD OF DIRECTORS' ORAL REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST FINANCIAL YEAR Non-Voting      
           
2     PRESENTATION AND ADOPTION OF THE AUDITED ANNUAL REPORT 2021 Mgmt For For  
           
3     RESOLUTION TO DISTRIBUTE THE PROFIT ACCORDING TO THE ADOPTED ANNUAL REPORT 2021 Mgmt For For  
           
4     PRESENTATION AND ADVISORY VOTE ON THE REMUNERATION REPORT 2021 Mgmt For For  
           
5.1   APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTOR: APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2021 Mgmt For For  
           
5.2   APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTOR: APPROVAL OF THE REMUNERATION LEVEL OF THE BOARD OF DIRECTORS FOR 2022 Mgmt For For  
           
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 6.1 TO 7. THANK YOU Non-Voting      
           
6.1   ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: ELECTION OF HELGE LUND AS CHAIR Mgmt For For  
           
6.2   ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: ELECTION OF HENRIK POULSEN AS VICE CHAIR Mgmt For For  
           
6.3.A ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: JEPPE CHRISTIANSEN Mgmt For For  
           
6.3.B ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LAURENCE DEBROUX Mgmt For For  
           
6.3.C ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: ANDREAS FIBIG Mgmt For For  
           
6.3.D ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: SYLVIE GREGOIRE Mgmt For For  
           
6.3.E ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: KASIM KUTAY Mgmt For For  
           
6.3.F ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARTIN MACKAY Mgmt For For  
           
6.3.G ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: CHOI LAI CHRISTINA LAW Mgmt For For  
           
7     APPOINTMENT OF AUDITOR: APPOINTMENT OF DELOITTE STATSAUTORISERET REVISIONSPARTNERSELSKAB Mgmt For For  
           
8.1   PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: REDUCTION OF THE COMPANY'S B SHARE CAPITAL BY NOMINALLY DKK 6,000,000 BY CANCELLATION OF B SHARES Mgmt For For  
           
8.2   PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: AUTHORISATION TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO REPURCHASE OWN SHARES Mgmt For For  
           
8.3   PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL Mgmt For For  
           
8.4   PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: AMENDMENTS TO THE REMUNERATION POLICY Mgmt For For  
           
8.5.A AMENDMENT OF THE ARTICLES OF ASSOCIATION: REMOVAL OF AGE LIMIT FOR BOARD CANDIDATES Mgmt For For  
           
9     ANY OTHER BUSINESS Non-Voting      
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
CMMT 22 FEB 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
           
CMMT 22 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 39 of 51  

  

Unassigned

ORSTED
Security: K7653Q105 Agenda Number: 715270170
Ticker:   Meeting Type: AGM
ISIN: DK0060094928 Meeting Date: 4/8/2022

 

Prop. # Proposal  Proposed by Proposal Vote For/Against Management's Recommendation  
CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE, IF REQUESTED. Non-Voting      
           
CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. Non-Voting      
           
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU Non-Voting      
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 9.1 TO 9.3.F AND 11. THANK YOU. Non-Voting      
           
1     REPORT BY THE BOARD OF DIRECTORS Non-Voting      
           
2     PRESENTATION OF THE AUDITED ANNUAL REPORT FOR APPROVAL Mgmt For For  
           
3     PRESENTATION OF THE REMUNERATION REPORT FOR ADVISORY VOTE Mgmt For For  
           
4     PROPOSAL TO DISCHARGE THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD FROM THEIR LIABILITIES Mgmt For For  
           
5     PROPOSAL FOR THE APPROPRIATION OF THE PROFIT ACCORDING TO THE APPROVED ANNUAL REPORT Mgmt For For  
           
6     PROPOSAL, IF ANY, FROM THE BOARD OF DIRECTORS FOR AN AUTHORISATION TO ACQUIRE TREASURY SHARES (NO PROPOSAL) Non-Voting      
           
7.1   PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF AN AMENDMENT OF THE REMUNERATION POLICY FOR THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD Mgmt For For  
           
7.2   PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF A DECISION THAT EMPLOYEES OF ALL OF THE COMPANY'S FOREIGN SUBSIDIARIES (FROM TIME TO TIME) ARE ELIGIBLE TO BE ELECTED AND ENTITLED TO VOTE AT ELECTIONS OF GROUP REPRESENTATIVES TO THE BOARD OF DIRECTORS Mgmt For For  
           
7.3   PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF A DECISION TO MAKE A DONATION TO HUMANITARIAN AID TO THE UKRAINIAN PEOPLE IN RELATION TO THE UKRAINE CRISIS CAUSED BY THE RUSSIAN INVASION Mgmt For For  
           
7.4   PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE COMPANY, INCLUDING A PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION IN ACCORDANCE HEREWITH Mgmt For For  
           
7.5   PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT OF AUTHORIZATION Mgmt For For  
           
8     ANY PROPOSALS FROM THE SHAREHOLDERS (NO PROPOSALS) Non-Voting      
           
9.1   ELECTION OF MEMBER TO THE BOARD OF DIRECTORS BY THE GENERAL MEETING: ELECTION OF THE CHAIRMAN: RE-ELECTION OF THOMAS THUNE ANDERSEN AS CHAIRMAN OF THE BOARD OF DIRECTORS Mgmt For For  
           
9.2   ELECTION OF MEMBER TO THE BOARD OF DIRECTORS BY THE GENERAL MEETING: ELECTION OF THE DEPUTY CHAIRMAN: RE-ELECTION OF LENE SKOLE AS DEPUTY CHAIRMAN OF THE BOARD OF DIRECTORS Mgmt For For  
           
9.3.A ELECTION OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS: RE- ELECTION OF LYNDA ARMSTRONG AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
9.3.B ELECTION OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS: RE- ELECTION OF JORGEN KILDAHL AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
9.3.C ELECTION OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS: RE- ELECTION OF PETER KORSHOLM AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
9.3.D ELECTION OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS: RE- ELECTION OF DIETER WEMMER AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
9.3.E ELECTION OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS: RE- ELECTION OF JULIA KING AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
9.3.F ELECTION OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS: RE- ELECTION OF HENRIK POULSEN AS MEMBER OF THE BOARD OF DIRECTORS Mgmt For For  
           
10    DETERMINATION OF THE REMUNERATION PAYABLE TO THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2022 Mgmt For For  
           
11    RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR Mgmt For For  
           
12    ANY OTHER BUSINESS Non-Voting      
           
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
           
CMMT 18 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 1 AND 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 40 of 51  

 

Unassigned

PARTNERS GROUP HOLDING AG
Security: H6120A101 Agenda Number: 715536491
Ticker:   Meeting Type: AGM
ISIN: CH0024608827 Meeting Date: 5/25/2022

 

Prop. # Proposal  Proposed by Proposal Vote For/Against Management's Recommendation  
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE Non-Voting      
           
1     ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
           
2     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 33.00 PER SHARE Mgmt For For  
           
3     APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT Mgmt For For  
           
4     APPROVE REMUNERATION REPORT Mgmt For For  
           
5.1   APPROVE SHORT-TERM REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 3.5 MILLION Mgmt For For  
           
5.2   APPROVE LONG-TERM REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 5.7 MILLION Mgmt For For  
           
5.3   APPROVE TECHNICAL NON-FINANCIAL REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 16.9 MILLION Mgmt For For  
           
5.4   APPROVE SHORT-TERM REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 10 MILLION Mgmt For For  
           
5.5   APPROVE LONG-TERM REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 20.6 MILLION Mgmt For For  
           
5.6   APPROVE TECHNICAL NON-FINANCIAL REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 80,000 Mgmt For For  
           
5.7   APPROVE VARIABLE REMUNERATION OF FORMER MEMBERS OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 13 MILLION FOR FISCAL YEAR 2021 Mgmt For For  
           
6.1.1 ELECT STEFFEN MEISTER AS DIRECTOR AND BOARD CHAIR Mgmt For For  
           
6.1.2 ELECT MARCEL ERNI AS DIRECTOR Mgmt For For  
           
6.1.3 ELECT ALFRED GANTNER AS DIRECTOR Mgmt For For  
           
6.1.4 ELECT JOSEPH LANDY AS DIRECTOR Mgmt For For  
           
6.1.5 ELECT ANNE LESTER AS DIRECTOR Mgmt For For  
           
6.1.6 ELECT MARTIN STROBEL AS DIRECTOR Mgmt For For  
           
6.1.7 ELECT URS WIETLISBACH AS DIRECTOR Mgmt For For  
           
6.1.8 ELECT FLORA ZHAO AS DIRECTOR Mgmt For For  
           
6.2.1 APPOINT FLORA ZHAO AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE Mgmt For For  
           
6.2.2 APPOINT ANNE LESTER AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE Mgmt For For  
           
6.2.3 APPOINT MARTIN STROBEL AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE Mgmt For For  
           
6.3   DESIGNATE HOTZ & GOLDMANN AS INDEPENDENT PROXY Mgmt For For  
           
6.4   RATIFY KPMG AG AS AUDITORS Mgmt For For  

 

 

 

 

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 41 of 51  

  

Unassigned

RELX PLC
Security: G7493L105 Agenda Number: 715180939
Ticker:   Meeting Type: AGM
ISIN: GB00B2B0DG97 Meeting Date: 4/21/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation  
1.    ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
           
2.    APPROVE REMUNERATION REPORT Mgmt For For  
           
3.    APPROVE FINAL DIVIDEND Mgmt For For  
           
4.    REAPPOINT ERNST YOUNG LLP AS AUDITORS Mgmt For For  
           
5.    AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS Mgmt For For  
           
6.    RE-ELECT PAUL WALKER AS DIRECTOR Mgmt For For  
           
7.    RE-ELECT JUNE FELIX AS DIRECTOR Mgmt For For  
           
8.    RE-ELECT ERIK ENGSTROM AS DIRECTOR Mgmt For For  
           
9.    RE-ELECT WOLFHART HAUSER AS DIRECTOR Mgmt For For  
           
10.   RE-ELECT CHARLOTTE HOGG AS DIRECTOR Mgmt For For  
           
11.   RE-ELECT MARIKE VAN LIER LELS AS DIRECTOR Mgmt For For  
           
12.   RE-ELECT NICK LUFF AS DIRECTOR Mgmt For For  
           
13.   RE-ELECT ROBERT MACLEOD AS DIRECTOR Mgmt For For  
           
14.   RE-ELECT ANDREW SUKAWATY AS DIRECTOR Mgmt For For  
           
15.   RE-ELECT SUZANNE WOOD AS DIRECTOR Mgmt For For  
           
16.   AUTHORISE ISSUE OF EQUITY Mgmt For For  
           
17.   AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS Mgmt For For  
           
18.   AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT Mgmt For For  
           
19.   AUTHORISE MARKET PURCHASE OF ORDINARY SHARES Mgmt For For  
           
20.   AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE Mgmt For For  
           
CMMT 28 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting      

 

 

 

  

Meeting Date Range: 01-Jul-2021 - 17-Jun-2022 Report Date: 6/23/2022  
         
      Page 42 of 51  

  

Unassigned

SANOFI SA
Security: F5548N101 Agenda Number: 715314201
Ticker:   Meeting Type: AGM
ISIN: FR0000120578 Meeting Date: 5/3/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against Management's Recommendation  
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. Non-Voting      
           
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. Non-Voting      
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      
           
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/2022032522006 35-36 Non-Voting      
           
1     APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021 Mgmt For For  
           
2     APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021 Mgmt For For  
           
3     APPROPRIATION OF PROFITS FOR THE YEAR ENDED DECEMBER 31, 2021 AND DECLARATION OF DIVIDEND Mgmt For For  
           
4     REAPPOINTMENT OF PAUL HUDSON AS DIRECTOR Mgmt For For  
           
5     REAPPOINTMENT OF CHRISTOPHE BABULE AS DIRECTOR Mgmt For For  
           
6     REAPPOINTMENT OF PATRICK KRON AS DIRECTOR Mgmt For For  
           
7     REAPPOINTMENT OF GILLES SCHNEPP AS DIRECTOR Mgmt For For  
           
8     APPOINTMENT OF CAROLE FERRAND AS DIRECTOR Mgmt For For  
           
9     APPOINTMENT OF EMILE VOEST AS DIRECTOR Mgmt For For  
           
10    APPOINTMENT OF ANTOINE YVER AS DIRECTOR Mgmt For For  
           
11    APPROVAL OF THE REPORT ON THE COMPENSATION OF CORPORATE OFFICERS ISSUED IN ACCORDANCE WITH ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE Mgmt For For  
           
12    APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED IN RESPECT OF THE YEAR ENDED DECEMBER 31, 2021 TO SERGE WEINBERG, CHAIRMAN OF THE BOARD Mgmt For For  
           
13    APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED IN RESPECT OF THE YEAR ENDED DECEMBER 31, 2021 TO PAUL HUDSON, CHIEF EXECUTIVE OFFICER Mgmt For For  
           
14    APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS Mgmt For For  
           
15    APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS Mgmt For For  
           
16    APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER Mgmt For For  
           
17    AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN THE COMPANY'S SHARES (USABLE OUTSIDE THE PERIOD OF A PUBLIC TENDER OFFER) Mgmt For For  
           
18    AMENDMENT TO ARTICLE 25 OF THE COMPANY'S ARTICLES OF ASSOCIATION - DIVIDENDS Mgmt For For  
           
19    POWERS FOR FORMALITIES Mgmt For For  
           
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      

 

 

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 43 of 51  

 

Unassigned

SAP SE    
Security: D66992104 Agenda Number: 715404466
Ticker:   Meeting Type: AGM
ISIN: DE0007164600 Meeting Date: 5/18/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s		  
        Recommendation  
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 Non-Voting      
           
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.95 PER SHARE AND SPECIAL DIVIDENDS OF EUR 0.50 PER SHARE Mgmt For For  
           
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 Mgmt For For  
           
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 Mgmt For For  
           
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 Mgmt For For  
           
6 RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2023 Mgmt For For  
           
7 APPROVE REMUNERATION REPORT Mgmt For For  
           
8.1 ELECT HASSO PLATTNER TO THE SUPERVISORY BOARD Mgmt For For  
           
8.2 ELECT ROUVEN WESTPHAL TO THE SUPERVISORY BOARD Mgmt For For  
           
8.3 ELECT GUNNAR WIEDENFELS TO THE SUPERVISORY BOARD Mgmt For For  
           
8.4 ELECT JENNIFER XIN-ZHE LI TO THE SUPERVISORY BOARD Mgmt For For  
           
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For  
           
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE Non-Voting      
           
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. Non-Voting      
           
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. Non-Voting      
           
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE" Non-Voting      
           

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 44 of 51  

 

Unassigned

SCHNEIDER ELECTRIC SE    
Security: F86921107 Agenda Number: 715305670
Ticker:   Meeting Type: MIX
ISIN: FR0000121972 Meeting Date: 5/5/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s		  
        Recommendation  
           
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. Non-Voting      
           
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. Non-Voting      
           
1 APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 - APPROVAL OF THE AMOUNT OF NON-DEDUCTIBLE EXPENSES AND COSTS Mgmt For For  
           
2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 Mgmt For For  
           
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2021 AND SETTING OF THE DIVIDEND Mgmt For For  
           
4 APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE Mgmt For For  
           
5 RENEWAL OF THE TERM OF OFFICE OF MAZARS AS PRINCIPAL STATUTORY AUDITOR; NON-RENEWAL AND NONREPLACEMENT OF MR. THIERRY BLANCHETIER AS DEPUTY STATUTORY AUDITOR Mgmt For For  
           
6 APPOINTMENT OF PRICEWATERHOUSECOOPERS AUDIT AS PRINCIPAL STATUTORY AUDITOR, AS A REPLACEMENT FOR ERNST & YOUNG ET AUTRES; NON-RENEWAL AND NON-REPLACEMENT OF AUDITEX AS DEPUTY STATUTORY AUDITOR Mgmt For For  
           
7 APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2021, AS REFERRED TO IN ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE Mgmt For For  
           
8 APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2021 OR ALLOCATED IN RESPECT OF THAT SAME FINANCIAL YEAR TO MR. JEAN-PASCAL TRICOIRE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER Mgmt For For  
           
9 APPROVAL OF THE COMPENSATION POLICY FOR THE EXECUTIVE CORPORATE OFFICERS (CHAIRMAN AND CHIEF EXECUTIVE OFFICER) Mgmt For For  
           
10 APPROVAL OF THE REMUNERATION POLICY FOR MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For  
           
11 RENEWAL OF THE TERM OF OFFICE OF MRS. LINDA KNOLL AS DIRECTOR Mgmt For For  
           
12 RENEWAL OF THE TERM OF OFFICE OF MR. ANDERS RUNEVAD AS DIRECTOR Mgmt For For  
           
13 APPOINTMENT OF MRS. NIVEDITA KRISHNAMURTHY (NIVE) BHAGAT AS DIRECTOR Mgmt For For  
           
14 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY Mgmt For For  
           
15 AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO FREELY ALLOCATE SHARES IN FAVOUR OF EMPLOYEES OR A CATEGORY OF EMPLOYEES AND/OR CORPORATE OFFICERS OF THE COMPANY OR ITS OF THE LONG TERM INCENTIVE PLAN, WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL Mgmt For For  
           
16 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS Mgmt For For  
           
17 DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES OF CERTAIN FOREIGN COMPANIES OF THE GROUP, DIRECTLY OR THROUGH INTERVENING ENTITIES, IN ORDER TO OFFER THEM BENEFITS COMPARABLE TO THOSE OFFERED TO MEMBERS OF A COMPANY SAVINGS PLAN, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS Mgmt For For  
           
18 REVIEW AND APPROVAL OF THE PROPOSED MERGER BY ABSORPTION OF IGE+XAO COMPANY BY SCHNEIDER ELECTRIC Mgmt For For  
           
19 POWERS TO CARRY OUT FORMALITIES Mgmt For For  
           
CMMT 29 MAR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO/BA LO/pdf/2022/0328/202203282200650.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting      
           
CMMT 29 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE; PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 45 of 51  

 

Unassigned

SGS SA    
Security: H7485A108 Agenda Number: 715225187
Ticker:   Meeting Type: AGM
ISIN: CH0002497458 Meeting Date: 3/29/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s		  
        Recommendation  
           
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE Non-Voting      
           
1.1 ANNUAL REPORT, FINANCIAL STATEMENTS OF SGS SA AND CONSOLIDATED FINANCIAL STATEMENTS OF THE SGS GROUP FOR 2021 Mgmt For For  
           
1.2 ADVISORY VOTE ON THE 2021 REMUNERATION REPORT Mgmt Against Against  
           
2 RELEASE OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT Mgmt For For  
           
3 APPROPRIATION OF PROFITS OF SGS SA, DECLARATION OF A DIVIDEND OF CHF 80.00 PER SHARE Mgmt For For  
           
4.1.1 RE-ELECTION OF MR. CALVIN GRIEDER AS A BOARD OF DIRECTOR Mgmt For For  
           
4.1.2 RE-ELECTION OF MR. SAMI ATIYA AS A BOARD OF DIRECTOR Mgmt For For  
           
4.1.3 RE-ELECTION OF MR. PAUL DESMARAIS, JR AS A BOARD OF DIRECTOR Mgmt For For  
           
4.1.4 RE-ELECTION OF MR. IAN GALLIENNE AS A BOARD OF DIRECTOR Mgmt For For  
           
4.1.5 RE-ELECTION OF MR. TOBIAS HARTMANN AS A BOARD OF DIRECTOR Mgmt For For  
           
4.1.6 RE-ELECTION OF MR. SHELBY R. DU PASQUIER AS A BOARD OF DIRECTOR Mgmt For For  
           
4.1.7 RE-ELECTION OF MS. KORY SORENSON AS A BOARD OF DIRECTOR Mgmt For For  
           
4.1.8 RE-ELECTION OF MS. JANET S. VERGIS AS A BOARD OF DIRECTOR Mgmt For For  
           
4.1.9 RE-ELECTION OF MS. PHYLLIS CHEUNG AS A BOARD OF DIRECTOR Mgmt For For  
           
4.2.1 RE-ELECTION OF MR. CALVIN GRIEDER AS CHAIRMAN OF THE BOARD OF DIRECTOR Mgmt For For  
           
4.3.1 ELECTION OF MR. SAMI ATIYA AS A REMUNERATION COMMITTEE MEMBER Mgmt For For  
           
4.3.2 ELECTION OF MR. IAN GALLIENNE AS A REMUNERATION COMMITTEE MEMBER Mgmt For For  
           
4.3.3 ELECTION OF MS. KORY SORENSON AS A REMUNERATION COMMITTEE MEMBER Mgmt For For  
           
4.4 ELECTION OF THE STATUTORY AUDITORS / PRICEWATERHOUSECOOPERS SA, GENEVA Mgmt For For  
           
4.5 ELECTION OF THE INDEPENDENT PROXY / JEANDIN AND DEFACQZ, GENEVA Mgmt For For  
           
5.1 REMUNERATION OF THE BOARD OF DIRECTORS UNTIL THE 2023 ANNUAL GENERAL MEETING Mgmt For For  
           
5.2 FIXED REMUNERATION OF SENIOR MANAGEMENT FOR THE FISCAL YEAR 2023 Mgmt For For  
           
5.3 ANNUAL VARIABLE REMUNERATION OF SENIOR MANAGEMENT FOR THE FISCAL YEAR 2021 Mgmt For For  
           
5.4 LONG TERM INCENTIVE PLAN TO BE ISSUED IN 2022 Mgmt For For  
           
CMMT 07 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 4.1.9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 46 of 51  

 

Unassigned

SIEMENS AG    
Security: D69671218 Agenda Number: 714970781
Ticker:   Meeting Type: AGM
ISIN: DE0007236101 Meeting Date: 2/10/2022

 

Prop. # Proposal Proposed by Proposal Vote For/Against
Management’s		  
        Recommendation  
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE Non-Voting      
           
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE ENDINVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL Non-Voting      
           
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. Non-Voting      
           
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. Non-Voting      
           
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. Non-Voting      
           
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020/21 Non-Voting      
           
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 4.00 PER SHARE Mgmt For For  
           
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ROLAND BUSCH FOR FISCAL YEAR 2020/21 Mgmt For For  
           
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER KLAUS HELMRICH (UNTIL MARCH 31, 2021) FOR FISCAL YEAR 2020/21 Mgmt For For  
           
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOE KAESER (UNTIL FEB. 3, 2021) FOR FISCAL YEAR 2020/21 Mgmt For For  
           
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER CEDRIK NEIKE FOR FISCAL YEAR 2020/21 Mgmt For For  
           
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MATTHIAS REBELLIUS FOR FISCAL YEAR 2020/21 Mgmt For For  
           
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER RALF THOMAS FOR FISCAL YEAR 2020/21 Mgmt For For  
           
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JUDITH WIESE FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JIM SNABE FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BIRGIT STEINBORN FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER BRANDT FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER TOBIAS BAEUMLER (FROM OCT. 16, 2020) FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL DIEKMANN FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ANDREA FEHRMANN FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BETTINA HALLER FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HARALD KERN FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JUERGEN KERNER FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NICOLA LEIBINGER- KAMMUELLER (UNTIL FEB. 3, 2021) FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BENOIT POTIER FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HAGEN REIMER FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NORBERT REITHOFER FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KASPER ROERSTED FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NEMAT SHAFIK FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NATHALIE VON SIEMENS FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL SIGMUND FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DOROTHEA SIMON FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GRAZIA VITTADINI (FROM FEB. 3, 2021) FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER WENNING (UNTIL FEB. 3, 2021) FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MATTHIAS ZACHERT FOR FISCAL YEAR 2020/21 Mgmt For For  
           
4.22 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUNNAR ZUKUNFT FOR FISCAL YEAR 2020/21 Mgmt For For  
           
5 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021/22 Mgmt For For  
           
6 APPROVE REMUNERATION REPORT Mgmt For For  
           
CMMT 13 DEC 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN Non-Voting      
           
CMMT 14 DEC 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND MODIFICATION OF THE TEXT OF RESOLUTION 4.14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 47 of 51  

 

Unassigned

SIEMENS HEALTHINEERS AG
Security: D6T479107 Agenda Number: 715071116
Ticker:   Meeting Type: AGM
ISIN: DE000SHL1006 Meeting Date: 2/15/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 677302. DUE TO RECEIPT OF SPLITTING OF RESOLUTIONS 3 AND 4. VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THERE FORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU Non-Voting      
           
1     RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 Non-Voting      
           
2     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.85 PER SHARE Mgmt For For  
           
3.1   APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER BERNHARD MONTAG FOR FISCAL YEAR 2021 Mgmt For For  
           
3.2   APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOCHEN SCHMITZ FOR FISCAL YEAR 2021 Mgmt For For  
           
3.3   APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER CHRISTOPH ZINDEL FOR FISCAL YEAR 2021 Mgmt For For  
           
3.4   APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DARLEEN CARON (FROM FEB. 1, 2021) FOR FISCAL YEAR 2021 Mgmt For For  
           
4.1   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RALF THOMAS FOR FISCAL YEAR 2021 Mgmt For For  
           
4.2   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NORBERT GAUS FOR FISCAL YEAR 2021 Mgmt For For  
           
4.3   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ROLAND BUSCH FOR FISCAL YEAR 2021 Mgmt For For  
           
4.4   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARION HELMES FOR FISCAL YEAR 2021 Mgmt For For  
           
4.5   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ANDREAS HOFFMANN FOR FISCAL YEAR 2021 Mgmt For For  
           
4.6   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PHILIPP ROESLER FOR FISCAL YEAR 2021 Mgmt For For  
           
4.7   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PEER SCHATZ (FROM MARCH 23, 2021) FOR FISCAL YEAR 2021 Mgmt For For  
           
4.8   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NATHALIE VON SIEMENS FOR FISCAL YEAR 2021 Mgmt For For  
           
4.9   APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GREGORY SORENSEN FOR FISCAL YEAR 2021 Mgmt For For  
           
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KARL-HEINZ STREIBICH FOR FISCAL YEAR 2021 Mgmt For For  
           
5     RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2022 Mgmt For For  
           
6     APPROVE CREATION OF EUR 564 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS Mgmt Against Against  
           
7     APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 6 BILLION; APPROVE CREATION OF EUR 112.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS Mgmt Against Against  
           
8     AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES Mgmt For For  
           
9     APPROVE REMUNERATION REPORT Mgmt For For  
           
CMMT 19 JAN 2022: PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL Non-Voting      
           
CMMT 19 JAN 2022: FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE Non-Voting      
           
CMMT 19 JAN 2022: THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE Non-Voting      
           
CMMT 19 JAN 2022: FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE Non-Voting      
           
CMMT 19 JAN 2022: ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL Non-Voting      
           
CMMT 19 JAN 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
           
CMMT 19 JAN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 3.1, 4.4, AND 4.6 AND ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      
           

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 48 of 51  

 

Unassigned

SWEDISH MATCH AB
Security: W9376L154 Agenda Number: 715281488
Ticker:   Meeting Type: AGM
ISIN: SE0015812219 Meeting Date: 4/27/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION Non-Voting      
           
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED Non-Voting      
           
CMMT PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU Non-Voting      
           
1     OPEN MEETING ELECT CHAIRMAN OF MEETING Non-Voting      
           
2     PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting      
           
3     DESIGNATE PETER LUNDKVIST AND FILIPPA GERSTADT INSPECTORS OF MINUTES OF MEETING Non-Voting      
           
4     ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting      
           
5     APPROVE AGENDA OF MEETING Non-Voting      
           
6     APPROVE REMUNERATION REPORT Mgmt For For  
           
7     ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
           
8     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 1.86 PER SHARE Mgmt For For  
           
9.A   APPROVE DISCHARGE OF CHARLES A. BLIXT Mgmt For For  
           
9.B   APPROVE DISCHARGE OF ANDREW CRIPPS Mgmt For For  
           
9.C   APPROVE DISCHARGE OF JACQUELINE HOOGERBRUGGE Mgmt For For  
           
9.D   APPROVE DISCHARGE OF CONNY CARLSSON Mgmt For For  
           
9.E   APPROVE DISCHARGE OF ALEXANDER LACIK Mgmt For For  
           
9.F   APPROVE DISCHARGE OF PAULINE LINDWALL Mgmt For For  
           
9.G   APPROVE DISCHARGE OF WENCHE ROLFSEN Mgmt For For  
           
9.H   APPROVE DISCHARGE OF JOAKIM WESTH Mgmt For For  
           
9.I   APPROVE DISCHARGE OF PATRIK ENGELBREKTSSON Mgmt For For  
           
9.J   APPROVE DISCHARGE OF PAR-OLA OLAUSSON Mgmt For For  
           
9.K   APPROVE DISCHARGE OF DRAGAN POPOVIC Mgmt For For  
           
9.L   APPROVE DISCHARGE OF CEO LARS DAHLGREN Mgmt For For  
           
10    DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD Mgmt For For  
           
11    APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.36 MILLION TO CHAIR AND SEK 945,000 TO OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For  
           
12.A REELECT CHARLES A. BLIXT AS DIRECTOR Mgmt For For  
           
12.B REELECT JACQUELINE HOOGERBRUGGE AS DIRECTOR Mgmt For For  
           
12.C REELECT CONNY CARLSSON AS DIRECTOR Mgmt For For  
           
12.D REELECT ALEXANDER LACIK AS DIRECTOR Mgmt For For  
           
12.E REELECT PAULINE LINDWALL AS DIRECTOR Mgmt For For  
           
12.F REELECT JOAKIM WESTH AS DIRECTOR Mgmt For For  
           
12.G ELECT SANNA SUVANTO-HARSAAE AS NEW DIRECTOR Mgmt For For  
           
12.H REELECT CONNY KARLSSON AS BOARD CHAIR Mgmt Against Against  
           
13    DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) Mgmt For For  
           
14    APPROVE REMUNERATION OF AUDITORS Mgmt For For  
           
15    RATIFY DELOITTE AS AUDITORS Mgmt For For  
           
16.A APPROVE SEK 13.5 MILLION REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION FOR TRANSFER TO UNRESTRICTED EQUITY Mgmt For For  
           
16.B APPROVE CAPITALIZATION OF RESERVES OF SEK 13.5 MILLION FOR A BONUS ISSUE Mgmt For For  
           
17    AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For  
           
18    AUTHORIZE REISSUANCE OF REPURCHASED SHARES Mgmt For For  
           
19    APPROVE ISSUANCE OF SHARES UP TO 10 PER CENT OF SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS Mgmt For For  
           
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE Non-Voting      

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 49 of 51  

 

Unassigned

SWISSCOM AG
Security: H8398N104 Agenda Number: 715183098
Ticker:   Meeting Type: AGM
ISIN: CH0008742519 Meeting Date: 3/30/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. Non-Voting      
           
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE Non-Voting      
           
1.1   ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
           
1.2   APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt Against Against  
           
2     APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 22 PER SHARE Mgmt For For  
           
3     APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT Mgmt For For  
           
4.1   REELECT ROLAND ABT AS DIRECTOR Mgmt For For  
           
4.2   REELECT ALAIN CARRUPT AS DIRECTOR Mgmt For For  
           
4.3   REELECT GUUS DEKKERS AS DIRECTOR Mgmt For For  
           
4.4   REELECT FRANK ESSER AS DIRECTOR Mgmt For For  
           
4.5   REELECT BARBARA FREI AS DIRECTOR Mgmt For For  
           
4.6   REELECT SANDRA LATHION-ZWEIFEL AS DIRECTOR Mgmt For For  
           
4.7   REELECT ANNA MOSSBERG AS DIRECTOR Mgmt For For  
           
4.8   REELECT MICHAEL RECHSTEINER AS DIRECTOR Mgmt For For  
           
4.9   REELECT MICHAEL RECHSTEINER AS BOARD CHAIRMAN Mgmt For For  
           
5.1   REAPPOINT ROLAND ABT AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
5.2   REAPPOINT FRANK ESSER AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
5.3   REAPPOINT BARBARA FREI AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
5.4   REAPPOINT MICHAEL RECHSTEINER AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
5.5   REAPPOINT RENZO SIMONI AS MEMBER OF THE COMPENSATION COMMITTEE Mgmt For For  
           
6.1   APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 2.5 MILLION Mgmt For For  
           
6.2   APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 8.7 MILLION Mgmt For For  
           
7     DESIGNATE REBER RECHTSANWAELTE AS INDEPENDENT PROXY Mgmt For For  
           
8     RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS Mgmt For For  

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 50 of 51  

 

Unassigned

UNILEVER PLC
Security: G92087165 Agenda Number: 715284345
Ticker:   Meeting Type: AGM
ISIN: GB00B10RZP78 Meeting Date: 5/4/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
1.    TO RECEIVE THE REPORT AND ACCOUNTS FORTHE YEAR ENDED 31 DECEMBER 2021 Mgmt For For  
           
2.    TO APPROVE THE DIRECTORS' REMUNERATION REPORT Mgmt For For  
           
3.    TO RE-ELECT MR N ANDERSEN AS A NON- EXECUTIVE DIRECTOR Mgmt For For  
           
4.    TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR Mgmt For For  
           
5.    TO RE-ELECT MR A JOPE AS AN EXECUTIVE DIRECTOR Mgmt For For  
           
6.    TO RE-ELECT MS A JUNG AS A NON- EXECUTIVE DIRECTOR Mgmt For For  
           
7.    TO RE-ELECT MS S KILSBY AS A NON- EXECUTIVE DIRECTOR Mgmt For For  
           
8.    TO RE-ELECT M R S MASIYIWA AS A NON- EXECUTIVE DIRECTOR Mgmt For For  
           
9.    TO RE-ELECT PROFESSOR Y MOON AS A NON-EXECUTIVE DIRECTOR Mgmt For For  
           
10    TO RE-ELECT MR C PITKETHLY AS AN EXECUTIVE DIRECTOR Mgmt For For  
           
11.   TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR Mgmt For For  
           
12.   TO ELECT MR A HENNAH AS A NON- EXECUTIVE DIRECTOR Mgmt For For  
           
13.   TO ELECT MRS R LU AS A NON- EXECUTIVE DIRECTOR Mgmt For For  
           
14.   TO REAPPOINT KPMG LLP AS AUDITOR OF THE COMPANY Mgmt For For  
           
15.   TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR Mgmt For For  
           
16.   TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE Mgmt For For  
           
17.   TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES Mgmt For For  
           
18.   TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For  
           
19.   TO RENEW THE AUTHORITYTO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS Mgmt For For  
           
20.   TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES Mgmt For For  
           
21.   TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For  
           
CMMT 01 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 11 AND 19 AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU Non-Voting      

 

 

Meeting Date Range: 01-Jul-2021  -  17-Jun-2022 Report Date: 6/23/2022  
         
      Page 51 of 51  

 

Unassigned

WOLTERS KLUWER N.V.
Security: N9643A197 Agenda Number: 715238463
Ticker:   Meeting Type: AGM
ISIN: NL0000395903 Meeting Date: 4/21/2022

 

           
Prop. # Proposal Proposed Proposal Vote For/Against  
    by   Management’s  
        Recommendation  
           
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. Non-Voting      
           
1.    OPEN MEETING Non-Voting      
           
2.a. RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting      
           
2.b. RECEIVE REPORT OF SUPERVISORY BOARD Non-Voting      
           
2.c. APPROVE REMUNERATION REPORT Mgmt For For  
           
3.a. ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS Mgmt For For  
           
3.b. RECEIVE EXPLANATION ON COMPANY'S DIVIDEND POLICY Non-Voting      
           
3.c. APPROVE DIVIDENDS OF EUR 1.57 PER SHARE Mgmt For For  
           
4.a. APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For  
           
4.b. APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For  
           
5.    ELECT HELEEN KERSTEN TO SUPERVISORY BOARD Mgmt For For  
           
6.    AMEND REMUNERATION POLICY OF SUPERVISORY BOARD Mgmt For For  
           
7.a. GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL Mgmt For For  
           
7.b. AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES Mgmt For For  
           
8.    AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL Mgmt For For  
           
9.    APPROVE CANCELLATION OF SHARES Mgmt For For  
           
10.   REAPPOINT AUDITORS Mgmt For For  
           
11.   OTHER BUSINESS Non-Voting      
           
12.   CLOSE MEETING Non-Voting      
           
CMMT 14 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. Non-Voting      
           
CMMT 16 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. Non-Voting      

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

OSI ETF Trust

 

By: /s/ Kevin Beadles  
  Kevin Beadles  
  President  
     
Date: July 26, 2022