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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): July 11, 2022

 

 

P10, Inc.

(Exact Name of Registrant as Specified in Its Charter)

 

 

 

Delaware   001-40937   87-2908160
(State or other Jurisdiction
of Incorporation)
 

(Commission

File Number)

  (IRS Employer
Identification No.)

 

4514 Cole Avenue, Suite 1600, Dallas, Texas   75205
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (214) 865-7998

(Former name or former address if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the follow provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol

 

Name of each exchange

on which registered

Class A Common Stock, par value $0.001 per share   PX   New York Stock Exchange LLC
Series A Junior Participating Preferred Stock Purchase Rights    

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 

 


Item 8.01

Other Events.

On July 11, 2022, P10, Inc. (“P10”) and Crossroads Impact Corp (“Crossroads”) issued a joint press release announcing that Crossroads and Enhanced Capital Group LLC, the Impact investment solution of P10 (“ECG”), have expanded their ongoing strategic relationship. Through this expansion, Crossroads will be better positioned to deepen its exposure to core ECG impact strategies of Climate Finance, Impact Real Estate, and Small Business Lending to underserved businesses. A copy of the joint press release is attached as Exhibit 99.1 hereto and incorporated by reference herein.

 

Item 9.01

Financial Statements and Exhibits.

 

(d)

Exhibits

 

Exhibit
No.

  

Description

99.1    Press Release, dated July 11, 2022.
104    Cover Page Interactive Data File (formatted as inline XBRL)


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    P10, INC.
Dated: July 12, 2022     By:  

/s/ Robert Alpert

    Name:   Robert Alpert
    Title:   Co-Chief Executive Officer